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UVS FOI1 Request Healthcare associated infections

Source: WhatDoTheyKnow
Authority: University Hospitals Coventry and Warwickshire NHS Trust
Status: We're waiting for Jordan Millar to read recent responses and update the status.
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SOURCE: WhatDoTheyKnow
SOURCE_URL: https://www.whatdotheyknow.com/request/uvs_foi1_request_healthcare_asso
TITLE: UVS FOI1 Request Healthcare associated infections
AUTHORITY: University Hospitals Coventry and Warwickshire NHS Trust
AUTHORITY_URL: https://www.whatdotheyknow.com/body/university_hospitals_coventry_and_warwickshire_nhs_trust
STATUS: We're waiting for
Jordan Millar
to read recent responses and update the status.
REQUEST_SLUG: uvs_foi1_request_healthcare_asso
CAPTURED_AT: 2026-05-19T07:22:27+00:00
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================================================================================
MESSAGE 1 [outgoing]
HEADER: Jordan Millar
19 July 2024
Delivered
--------------------------------------------------------------------------------
Dear University Hospitals Coventry and Warwickshire NHS Trust,
We are conducting some research on behalf of UV Smart into rates of healthcare-associated infections (HAIs) across hospitals in the UK. We are particularly interested in understanding the following from you.
In your response, please can you also confirm if we have permission to reuse the information provided for news/reporting purposes and as part of communications with industry peers and the general public. We will assume that we are able to use the information in these ways unless you explicitly advise us otherwise in your response.
1. Has University Hospitals Coventry recorded any Healthcare-Associated Infections (HAIs) over the past 12 months?
- Yes
- No
2. Has there been any case in the past 12 months where a HAI has resulted in the death of a patient at University Hospitals Coventry?
- Yes
- No
3. What is the most common type of Healthcare-Associated Infection (HAI) recorded at University Hospitals Coventry?
4. How many cases of the HAI identified in the answer to question 3 has University Hospitals Coventry recorded over the past three years?
5. What specific infection control policies and procedures are currently in place to prevent HAIs?
6. How often are these policies and procedures reviewed and updated at University Hospitals Coventry (please provide dates of the last review/update period)?
7. Are there any specific protocols in place to deal with an outbreak of HAIs at University Hospitals Coventry? And have there been any recorded ‘outbreaks’ of HAIs at University Hospitals Coventry in the last three years?
8. Have any new technologies or practices have been implemented to reduce the rates of HAIs at University Hospitals Coventry over the past three years (please give details where possible)?
9. Are there any plans to explore or introduce new technologies or practices at University Hospitals Coventry to reduce the rates of HAIs over the next three years (please give details where possible)?
10. Has University Hospitals Coventry made the decision to use single-use medical equipment in place of reusable options either fully or partially because of benefits to patient safety/infection control?
- Yes
- No
Yours sincerely,
Jordan Millar

================================================================================
MESSAGE 2 [incoming]
HEADER: uhcw@infreemation.co.uk,
        University Hospitals Coventry and Warwickshire NHS Trust
19 July 2024
--------------------------------------------------------------------------------
University Hospital
Clifford Bridge Road
Walsgrave
Coventry
CV2 2DX
Direct Line: 024 76968771
www.uhcw.nhs.uk
Dear Requester
We acknowledge receipt of your email to UHCW:
Freedom of Information Request Form
If you have submitted a request under the Freedom of Information Act
(FOIA) your request will be considered and you will receive our response
within the statutory timescale of 20 working days.
The reference number for your email is FOI/3837.
Should you have any further inquiries concerning this matter, please reply
to this email leaving the subject line unchanged.
Yours sincerely,
UHCW

================================================================================
MESSAGE 3 [incoming]
HEADER: uhcw@infreemation.co.uk,
        University Hospitals Coventry and Warwickshire NHS Trust
16 August 2024
--------------------------------------------------------------------------------
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University Hospital
Clifford Bridge Road
Walsgrave
Coventry
CV2 2DX
Direct Line: 024 76968771
www.uhcw.nhs.uk
Our Ref: FOI 3837
Date: 16th August 2024
By email only
Dear Requester
We write further to your request for information under the Freedom of
Information Act received 19th July 2024.  We have set out your request,
together with our response below.
We are conducting some research on behalf of UV Smart into rates of
healthcare-associated infections (HAIs) across hospitals in the UK. We are
particularly interested in understanding the following from you.
In your response, please can you also confirm if we have permission to
reuse the information provided for news/reporting purposes and as part of
communications with industry peers and the general public. We will assume
that we are able to use the information in these ways unless you
explicitly advise us otherwise in your response.
1. Has University Hospitals Coventry recorded any Healthcare-Associated
Infections (HAIs) over the past 12 months?
Yes
2. Has there been any case in the past 12 months where a HAI has resulted
in the death of a patient at University Hospitals Coventry?
Yes
3. What is the most common type of Healthcare-Associated Infection (HAI)
recorded at University Hospitals Coventry?
Sars-Cov-2
4. How many cases of the HAI identified in the answer to question 3 has
University Hospitals Coventry recorded over the past three years?
1785 recorded as possible or probable nosocomial infections
5. What specific infection control policies and procedures are currently
in place to prevent HAIs?
CG - Guidelines For The Management of
Tuberculosis
CG - Isolation Guideline
CG - Management of an Outbreak or Incident
CG - National Infection Prevention and Control
Manual for England
CG - Respiratory Infections Guideline
CG - Screening, Prevention and Management of
Methicillin Resistant Staphylococcus aureus
(MRSA)
COP 96 - Cleaning and Disinfection of
Non-invasive Equipment & Computers
CP - Bed space cleaning procedure, including bed
and mattress cleaning
CP - Management of Multi-Resistant Organisms,
Carbapenemase Producing Enterobacteriaceae Multi
Resistant Acinetobacter baumanni
CP - Trust wide Clinical Operating Procedure and
Principles for Aseptic Non Touch Technique (ANTT)
CP - Management of Clostridioides difficile for
adults
CP - Management of Norovirus
CP - Trust wide Procedure for the Home Laundering
of staff Uniforms
COP 209 - Body Infestations
COP 914 - Viral Haemorrhagic Fever (VHF): Acute
Identification and management guide.
CP - Procedure for the laundering of Soiled
Patients Clothing in the Home Setting
COVID-19 Screening Requirements SOP
Hand Decontamination Policy
Trust Decontamination Policy
Food Hygiene Guidelines
Infection Prevention and Control Policy
Management of Health Care Workers Living and
Working with Blood Borne Viruses Policy
CG - Screening and management of Sepsis in Adults
CG - Vancomycin Resistant Enterococci Guidelines
Please see attached policies and guidelines
6. How often are these policies and procedures reviewed and updated at
University Hospitals Coventry (please provide dates of the last
review/update period):
Expiry dates for policies and procedures do not exceed three years.
Documents are reviewed and updated if changes are required before three
years.
7. Are there any specific protocols in place to deal with an outbreak of
HAIs at University Hospitals Coventry? And have there been any recorded
‘outbreaks" of HAIs at University Hospitals Coventry in the last three
years?
There is a specific protocol in place to deal with outbreaks.  There have
been outbreaks recorded in the last three years.
8. Have any new technologies or practices have been implemented to reduce
the rates of HAIs at University Hospitals Coventry over the past three
years (please give details where possible)?
Yes.  Introduction of the Imop in clinical areas.  Introduction of Hiprex
where clinically indicated for prophylaxis of UTI's.  Rapid PCR testing.
Air scrubbers.
9. Are there any plans to explore or introduce new technologies or
practices at University Hospitals Coventry to reduce the rates of HAIs
over the next three years (please give details where possible)?
Yes.  HLD electronic track and trace
10. Has University Hospitals Coventry made the decision to use single-use
medical equipment in place of reusable options either fully or partially
because of benefits to patient safety/infection control?
Yes
As we have provided the information that we do hold your request is now
closed.  We trust that this is satisfactory but if you are dissatisfied
with the way that it has been handled you have the right to ask for an
internal review.  Internal review requests should be submitted within two
months of the date of receipt of the response to your original letter and
should be addressed to: David Walsh, Director of Corporate Affairs,
University Hospitals Coventry & Warwickshire NHS Trust, Clifford Bridge
Road, Coventry CV2 2DX.
If you are not content with the outcome of the internal review, you have
the right to apply directly to the Information Commissioner for a
decision.  The Information Commissioner can be contacted at: Information
Commissioner’s Office, Wycliffe House, Water Lane, Wilmslow, Cheshire, SK9
5AF.
Yours sincerely
Andrea Phillips
FOI & Access to Health Records Manager

================================================================================
ATTACHMENT TEXT EXTRACTION / OCR
================================================================================

--------------------------------------------------------------------------------
ATTACHMENT: 1.pdf
TEXT_FILE: 1.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 29
--------------------------------------------------------------------------------
--- PDF page 1 ---
Editorial Check: XXXX 
1 
 
 
 
Guidelines For the Management of Tuberculosis 
 
Related 
National 
Guidance 
NICE Guidance (NG 33) 2016 
https://www.nice.org.uk/guidanc
e/NG33/NG33 
 
E-library 
number 
CG1362 
Version 
number 
10 
Purpose 
The purpose of this guideline is to ensure that all employees of UHCW have access to 
TB information consistent with national guidance regarding screening, management 
and infection prevention and control, which will help prevent cross infection, protect 
patients, visitors, and staff. 
 
 
 
Primary 
Specialty 
Infectious Diseases 
Related 
Specialtie
s 
Infection Prevention and Control 
Tb Nurse Specialist Team 
Specialty 
Clinical 
Guideline 
Lead 
Dr Vjeran Cajic Consultant in Infectious Diseases 
Authors 
Lead Author: 
Melanie Gallo 
Infection Prevention and Control Nurse 
Melanie.gallo@uhcw.nhs.uk 
Reviewer(s): 
Dr Vjeran Cajic Consultant in Infectious Diseases 
vjeran.cajic2@uhcw.nhs.uk 
 
Linda Nicholson Clinical Nurse Specialist TB Nurse 
Linda.nicholson@uhcw.nhs.uk 
 
Kamlesh Hallett TB Specialist Nurse Lead 
Kamlesh.hallett@uhcw.nhs.uk 
Approvin
g Forums 
Infection Prevention & Control Committee 
Respiratory QIPS 
Approval 
QIPS 
11.10.2023

--- PDF page 2 ---
Editorial Check: XXXX 
2 
 
 
Dates 
MMC 
N/A 
Other (specify) 
 
Review 
Date 
September 2025 
Keywords TB, Pulmonary MTB 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect. 
Rationale 
Tuberculosis (TB) is a chronic, progressive infection which most commonly affects the 
respiratory tract but can involve any organ of the body. These guidelines relate to 
Mycobacterium Tuberculosis (MTB). Bacteria of the MTB complex include 
(M.Tuberculosis, M.Bovis and M.Africanum) these are acquired through inhalation of 
infective droplets. 
 
Due to the infectious nature of this disease, certain infection prevention and control 
procedures should be employed. 
 
Methods of detecting this infection using laboratory tests are also outlined, as these will 
help to determine the degree of infectivity. 
 
 
Dissemination and related guidance 
 
Available on e – library 
 
 
 
 
Training 
Fit Testing for an FFP3 respirator is carried out by a nominated cascade trainer. 
 
The infection prevention and control team provide fit testing training to a cascade trainer in all 
departments and can be booked via contacting the IPCT on ext 24791.

--- PDF page 3 ---
Editorial Check: XXXX 
3 
 
 
All staff are responsible for ensuring they have had fit testing training prior to wearing an FFP3 
respirator and training record given to their line manager. 
 
All staff are responsible for ensuring they have been fit tested on at least 2 different FFP3 respirators 
that are available in the trust. 
 
All staff must ensure they are fit tested every 2 years or be re – fit tested if any facial changes occur 
within the 2 years i.e losing weight. 
 
Mandatory Infection Prevention and Control Training is completed on a yearly basis via the e – 
learning system. 
Madatory Hand Hygiene Training 
 
Donning and Doffing training can be requested from the IPCT 
 
Patient Information 
TB leaflet awaiting comments from Health Information 
 
 
 
 
Audit & Monitoring 
Audit 
title 
Audit Lead 
Monitoring method and 
frequency 
Committee responsible 
N/A 
 
. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Changes from previous version 
Date 
Updated information 
17.10.20
23 
Pg 6 AFB section, replaced precedes the identification of the culture with the 
exact mycobacterium with - In the majority cases these TB bacilli, but in 
majority cases could be Non – Tuberculosis Mycobacteria 
 
Pg 6 Negative pressure room section, added in ward 31a to list of wards 
where negative pressure rooms are available.

--- PDF page 4 ---
Editorial Check: XXXX 
4 
 
 
Pg 6, PHE has been changed to UKHSA 
Pg 11 Added in Microbiology responsibilites 
 
Pg 14, table 1 Notifiable disease section, notification form on the intranet page 
are old – we should focus attention on early referral to TB Service with 
appropriate clinical and social details so that electronic UKHSA notification can 
be done by the TB service 
 
Pg 14, table 1, screening on admission section changed AAFB to TB PCR on 
one of the samples 
 
Pg 16, table 1, Hand Hygiene section, added in link to Hand Decontamination 
Policy and the link to the National IPC manual 
 
Pg 17, table 1, Notice for door section – added in link to the trust’s isolation 
door labels 
 
Pg 17, table 1, added in list of AGP’s 
• 
Pg 21, table 1 Visitors section added this sentence - Visitors who have 
not been identified as a close contact should not visit unless under 
exceptional circumstances for example on compassionate grounds. Visiting 
under these circumstances must be discussed with the ID consultant. The 
trust is not able to offer any fit testing for an FFP3 respirator to visitors, 
however consideration to offer a FFP3 Respirator with a fit check can be 
considered with risks explained to the visitor. 
Pg 23, A negative PCR does not rule out TB, as the sensitivity of this test is not good 
currently, especially from specimens such as CSF or smear negative sputum. 
Treatment should be commenced on clinical grounds in these circumstances. If 
detected the PCR test will also report common mutation which lead to rifampicin 
resistance. This sentence has been changed to the sentence below. 
A negative PCR does not rule out TB, treatment should be commenced on clinical 
grounds in these circumstances. If detected the PCR test will also report common 
mutation which lead to rifampicin resistance 
 
Pg 26 TB quick action guide updated notification information and the wearer of 
FFP3 mask must be fit tested and undertake a fit check every time the mask is 
donned, added re to request a PCR on one of the sputum samples 
 
Put the whole guideline into the new template 
 
Put in new links to the National IPC manual throughout the document 
 
 
Removed CRRS to EPR throughout document

--- PDF page 5 ---
Editorial Check: XXXX 
5 
 
 
 
 
 
Contents 
 
Definitions ............................................................................................................................................... 5 
Introduction ............................................................................................................................................ 7 
Scope ....................................................................................................................................................... 8 
Roles and Responsibilities ....................................................................................................................... 9 
Clinical guidance ................................................................................................................................... 11 
Appendices ............................................................................................................................................ 26 
References ............................................................................................................................................ 28 
 
 
 
Definitions 
 
MTB 
Mycobacterium tuberculosis 
Drug Sensitive TB 
Where there is no resistance to the first line anti-
tuberculous drugs tested. 
MDR-TB 
Multi Drug Resistant Tuberculosis (MDRTB) is 
defined as Mycobacterium tuberculosis that is 
resistant to rifampicin and isoniazid (two key 
antibiotics). Although MDR-TB is no more 
infectious than fully drug susceptible TB, the 
consequences of acquiring MDR-TB are much 
more serious. This is due to the greater difficulty 
and cost of treating it with prolonged therapy and 
the risk of much poorer outcomes. 
 
 
XDR –TB 
Extensively Drug Resistant TB 
XDR-TB is defined as MDR-TB that is also 
extensively resistant to second line drugs. 
(fluoroquinolones and capreomycin, kanamycin or 
amikacin this list is not exhaustive 
Respiratory Precautions 
This covers airborne or droplet transmission.

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Smear 
Direct film from sputum, stained with Ziehl – 
Neelsen or auramine to look for acid fast bacilli 
(AFB) under microscopy. 
Smear negative 
AFB not seen on microscopy. This does not 
exclude TB but is important with regards to 
assessing infectivity. 
Smear positive 
AFB seen on microscopy from the primary sample. 
Close Contacts 
Are people who have prolonged, frequent or 
intense contact with a person with infectious TB. 
For example household contacts or frequent 
visitors to the household. Depending on the 
circumstance co – workers occasionally are 
classed as close contacts. 
AFB 
Acid Fast Bacilli - In majority cases these are TB bacilli, 
but in minority cases could be non-tuberculous 
mycobacteria. 
 
Negative Pressure Room 
Defined as an isolation room that maintains 
negative pressure compared to the outside 
environment, thus not allowing the respiratory 
droplets from infectious TB patients to exit the 
room. There are negative pressure rooms on 
ward 30, 31 and GCC & 31A. 
OH 
Occupational Health 
UKHSA 
United Kingdom Health Security Agency 
PPE 
Personal Protective Equipment 
FFP3 Respirator 
Filtering Face Piece Particulate Respirator 
 
DPD 
Deceased Patient Details 
PCR 
Polymerase Chain Reaction 
CCDC 
Consultant in Communicable Disease Control 
TBNS 
TB Nurse Specialists 
DIPC 
Director For Infection Prevention and Control 
IGRA 
Interferon Gamma Release Assay 
ETS 
Enhanced Tuberculosis Surveillance 
WHO 
World Health Organisation 
EPR 
Electronic Patient records 
ICB 
Integrated Care board 
OPD 
Outpatient Department 
IPCT 
Infection Prevention and Control Team 
ATT 
Antituberculosis Treatment

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ART 
Antiretroviral Treatment 
HIV 
Human Immunodeficiency Virus 
QAG 
Quick Action Guide 
SICP 
Standard Infection Prevention and Control 
Precautions 
 
Standard Infection prevention and Control 
Precautions are the minimum infection 
prevention practices that apply to all patient care, 
regardless of suspected or confirmed infection 
status of the patient, in any setting where health 
care is delivered. 
https://www.england.nhs.uk/national-infection-
prevention-and-control-manual-nipcm-for-
england/ 
 
 
 
TBP 
Transmission-Based Precautions are for patients 
who are known or suspected to be infected or 
colonized with infectious agents, including certain 
epidemiologically important pathogens, which 
require additional control measures to effectively 
prevent transmission. 
There are three categories of Transmission-Based 
Precautions: Contact Precautions, Droplet 
Precautions, and Airborne Precautions. 
Transmission-Based Precautions are used when 
the route(s) of transmission is (are) not 
completely interrupted using Standard 
Precautions alone. 
 
https://www.england.nhs.uk/national-infection-
prevention-and-control-manual-nipcm-for-
england/ 
 
 
 
 
 
 
Introduction 
 
 
Mycobacterium tuberculosis (MTB) is a bacterial infection. It is caught by ‘breathing in’ the bacteria 
that causes it. Bacteria are present in tiny droplets produced from sneezing or coughing by someone 
who has MTB. Some people become ill with TB within a few weeks or months of breathing in the

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bacteria. This is called ‘active TB.’ In most people, the body’s immune system kills the bacteria and 
the person does not get ill. In other people the bacteria are not killed but stay in the body at a low 
level, contained by the hosts’ immune system so the person does not get ill and is not infectious. 
This is called ‘latent MTB’. If the bacteria start to multiply again months or years later (for example if 
the person’s immune system is weakened by another disease such as HIV), the person could develop 
active MTB, but in most cases this does not happen. 
MTB is a chronic, progressive infection that mainly affects the lungs (pulmonary MTB) but it can 
affect other parts of the body (extra pulmonary MTB). 
Due to the infectious nature of pulmonary MTB, certain Infection Prevention and Control procedures 
should be employed and these are highlighted in this guideline. 
 
 
 
Scope 
 
 
 
This guideline applies to trust personnel working within the University Hospitals Coventry and 
Warwickshire NHS Trust (UHCW). Each member of staff has a personal responsibility to ensure they 
comply with this guideline to prevent and manage Mycobacterium Tuberculosis. 
 
 
 
 
The purpose of this guideline is to ensure that all employees of UHCW have access to TB information 
consistent with national guidance regarding screening, management and infection prevention and 
control standard and transmission-based precautions.

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Roles and Responsibilities 
 
 
 
 
 
 
This guideline applies to all clinical staff temporary and permanent working at UHCW. It is the 
responsibility of all, including students and contractors to : 
 
Understand and apply the principles of TB prevention and control by maintaining competence, skills and 
knowledge in Infection Prevention and Control 
 
Clinical staff have a responsibility to ensure that they risk assess promptly patients with suspected 
infectious pulmonary or laryngeal TB before or at presentation to the hospital. This reduces the risk of 
cross infection for themselves and other patients. Staff can reduce the risk of cross infection by wearing 
the appropriate personal protective equipment (PPE) and ensuring the patient with suspected or 
confirmed TB is isolated until they are no longer deemed to be infectious. 
 
Directors/ Lead Clinicians/ Senior Managers 
 
• 
All Directors, Lead Clinicians and Senior Managers are responsible for ensuring that this guideline 
is known to their staff and that its requirements are followed at all times, by all staff within their 
Directorate. 
• 
Following standard and transmission based precautions 
 
Infection Prevention and Control Team (IPCT) 
 
Critical functions of the Infection Prevention Team include:- 
 
• 
The development of policies / guidelines, education, training, specialist advice, patient 
information, audit, surveillance, management and coordinating of incidents. 
• 
Recognition of a TB incident and undertaking contact tracing. 
• 
Arranging a TB incident meeting where an infectious patient has been nursed in an open bay with 
other patients. 
• 
Liaison with clinical teams to ensure prompt recognition of and response to cases. 
• 
Training on the correct use of personal protective equipment ( PPE) where required. Contact the 
IPCT if training required. 
• 
Training on donning and doffing of PPE. Contact the IPCT if training is required. 
 
Consultants and their junior doctors 
 
The Consultants and their junior doctors are responsible for:- 
 
• 
Prompt recognition of TB symptoms on admission or during admission and ensuring the patient is 
isolated if deemed infectious 
• 
Reviewing patients with suspected/ confirmed TB 
• 
Attend incident meetings

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• 
TB notification to the TB nursing team 
• 
Commencing appropriate antibiotic treatment for TB in a timely manner 
• 
Informing the Infection Prevention and Control Team when an infectious patient has been nursed 
in a bay so contact tracing can be initiated 
• 
Inform IPCT if TB suspected 
• 
Ensure that correct specimens are sent to the laboratory in a timely manner 
• 
Referral to Infectious diseases if suspected or confirmed TB 
• 
Antibiotic Stewardship 
• 
Following standard and transmission based precautions 
 
Matrons/ Ward Managers 
 
• 
Matrons and Ward Managers are responsible for ensuring all staff are aware of this guideline and 
comply with all aspects with particular reference to: 
• 
 
• 
Recognising patients at risk 
• 
Acting promptly in response to patients with symptoms of TB 
• 
The timely/ appropriate collection of specimens 
• 
Prompt isolation of patients 
• 
Following standard and transmission based precautions 
• 
Antibiotic Stewardship 
• 
Availability of correct PPE 
• 
Informing Infection Prevention and Control if an infectious patient has been nursed in a bay 
and if any AGP’S have been carried out 
• 
Providing Infection Prevention and Control and Occupational Health with a contact list for the 
purpose of contact tracing if requested 
• 
Attending incident meeting 
• 
Ensuring staff are aware of this guideline 
 
All Health Care workers 
 
All Health care workers have a clinical and ethical responsibility to carry out effective infection prevention 
and control procedures applicable to the control of TB including the correct use of (standard and 
transmission based precautions and to act in a way which minimises risk to the patient, other patients and 
themselves. 
 
The Occupational Health Department 
 
• 
Is responsible for ensuring that all new healthcare workers have standard health clearance before 
they have clinical contact with patients i.e. be free from TB disease, a pre-employment BCG is 
given if required and information leaflet given to staff regarding the symptoms of TB. 
• 
Occupational Health is responsible for the screening and follow up of any member of staff who 
have been identified as a contact of TB 
• 
Is responsible for informing Infection Prevention and Control if a member of staff has been 
diagnosed with Infectious TB 
 
Role of the Hospital Infection Prevention & Control Committee 
 
• 
The Hospital Infection Prevention and Control Committee are responsible for approving this 
document.

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Role of Respiratory Physicians / Infectious diseases 
 
• 
To offer support and expert advice to the Infection Prevention and Control Team to establish 
infectiousness of patients for the purpose of contact tracing 
• 
To attend Incident meetings 
• 
The lead TB clinician for the Trust will assess or organise for assessment of which patients that 
have been exposed to infectious TB may require screening, considering individual patient risk 
They will also consider any relevant investigations undertaken (e.g. at least 8 weeks post 
exposure) that could exclude further screening for TB. 
• 
To inform the Infection Prevention and Control Team if an infectious patient has been nursed in a 
bay 
• 
To offer expert advice on management and treatment of TB 
• 
The Lead TB physician will provide annual TB awareness sessions in the Grand Round and provide 
other teaching session as and when required 
• 
To follow standard and Transmission based precautions 
 
TB Nurse Specialists (TBNS) 
 
• 
Arrange screening of discharged patients that have been a known contact of infectious TB whilst 
an inpatient (who will have been written to by the Trust following risk assessment) 
• 
Attend incident meeting when required 
• 
Offer expert advice when required 
• 
To liaise with UKHSA to follow up community contacts 
• 
To liaise with the ICB if care home facility involved 
 
 
Histopathologist 
 
• 
If TB is identified on post mortem the Pathologist must inform the Director for Infection 
Prevention and Control (DIPC) and the IPCT and Consultant in Communicable Disease Control 
(CCDC) at the (UKHSA). The DIPC will then be responsible for alerting relevant members of staff 
as contact tracing may be required. 
 
Microbiology 
 
• 
Communicating positive results to the wards / departments 
• 
Informing IPC if infectious patient in bay 
• 
Alerting IPC, TB team and Infectious diseases of any MDR / XDRTB 
• 
Electronic cascade form to be emailed out to IPC, Infectious diseases and TB Team 
 
 
 
 
Clinical guidance 
 
MTB is curable, but it is important that it is identified and treated quickly to avoid serious 
consequences and prevent it spreading through the body or to other people.

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Symptoms of Pulmonary MTB include: - 
 
• 
persistent cough 
• 
Haemoptysis 
• 
losing weight unintentionally 
• 
Breathlessness 
• 
Anorexia 
• 
night sweats (usually drenching) 
• 
Fever 
 
 
Risk Assessment for Pulmonary MTB 
 
Cough for more than 3 weeks – Consider TB! 
(Especially if from high incidence country (See link below) or ethnic group, immunocompromised, 
chronic alcohol dependence, social deprivation or homeless). 
 
https://www.gov.uk/government/publications/tuberculosis-tb-by-country-rates-per-100000-people 
 
HIV & unexplained chest infiltrates – Consider TB! 
 
Patients with suspected TB should be risk assessed, and admitted to a side-room preferably a 
negative pressure side room with en - suite whilst this assessment is made. The risk assessment 
should include: 
 
How Infectious? 
 
• 
Infectious TB is active tuberculosis disease that presents a risk of transmission of infection to 
others. For most practical purposes, this means sputum-smear positive pulmonary 
tuberculosis in which acid-fast bacilli (AFB) are present on direct microscopy of sputum.

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• 
Active TB affecting other parts of respiratory tract e.g. laryngeal TB or oral cavity is also 
considered infectious. 
 
• 
If the patient has a cavity on chest X-ray the patient is likely to be infectious 
 
• 
Patients who are coughing may be considered infectious 
 
 
Patients whose bronchial washings are positive on direct microscopy should be managed as 
infectious TB if: 
• 
sputum is also smear positive 
• 
on a ward with immunocompromised patients 
• 
known or suspected as having MDR-TB 
 
Risk factors for MDRTB / XDRTB 
• 
Prior TB treatment 
• 
Treatment failure 
• 
Contact with a known case of drug resistant TB 
• 
Birth in a foreign country with high incidence of MDR TB. see link in Appendix 1 
 
If any of the above apply then MDRTB / XDRTB should be suspected 
 
If you suspect TB in a patient or have confirmed TB (microbiologically) then commence the TB Quick 
Action Guide (QAG) in appendix 2 and follow the appropriate interventions as stated in the QAG. 
 
 
Table 1: General TB Information, Transmission Based Precautions (TBP) and Standard Infection 
Control Precautions (SICP) 
 
Table 1 
Clinical 
Condition 
Pulmonary and laryngeal TB both require respiratory precautions (Airborne) 
 
For those with extra – pulmonary TB disease the TBP in this guideline must be followed 
until pulmonary involvement can be ruled out.

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Mode of 
Spread 
Airborne: The infectious particles are very small droplets (1-5 um) containing tubercle bacilli 
expelled during talking, singing but especially coughing, and inhaled by susceptible 
individuals. 
Incubation 
period 
2-8 weeks to cause an immune reaction. May be many years before disease develops. 
Notifiable 
disease 
Yes - If a patient is commenced on anti-TB treatment for presumed, suspected or 
confirmed TB then the doctor caring for the patient must ensure early referral to the TB 
Service with appropriate clinical and social details so that electronic UKHSA Notification can 
be completed by the TB service. A referral to the TBNS can be made through the TB nurse 
nhs email below. 
 
 
uhc-tr.covwarkstb@nhs.net 
 
 
At UHCW, the TB Nurse Specialist Service (TBNS) must be informed by the diagnosing 
clinician as soon as a patient is commenced on ATT medications or discharged with 
suspected TB (pending results) so they can support the patient to complete their treatment 
once discharged home, ensure that the appropriate risk assessment is undertaken prior to 
discharge home and contact tracing of community contacts is carried out (Nice 2016) and 
ensure appropriate follow – up by a consultant is arranged. 
 
 
 
If TB is identified on post mortem the Pathologist must inform the Director for Infection 
Prevention and Control (DIPC), the IPCT and Consultant in Communicable Disease 
Control (CCDC) at the UKHSA. The DIPC will then be responsible for alerting relevant 
members of staff, including Infection Prevention and Control Team as contact tracing 
may be required. 
 
 
 
Admission to 
hospital 
Patients with suspected infectious or confirmed pulmonary /laryngeal TB should not 
routinely be admitted to hospital for diagnostic tests or for care unless there is a clear 
clinical or public health need e.g. homelessness and then a multi-disciplinary team will agree 
a plan for that patient (NICE 2016). 
 
Screening on 
admission 
Pulmonary tuberculosis should be considered in any patient with an unexplained cough 
lasting more than three weeks, with or without weight loss, anorexia, fever, night sweats or 
haemoptysis. They should usually have three separate sputum samples sent to the 
laboratory and a chest X- Ray. These specimens should be marked ‘URGENT’ and request a 
TB PCR on one of the samples, in addition to culture. Patients whose history is indicative of 
pulmonary tuberculosis on admission should be isolated as shown in figure 1 
Risk 
assessment 
for MDRTB 
• 
Prior TB treatment 
• 
Treatment failure 
• 
Contact with a known case of drug resistant TB 
• 
Birth in a foreign country with high incidence of MDR TB. see link in Appendix 1 
 
If any of the above apply then MDRTB should be suspected

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If MDR-TB 
Suspected 
 
A risk assessment should be carried out by the medical team and if MDR -TB is 
suspected: 
 
• 
The patient should be isolated in a monitored negative pressure ventilated side 
room (refer to Isolation Guideline 2023). If none are available, the patient must be 
transferred to a hospital that has these facilities. 
• 
Inform the Infection Prevention & Control Team immediately. 
• 
Refer the patient to the named physician with a responsibility for TB or Infectious 
Disease consultant for their expert advice as soon as possible. Several second or 
third line agents may be used to treat these patients. 
• 
Inform the Duty Microbiologist so that rapid testing for rifampicin resistance can 
be arranged where appropriate. 
 
Any patient commenced on treatment for TB must be referred to Infectious Diseases and 
inform the TBNS by the diagnosing clinician and notified to the UKHSA. MDR –TB will be 
monitored by the national MDR-TB group 
 
 
Contact 
Tracing 
The Infection Prevention and Control Team will communicate with the infectious disease 
consultant as to whether patient contact tracing is required. If contact tracing is required, 
the infectious disease consultant will risk assess each patient contact to ascertain if 
screening or information and advice letters are required. 
 
If patient contacts require screening the TBNS will arrange this if they have been discharged 
home. The IPCT will inform the TBNS if patients have been discharged home. If the patient 
contacts are still in hospital, then the IPCT will inform the consultant to arrange screening. 
 
Occupational Health (OH) will be responsible for contact tracing any staff contacts in liaison 
with the individual wards / department manager. 
 
OH will inform the IPCT if any staff test positive for TB whereby contact tracing may be 
required of their patient contacts. 
 
The TBNS will undertake any community contacts contact tracing. 
 
TB Incident 
 
An assessment will be made by the IPCT and infectious disease lead to ascertain if an 
incident meeting is required depending on the nature of the incident e.g large number of 
contacts. The IPCT will be responsible for co –ordinating the meeting and ensuring all 
actions are completed. OH will be responsible for completing any actions involving staff. 
 
Outbreak 
 
The investigation of a suspected outbreak will require input of a multidisciplinary team and 
the UHCW outbreak and incident policy will be instigated. 
 
 
The (IPCT) will complete a Datix (Low Harm) on all TB incidents / outbreaks.

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The IPCT will document every TB notification on the IPC TB database & document any 
actions undertaken on the IPCT TB data base. 
Persons 
most at Risk 
of acquiring 
TB once 
exposed 
• Individuals whose cumulative exposure time is more than 8 hours to sputum smear 
positive patient. 
• Those who have immunodeficiency for any reason 
Waste 
Waste should be designated as clinical/ healthcare waste and placed. 
In an orange bag. Please refer to UHCW Waste Management Policy (2019) 
 
 
Equipment 
No special requirements provided equipment is decontaminated as per the University 
Hospitals Coventry and Warwickshire NHS Trust (2019) Clinical Operating procedure for 
Cleaning and Disinfection of Non Invasive Equipment and computers 
 
 
https://uhwebapps.uhcw.nhs.uk/eLibrary/filecon/download.aspx?Doc=119740&DocRetur
n=/elibrary/&VERI=yw82bpjm 
 
 
 
 
Hand 
Hygiene 
Hand Hygiene should be carried out as per the World Health Organisations (WHO) 5 
moments for Hand Hygiene and the UHCW Hand Decontamination Policy (2020). 
 
 
Hand Hygiene Decontamination V10 (1).pdf 
 
 
https://www.england.nhs.uk/national-infection-prevention-and-control-manual-nipcm-
for-england/chapter-1-standard-infection-control-precautions-sicps/#1-2 
 
 
 
Last Offices / 
Mortuary 
Special precautions are required for Last Offices. 
 
If a patient with suspected or confirmed TB dies, the body must be placed in a cadaver 
bag. 
 
Information regarding the patient’s infection must be stated on the deceased patient’s 
details (DPD) form so that appropriate infection prevention and control precautions can 
be taken by mortuary staff. 
 
https://www.england.nhs.uk/wp-content/uploads/2022/09/national-infection-
prevention-and-control-manual-appendix-12.pdf 
 
 
 
Moving 
between 
Avoid unnecessary movement of patient until therapy has been established. If movement 
is necessary, for smear positive adult patients within the first 14 days of therapy, ask the

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wards, 
hospitals 
and 
departments 
(including 
theatres) 
patient to wear a fluid repellent surgical mask or if still deemed to be infectious after 14 
days of treatment, seek advice from Infectious diseases if unsure if patient remains 
infectious (Nice 2016). 
 
Patients that require ventilation and transfer to GCC must be isolated in a negative 
pressure room. A closed ventilator system must be used. Use of an oscillator should be 
avoided as this is not a closed system. 
 
If the patient has infectious TB and requires an operation, then the patient must be 
intubated and recovered in the operating theatre. Please liaise with IPC beforehand to 
ensure the correct procedures are followed. 
 
Notify the receiving department on any transfer. 
 
Outpatient Department 
 
Outpatient lists are risk assessed and individuals who are infectious / likely to be 
infectious must not wait in waiting areas with other patients and the room should be 
well ventilated. Infectious patients must also wear a FRSM. 
Isolation 
door label 
Yes, if patient is isolated place isolation door label (Red hand) on to the door 
NB Keep door closed until restrictions are lifted. Please find door label in link below. 
 
Guidelines and Posters | University Hospitals Coventry and Warwickshire NHS Trust 
 
 
 
 
 
 
 
Patient 
clothing 
No special requirements. Advise relatives that there is no risk from washing the patient’s 
clothes at home. 
Respiratory 
Hygiene / 
Cough 
Etiquette 
Advise patient to cover nose and mouth with a tissue when coughing or sneezing, dispose 
of tissue immediately into clinical waste and decontaminate hands, this will reduce aerosol 
generation into the air. 
 
Advise patient to wear fluid resistant surgical mask if there is a requirement to leave the 
isolation room. 
 
(NICE 2016) 
Personal 
Protective 
Equipment 
(PPE) 
Wear FFP3 Respirator in the following situations: - 
 
• 
All staff who enter the room of/have contact with an infectious patient, must wear 
and FFP3 respirator, whether in an inpatient, outpatient or community setting. 
 
 
• 
While undertaking a procedure on lesion (s) 
• 
While doing an AGP , list of AGP’S are listed in the link below.

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NHS England » Chapter 2: Transmission based precautions (TBPs) 
 
• 
If MDR-TB / XDR- TB is confirmed or being considered 
 
Remove respirator carefully avoiding contamination of the hands (avoid touching the front 
of the mask) and wash the hands using soap and water. 
 
Do not re-use respirator they are single use. 
 
Dispose of respirators as clinical waste, outside the isolation area. 
 
Gloves: 
 
Wear gloves only when touching blood or bodily fluids. 
 
Remove gloves on completion of task, dispose of as clinical waste and decontaminate hands 
inside the room. 
 
Apron: 
 
Only wear an apron if at risk of uniform getting contaminated i.e during toileting or log 
rolling the patient. 
 
Remove apron on completion of the task, dispose of as clinical waste inside the isolation 
room. 
 
Fluid Repellent Gown: 
 
Only wear a gown for procedures where there is a risk of contamination of clothing from 
splashing or during AGP. 
 
Remove the gown on completion of task and dispose in clinical waste inside the isolation 
room. 
 
Full Face Visor : 
When undertaking and AGP or risk of splash to the eyes and face 
 
Remove the visor on completion of the task and dispose of in clinical waste inside the 
isolation room. 
 
Ensure hands are decontaminated once PPE has been removed. 
 
Refer to links below for correct order of donning and doffing . 
 
 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_
data/file/911332/PHE_COVID-
19_Donning_Airborne_Precautions_quick_guide_gown_version.pdf

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19 
 
 
 
 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_
data/file/911304/PHE_COVID-
19_Doffing_Airborne_Precautions_quick_guide_gown_version.pdf 
 
 
Personal protective equipment (PPE) when applying transmission based precautions (TBPs) 
Appendix 5b (england.nhs.uk) 
 
Appendix 6: Putting on and removing PPE (donning and doffing) 
 
Putting on and Removing PPE v3 (england.nhs.uk) 
 
 
 
 
 
 
Fit Testing & 
Fit Checking 
of a FFP3 
Respirator 
Fit Testing 
 
It is a requirement that any HCW required to wear an FFP3 respirator should have 
undertaken respirator fit testing prior to using it and should be fit tested on at least 2 
different respirators that are available in the trust. 
 
Fit testing should be repeated regularly (every 2 years) and whenever a need is identified, 
for example if a new product is used or where the users face shape may have changed due 
to weight loss or gain, major dental work, injuries/moles etc. 
 
In the event of a breach in infection prevention and control procedures, such as incorrectly 
worn FFP3 respirators during an aerosol generating procedure, staff should be reviewed by 
occupational health. 
 
Each ward and department in the Trust has a cascade trainer who will do the fit testing as 
and when required 
 
If for any reason a staff member cannot be fit tested with an FFP3 Respirator then hoods 
and training are available, please contact the sterile services department. 
 
FFP3 Fit Check 
 
Whenever a FFP3 respirator needs to be worn a fit check must be undertaken each time. 
 
Refer to donning FFP3 respirator video and poster link below which demonstrates how to 
don an FFP3 respirator and how to undertake a fit check. 
 
For further information refer to the UHCW Fit Testing SOP on elibrary. 
 
https://books.hse.gov.uk/Posters/?DISPLAY=PF&DI=652757

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https://www.hse.gov.uk/pubns/disposable-respirator.pdf 
 
 
Precautions 
Required 
Until 
Sputum Smear positive not including MDR TB / XDR TB: 
 
Consider de-escalating isolation after 2 weeks of treatment, considering the risks and 
benefits if: - 
 
• 
The person is showing tolerance to the prescribed treatment 
• 
There is agreement to adhere to treatment 
• 
There is resolution of cough 
• 
There is definite clinical improvement on treatment; for example, remaining 
afebrile for a week 
• 
There are no immunocompromised patients, such as transplant recipients, people 
with HIV and those on antitumor necrosis factor alpha or other biologics, in the 
same ward 
• 
The person’s initial smear grade was not high; for example, 2 or less 
• 
There is not extensive pulmonary involvement, including cavitation 
• 
There is no laryngeal TB 
• 
(NICE 2016) 
 
 
Seek the advice from infectious disease team and IPC before removing a patient from 
isolation. Once removed from isolation keep the patient under review. Return to 
isolation if they deteriorate clinically. 
 
MDR TB: 
 
• 
For duration of stay 
 
XDR TB: 
 
• 
For duration of stay 
 
Discuss all cases of MDR or XDR TB with infectious disease consultant 
 
Procedure 
Restrictions 
• 
AGP’s should be undertaken in a single / negatively-pressurised room with the 
door closed. Only carry out AGP in a ventilated area ideally in a negative 
pressure room (Nice 2016) 
• 
Only carry out AGP when necessary 
• 
Bronchoscopies in those suspected of Pulmonary TB should be done last with 
adequate ventilation as above. 
 
Bronchoscopy suites managers should be aware of the number of air exchanges and the 
duration of time required before staff and other patients can re- enter the area. 
 
(NICE 2016)

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21 
 
 
 
Referral to 
Infectious 
Diseases 
The Microbiologist will inform the clinician by telephone of positive smear results. 
 
The clinician must then refer the patient to a respiratory physician or infectious diseases 
consultant to seek expert advice on ATT and other management requirements. 
 
Cleaning of 
Isolation 
Room 
Chlorine dioxide (Tristel) must be used for daily cleaning of the rooms and for the terminal 
clean following discharge. 
 
https://uhwebapps.uhcw.nhs.uk/eLibrary/filecon/download.aspx?Doc=117645&DocReturn
=/elibrary/&VERI=gfppjcxp 
 
 
 
Visitors 
 
 
• 
Children should not be allowed to visit unless exceptional circumstances. 
• 
Visitors who have not been identified as a close contact should not visit unless 
under exceptional circumstances for example on compassionate grounds. Visiting 
under these circumstances must be discussed with the ID consultant. The trust is 
not able to offer any fit testing for an FFP3 respirator to visitors, however 
consideration to offer a FFP3 Respirator with a fit check can be considered with 
risks explained to the visitor. 
• 
The TBNS team can give further information on who has been identified as a close 
contact and give further advice on visiting. 
 
 
• 
Inform the patient and family of the TBNS on 02476961351 and advise them to 
direct any enquiries about contact screening to community TB team, not to their 
GP. 
 
• 
It is important to make sure that parents/carers are not themselves infectious 
with TB before allowing them to visit/stay in hospital with the child. 
 
• 
In the case of suspected or proven pulmonary MDR or XDR TB a plan for visiting 
should be discussed with the TBNS and in the first instance and Infectious disease 
consultant 
• 
Those who are immunocompromised should not visit. 
 
ATT 
 
Contact respiratory doctor / infectious diseases for advice regarding commencing 
treatment. 
Child with 
suspected 
active TB 
• 
Clinical enquiries regarding patients with suspected TB should be directed to Dr 
Rajesh Srikantaiah for further guidance. 
 
• 
The child is most likely to have been infected by a close adult, so staff would be 
advised to consider the health of a visitor to a child with TB in hospital and to inform 
the community TBNS who can initiate screening in the community.

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22 
 
 
• 
Relatives with symptoms of infectious TB should be screened and advised to keep 
separate from other people on the ward until they have been excluded as a source 
of infection 
Discharge 
Planning 
• 
As soon as discharge is planned, inform the TBNS (see contact details above in 
notification section) so that arrangements for the supervision of all anti-tuberculosis 
therapy can be appropriately made by the team with the patient. 
 
• 
If the patient is of no fixed abode, they must not be discharged until a discharge-
planning meeting has been held with the TBNS to ensure the patient is suitably 
accommodated for them to complete their treatment and reduce the risk of spread 
of infection. 
 
• 
A completed discharge letter detailing the patient’s medication and date of follow 
up appointment in the Out-Patient Department (OPD) with either the respiratory 
physician or Infectious diseases can be printed from the Electronic Patient Records 
by the TBNS. 
 
• 
A decision to discharge a patient with MDRTB must be discussed with the TBNS prior 
to discharge so secure arrangements for supervising and administrating all ATT 
(NICE 2016). 
 
 
• 
N.B If MDRTB TTO IS REQUIRED ORDER 2 DAYS PRIOR TO THE ESTIMATED 
DISCHARGE DATE

--- PDF page 23 ---
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23 
 
 
 
*NOTE: Tissue/Biopsy specimens should not be placed in formalin if culture is required. However, for 
histological diagnosis of tuberculosis tissue/biopsy specimens should be placed in formalin pots and 
sent to histopathology. Culture is not possible once the specimen is placed in formalin.

--- PDF page 24 ---
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24 
 
 
 
Polymerase Chain Reaction (PCR) 
 
Molecular tests for Mycobacterium tuberculosis complex must be discussed with the duty 
Microbiologist. They will be considered in the following circumstances: 
 
• 
From smear positive sputum if rapid confirmation of a TB diagnosis would alter the patient’s 
care or before conducting a large contact-tracing initiative 
• 
The patient has HIV. Before conducting a large contact tracing initiative 
• 
From other samples only after discussion with the duty Microbiologist 
 
A negative PCR does not rule out TB, treatment should be commenced on clinical grounds in these 
circumstances. If detected the PCR test will also report common mutation which lead to rifampicin 
resistance. 
 
Specimens must be sent to the laboratory in a sealed bag and labelled biohazard

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25 
 
 
 
 
 
 
 
 
 
 
• 
Refer to infectious diseases if TB suspected & commence TB quick 
action guide – Appendix 2 
• 
Do a TB risk assessment for infectious TB & MDRTB see table 1 
• 
Avoid admission to wards with immunocompromised patients 
• 
Wear FFP3 respirator while patient suspected or deemed to be 
infectious 
• 
Isolate patient if considered infectious

--- PDF page 26 ---
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Appendices 
 
 
Appendix 1 
 
Countries with a high incidence of MDR-TB (defined by WHO monitoring data): 
 
 
 The three High Burden Countries lists of 30 countries each that will be used by WHO 2016–2020 
 
Please click link for full report: http://www.who.int/tb/publications/global_report/en/

--- PDF page 27 ---
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27 
 
 
Appendix 2 - TB Quick Action Guide 
Management of patients with confirmed or suspected Tuberculosis (TB) 
(Please see trust TB Guidelines for full details) 
Suspected Case □ 
 
 
Confirmed Case □ 
 
 
Suspected or confirmed Pulmonary TB – Please tick the symptoms the patient has 
□ Cough > 3weeks 
□ Weight loss 
□ Night sweats 
Other please comment: 
 
□ From high incidence country or ethnic group see link https://www.gov.uk/government/publications/tuberculosis-tb-by-
country-rates-per-100000-people 
 
 Multi-Drug Resistant (MDR) TB Risk Assessment – If Any of the below apply MDRTB should be suspected. 
□ Prior TB treatment 
□ Treatment failure 
□ Contact with a known case of drug resistant TB 
□ Birth in a foreign country with high incidence of MDR TB. see link in appendix 1 
ACTION TO TAKE IF INFECTIOUS TB SUSPECTED OR CONFIRMED 
Date 
Completed 
Signed 
Isolate patient in a monitored negative pressure isolation room (preferably on ward 30 & 31, 
W31A) N.B. Check alarm is working and pressure is correct before transferring patient into the 
room. The acceptable range of pressure is (-.007 )or less i.e (-.030). The minus sign must be 
present on the monitor. Daily checks of pressure rooms must be recorded. Contact help desk on 
25555 (state priority job) if alarm is not working or pressure range is not correct and inform 
Infection Prevention and Control urgently 
 
 
Attach red isolation door label to the door and keep door closed 
 
 
Inform infection prevention and control team 
 
 
Refer to TB physician / Infectious diseases 
 
 
Collect 3 sputum samples for AFB (1 must be early morning) for microscopy and culture for TB. 
Request a TB PCR on one of the samples 
 
 
Chest X – ray 
 
 
HIV test if TB confirmed or strongly suspected 
 
 
Wear FFP3 Respirator at all times when in contact with a patient who has suspected or confirmed 
infectious TB or when undertaking a procedure on lesion (s) 
The wearer must be fit tested and do a fit check when donning the mask 
 
 
Educate patient to cover mouth with tissue when coughing & wash hands 
 
 
Visitors must not visit an infectious patient unless identified as a close contact (contact TBNS team 
on 02476961351 to seek further advice on who has been identified as a close contact to the 
suspected infectious or confirmed infectious patient). Non close contacts who wish to visit discuss 
with the ID consultant prior to visiting. 
 
 
Patient must wear FRSM if being transferred (Not an FFP3 respirator) 
 
 
Place Patient ID Label here 
Date: 
 
Ward: 
 
New Case: 
 
Previously positive:

--- PDF page 28 ---
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Tuberculosis (TB) Quick Action Guide, Infection Prevention and Control Team, Version 5, updated 
November 2023 
 
 
 
 
 
References 
 
National infection prevention and control manual for England – appendices - Appendix 5a: Personal 
protective equipment (PPE) when applying standard infection control precautions (SICPs) 
Appendix 5a (england.nhs.uk) 
 
National infection prevention and control manual for England – appendices - Appendix 5b: Personal 
protective equipment (PPE) when applying transmission based precautions (TBPs) 
 
Appendix 5b (england.nhs.uk) 
 
National infection prevention and control manual for England – appendices – Appendix 6: Putting on 
and removing PPE (donning and doffing 
 
National infection prevention and control manual for England – appendices - Appendix 11a: Aide 
memoire for optimal patient placement and respiratory protective equipment (RPE) for infectious 
agents in hospital inpatients (based on evidence from WHO, CD and UKHSA 
Microsoft Word - Document5 (england.nhs.uk) 
National infection prevention and control manual for england – appendices – Appendix 12: 
Transmission Based Precautions for deceased patients with infection 
https://www.england.nhs.uk/wp-content/uploads/2022/09/national-infection-prevention-and-
control-manual-appendix-12.pdf 
If transferring patient to another department / ward the department must be informed prior to 
transfer 
 
 
Contact TB nurse specialist on 02476961351 to inform them the patient is an inpatient on the ward 
& prior to discharge and send an email to TBNS - uhc-tr.covwarkstb@nhs.net 
 
 
 
Chlorine dioxide (Tristel) must be used for daily cleaning of the rooms and for the terminal clean 
following discharge.

--- PDF page 29 ---
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29 
 
 
 
 
NHS Estates. Isolation facilities in acute settings: In patient accommodation 
 
 
Clinical diagnosis and management of tuberculosis, and measures of its prevention and control. NICE 
guidance. 2011 
www.nice.org.uk 
 
WHO (2018) Tuberculosis Key Facts http://www.who.int/news-room/fact-sheets/detail/tuberculosis 
 
Immunisation against infectious disease ‘Green Book’ Department of Health. 
https://www.gov.uk/government/collections/immunisation-against-infectious- disease- the-
green-book 
 
HPS (2017) Transmission Based Precautions Literature Review: Respiratory Protective 
Equipment (RPE) 
http://www.nipcm.hps.scot.nhs.uk/documents/tbp-respiratory-protective-equipment-rpe/ 
 
Health and Safety Executive (2013) Respiratory Protective Equipment Regulations. HSE: London 
 
https://www.hse.gov.uk/pubns/books/hsg53.htm 
 
https://www.hse.gov.uk/pubns/indg479.pdf 
 
NICE Guidance (NG 33) 
 
Recommendations | Tuberculosis | Guidance | 
NICE 
 
https://www.gov.uk/topic/health-protection/infectious-diseases

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ATTACHMENT: 10.pdf
TEXT_FILE: 10.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 21
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--- PDF page 1 ---
Clinical Operating Procedure 
 
 
 
Procedure Title: 
Trust wide Clinical Operating Procedure and Principles for 
Aseptic Non Touch Technique (ANTT) 
 
Procedure Ref No: COP 193 
 
 
Review date: 
December 2023 
Expiry date: 
June 2024 
 
Version Number: 
V13 
 
 
Summary statement /scope of the procedure: 
This document sets out the guidelines, clinical procedure and principles of aseptic 
non touch technique (ANTT) 
 
This COP is applicable to all staff trust wide who undertake ANTT. It is a staff member’s 
responsibility to make themselves aware of the contents of this guideline and to put 
the guidance into practice. Clinical staff who undertakes ANTT must complete the e-
learning ANTT course available on ESR. 
 
Recommendations for procedure content: 
Clinical operating procedures should detail clear and explicit recommendations for practice 
and behaviour specific instructions; what, who, when, where and how. This will increase the 
likelihood of adoption of the procedure. 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record system 
(EPR). If any of these systems are identified within the document, please substitute them for the appropriate 
EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems listed 
or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text and 
replaced with the relevant EPR system and process.

--- PDF page 2 ---
1. Definitions 
 
Aseptic technique: the method by which precautions are taken during invasive clinical 
procedures to prevent the transfer of microorganisms from the healthcare worker, procedure 
equipment or the immediate environment to the patient. Regardless of the setting the aim is 
always to prevent the transfer of pathogenic micro-organisms from the healthcare worker, 
procedure equipment or the immediate working environment into or onto the patient 
 
Aseptic Non Touch Technique (ANTT): A specific type of aseptic technique with a unique 
Theoretical and Practice Framework. 
 
Aseptic field: a designated aseptic working space that contains and protects the procedure 
equipment, in ANTT there are differing aseptic fields: 
Critical aseptic field: an aseptic field using a dressing pack or sterile drape where only 
aseptic Key-Parts can come into contact with it. A critical aseptic field is used to ensure 
asepsis and requires critical management 
General aseptic field - is used to promote asepsis rather than ensure it, this may be through 
the use of a clean tray or trolley. Micro critical aseptic field (MCAF is used to ensure Key-
Part asepsis and requires general management. 
 
Micro critical aseptic field (MCAF): a small critical aseptic field used to protect a specific 
key-part, e.g. a syringe cap or needle cover, other examples may include ‘backing’ to 
dressings 
 
Critical management: The whole main aseptic field (usually a sterile drape) is maintained 
aseptically. i.e. Only sterile or aseptic equipment can come into contact with the critical 
aseptic field, sterile gloves are used to maintain aseptic continuity 
 
General management: Whilst the main aseptic field (Usually a plastic or paper tray) is still 
managed aseptically and helps to promote a safe working space, it is not as aseptic as a 
sterile drape and therefore is not relied upon as the primary method of equipment protection. 
Equipment asepsis is maintained by protecting Key-Parts individually with micro critical 
aseptic fields (caps and covers). 
 
Healthcare associated infection (HCAI): any infection acquired by a person as a 
consequence of healthcare interventions regardless of where care is delivered 
 
Key-Part: the critical part of procedural equipment that comes into contact with the patient 
(a Key-Site) or other procedural equipment i.e. liquid infusion during the procedure. 
 
Key-Site: can be a wound, insertion and access sites for a medical device 
 
Non-touch technique: an integral component in achieving aseptic technique and should 
always be applied where practically possible and relates to Key-Parts and Key-Sites which 
should not be handled unless unavoidable to do so. 
2. Aim/indications

--- PDF page 3 ---
The aim of using an ANTT is to reduce infections by preventing the introduction of 
potential pathogens into susceptible sites such as wounds, the bladder or other 
organs/vessels. It is also to prevent the transfer of potential pathogens from the Health 
Care Worker to patient and vice versa. 
An ANTT should be used during any invasive procedure that bypasses the body’s natural 
defences of the skin and mucous membranes (Dougherty and Lister 2015) E.g: 
• Wound management – Appendix 1 
• Intravenous cannulae insertion and management - Appendix 5 
• IV drug administration – Appendix 4 
• Venepuncture – Appendix 3 
• Central line insertion and management 
• Urinary catheter insertion and management – Appendix 2 
 
3. Assessment 
 
An assessment of the individual patient must be undertaken prior to deciding whether 
the procedure requires an aseptic non touch technique. The practitioner must then 
decide whether a standard or surgical ANTT is required. 
 
Choice of Surgical ANTT or Standard ANTT is based on assessment of risk - according 
to the technical difficulty of protecting key parts and key sites see figure 1. 
 
Key-Parts & Key-Sites 
 
Key sites are the areas on the patient such as a wound, or IV insertion site that must be 
protected from microorganisms. 
 
Key- Parts: the aseptic parts of the procedure equipment that need to have direct 
contact with aseptic key parts of the patient, key sites or any liquid infusion. If 
contaminated, key-parts provide a direct route for transmission of pathogens between 
the procedure and the patient.

--- PDF page 4 ---
There are many causes of infection in healthcare, but during aseptic technique there is 
ultimately one cause or decisive failure; the contamination of key-parts and key- sites. 
 
Contamination will occur via the healthcare professional as a vector of infection, or by 
risks present in the immediate physical and air environment including the patient’s flora. 
ANTT combats this fundamental principle with the essential practice of identifying, 
cleaning effectively (if required), and optimally protecting the key-parts and key-sites at 
all times during a procedure. 
 
Examples on how to protect key-parts in IV therapy is to ensure syringe tips are always 
protected by dedicated caps, capped needles or the inside of syringe packets. 
 
The effective cleaning of key-parts is critical. For example, when cleaning an 
intravenous port, introduce the port tip into the centre of a large 70% alcohol 2% 
chlorhexidine impregnated wipe. Scrub the tip hard generating friction for at least 15 
seconds. Use different parts of the wipe in order to clean away as well as kill any harmful 
organisms. 
 
Glove choice 
 
In ANTT, if it is necessary to touch key-parts directly then sterile gloves should be used 
to minimise the risk of contamination. Otherwise, non-sterile gloves are usually the 
logical glove of choice. Non sterile gloves need to be stored appropriately and not moved 
from dirty to clean rooms. 
 
Aseptic Fields 
 
Aseptic fields are considered important because they help promote or ensure the 
integrity of asepsis during clinical procedures by providing a controlled aseptic working 
space. It is also important that aseptic fields are fit for purpose. For example, in IV 
therapy, mobile aseptic fields, such as trays, should provide an adequate aseptic 
working space with high sides to contain equipment, sharps and spillages. 
 
Aseptic field equipment can include a plastic tray or a procedure trolley. Typically, 
aseptic fields are increased in size and sterilised drapes or towels added on the basis of 
procedure complexity. When sterile towels or drapes are introduced it is generally

--- PDF page 5 ---
considered acceptable for sterile equipment and key- parts to be unprotected and 
exposed when necessary, however they should be protected where possible i.e a urinary 
catheter must remain within the inner packet (critical micro aseptic field) until insertion 
takes place. 
 
ANTT involves two grades of aseptic field that require different management 
 
Critical Aseptic Fields 
 
Critical aseptic fields are used when key-parts, usually due to their size or number, 
cannot easily be protected at all times with covers and caps, or handled at all times by a 
non touch technique (such as in a peripherally inserted central catheter (PICC), or when 
particularly open, invasive or technical procedures demand large aseptic working areas. 
In such cases, the main critical aseptic field demands to be managed as a key-part (i.e. 
only equipment that has been sterilised and is aseptic can be introduced into the critical 
aseptic field, which consequently demands the use of sterile gloves). 
 
Critical Micro Aseptic Fields 
 
A sub-type of critical aseptic field is the critical micro aseptic field. Traditional non touch 
techniques have protected key-parts by way of syringe caps, sheathed needles, covers 
or packaging. This traditional method is often understated as the inside of such caps 
and covers have been sterilised and thus provide optimum micro aseptic fields for key-
parts. 
 
General Aseptic Fields 
 
General aseptic fields are used when key-parts can easily and optimally be protected by 
critical micro aseptic fields and a non touch technique. As a result, the main general 
aseptic field does not have to be managed as a key-part and is essentially promoting 
rather than ensuring asepsis. Subsequently, aseptic technique is considerably simplified 
and typically involves non-sterile gloves. 
 
Surgical and Standard-ANTT 
 
Surgical ANTT

--- PDF page 6 ---
This is demanded when procedures are technically complex, involve extended periods 
of time, large open key-sites or numerous key-parts (i.e. wound management or central 
venous catheter (CVC) insertion on a ward). Subsequently, a main critical aseptic field 
and sterile gloves are demanded. Surgical ANTT should still utilise critical micro fields 
and non – touch technique where practical to do so. 
 
Standard ANTT 
 
Procedures managed with standard ANTT will typically be technically simple, short in 
duration (in general, less than 20 minutes), and involve smaller key-sites and key-parts 
(e.g. IV therapy, or peripheral cannulation). Standard aseptic technique typically 
requires a main general aseptic field i.e. a plastic tray or procedure trolley and non-
sterile gloves. It relies heavily on a non-touch technique and the use of critical micro 
aseptic fields to protect key-parts. 
Figure 1

--- PDF page 8 ---
The two types of ANTT can be simplified into ‘The ANTT-Approach’. The ANTT-Approach 
highlights and promotes the essential elements of safe aseptic technique figure 2 above:

--- PDF page 9 ---
Hand Washing 
 
Hand decontamination remains an essential component of ANTT. In Standard ANTT, 
hand decontamination is considered to be a promoter of asepsis. 
 
 
Clinical Operating Procedure for SURGICAL Aseptic Non Touch Technique (ANTT) 
i.e. Wound Dressing see Appendix 1 or Urinary catheter insertion see Appendix 2 
for step by step guide 
 
4. Basic Equipment Required 
 
 
The patients care plan must be checked prior to commencing any procedure and the 
equipment should be appropriate for the procedure to be undertaken. 
 
• A clean procedure trolley 
 N.B any sticky tape residue should be removed from the trolley. 
 
Procedure trolleys must not be used for any other purpose, i.e. linen or collection of 
crockery. Separate trolleys may be labelled up and kept separate for this purpose. 
 
• Alcohol hand-rub. 
• Plastic disposable apron. 
• Sterile equipment dependant on the procedure being undertaken 
E.g. for wound care sterile dressings and a wound care pack will be required 
For urinary catheter insertion a catheter insertion pack and correctly sized catheter will 
be required 
 
ACTION 
 
RATIONALE 
Avoid carrying out procedure immediately 
after bed-making or similar activities, e.g. 
cleaning, protective meal times etc. 
Close windows, turn off fans 
 
To ensure that airborne bacteria will be 
minimal 
Explain and discuss the procedure with 
the patient gain consent, provide 
analgesia if required and encourage 
questions. 
To ensure the patient understands the 
procedure and gives informed consent 
(UHCW 2019). To maintain patients’ 
privacy and dignity

--- PDF page 10 ---
Draw screens around the patients bed 
and ensure adequate light is available 
 
Make patient comfortable in an 
appropriate area. Ensuring the site of the 
procedure is accessible 
Ensure accessibility of site to enable the 
procedure to be undertaken 
Wash hands as per UHCW Hand 
Decontamination Policy (2020) 
To minimise contamination whilst 
assembling equipment. 
Don clean plastic apron and non sterile 
gloves 
To protect uniform from contamination 
and to minimise the potential for micro-
organisms on the uniform reaching the 
patient and vice versa. 
 
Decontaminate trolley with Tristel fuse or 
Jet foam. 
 
To ensure a clean working surface 
Wash hands as per UHCW Hand 
Decontamination Policy (2020) 
 
To minimise contamination whilst 
assembling equipment 
Assemble the equipment, checking the 
integrity and expiry date of the 
packaging. Ensure that single use items 
are used for single patient use only 
 
To ensure that equipment is sterile, safe 
and readily available 
Wash hands again as per UHCW Hand 
Decontamination Policy (UHCW 2020) 
To prevent cross infection if handling 
contaminated material 
i) 
Create a critical aseptic field on 
the procedure trolley with a sterile 
waterproof sheet or procedure 
pack handling the corners of the 
sterile outer sheet only. 
ii) 
Place hand inside waste bag or 
use sterile gloves to position items 
on the critical aseptic field and 
secure the adhesive edge of the 
bag below the upper tier of the 
trolley 
 
Open all other sterile equipment by 
peeling packages apart and sliding 
contents carefully onto the field, ensuring 
that outer packages do not come into 
contact with the critical aseptic field 
 
Ensure all equipment remains within the 
field throughout the procedure; items that 
become contaminated must be discarded 
 
 
 
To prevent contamination of the critical 
aseptic field during ANTT 
 
 
 
 
To provide area for disposal within easy 
reach and protect the area from 
contamination to conform with the 
UHCW Waste management Policy 
(UHCW 2019) 
 
 
 
To prevent contamination of the critical 
aseptic field during ANTT 
 
 
To prevent contamination of the critical 
aseptic field during ANTT

--- PDF page 11 ---
Wash and dry hands again if soiled. If 
hands are visibly clean, apply alcohol 
hand-rub to all surfaces of hands and 
wrists and allow to dry as per UHCW 
Hand decontamination Policy (2020) 
 
To minimise the risk of cross infection 
and to prevent contamination of gloves 
Apply non sterile gloves to commence 
procedure e.g. 
• to remove old dressing (wound 
care) 
• clean urethral meatus ( prior to 
catheterisation) 
dispose of all waste and non sterile 
gloves in waste bag 
 
To minimise the risk of cross infection 
Apply alcohol hand-rub to all surfaces of 
hands and wrists and allow to dry as per 
Trust Hand decontamination Policy 
(2020) 
 
To minimise the risk of cross infection 
Apply sterile gloves, touching only cuffs 
 
To avoid contamination of gloves. 
Complete the task according to care plan 
or procedure guidelines ensuring key 
parts and key sites are not contaminated 
 
To ensure compliance with best practice 
standards 
To minimise the risk of cross infection 
On completion, dispose of clinical waste 
into clinical waste bag, seal it shut prior 
to leaving the bedside and dispose of 
sharps into sharps containers in 
accordance with UHCW Waste 
management Policy (UHCW 2019). 
 
To minimise the risk of cross infection 
and ensure safe disposal of sharps. 
Make patient comfortable 
 
To maintain patients dignity and comfort. 
Wash hands as per UHCW Hand 
Decontamination Policy (UHCW 2020) 
To minimise the risk of cross infection 
Take clinical waste to sluice and discard 
as per Waste management Policy(UHCW 
2019) 
 
To ensure safe disposal of clinical waste. 
Dismantle equipment. 
Decontaminate procedure trolley with 
Tristel fuse or jet foam , commencing at 
the top surface and including all rails , 
lower surface and stopping at the wheel 
buffers. UHCW Clinical operating 
procedure for the cleaning and 
disinfection of non invasive equipment 
In order to maintain a tidy environment

--- PDF page 12 ---
and computers (UHCW 2019) and 
decontaminate hands. 
Complete the appropriate documentation 
stating that the procedure was completed 
using an aseptic non touch technique, 
referring any concerns to the nurse or 
clinician in charge. 
To ensure continuity of care, early 
recognition of problems and appropriate 
treatment and compliance with 
guidelines for record keeping (NMC 
2015). 
 
 
Clinical Operating Procedure for STANDARD Aseptic Non Touch Technique 
(ANTT) i.e. cannula insertion see Appendix 5 
 
 
ACTION 
RATIONALE 
 
Avoid carrying out procedure 
immediately after bed-making or similar 
activities, e.g. cleaning, protective meal 
times etc. 
Close windows, turn off fans 
 
To ensure that airborne bacteria will be 
minimal. 
Explain and discuss the procedure with 
the patient gain consent, provide 
analgesia if required and encourage 
questions. 
Draw screens around the patients bed 
and ensure adequate light is available 
 
To ensure the patient understands the 
procedure and gives informed consent. 
To maintain patients’ privacy and dignity 
Make patient comfortable in an 
appropriate area. Ensuring the site of the 
procedure is accessible 
 
Ensure accessibility of site to enable the 
procedure to be undertaken 
Wash hands as per UHCW Hand 
Decontamination Policy (2020) 
To 
minimise 
contamination 
whilst 
assembling equipment 
Don clean plastic apron and non sterile 
gloves. 
To protect uniform from contamination 
and to minimise the potential for micro-
organisms on the uniform reaching the 
patient and vice versa. 
 
Decontaminate procedure trolley with 
Tristel fuse or jet foam , commencing at 
the top surface and including all rails , 
lower surface and stopping at the wheel 
buffers. 
 
 
To ensure a clean working surface. 
Wash hands as per UHCW Hand 
Decontamination Policy (2020) 
 
To 
minimise 
contamination 
whilst 
assembling equipment. 
Assemble the equipment, checking the 
integrity and expiry date of the packaging. 
To ensure that equipment is sterile, safe 
and readily available.

--- PDF page 13 ---
Ensure that single use items are used for 
single patient use only 
Wash hands again as per UHCW Hand 
Decontamination Policy (UHCW 2020) 
To prevent cross infection if handling 
contaminated material. 
iii) 
Create a general aseptic field on 
the tray 
 
iv) 
Open all other sterile equipment 
by peeling packages apart, 
ensuring that key parts remain 
within their own micro critical 
aseptic field. 
 
To prevent contamination of the general 
aseptic field during ANTT 
 
 
To prevent contamination of the key 
parts 
 
 
Wash and dry hands again if soiled. If 
hands are visibly clean, apply alcohol 
hand-rub to all surfaces of hands and 
wrists and allow to dry as per UHCW 
Hand decontamination Policy (2020) 
 
To minimise the risk of cross infection and 
to prevent contamination of gloves. 
Apply non sterile gloves to commence 
procedure 
 
 
To minimise the risk of cross infection 
Complete the task according to care plan 
or procedure guidelines ensuring key 
parts and key sites are not contaminated 
 
 
To ensure compliance with best practice 
standards 
To minimise the risk of cross infection 
On completion, dispose of clinical waste 
into clinical waste bag, seal it shut prior 
to leaving the bedside and dispose of 
sharps into sharps containers in 
accordance with UHCW Waste 
management Policy (UHCW 2019). 
 
To minimise the risk of cross infection and 
ensure safe disposal of sharps. 
Make patient comfortable 
 
To maintain patients dignity and comfort. 
Wash hands as per UHCW Hand 
Decontamination Policy (UHCW 2020) 
 
To minimise the risk of cross infection. 
 
 
Take clinical waste to sluice and discard 
as per Waste management 
Policy.(UHCW 2019) 
 
To ensure safe disposal of clinical waste. 
 
In order to maintain a tidy environment 
Dismantle equipment. 
Decontaminate procedure trolley with 
Tristel fuse or jet foam , commencing at 
the top surface and including all rails , 
lower surface and stopping at the wheel

--- PDF page 14 ---
buffers. UHCW Clinical operating 
procedure for the cleaning and 
disinfection of non invasive equipment 
and computers (UHCW 2019) and 
decontaminate hands 
Complete the appropriate documentation, 
referring any concerns to the named 
nurse or clinician in charge. 
To ensure continuity of care, early 
recognition of problems and appropriate 
treatment and compliance with 
guidelines for record keeping (NMC 
2015). 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
If the Reviewer and Author is the same person please tick box ✓
 
If the Reviewer and Author is not the same person please provide the Reviewer 
details below 
 
Reviewer Name: 
Fiona Wells 
Reviewer Job Title: 
Infection Prevention and Control Nurse 
Reviewer email address: 
Fiona.Wells @uhcw.nhs.uk 
 
Approved by: 
Infection Prevention and Control Committee 
Date Approved: 
May IPC 
 
Primary Specialty: 
Infection Control 
Secondary Specialty: 
N/A 
Other Specialty: 
N/A 
 
Are there any UHCW documents related to this topic area Yes✓
 No
 
 
If yes please provide Title 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
Peripheral Cannulation 
Venepuncture 
 
 
Author Name: 
Melanie Gallo 
Amy Verdon 
Author Job Title: 
Melanie Gallo – Infection Prevention and Control Nurse 
Amy Verdon – Tissue Viability Nurse 
Author email address: 
Melanie.gallo@uhcw.nhs.uk 
Amy.verdon@uhcw.nhs.uk 
 
 
 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>

--- PDF page 15 ---
University Hospitals Coventry and Warwickshire NHS Trust (2019) Consent for 
examination or treatment policy. UHCW. 
 
University Hospitals Coventry and Warwickshire NHS Trust. (2020) Trust wide hand 
Decontamination Policy.UHCW 
 
University Hospitals Coventry and Warwickshire NHS Trust. (2019) Cleaning and 
disinfection of Non-Invasive Equipment and computers.UHCW 
 
University Hospitals Coventry and Warwickshire NHS Trust. (2019) Waste 
management Policy, UHCW 
 
Guideline and Competency Package for the Insertion and Management of Peripheral 
Venous Cannula (2019) 
 
Scope of professional practice training package and guideline for obtaining a venous 
blood sample (2017) 
 
 
 
 
 
 
 
References 
 
 
Aseptic Non Touch Technique The ANTT Clinical Practice Framework 2015; 4. 
www.antt.org 
 
Dougherty L. Lister S (2015) Aseptic Technique In: L Dougherty & S Lister (eds) The 
Royal Marsden Hospital Manual of Clinical Nursing Procedures 9th Ed. UK. Wiley-
Blackwell 110-112 Chapter 3. March 2015. 
 
 
Fernandez R, Griffiths R. Water for wound cleansing. Cochrane Database of Systematic 
Reviews 2002, Issue 4. Art. No.: CD003861. DOI: 10.1002/14651858.CD003861.pub2 
 
Griffiths R. Fernadez R. Ussia C (2001). Is tap water a safe alternative to normal saline 
for wound irrigation in the community setting? Journal of Wound Care. 10:10. 407-410. 
 
http://antt.org/ANTT_Site/patient_involvement.html 
 
 
Infection Control Nurses Association (2003) “Asepsis: Preventing Healthcare 
Associated Infection” 
National Audit Office. (2004) The Management and Control of Hospital Acquired 
Infection in Acute NHS Trusts in England. London: NAO 
NICE (2012) Infection: prevention and control of healthcare-associated infections in 
primary and community care. National Clinical Guideline Centre Available: Last 
updated 2017

--- PDF page 16 ---
http://guidance.nice.org.uk/CG139/Guidance/pdf/English 
 
Nursing and Midwifery Council (2015). The code professional standards of practice 
and behaviour for nurses and midwives 
Loveday HP, Wilson JA, Pratt RJ, Golsorkhia A, Tingle A, Bak J, Browne J, Prieto J and Wilcox 
M (2014) epic3: National evidence based guidelines for preventing health care associated 
infections in NHS hospitals in England, J Hosp Infect (86), Supplement 1, S1-S70. 13 
 
Rowley S. (2001) Aseptic non-touch technique. Nursing Times. Feb 15th Vol 97, No 7. 
Rowley S, Clare S, Macqueen S, Molyneux R (2010) ANTT V2: An updated practice 
framework for aseptic technique British Journal of Nursing (Intravenous Supplement) Vol 
19 No 5 
 
Rowley, S. Clare, S. Baks, G. Fernandes, P. (2012) ANTT Aseptic Non Touch 
Technique http://www.antt.org.uk/ANTT_Site/core_guidelines.html 
 
Surgical Site Infection Surveillance Scheme. (2003) Health Protection Agency Colindale 
London 
 
Appendix: 1 
 
 
 
1.1

--- PDF page 17 ---
Appendix 2: 
 
 
 
 
Appendix 3:

--- PDF page 18 ---
: 
 
Appendix 4: 
 
 
 
Appendix 5:

--- PDF page 19 ---
Appendix : 6 
 
 
 
6.1

--- PDF page 20 ---
6.2

--- PDF page 21 ---
Appendix 7:

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1 
 
 
 
 
Clinical Operating Procedure 
 
 
Procedure Title: 
Management of Clostridioides difficile 
(Previously known as Clostridium difficile) for adults 
 
Procedure Ref No: 
COP 978 
 
Review date: 
March 2024 
Expiry date: 
September 2024 
 
Version Number: 
V3 
 
 
Summary statement /scope of the procedure: 
• 
Clostridioides difficile is a Gram positive, anaerobic spore-forming organism implicated in 
Clostridioides difficile infection (CDI) and pseudomembranous colitis (PMC). 
• 
The overgrowth of the organism within the large intestine and toxin production causes cellular 
damage and increased fluid accumulation in the gut. 
• 
Infection and/or colonisation is usually acquired by ingestion after contact with a contaminated 
environment, equipment, other patients or the hands of staff. 
• 
Clostridioides difficile is part of the normal flora of up to 3% of the adult population and up to 
90% of children less than 2 years. Asymptomatic carriage in healthcare patients is relatively 
common. 
This Clinical Operating Procedure provides details on how to reduce the risk of transmission of CDI 
within the healthcare setting and information on the appropriate treatment of patients with CDI.

--- PDF page 2 ---
2 
 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record system 
(EPR). If any of these systems are identified within the document, please substitute them for the appropriate 
EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems listed or the EPR system 
introduced in their place. 
On review of this document please ensure the systems listed are removed from the text and replaced with the relevant 
EPR system and process. 
Guiding Principles of management 
Appendix A-Diarrhoea Assessment tool 
Appendix B- Management of the Clostrioides difficile Positive Patient 
Appendix C- Algorithm for CDI Management 
Appendix D- Oral vancomycin administration details 
Appendix E- Bristol Stool chart

--- PDF page 3 ---
3 
 
 
 
 
 
 
1. Transmission and Prevention 
CDI can be spread by person-to-person contact, contact with contaminated surfaces, or exposure in 
the environment (by colonised medical equipment). 
 
Careful attention to infection prevention control procedures, such as hand hygiene and 
environmental cleaning, can reduce the risk of transmission. 
 
Once this organism becomes established in a unit, it can be extremely difficult to eradicate, so 
preventing it from becoming established is very important. 
It is important that patients are isolated as soon as CDI is suspected. Do not wait for a 
positive result to come back. 
 
Call microbiology to discuss re-sampling within 28 days for C. difficile/ to discuss the need 
for further treatment. 
 
2. Patient Risk Group 
Risk factors which increase chances of colonisation and/or infection with CDI include (please be 
aware this list is not exhaustive and clinical judgement must be exercised): 
• 
Recent and ongoing antibiotic treatment – particularly cephalosporins, clindamycin, 
quinolones, penicillins, macrolides etc. 
• 
Aged ≥65 years 
• 
Prolonged stay in hospital 
• 
Severity of underlying disease 
• 
Gastrointestinal procedures/ bowel surgery 
• 
Immunocompromised including HIV and transplant 
• 
Proton Pump Inhibitors (PPI) and H2 antagonists 
• 
Enteral feeding/ NG tube 
• 
Aperients (lactulose/enema) 
• 
Patients who have had previous CDI diarrhoea, or who have had previous 
‘equivocal’ c. diff stool report 
• 
Prolonged stay in other institutions e.g. nursing homes 
 
3.Sending Samples 
The first episode of diarrhoea with either: a positive Toxin test, a pending Toxin test, or clinical suspicion of 
CDI, a sample should be taken. 
 
 
For recurrent episodes (at least 3 consecutive type 5, 6 or 7 stools) after 28 days of previous CDI episode. 
*** Call microbiology to discuss re-sampling within 28 days for C. difficile/ to discuss the need for further 
treatment. *** 
 
3.Staff working with C diff patients 
Staff caring for patients with confirmed or suspected CDI should do so with strict adherence to contact 
precautions and use of PPE must be maintained. Hands must be washed with soap and water when 
entering and leaving rooms. Alcogel is insufficient. 
Where practically possible see all other patients prior to those with confirmed or suspected C diff. 
 
Transporting a patient with CDI in the hospital on a bed, trolley or in a wheelchair is a low risk activity. 
There is no requirement for porters to wear gloves, aprons or other PPE on transferring patients. 
Equipment should be decontaminated after transportation using chlorine dioxide solution (e.g. Tristel). 
 
All therapy services will continue as clinical need dictates. Ideally the CDI case will be visited 
last after other areas have been attended to. Staff will adhere strictly to the use of PPE and good 
hand hygiene.

--- PDF page 4 ---
4 
 
 
 
 
 
 
 
3. Mattresses 
After a patient is discharged the mattress must be thoroughly checked and decontaminated using 
chlorine dioxide solution (e.g. Tristel). Dynamic mattresses should be sent to the mattress library after 
a Tristel clean and apply a clean certificate onto it. 
 
4. Transferring of Patients 
 
Infection Prevention and Control measures should not compromise the patients care and should not affect 
the patient’s freedom to be mobilised or attend other departments for health care related visits. 
 
It is the responsibility of the nursing staff on the transferring ward to make direct contact with staff on 
the receiving ward or department (e.g. radiology) to make sure that they are aware of the patient’s 
CDI status in advance of the transfer to another ward or institution. 
 
5. Laundry 
All laundry must be considered contaminated and placed in a red alginate bag inside a white outer 
bag. 
 
6. Cutlery and Crockery 
Ordinary cutlery and crockery can be used. 
Disposable crockery and cutlery are not required. 
Under no circumstances should any crockery or cutlery be washed by hand. 
 
7. Visitors 
Visitors are not required to wear protective clothing unless involved in the patient’s personnel care, 
when an apron should be worn. Visitors should wash their hands immediately with soap and water 
prior to leaving the isolation room and should not wander around the ward and visit other patients. 
 
8. Last offices 
No special precautions are needed for CDI positive patients. 
 
 
9. Terminal Cleaning 
Once the patient has been discharged, transferred or no longer deemed infectious. A terminal clean is 
required of the bay or side room the patient was symptomatic in. 
 
 
10. Hydrogen Peroxide Vapour (HPV) Fogging 
If symptomatic, the side room used for isolation should be fogged on discharge/ de-escalation of 
isolation on symptom improvement. Contact Infection Prevention and Control team if assistance 
required with this. If unable to fog the side room then a signed off terminal clean should be completed. 
 
11. 
 
Toxigenic C. difficile NOT detected. 
 
Please note sensitivity of test is less than 100% and infection may therefore be present in a small 
number of cases despite a negative test. If symptoms still suggest possibility of C. difficile please send 
repeat sample and contact medical microbiologist. This sample is not tested, as positive within the 
last 28 days. Please discuss with the Clinical Microbiologist if any clinical concerns. 
 
TOXIGENIC Clostridioides difficile detected. 
 
The toxin is present and is likely causing clinical disease. Please review the patient's condition and 
liaise with microbiology. 
Please refer to the local intranet guidelines for management of C. difficile induced diarrhoea and colitis 
or NICE guidance on the management and treatment of C. difficile infection" for community patients.

--- PDF page 5 ---
5 
 
 
If the patient has diarrhoea with no other identified cause, consider treating as per the national 
guideline. First, review the severity of the disease. For mild or moderate infection please prescribe 
oral vancomycin, 125mg 6 hourly. 
If patient meets the criteria for severe infection (as per Trust/ National guidance) or if there are any 
clinical concerns such as relapsing disease please contact microbiology urgently. Stop all concurrent 
antibiotics unless absolutely necessary and review the use of PPI's. 
Neither loperamide nor laxatives should be given at this time. If the patient is in a hospital, they should 
be isolated in line with Trust Infection Prevention and Control Policy. 
 
Clostridioides difficile TOXIN GENE detected. 
 
The toxin producing gene is present but it may NOT be expressed i.e. Causing clinical disease. Please 
review the patient's clinical condition and liaise with microbiology if required. 
Please refer to the local intranet guidelines for management of C. difficile induced diarrhoea and colitis 
or NICE guidance on the management and treatment of C. difficile infection" for community patients. 
If the patient has diarrhoea with no other identified cause, consider treating as per the national 
guideline. First, review the severity of the disease. For mild or moderate infection please prescribe 
oral vancomycin, 125mg 6 hourly. 
If patient meets the criteria for severe infection (as per Trust/ National guidance) or if there are any 
clinical concerns such as relapsing disease please contact microbiology urgently. Stop all concurrent 
antibiotics unless absolutely necessary and review the use of PPI's. 
Neither loperamide nor laxatives should be given at this time. If the patient is in a hospital, they should 
be isolated in line with Trust Infection Prevention and Control Policy.

--- PDF page 6 ---
6 
 
 
 
 
 
 
Inpatient Management of Clostrioide Difficile Infection (CDI) – see appendix C for reporting of results and 
interpretation 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Patient suspicion of CDI 
OR Symptomatic patient who is previously known CDI 
toxin/equivocal positive 
No action is required for asymptomatic previously known 
individuals 
Newly diagnosed CDI 
Investigation of suspicion of CDI 
Appendix A 
Algorithm of 
severity 
Appendix C 
• 
Cleaning of theatre surfaces, should be 
carried out using Tristel after every case 
• 
Air exchanges in theatre are of a 
sufficient standard no “rest” period is 
required between cases 
• 
If clinically possible place patient last on 
list 
Theatres 
Quick Action Guide 
Management of the Clostrioides difficile Positive Patient 
Appendix B

--- PDF page 7 ---
7 
 
 
Investigation of suspicion of CDI 
Appendix A 
 
•
Strict adherence to the WHO five 
moments of hand hygiene is required 
•
There is no need to remove furniture or 
equipment from consulting rooms 
•
Surfaces that the patient has been in 
direct physical contact with, e.g. the 
couch, should be wiped down with 
chlorine dioxide solution (e.g. Tristel) 
 
 
Newly diagnosed CDI 
Patient suspicion of 
OR Symptomatic patient who is previously known CDI 
toxin/equivocal positive 
No action is required for asymptomatic previously known 
individuals 
 
 
 
 
Outpatient Department Management of Clostrioide Difficile Infection (CDI) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Algorithm of severity 
Appendix C 
• 
Where clinically appropriate 
place patient at the end of 
the list 
• 
Terminal clean to be carried 
out at the end of procedure 
Endoscopy

--- PDF page 8 ---
8 
 
 
 
APPENDIX A Diarrhoea Assessment Tool 
 
 
 
 
 
 
YES 
-Monitor bowel chart 
NO 
-Ensure antibiotic stewardship 
(Refer to Trust Antibiotic 
Guideline CG 1168) 
-No further action required 
(including previously known 
toxin/equivocal positives) 
 
 
 
 
YES 
Review. Clinical suspicion of CDI? 
 
-Stool chart – at least 1 episode of type 5, 
6 or 7 stools within a 24-hr period? 
-General condition 
-Rise in WCC, CRP, Creatinine 
- Previous history/ alerts on CRRS? 
 
 
 YES 
NO 
 
NO 
 
 
 
 
 
 NO 
 
 
 
 
 
 
 
 
 
YES 
 
 
 
 
 
-Monitor Bristol stool chart 
-Ensure antibiotic stewardship 
-No further action required 
(including previously known 
toxin/equivocal positives) 
 
 
 
 
 
 
Version 4.0 June 2022
Assess history. Are there underlying factors? 
E.g. 
-Inflammatory bowel disease 
-Overflow- constipation 
-Aperients e.g. enema/ laxatives 
-Enteral feeding 
-New medication 
-Antibiotics 
-Patients normal bowel habits 
-PPI 
-Checked CRRS alerts? 
Patient has had 1 x episode of type 5, 6 or 7 on Bristol 
Stool Chart/ Increased frequency/ offensive smell? 
Infection suspected 
 Ensure all actions, conversations and clinical plans for patient are well documented within the patient’s notes. 
Consider treatment of CDI infection BEFORE test results if 
signs of severe clinical infection (see Quick Action Guide 
Appendix C) 
-Raised WCC 
-Raised CRP 
-Temperature 
-Abdominal or radiological signs of severe colitis (number of motions 
less reliable) 
 
-Isolate in a side room with ensuite/ own commode 
-Terminal clean of bay if not in isolation 
-Door closed with isolation sign 
-Obtain specimen send for CDI and MC+S and document in 
notes date and time taken 
-Dedicated equipment/single use equipment e.g. BP Cuff 
-Stool monitoring chart 
-commence QAG (quick action guide) See page 6/Appendix B 
Non-infective diarrhoea. 
-Review/modify treatment 
-Underlying cause 
-Medication 
-Maintain Bristol stool chart and fluid 
balance 
Review clinical response 24-48 
hours. Is there an improvement?

--- PDF page 9 ---
7

--- PDF page 10 ---
8

--- PDF page 11 ---
9

--- PDF page 12 ---
10

--- PDF page 13 ---
10 
 
 
 
 
Appendix C: Algorithm for Clostrioide Difficile Infection (CDI) Management 
 
 
Result 
Actions 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
= 
• 
Complete Quick Action Guide (page 7/8) 
• 
Isolation until 48 hours asymptomatic 
• 
Review all medications and symptoms regularly 
• 
See Page 9 for C. diff treatment options 
• 
Consider prompt Surgical review if colitis suspected 
• 
Contact Microbiology for additional antibiotic advice. 
• 
Assess symptoms and only start treatment if symptomatic 
• 
Complete Quick Action Guide (page 7/8) 
• 
Consider other causes of diarrhoea 
• 
Discuss treatment options with Microbiology 
• 
If symptomatic please continue single room isolation and other infection 
prevention and control measures 
• 
Consider other causes of diarrhoea. 
• 
If non-infective cause consider ending single room isolation. 
GDH Positive, Toxin EIA Positive 
CDI is likely to be present- TOXIGENIC 
Clostridioides difficile detected. 
Red alert on CRRS 
For mandatory reporting to UK HSA by 
the Infection Prevention and Control 
team 
GDH Positive, Toxin EIA Negative, PCR 
Positive 
CDT could be present i.e. potential 
Clostridioides difficile excretor. 
Reported as Clostridioides difficile 
TOXIN GENE 
detected. 
No requirement to be reported to UK 
HSA (may still need to be reported 
locally and carries a potential 
transmission risk). 
GDH Positive, Toxin EIA Negative, PCR 
Negative 
CDT in unlikely to be present. Reported 
as Toxigenic C. difficile NOT 
detected. 
No requirement to be reported to UK 
HSA, however may carry a potential 
transmission risk (other pathogens). 
If POSITIVE CDT result: retesting is not recommended for ongoing symptoms or proof of infection clearance 
Consider treatment of CDI BEFORE results come back if evidence of severe disease: 
• 
Raised WCC 
• 
Raised Creatinine 
• 
Temperature 
• 
Clinical or Radiological evidence of colitis

--- PDF page 14 ---
11 
 
 
 
Appendix D- Oral vancomycin administration details 
Vancomycin is given via the oral route for the treatment of CDI, and the preferred method of administration to 
inpatients is to give the IV injection orally (capsules may be supplied on discharge). 
 
• 
Reconstitute the vancomycin vial with the required volume of water for injection as specified by the 
manufacturer 
• 
Labels vial for specific patient with date and time reconstituted, each vial will last for 24hours when 
stored between 2 and 8 degrees. 
• 
This solution can also be used to administer vancomycin via enteral feeding tubes. 
 
Vancomycin 500mg Powder for infusion. Wockhardt UK Ltd. Available from medicines.org.uk Date accessed 
26/01/21 
Vancomycin Monograph. The NEWT guidelines. Wrexham Maelor Hospital Pharmacy department. Available at 
https://access.newtguidelines.com/V/Vancomycin.html Date accessed 26/01/21

--- PDF page 15 ---
12 
 
 
 
 
Appendix E- Bristol stool chart

--- PDF page 16 ---
13 
 
 
 
 
Appendix F Stool monitoring Chart

--- PDF page 17 ---
14 
 
 
 
 
 
 
 
 
 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No 
Yes 
(if Yes, please detail ) 
Author Name: 
Fiona Wells 
Author Job Title: 
Infection Prevention and Control 
Author email address: 
Fiona.Wells@uhcw.nhs.uk 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk> 
 
If the Reviewer and Author is the same person please tick box 
If the Reviewer and Author is not the same person please provide the Reviewer details below 
 
Reviewer Name: 
Madaleine Winterton 
Reviewer Job Title: 
Lead Antimicrobial Pharmacist 
Reviewer email address: 
Madaleine.Winterton@uhcw.nhs.uk 
 
Approved by: 
Medicines Management Committee 
Date Approved: 
July 2021 
 
Primary Specialty: 
Infection Control 
Secondary Specialty: 
Other Specialty: 
 
Are there any UHCW documents related to this topic area 
Yes 
No 
 
If yes please provide Title 
Adult Antibiotic Guidelines CG 1168 v16 
UHCW Hand Hygiene Policy (2020)

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--- PDF page 1 ---
1 
 
 
Clinical Operating Procedure 
 
 
Procedure Title: 
Management of Norovirus 
 
 
Procedure Ref No: 
COP- 954 
 
 
Review date: 
March 2024 
Expiry date: 
September 2024 
 
Version Number: 
V1 
 
 
Summary statement /scope of the procedure: 
• 
Norovirus is characterised by the acute onset of nausea, vomiting in more than 50% of 
cases (often projectile) and abdominal cramps (72%). 
• 
Vomiting is more common in the young, with watery diarrhoea a more common feature in 
adults. Other symptoms may include fever, rigors, muscle and joint pain and headache. 
• 
The incubation period is usually 24 to 48 hours, with the mean duration of 12 to 60 hours. 
Viral excretion precedes the onset of symptoms by several hours and persists well beyond 
the symptomatic phase staff. 
• 
Infection and/or colonisation is usually acquired by ingestion after contact with a contaminated 
environment, equipment, other patients or the hands of 
This Clinical Operating Procedure provides details on identifying and managing norovirus within the 
healthcare setting. 
Please note: The following systems have been replaced by the trust Electronic Patient Record system (EPR). If 
any of these systems are identified within the document, please substitute them for the appropriate EPR 
alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems listed or the 
EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text and replaced 
with the relevant EPR system and process.

--- PDF page 2 ---
2 
 
 
General Information 
 
A suspected case of norovirus: 
a) Vomiting: Two or more episodes of vomiting of suspected infectious cause occurring in a 24-hour 
period in the absence of other clinical diagnosis 
b) Diarrhoea: Three or more type 6/7 stools on Bristol Stool Chart in a 24-hour period in the absence of 
other clinical diagnosis (appendix 1) 
c) Diarrhoea and vomiting: One or more of both symptoms occurring within a 24-hour period in the 
absence of other clinical diagnosis 
Confirmed case: 
a, b or c above with laboratory confirmation 
 
An outbreak is 2 or more cases as defined above, occurring in a functional unit within the hospital (appendix 
2) 
 
Symptoms 
Acute onset of: 
• 
Non-bloody watery diarrhoea and/or 
• 
Vomiting (often projectile) 
• 
Abdominal cramps 
• 
Myalgia (muscle pain) 
• 
Headache 
• 
Malaise 
• 
Low grade fever (up to 50% of cases) 
• 
Other possible symptoms 
Please note: Some individuals experience only diarrhoea OR vomiting 
Usually symptoms will resolve within 2-3 days 
40% of those affected can still be symptomatic at day 4 
Transmission 
Faecal-oral 
Incubation Period 
Usually 12 - 48 hours 
 
Period of 
communicably 
Patients and staff affected should be considered infectious 
Until 48 hours symptom free or 
Until stools have returned to normal for the individual 
 
All precautions and exclusions should continue until the criteria above are met. 
Individuals at risk 
Can affect any individual regardless of age 
 
 
 
Care Management 
 
Isolation 
If a patient is suspected/ confirmed norovirus and is in a bay they must remain 
so, and the bay closed to attempt to contain the spread of infection.

--- PDF page 3 ---
3 
 
If the affected individual is transferred to a side room, the remaining patients 
in the bay require (cohort) isolation and monitoring for 48 hours as they could 
be incubating the virus. Do not admit into empty bed. 
 
Personal protective 
equipment (PPE) 
• 
Plastic aprons and disposable gloves should be worn when in direct 
contact with the patient or the patient’s immediate environment. Hand 
hygiene must be carried out following removal of PPE. 
• 
Risk assess requirement for facial protection when at risk of splashing 
and spraying of body fluids i.e. full-face visor or Surgical facemask and 
eye protection 
Hand Hygiene 
Hands must be decontaminated as per the 5 moments for Hand Hygiene: 
 
1. Before touching a patient 
2. Before clean/aseptic procedure 
3. After body fluid exposure risk 
4. After touching a patient 
5. After touching patient surroundings 
 
Alcohol Based Hand Rub (ABHR) cannot be used to decontaminate hands. 
Patients should be encouraged/assisted to wash their hands with soap and 
water or skin cleansing wipes after using the toilet and prior to eating. 
Testing 
If suspecting an outbreak, before sending a specimen the SIPC Nurse must be 
informed. They will then assess the case and advise virology 
• 
Can be of a stool sample (swab tip in universal container) 
• 
Vomit sample in a pot 
• 
For same day testing, sample must be in the lab 
Monday to Friday by 12:00 
Weekends by 09:00 
Once norovirus is identified on a ward or in a single bay, further testing will 
only be performed in atypical cases or if the patient becomes symptomatic in 
another bay. 
Movement of patients 
• 
Stop unnecessary transfers to unaffected wards/ departments unless 
clinical need outweighs infection risk – Patient must go into a sideroom 
• 
If essential, notify the receiving department prior to transfer 
• 
Aim to place patients at the end of the list when clinically suitable 
• 
If transferring to another hospital – inform the hospital and ambulance 
service prior to move 
Discharge 
• 
Do NOT transfer affected patients until 48 hours after symptoms have 
stopped 
• 
If patient has not had any symptoms but is from a closed ward/bay 
they can only be transferred to own home providing carers are not 
required

--- PDF page 4 ---
4 
 
• 
Do NOT transfer patients who are potentially incubating the virus to 
other care facilities, including to own home with package of care 
• 
 Terminal Clean, Bay/Sideroom 
Food 
• 
No open packets of food on the closed area (discard any that are 
found) 
• 
Separate kitchen facilities to areas not closed (IPC in conjunction with 
ISS) 
• 
Food trays must not go into affected bays 
Patient Use Equipment 
• 
Where available, use single use/single patient use equipment. 
• 
All single use/single patient use equipment must be discarded as 
clinical waste 
• 
Equipment should be kept to a minimum 
• 
All shared or reusable equipment must be decontaminated between 
patients using a chlorine releasing agent such as Tristel. 
Clinical Waste 
All waste must be discarded as clinical waste. 
 
Staff 
Movement of staff between clinical areas should be restricted during an 
outbreak of Norovirus 
• 
IPCT will advise on separation of staff during bay closures within a ward 
area 
• 
Staffs who have worked for their entire shift in an area closed due to a 
Norovirus outbreak should wait 48 hours from the end of their last 
shift before working in another area. This is particularly relevant to 
Bank Staff 
• 
Symptomatic staff members should be excluded until 48 hours 
symptom free. Contact the Occupational Health Team for further 
advice and support 
Visitors 
• 
Visiting stopped unless exceptional circumstances i.e. the patient’s 
medical condition suddenly deteriorates or end of life 
• 
Next of kin to be telephoned before visiting (when possible) and 
informed to minimise disruption 
• 
Provide relatives with a contact telephone number and advise of a time 
to call 
• 
If a visitor does attend, explain the risk and provide with a an 
information leaflet (These can be found on E-Library) 
Dekomed 
• 
Ensure working

--- PDF page 5 ---
5 
 
 
 
 
APPENDIX 1 Diarrhoea Assessment Tool 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Version 3. September 20
Patient has type 6 or 7 on Bristol Stool Chart/ Increased 
frequency/ offensive smell? 
-Monitor bowel chart 
-Ensure antibiotic stewardship 
-No further action required 
(including previously known 
toxin/equivocal positives) 
NO 
Assess history. Are there underlying factors? 
E.g. 
 
-Inflammatory bowel disease 
-Overflow- constipation 
-Aperients e.g. enema/ laxatives 
-Enteral feeding 
-New medication 
-Antibiotics 
-Patients normal bowel habits 
YES 
YES 
Review. Clinical suspicion of C diff? 
 
-Stool chart - >3 type 6 or 7 stools within a 
24-hr period? 
-General condition 
-WCC, CRP, Creatinine 
Non-infective diarrhoea. 
 
-Review/modify treatment 
-Underlying cause 
-Medication 
-Maintain stool chart and fluid 
balance 
 
Review clinical response 24-48 
hours. Is there an improvement? 
 Infection suspected 
NO 
 
-Isolate in a side room with ensuite/ own commode 
-Door closed with isolation sign 
-Obtain specimen 
-Dedicated equipment 
-Stool monitoring chart 
 
Medical review – including antibiotic therapy 
 
-Monitor bowel chart 
-Ensure antibiotic stewardship 
-No further action required 
(including previously known 
toxin/equivocal positives) 
YES 
NO 
Consider treatment of C diff infection BEFORE test results if 
signs of severe clinical infection (QAG Page 3) 
-Raised WCC 
-Raised CRP 
-Temperature 
-Clinical or radiological evidence of colitis 
NO 
YES

--- PDF page 6 ---
6 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Appendix 2: Could this be an outbreak of norovirus? 
A patient develops diarrhoea and/ or vomiting – could this be an infectious outbreak? 
Are 2 or more patients affected who are in the same area and whose symptoms appear to 
be connected? 
Are two or more of the below 
outbreak markers present – 
• 
Symptom onset was sudden 
• 
Vomiting is projectile 
• 
Diarrhoea is watery (Type 6/7 on 
Bristol Stool chart) 
• 
Symptomatic patients have not had 
laxatives or enemas in the last 48 
hours 
Unlikely to be an outbreak 
• 
Isolate patient 
• 
Refer to appendix 1 diarrhoea 
assessment tool to ascertain if 
there are any potential 
contributory factors 
NO 
YES 
NO 
During an outbreak 
• 
Display outbreak posters to indicate that there 
is an infection present. 
• 
Admissions or transfers must not be accepted 
into the closed bay unless approved by SIPC 
team 
• 
Discharges to own homes can continue 
• 
Visiting to the closed side room/ bay/ ward is 
for compassionate reasons only 
• 
Patients to be discouraged from keeping food 
• 
Hand hygiene for staff and patients 
paramount 
• 
Inform Control Room 
• 
Frequent cleaning of touchpoints 
YES 
Suspected Outbreak 
• 
Inform IPC on ext. 24791 or out of 
hours on call microbiologist 
• 
Ensure stool chart and fluid balance 
charts in place 
• 
Samples to be obtained and sent to 
laboratory, delivered by hand to 
pathology 
• 
Inform Virology Team

--- PDF page 7 ---
7 
 
Appendix 3. Ward/ Department Checklist and Reference Guide 
DATE ACTIONED BY WHOM 
ACTIONS FOR STAFF IF POTENTIAL/SUSPECTED NOROVIRUS ON WARD/DEPARTMENT 
FOR NURSE IN CHARGE 
 
DATE 
 
SIGNATURE 
If a patient is in a bay and is symptomatic of norovirus then do not 
move, 
If in your clinical opinion it is more likely to be clostridium difficile or any other infectious 
organism then move patient/s into isolation immediately, have the bay terminally 
cleaned. 
 
 
Separate toilet facilities (use en-suite in bay) for potential/suspected infected patients . 
At Rugby St Cross, bays to use en-suites, side rooms must have a dedicated commode (if 
no ensuite) 
 
 
Laminated signs at all entrances to the ward/area/bay that is closed. These can be 
obtained from IPCT or out of hours, UHCW control room/ St Cross Rugby Urgent Care 
Centre reception. 
 
 
Increase the frequency of routine ward, bathroom and toilet cleaning including staff 
toilets. Liaise with ISS to arrange this and log this request on the ISS help desk on Ext 
25555. 
 
 
Increase the frequency of cleaning to touch surfaces. Liaise with ISS to arrange this and 
log this request on the ISS help desk on Ext 25555 
 
 
Staff to have own designated toilets on ward/department – This includes if an area of a 
ward is closed 
 
 
Ward staff to inform IPCT of any ward staff that become symptomatic 
Ward staff to be dedicated to work in the infected area only 
ISS to inform IPCT of any ISS staff that become symptomatic. 
ISS staff to be dedicated to work in the infected area only. 
 
 
All staff to remain off work for 48 hours after their last episode of symptoms, if having 
reported in unwell 
 
 
Prioritise cleaning to public areas where vomiting or uncontrolled diarrhoea has 
occurred. Report on Ext 25555 
 
 
Stop visiting to infected area UNLESS for extenuating circumstances i.e. the patient’s 
medical condition suddenly deteriorates or for compassionate reasons. Fully inform the 
visitors of the risk of visiting and encourage hand washing with soap and water. 
If visitors become symptomatic to inform ward staff. 
Provide a time to visitors that contact can be made for updates. 
 
 
Nurses and Support staff to use Tristel to decontaminate patient equipment in between 
use, and for damp dusting and touch points. 
Nursing staff to use a mask with visor to clean up diarrhoea and vomiting, and to utilise 
gloves, apron and strict hand washing with soap and water. 
 
 
Every patient should be commenced on a Bristol stool chart from admission to ward, 
ensure it is filled in correctly. 
Document nausea and or vomit on fluid balance chart. 
Ensure hydration status monitored. 
 
 
Bank/agency staff if needed, should be block booked to work on affected wards and 
should be discouraged from working in other unaffected areas or kept off duty until they 
are out of the incubation period (48-72 hours) 
 
 
Discard any food that may have been contaminated in the vicinity (usually fruit, opened 
biscuits etc.) Throw away flowers, plants beside a patient bed. 
 
 
 
Dekomed to be checked daily, ensuring optimum temperature is achieved, and that 
bedpans etc are not scratched. Ensure daily checklist is completed

--- PDF page 8 ---
8 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
If the Reviewer and Author is the same person please tick box 
 
If the Reviewer and Author is not the same person please provide the Reviewer detail 
 
 
 
Reviewer Name: 
Lisa Berry 
Reviewer Job Title: 
Consultant Virologist 
Reviewer email address: 
Lisa.Berry@uhcw.nhs.uk 
 
Approved by: 
IPC committee 
Date Approved: 
17/03/21 
 
Primary Specialty: 
Infection Prevention and Control 
Secondary Specialty: 
N/A 
Other Specialty: 
N/A 
 
Are there any UHCW documents related to this topic area Yes
 
No
 
 
If yes please provide Title 
 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No Yes 
(if Yes, please detail ) 
 
Author Name: 
Fiona Wells 
Author Job Title: 
Infection Prevention and Control 
Author email address: 
Fiona.Wells@uhcw.nhs.uk 
 
 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>

--- PDF page 9 ---
9

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ATTACHMENT: 13.pdf
TEXT_FILE: 13.pdf.txt
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Clinical Operating Procedure 
 
 
 
Procedure Title: 
Trust wide Procedure for the Home Laundering of staff Uniforms 
 
Procedure Ref No: 
COP 211 
 
Review date: 
February 2024 
Expiry date: 
August 2024 
 
Version Number: 
Version 10 
 
 
Summary statement /scope of the procedure: 
 
To ensure uniforms that are laundered at home are decontaminated adequately preventing 
the possibility of cross – contamination to patients from staff uniforms. 
 
Recommendations for procedure content: 
Staff to familiarise themselves with the following procedure and implement in to every day 
practice. 
 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record system 
(EPR). If any of these systems are identified within the document, please substitute them for the 
appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text and 
replaced with the relevant EPR system and process.

--- PDF page 2 ---
Introduction 
 
Studies show that uniforms may become contaminated by micro-organisms; although 
no evidence is currently available linking the transmission of bacteria to patients (Wilson 
et al 2007, DoH, 2010). It is important to note that all clothing worn by staff has the 
potential to become contaminated via environmental micro-organisms or those 
originating from patients or the wearer (RCN 2020). 
 
Uniforms and workwear should not impede effective hand hygiene, and should not 
unintentionally come into contact with patients during direct patient care activity. 
Similarly, nothing should be worn that could compromise patient or staff safety during 
care (NHSI 2020). 
 
Maximum contamination occurs in areas of greatest hand contact, for example, pockets, 
cuffs and apron areas (Loh 2000), and potentially causes the re-contamination of 
washed hands. 
 
National recommendations are that home laundering will easily and safely remove any 
infectious micro-organisms if the laundry guidance is followed (RCN 2020) this includes 
SARS 2 COV (Coronavirus). 
 
 
Aim 
 
To ensure uniforms that are laundered at home are decontaminated adequately 
preventing the possibility of cross – contamination to patients from staff uniforms. 
Therefore, staff are required to domestically launder their uniforms at 60°C to 
ensure safe removal of micro-organisms (Riley et al, 2017). 
 
Recommendations for effective home laundering of uniforms: 
 
 
ACTION 
RATIONALE 
 
1. 
Change into a clean uniform at the 
start of each shift. 
 
Maintains a professional appearance. 
The way staff dress is an important influence 
on peoples overall perceptions of the 
standards of care they experiences and 
promotes public confidence 
2. 
Wash uniforms at the hottest 
temperature suitable for the fabric. 
 
A wash for ten minutes, at 60°C, removes 
most micro-organisms (Riley et al, 2017 and 
DoH, 2010). 
3. 
Clean washing machines and 
tumble driers regularly and 
maintain according to 
manufacturer’s instructions. 
 
Dirty or underperforming machines can 
result in contamination with environmental 
microorganisms. 
 
Regular cleaning of the machine will protect 
the machines washing efficiency. 
 
4. 
Where necessary, in order to avoid 
overloading, wash uniforms 
separately from other clothes. 
Overloading machine will reduce wash 
efficiency.

--- PDF page 3 ---
5. 
Once the uniform is dry, iron with a 
hot iron 
 
To allow heat to remove any existing micro-
organisms and to be aesthetically pleasing. 
 
6. 
Uniforms should then be stored 
folded and flat in a fresh, unused 
plastic bag. 
To minimise the risk of contamination 
following laundering. 
 
7. 
Hands should be washed prior to 
donning uniform. 
 
To minimise the risk of contamination 
following laundering. 
 
8. 
Uniforms should preferably be 
taken home in a plastic bag. (Refer 
to uniform policy for information 
about travel in uniform) 
 
 
 
 
To minimise contamination of other items. 
9. If uniform becomes contaminated when 
on duty it must be changed immediately. 
To minimise cross contamination 
 
 
Ensure you have an adequate number of uniforms allocated to you (one per shift, up to 
a maximum of five). 
 
 
PLEASE NOTE: 
• These guidelines do not apply to theatre clothing, which must NOT be taken home 
for laundering. 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
If 
the Reviewer and Author is the same person please tick box ✓ 
 
If the Reviewer and Author is not the same person please provide the Reviewer 
details below 
 
Reviewer Name: 
Melanie Gallo 
Reviewer Job Title: 
Infection Prevention and Control Practitioner 
Reviewer email address: 
Melanie.gallo@uhcw.nhs.uk 
 
Approved by: 
Infection Prevention and Control Committee 
Date Approved: 
August 2021 
 
Primary Specialty: 
Infection Prevention and Control 
Secondary Specialty: 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No Yes 
(if Yes, please detail ) 
 
Author Name: 
Merja Thomas 
Author Job Title: 
Infection Prevention and Control Practitioner 
Author email address: 
Merja.thomas@uhcw.nhs.uk 
 
 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>

--- PDF page 4 ---
Other Specialty: 
 
 
Are there any UHCW documents related to this topic area Yes✓ 
 No
 
 
UHCW Corporate Appearance and Uniform policy (2017) 
 
 
References 
Department of Health (2010) Uniforms and workwear: Guidance on uniform and workwear 
policies for NHS employers. London: Crown Copyright. 
 
Loh W, NG W, Holton J (2000) Bacterial flora on the white coats of medical students, Journal 
of Hospital Infection, 45, pp.65-68. 
 
NHS England and NHS Improvement Uniform and Workwear: guidance for NHS employers 
(2020). NHS Improvement. 
 
RCN (2020) Uniform and workwear guidance 
 
Riley, K., Williams, J., Owen, L., Shen, J., Davies, A., Laird, K. (2017) The effect of low-
temperature laundering and detergents on the survival of Escherichia coli and Staphylococcus 
aureus on textiles used in healthcare uniforms. Journal of Applied Microbiology. July 2017, vol. 
123, Issue 1, pp 280-286. 
 
Wilson J, Loveday P and Pratt R (2007) Uniform: an evidence review of the microbiological 
significance of uniforms and uniform policy in the prevention and control of healthcare 
associated infections. Report to the Department of Health (England), Journal of Hospital 
Infection, 66, pp.1602-1604.

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Page 1 of 9 
 
 
 
Body Infestations 
 
Related Clinical 
Document 
Standard Infection Prevention and Control Precautions Guideline - 
CG 885 
eLibrary number 
COP 209 
Version number 
V10 
Does this Clinical 
Procedure relate 
to a Clinical 
Guideline? 
Standard Infection Prevention and Control Precautions Guideline - 
CG 885 
Purpose/Rationale 
The purpose of this guideline is to describe the practices and 
procedures to be followed to prevent and control the potential of cross 
infection. 
And to understand how the infection is transmitted and how it can be 
managed effectively 
Primary Specialty 
Trust wide 
Related 
Specialties 
 
Specialty Clinical 
Procedure Lead 
Fiona Wells 
Infection Prevention and Control and Sepsis Nurse 
Fiona.Wells@uhcw.nhs.uk 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record 
system (EPR). If any of these systems are identified within the document, please substitute them 
for the appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text 
and replaced with the relevant EPR system and process

--- PDF page 2 ---
Page 2 of 9 
 
 
Clinical Procedure 
 
1. Introduction 
The aim of this policy is to ensure the relevant action and management of patients with 
parasitic infestation are undertaken and to prevent further spread of 
infestation. Infestations caused by parasites (scabies, body, and head lice) and 
threadworm are often only minor irritations. Parasites can thrive because individuals are 
reluctant to admit to having them or to take steps to eliminate them. Infestations caused 
by 
parasites, if not detected, can create problems within healthcare facilities. 
Infestations occur within all community settings periodically and can result in debilitating 
and distressing symptoms for those affected by them. This policy outlines the Trust 
response to the management of individuals and co-ordination of outbreaks which is 
required to prevent further transmission. Standard infection prevention precautions 
together with a coordinated approach to treatment must be employed so 
that morbidity for patients and contacts is avoided. 
 
2. Equipment Required for the Clinical Procedure 
N/A

--- PDF page 3 ---
Page 3 of 9 
 
 
 
3. Description of Procedure 
Organism 
Transmission 
Symptoms 
Diagnosis 
Treatment 
Isolation 
Cleaning 
Head louse 
(Pediculus 
humanus 
var.capitis) 
Direct, 
prolonged 
head-to-head 
contact with an 
infested 
person i.e. 
parent to child 
or contact 
between 
children in 
play. 
Lice rely on 
the warmth of 
the scalp for 
food and 
survival and 
therefore 
cannot survive 
on chair 
backs, pillows, 
hats or clothes 
for long 
periods. Head 
lice cannot fly, 
jump or swim 
but spread by 
clumbering 
from head to 
head. 
Intense 
itching, 
which can 
take from 
one week 
to 2-3 
months 
after initial 
infection. 
Diagnosis is usually 
clinical but may be 
confirmed by 
microscopic 
examination. 
Commonly found behind 
the ears and at the back 
of the neck and may be 
confused with dandruff. 
Dandruff is dull, flaky 
and easily removed, 
whereas nits are shiny 
and firmly attached to 
the hair shaft. 
Adult lice can 
sometimes be seen 
moving on the scalp. 
Lice are best detected 
by fine tooth combing of 
the hair when it is wet. 
The lice can be 
removed from the comb 
onto a piece of damp 
tissue paper for 
inspection, preferably 
with a magnifying glass. 
Only people with the live lice need treatment (use of insecticide 
should be used after consultation with the pharmacist). 
Nits (empty egg cases) without the presence of live lice are not an 
indication for treatment. 
The nits may stay on the hair for several weeks after treatment, and 
grow out with the hair itself. New eggs are only laid close to the scalp. 
 Please refer to BNF guidance for current treatment 
Equipment: 
Fine tooth comb, detection comb ** 
Disposable apron and gloves Clean hospital 
towel 
NB please make sure that the patient has not used conditioner or a 
combination shampoo/conditioner prior to application as may result 
in treatment failure. 
1. Discuss treatment/procedure with the patient 
2. Screen patient’s bed space or take patient to bathroom prior 
to the commencement of treatment 
3. Staff to wash hands, put on disposable plastic apron and 
gloves 
4. Place towel over patient’s clothing 
5. Comb hair with ordinary comb followed by detection comb, 
drawing the comb from the top of the scalp, down the hair shaft 
towards the edge of the hair. Treatment should be applied to all 
areas of the scalp Apply prescribed preparation as per drug 
kardex, according to the manufacturer’s instructions. 
6. A contact time of 8–12 hours or overnight treatment is 
recommended for lotions and liquids; a 2-hour treatment is not 
sufficient to kill eggs (see specific product information). In 
general, a course of treatment for head lice should be 2 
Patients with 
head lice need 
not to be 
isolated, 
except in 
paediatric 
wards where 
close contact 
between 
children may 
transmit the 
lice. 
Tristel 
clean

--- PDF page 4 ---
Page 4 of 9 
 
 
applications of product 7 days apart to kill lice emerging from 
any eggs that survive the first application. All affected 
household members should be treated simultaneously. 
7. Remove gloves and aprons on completion of the task and 
dispose of into clinical waste bag. Place used laundry into linen 
bags. 
8. Advise that all close head-to-head contacts should check for 
head lice using an appropriate detection comb, and treat 
themselves if lice are detected. Don’t treat unless infected. 
9. Wash hands thoroughly. 
10. Document the treatment given on patients notes. 
11. Detection combing should be carried out 2-3 days after the 
second treatment to ensure treatment success. 
 
Pruritus is treated symptomatically with antihistamines and topical 
corticosteroids.and to all of the hairs, from their roots to their tips 
 
 
 
Organism 
Transmission 
Symptoms 
Diagnosis 
Treatment 
Isolation 
Cleaning 
Pubic or 
crab louse 
(Phtirus 
pubis) 
Close physical 
contact, 
frequently by 
sexual contact. 
Pubic lice die 
rapidly when 
detached from 
host. 
Severe itch (which 
is worse at night), 
excoriation with 
possible secondary 
infection from 
scratching, 
detection of black 
powdery substance 
in underwear and 
blue/grey macular 
spots in affected 
areas 
Diagnosis is 
usually clinical but 
may be confirmed 
by microscopic 
examination. 
 Please refer to BNF guidance for current treatment 
 
Change and launder clothing daily. Process linen as infected 
linen. If infested washing is taken home, launder washing on a 
hot wash cycle (60 centigrade or more) and iron at a hot 
temperature. 
 
If washing is not able to be taken home, obtain consent to 
remove clothes from patient for incineration to prevent re- 
infestation of patient and prevent cross infestation of the 
environment. 
 
Pruritus is treated symptomatically with antihistamines and 
topical corticosteroids. 
 
 
Not required 
Tristel clean

--- PDF page 5 ---
Page 5 of 9 
 
 
 
Organism 
Transmission 
Symptoms 
Diagnosis 
Treatment 
Isolation 
Cleaning 
Scabies 
Prolonged and 
usually intimate 
person-to- person 
through skin- to-skin 
contact especially via 
the hands. 
Household contacts, 
children and healthcare 
practitioners are at 
particular risk of 
infestation. During their 
first infestation, people 
with scabies are 
infectious before the 
development of a rash, 
which can take 2-6 
weeks to develop. In a 
reinfection, the rash can 
appear in 1-3 days. 
Intense itching 
of affected 
areas, 
particularly at 
night. There can 
also be a 
pimple-like skin 
rash or tiny 
raised lines 
caused by the 
mite burrowing 
into the skin to 
lay eggs. 
On close examination greyish, linear 
burrows, around 0.5cm in length 
may be found. Since the mites prefer 
areas that have few hairs and low 
sebaceous gland activity the flexor 
surfaces of the wrists, webs of the 
fingers, instep of the foot, the 
foreskin of the male and areola of 
the female are common burrow 
sites. 
Confirmation of the diagnosis is 
made by microscopic identification of 
skin mites, eggs or mite faeces, 
usually performed by a 
Dermatologist. 
 
An expert dermatological opinion 
should be obtained, and skin scrapings 
are essential. 
 Please refer to BNF guidance for current 
treatment 
 
 Please note some treatments are not licensed 
in children 
 in 2 months old for the treatment of scabies. 
Please 
 contact pharmacy for further advice. 
 
Once a diagnosis has been made, ward staff 
should inform the Infection Prevention and 
Control Team (IPCT). A list of all patients in the 
same bay and of staff with direct, hands-on care 
should be made and given to the IPCT and 
Occupational Health. The decision to treat 
patient and staff contacts will be made on an 
individual basis and after consultation with OH 
and the dermatologists 
Isolation in 
sideroom 
required 
till 
treatment 
completed 
Tristel clean 
Body louse 
(Pediculus 
humanus 
var.corporis 
Close personal 
contact and 
overcrowded 
conditions by 
contact with 
infested 
clothing. 
Body lice die 
rapidly when 
detached from 
host. 
Severe itching on 
the parts of the 
body affected 
and sometimes a 
rash caused by 
an allergic 
reaction to the 
bites can occur. 
Diagnosis is usually 
clinical but may be 
confirmed by 
microscopic 
examination. 
Please refer to BNF guidance for current treatment 
 
Patients with body lice do not require specific treatment but should be 
bathed daily and wash clothes in a hot cycle. Ironing recommended. 
Change and launder clothing daily. Process linen as infested linen. 
If infested washing is taken home, launder washing on a hot wash cycle 
(60 centigrade or more) and iron with hot iron. 
If washing is not able to be taken home, obtain consent to remove clothes 
from patient for incineration to prevent re- infestation of patient and prevent 
cross infestation of the environment. 
Pruritus is treated symptomatically with antihistamines and topical 
corticosteroids. 
Not 
required 
Tristel 
clean

--- PDF page 6 ---
Page 6 of 9 
 
 
 
 
Some products used for the eradication of head lice contain combustible materials. Patients and carers should be advised that they should not smoke near 
treated hair and stay away from open flames. This also includes the morning after an overnight application until the hair is washed. 
 
** Head lice can be mechanically removed by meticulously combing wet hair using a detection device (probably for around 30minutes) over the 
whole scalp and repeated every 4 days for a minimum of 2 weeks and continued until no head lice are found on 3 consecutive times. Hair 
conditioner may be used to facilitate the process (not to be used with the insecticide preparation). 
 
A scabies outbreak in hospital 
 
• 
Once the diagnosis has been confirmed in two or more patients, please inform the IPC Team. 
• 
Both staff and patient contacts will be needed. 
• 
The DIPC or his/her deputy will liaise with the UKHSA 
• 
The management of staff will be coordinated by the Occupational Health Department and of the patients by the dermatologists, ward staff 
and the IPC team. 
 
 
 
Norwegian/ 
crusted 
scabies 
Highly contagious. It can be 
easily spread by either 
direct or indirect contact 
and bedding, towels, 
clothing, furniture etc. 
It requires quick, 
aggressive treatment to 
prevent outbreaks. 
The mites are thought to be 
able to survive for longer 
outside the host- up to 7 
days, People who have had 
minimal contact (e.g. 
domestic and laundry staff) 
may be at risk. 
Intense itching of 
affected areas, 
particularly at night. 
There can also be a 
pimple-like skin rash or 
tiny raised lines 
caused by the mite 
burrowing into the skin 
to lay eggs. 
An expert 
dermatological and 
infectious diseases 
opinion should be 
obtained 
 Please refer to BNF guidance for current treatment 
Process linen as infected linen. Document the treatment 
given on patients notes. 
Once a diagnosis has been made, ward staff should 
inform the Infection Prevention and Control Team 
(IPCT). A list of all patients in the same bay and of 
staff with direct, hands-on care should be made and 
given to the IPCT and Occupational Health. The 
decision to treat patient and staff contacts will be 
made on an individual basis and after consultation 
with OH and the dermatologists. 
All close household/family contacts should treated by 
their GP at the same time. 
Isolation in 
a sideroom 
required till 
treatment 
completed 
Tristel 
clean

--- PDF page 7 ---
Page 7 of 9 
 
 
 
Scabies in a member of staff. 
 
• 
The management of staff will be coordinated by the Occupational Health Department 
• 
The diagnosis is confirmed, staff should be treated, and remain away from clinical 
duties until the treatment is complete, after which, normal duties should be resumed. The GP 
should be asked to treat the members of the household/other close contacts. 
 
 
Governance Check 
Changes from previous version 
Chronology of 
Update of 
Information 
Detail of Changes 
Page No. 
Para No. 
All 
treatment/medication 
removed from 
previous version and 
advised to refer to 
BNF for current 
treatment. 
Trust guidance dates 
updated. 
 
 
 
 
 
 
 
 
Authors 
Lead Author: 
Ragbinder Mahal 
Infection Prevention and Control and Sepsis Nurse 
Ragbinder.Mahal@uhcw.nhs.uk 
Reviewer(s): 
Fiona Wells 
Infection Prevention and Control and Sepsis Nurse 
Fiona.Wells@uhcw.nhs.uk 
Imran Khan 
Senior pharmacist 
Imran.Khan@uhcw.nhs.uk 
Approving 
Forums 
Infection Prevention and Control Committee 
Approval Dates 
(All clinical 
procedures require 
QIPS approval prior 
to review at a relevant 
committee.) 
QIPS 
13/06/2023 
MMC 
 
Other (specify) 
Review Date 
30th October 2025 
Keywords 
Head lice (Pediculus humanus capitis), Body lice (Pediculus 
humanus corporis), Crab/Pubic lice (Phthirus pubis), Scabies 
(Sarcoptes scabiei), Crusted (Norwegian) Scabies and Fleas 
Definitions 
Head lice (Pediculus humanus capitis) - are small, greyish brown 
six-legged wingless insects that are approximately 2- 3mm long. 
They live, breed, and die on human scalps and eyebrow hair,

--- PDF page 8 ---
Page 8 of 9 
 
 
feeding on blood from the scalp. The female louse may lay up to 10 
eggs per day, which then glue themselves to the base of the hair 
shaft. After seven days, the young louse hatches leaving a white, 
shiny shell- like case (the nit); the louse then takes only ten days to 
mature. Adult lice can be seen as black specks on the scalp; they 
can move very quickly from hair to hair. Anyone can catch head lice, 
but pre-school children, primary school children and their families 
are most at risk. Most infestations are very light, but occasionally 
there may be hundreds of lice on a head. 
 
Body lice (Pediculus humanus corporis)- are less common than 
head and pubic lice infestations, usually only occurring in vulnerable 
groups such as people who are homeless, especially individuals 
having and wearing only one set of clothing. Body lice live and lay 
their eggs in the seams and folds of clothing and bedding, usually 
only moving onto skin to feed on blood via biting. They are likely to 
be found on the body (around the waist and armpits) only during 
feeding. 
 
Crab/Pubic lice (Phthirus pubis) - are tiny parasitic insects about 
1-2mm long, grey or brown in colour. They are usually found in the 
pubic area, but in cases of severe infestation may affect facial hair, 
eyelashes, axilla and body surfaces. 
 
Scabies (Sarcoptes scabiei) - is a contagious parasitic skin 
infestation. Infestations normally affect skin folds such as between 
fingers, on the wrist, elbows, knees, and around the buttock or 
breast creases. The gravid female mites burrow into the keratin layer 
of the epidermis where they deposit two or three eggs a day. The 
mature larvae hatch after about 2 weeks and emerge to the surface 
of the skin where they mate and re-invade the skin of the same or 
another host. 
 
Crusted (Norwegian) Scabies - is a contagious parasitic skin 
infestation, and severe form of the disease in which the skin 
develops thick crusts containing large amounts of mites/eggs. Often 
persons with crusted scabies do not have the usual signs and 
symptoms making the disease harder to diagnose. 
Groups most at risk are those with a weakened immune system, 
elderly people and people who are disabled (particularly those with 
neurological disorders). 
 
Fleas - are common bloodsucking parasites and do not live on the 
body, but may be found within clothing folds and seams. Infestation 
is usually associated with cats, dogs and birds bur adult fleas will 
bite humans in the absence of a preferred host. They can cause a 
localised bite reaction which is often inflamed and itchy. Treatment is 
to bathe, dress patient in clean clothes and change all linen. 
Isolation is not required, clothing and bed linen should be disposed 
of in a red alginate bag. 
Patient’s relatives should be advised to wash personal clothing taken 
home on the hottest wash setting.

--- PDF page 9 ---
Page 9 of 9 
 
 
Clinical Procedure Content: A procedure document outlines a set of actions and rationale that is 
the official or accepted method of delivering clinical treatment. These are evidence based and must 
be followed when indicated, therefore not guidelines e.g., Procedure for venous cannulation, or 
management of Haemodialysis lines. 
 
Regardless of the strength of evidence, it remains the responsibility of the clinician to interpret the 
application of the clinical procedure in the context of local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all 
people equally and fairly. This includes those seeking and using the services, employees and 
potential employees. No-one will receive less favourable treatment on the grounds of 
sex/gender (including Trans People), disability, marital status, race/colour/ethnicity/nationally, 
sexual orientation, age, social status, their trade union activities, religion/beliefs or caring 
responsibilities nor will they be disadvantaged by conditions or requirements which cannot be 
shown to be justifiable. All staff, whether part time, full-time, temporary, job share or volunteer; 
service users and partners will be treated fairly and with dignity and respect. 
 
 
Training 
 
N/A 
 
Monitoring of Outcomes 
 
QIPS 
 
Appendices 
 
None 
 
References 
 
British National Formulary. September 2018 – March 2019. British Medical Association, 
Royal Pharmaceutical Society. No 76. 
 
Chosidow O. (2000) “Scabies and Pediculosis” Lancet Vol. 355 pages 819-826 
 
Damani N (2012) Manual of Infection Prevention and Control. Third edition. Oxford 
University Press. 
 
NICE clinical knowledge summaries http://cks.nice.org.uk/scabies; 
https://cks.nice.org.uk/pubic-lice https://cks.nice.org.uk/head-lice ; (Accessed: 19/11/2022) 
 
University Hospitals Coventry & Warwickshire NHS Trust (2015) Waste Management policy. 
University Hospitals Coventry & Warwickshire NHS Trust (2018) Hand Decontamination 
policy. University Hospitals Coventry & Warwickshire NHS Trust (2017) Isolation Guideline. 
Torok, E., Moran, E. and Cooke, F. (2015) Oxford Handbook of Infectious Diseases and 
Microbiology. Oxford: Oxford University Press.

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ATTACHMENT: 15.pdf
TEXT_FILE: 15.pdf.txt
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1 
 
Viral Haemorrhagic Fever (VHF) Including Ebola: 
Acute Identification and management guide 
Related Clinical 
Document 
Fever in the returning traveler CG 2385 
eLibrary number 
COP 914 
Version number 
V2 
Does this Clinical 
Procedure relate 
to a Clinical 
Guideline? 
N/A 
Purpose/Rationale 
Viral haemorrhagic fevers (VHF) are severe and life-
threatening diseases that have been reported in parts of 
Africa, South America, the Middle East and Eastern 
Europe. Examples include Ebola, Lassa fever and 
Crimean Congo haemorrhagic fever. 
Primary Specialty 
Infectious diseases and infection control 
Related 
Specialties 
 
Specialty Clinical 
Procedure Lead 
Gorana Kovacevic. Consultant in infectious diseases 
gorana.kovacevic@uhcw.nhs.uk 
 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record 
system (EPR). If any of these systems are identified within the document, please substitute them 
for the appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text 
and replaced with the relevant EPR system and process.

--- PDF page 2 ---
2 
 
Clinical Procedure 
 
1. Introduction 
This Clinical Operating Procedure aims to ensure that patients with possible viral 
haemorrhagic fever (VHF) are identified and managed appropriately. This policy primarily 
applies to clinical staff in admitting areas and the infectious diseases ward. It also applies 
to site managers, emergency planning, on-call managers, infection prevention and control 
staff, microbiology, virology, estates, portering, domestic, security and ISS colleagues. 
 
2. Equipment Required for the Clinical Procedure 
N/A 
 
3. Description of Procedure 
 
Patient screening and triage 
 
Patients who require a VHF risk assessment are those that have: 
 
A fever/history of fever in the past 24 hours (≥37.5) 
AND 
have either travelled to a VHF endemic area, been in contact with a 
person/animal or bodily fluids infected with a VHF or worked in a laboratory 
with the infectious agents of VHF within 21 days. 
 
Areas where VHF is endemic is available here: 
https://www.gov.uk/viral-haemorrhagic-fevers-origins-reservoirs-transmission-and-
guidelines 
 
Areas where there is a current outbreak are regularly updated here: Home - ProMED 
- ProMED-mail (promedmail.org) 
 
National guidance for the management of patients with or suspected of having VHF 
is available from UKHSA: 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachm
ent_data/file/534002/Management_of_VHF_A.pdf). 
 
If a patient meets the above criteria, it is essential that they are first placed in a safe 
space in order to conduct the risk assessment. Please see section below regarding 
patient placement. 
 
Patient entry routes and placement 
 
Patient’s accessing care within UHCW usually present to urgent treatment centres 
based at the City of Coventry Health Centre, Rugby St Cross or to the emergency 
department at UHCW. Table 1 shows the most common entry points. Following 
triage, if the patient is identified as being at risk of having VHF, table 1 shows where 
the patient should be placed while awaiting risk assessment by the medical team. 
When escorting a patient to an isolation areas, a safe distance should be kept (2m). 
 
Table 1: Common entry points and preferred isolation rooms to be utilised for 
risk assessment.

--- PDF page 3 ---
3 
 
 
In Hours 
Out of Hours and Weekends 
GP referral via 
phone call 
GP liaison (10am-6pm) to speak to 
infectious diseases consultant before 
agreeing to accept patient. Take GP’s 
phone number so that they can have direct 
conversation if required. 
Phone calls go to MDU. Medical registrar to 
discuss with microbiology or virology on-call 
before agreeing to accept patient. Take 
GP’s phone number so that they can have 
direct conversation if required. 
To ED via 
ambulance 
service 
If VHF is suspected, West Midlands 
ambulance would take the patient to 
Birmingham Heartlands Hospital. They 
should not be escorted to UHCW. 
 If VHF is suspected, West Midlands 
ambulance would take the patient to 
Birmingham Heartlands Hospital. They 
should not be escorted to UHCW. 
Self 
presents to 
ED 
reception 
 
During triage the nurse will ask the 
patient if they have travelled in the past 
28 days. If the patient has travelled, the 
streaming nurse will alert the nurse in 
charge and the patient will be placed in 
an isolation room. If a room is not 
available, the patient should be asked to 
wait outside, if safe to do so, until the 
room becomes available. The nurse in 
charge will alert the medical team. 
During triage the nurse will ask the patient if 
they have travelled in the past 28 days. If the 
patient has travelled, the streaming nurse will 
alert the nurse in charge and the patient will be 
placed in an isolation room. If a room is not 
available, the patient should be asked to wait 
outside, if safe to do so, until the room 
becomes available. The nurse in charge will 
alert the medical team. 
Self-present 
to MIU 
The triage nurse will ask the patient if 
they have travelled within 28 days. If the 
answer is yes they will isolate the 
patient and notify the nurse in charge so 
that an assessment can be done. The 
medical team should undertake the risk 
assessment and if there is a possibility 
of VHF the patient should be moved to 
ED (phone ED to let them know the 
patient will be arriving) 
The triage nurse will ask the patient if they 
have travelled within 28 days. If the answer is 
yes they will isolate the patient and notify the 
nurse in charge so that an assessment can be 
done. The medical team should undertake the 
risk assessment and if there is a possibility of 
VHF the patient should be moved to ED 
(phone ED to let them know the patient will be 
arriving) 
Self- Present 
to UTC in 
Coventry 
City of 
Health 
Centre 
The triage nurse will ask the patient if 
they have travelled within 28 days. If the 
answer is yes, they will immediately be 
placed in the ‘red zone’. Ask the patient 
not to leave the room and reassure. 
Inform doctor to perform risk 
assessment. 
 
Once risk assessment performed, 
medical team at UTC to call UHCW ED 
team to help with combined decision 
making. 
Centre open 8am – 10pm. Outside these 
hours patients may present to UTC in Rugby 
or ED at UHCW. 
Self- Present 
to UTC in 
Rugby 
The triage nurse will ask the patient if 
they have travelled within 28 days. If the 
answer is yes, the patient is to be asked 
to wait outside the UCC entrance so that 
isolation cubical can be made available. 
Once the room has been made 
available, nursing staff wearing a FRSM, 
gloves and apron to meet and using the 
ambulance entrance and corridor, escort 
to the isolation cubicle for risk 
assessment. The most senior nurse 
The triage nurse will ask the patient if they 
have travelled within 28 days. If the 
answer is yes, the patient is to be asked to 
wait outside the UCC entrance so that 
isolation cubical can be made available. 
Once the room has been made available, 
nursing staff wearing a FRSM, gloves and 
apron to meet and using the ambulance 
entrance and corridor, escort at a safe 
distance to the isolation cubicle for risk 
assessment. The most senior nurse

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4 
 
 
Once the patient has been placed in isolation, reassure and ask them (and anyone 
else that they have arrived with) to stay in the side room and use the en-suite in that 
room. If there is not an en-suite available, a dedicated commode must be provided. 
 
If VHF is suspected in any other admissions area they must be isolated promptly in a 
side room. The doctor must call ED to discuss and make arrangements for the 
patient to be escorted to the designated area in ED. Escorting staff must wear PPE 
for low possibility of VHF at a safe distance (3m). If the patient has extensive bruising 
or bleeding and therefore falls into the high risk category, do not move and discuss 
with clinical team in ED. 
 
 
 
 
should undertake the risk assessment 
(Rugby UTC is a nurse led service). Ask 
patient to stay in the isolation room and 
reassure. 
 
Once risk assessment performed, 
medical team at UTC to call UHCW ED 
team to help with combined decision 
making. 
should undertake the risk assessment 
(Rugby UTC is a nurse led service). Ask 
patient to stay in the isolation room and 
reassure. 
 
Once risk assessment performed, medical 
team at UTC to call UHCW ED team to help 
with combined decision making. 
Self 
presents to 
maternity 
Patient to go to triage isolation room, 
preferably room 6. Nurse in charge and 
most senior doctor to be notified. 
Patient to go to triage isolation room, 
preferably room 6. Nurse in charge and most 
senior doctor to be notified. 
Self 
presents to 
W23 EPAU 
Patient to be transported through EGU 
to W23 Gynae isolation room (preferably 
room 1, negative pressure room). Nurse 
in charge and most senior doctor to be 
notified. 
Patient to be transported through EGU to 
W23 Gynae isolation room (preferably room 
1, negative pressure room). Nurse in charge 
and most senior doctor to be notified. 
Child 
presenting 
to CED via 
WMAS 
If VHF is suspected, West Midlands 
ambulance would take the patient to 
Birmingham Heartlands Hospital. They 
should not be escorted to UHCW. 
 If VHF is suspected, West Midlands 
ambulance would take the patient to 
Birmingham Heartlands Hospital. They 
should not be escorted to UHCW. 
Child self 
presenting 
to CED 
Immediately place in room 2 ‘rash room’ 
for triage, or other available side room. 
Inform nurse in charge and doctor. 
Immediately place in room 2 ‘rash room’ for 
triage, or other available side room. Inform 
nurse in charge and doctor. 
Patient on a 
ward and 
VHF is 
suspected 
If the patient is in a bay or communal 
area immediately isolate in a side room. 
Do not admit into that bedspace until 
VHF has been ruled out and sufficient 
decontamination has taken place. 
Follow the initial actions on page 6. 
If the patient is in a bay or communal area 
immediately isolate in a side room. Do not 
admit into that bedspace until VHF has been 
rules out and sufficient decontamination has 
taken place. Follow the initial actions on 
page 6.

--- PDF page 5 ---
5 
 
 
Initial actions on suspicion of VHF 
Once it has been identified that the patient meets the criteria for suspicion of VHF 
and the patient has been placed in isolation, a risk assessment must be carried out. 
This must be done by the assessing doctor. Standard precautions and good infection 
control measures are paramount while the initial assessment is being carried out. If 
there is any active bruising or bleeding then categorise as a high possibility and 
move to the high possibility action card, following recommended PPE. Follow the 
initial actions below: 
 The risk assessment category will determine next steps. 
 
 
VHF Unlikely: Go to page 7 
 
VHF Low Possibility: Go to page 8 
 
VHF High Possibility: Go to page 10 
 
VHF Confirmed: Go to page 13 
 
 
 
INITIAL ACTIONS FOR SUSPECTED VHF 
JOB ROLE 
ACTION 
DATE 
TIME 
SIGN 
All staff groups 
Limit movement in and out of the room. 
Pregnant and immunocompromised staff members should not have 
further contact with the patient. 
 
 
 
All staff groups 
If you need to enter the room again, risk assess PPE requirements 
based on symptoms. 
If there is a risk of blood or body fluid exposure, wear gloves, an 
apron and eye protection. 
If the patient has any respiratory symptoms wear a FFP3 mask. 
If there is any active bruising or bleeding then categorise as a high 
possibility and move to the high possibility action card, following 
recommended PPE. 
 
 
 
Nurse in 
charge 
Add ‘red hand’ sign to the door (infectious patient warning). 
 
 
 
Inform the most senior doctor in charge as a matter of urgency. Tell 
the doctor if there is any active bruising or bleeding. 
 
 
 
Obtain the risk assessment from the appendix in this document or 
using the QR code below: 
 
It can also be accessed from this link: 
https://assets.publishing.service.gov.uk/government/uploads/syste
m/uploads/attachment_data/file/478115/VHF_Algo.pdf 
 
 
 
Most senior 
doctor 
If there is a suspicion of sepsis, initial sepsis management should 
be commenced. 
 
 
 
If there are signs of organ failure, arrange ITU review. If required, 
equipment should be brought to the patient where possible. 
 
 
 
Undertake the risk assessment wearing appropriate PPE 
(described above) 
RISK CATEGORY ACCORDING TO RISK 
ASSESSMENT:_______________________________ 
Follow instructors on next action card based upon risk 
assessment outcome

--- PDF page 6 ---
6 
 
 
ACTION CARD: VHF Unlikely 
 
VHF UNLIKELY 
ACTION CARD 
DATE 
TIME 
SIGN 
Most senior 
doctor 
Manage locally. No need to remain isolated 
from a VHF perspective. Red hand sign can be 
removed from the door and the patient does 
not need to remain in isolation unless an 
alternative infectious disease is suspected. 
Document risk assessment in the patient’s 
medical notes and inform team caring for 
patient. 
If further discussion or support is required call 
ID consultant, virology consultant or 
microbiology out of hours. 
 
 
 
Most senior 
doctor 
Reassess patient and repeat the VHF risk 
assessment if there is clinical concern, if the 
patient fails to improve, develops a nose 
bleed, bloody diarrhoea, sudden rise in 
aspartate transaminase (AST), sudden fall in 
platelets, clinical shock or rapidly increasing 
O2 requirements in the absence of an 
alternative diagnosis. 
 
 
 
 
ACTION CARD: Low Possibility of VHF 
LOW POSSIBILITY OF VHF ACTION CARD 
ROLE 
RESPONSIBILITY 
DATE SIGN 
Most 
senior 
doctor 
Take the role of lead clinician. Reiterate the need for the patient 
to stay in the side room with the door closed. Reassure the 
patient and any visitors that are with them. 
 
 
Immediately inform the local Infection specialist Consultant 
virologist and infectious diseases in hours, on call microbiology 
out of hours). Determine which investigations are clinically 
appropriate, including an urgent malaria screen. 
 
 
If any samples are to go to the lab or any referrals made to 
specialist teams, the medical team must make it clear that the 
patient has a low possibility of VHF by putting it on the 
request and referral forms. 
 
 
Notify operational lead, and site team. If the patient is pregnant, 
notify obstetrics on call. 
 
Nurse in 
charge 
Ensure that the number of entries into the room are minimised 
and also the number of venepunctures required. Ensure only 
clinical staff should enter the room (i.e. no domestics or Health 
Care Assistants). 
 
Pregnant and immunocompromised staff members should not 
have contact with the patient. 
 
Ensure there is a donning and doffing area available for staff to 
don and doff PPE, for example the adjacent side room. If there 
is no area available, contact Infection Prevention and Control 
who will escalate. Estates may be required to erect an anti-
room. Ensure PPE is available in the donning area and waste 
bins available in the doffing area.

--- PDF page 7 ---
7 
 
Ensure that both Tristel and HazTab solution is made up and 
available in the patient’s room. 
 
Ensure that any samples that need to go to the laboratory are 
taken by hand. Do not use the POD/air tube system in case the 
samples get stuck. 
 
Add a contact list to the door of the side room (appendix 5). 
Ensure that anyone entering the room is aware of the risk 
assessment and risk of infection. 
 
Consultant 
virologist 
or 
nominated 
virologist 
If malaria screen is negative and / or there is clinical concern or 
continuing fever after 72 hours, they will discuss case with the 
imported fever service in Porton Down. 
 
 
Report to public health authorities (UKHSA). 
 
 
Medical 
and 
nursing 
staff 
Point of care (POC) blood gas analysers present a risk of splashing 
and should only be used in 
exceptional circumstances and in a controlled environment i.e. limited 
for use in the patient room by appropriately trained staff. 
 
Most 
senior 
doctor and 
site 
team/bed 
managers 
See section in VHF COP on movement of patients. 
If there is diarrhoea or vomiting the patient should not be 
moved. 
ADULTS: If the patient remains low risk, transfer to W31A side 
room . Discuss with infectious diseases prior to transfer if not 
already aware. Ensure room is available before transfer begins. 
Follow route specified in the table. If critical care is deemed 
necessary, ideally the patient will move to side room 30 on GCC, 
using the bathroom as a doffing area and estates should be instructed 
to erect a donning area outside the room. 
CHILDREN: If the patient remains low risk, transfer to W15 bay 
2. Contact paediatric bed capacity manager on bleep 2188 to 
arrange. Bay 2 will be made available (i.e will be vacated by 
other patients) ABR10038. 
 
INFECTION CONTROL MEASURES REQUIRED 
IT IS IMPERITIVE THAT PPE IS DONNED AND DOFFED CORRECTLY 
(APPENDIX 5) 
Standard precautions 
Hand hygiene 
Gloves 
Plastic apron and gloves if there is a risk of contact with 
blood or body fluids. 
Additional precautions for splash 
inducing procedures 
Fluid repellent disposable gown 
Fluid resistant surgical mask (FFP3 if there are respiratory 
symptoms) 
Disposable eye protection 
Additional protection for potential 
aerosol generating procedures 
FFP3 respirator for which the wearer is fit tested. 
Disposable eye protection 
Equipment 
Single use (disposable) equipment must be used. If needle 
free IV devices are available, please use. 
Sharps, laundry, waste, crockery 
and cutlery 
Normal procedures 
Cleaning and decontamination 
Nursing staff should undertake cleaning of the room. Staff 
undertaking cleaning should wear the same PPE as those 
looking after the patient. 
Visiting 
Restrict visiting to next of kin for a child. Adults should have 
visiting on compassionate grounds only and risks discussed 
with them . 
Visitors must wear PPE as described above (but given a 
FRSM rather than an FFP3 mast as they are not fit tested).

--- PDF page 8 ---
8 
 
 
ACTION CARD: High Possibility of VHF 
 
HIGH POSSIBILITY OF VHF ACTION CARD 
ROLE 
 
DATE SIGN 
Most senior doctor 
Take the role of lead clinician. 
 
 
Reiterate the need for the patient to stay in the side room 
with the door closed. Reassure the patient and any 
visitors that are with them. 
 
 
Immediately inform the local infection specialist 
(Consultant virologist and infectious diseases in hours, 
on call microbiology out of hours) and discuss which 
specimens are appropriate, including urgent malaria 
screen. 
 
 
Does the patient have active bleeding, bruising, vomiting 
or diarrhoea? 
 
YES / NO 
 
If Yes: Contact estates to erect infection screens 
urgently. Incident team will update further and urgent 
discussions should be held with the High Level Isolation 
Unit at the Royal Free Hospital 02077940500. 
 
 
Notify operational lead, and site team. If the patient is 
pregnant, notify obstetrics on call. 
 
 
Nurse in charge 
Restrict the number of entries into the room and the 
number of venepunctures required. 
 
 
Ensure that only clinical staff enter the room (i.e. no 
domestics or Health care assistants). 
 
 
 
Add contact list to the door of the side room and ensure it 
is completed (appendix 5). Ensure that all staff who need 
to enter the room are aware of the infection risk. 
 
 
Pregnant and immunocompromised staff members 
should not have contact with the patient. 
 
 
Ensure that both Tristel and HazTab solution is made up 
and available in the patient’s room. 
 
 
Ensure there is a donning and doffing area available for 
staff to don and doff PPE, for example the adjacent side 
room. If there is no area available, contact Infection 
Prevention and Control who will escalate. Estates may be 
required to erect an anti-room. Ensure PPE is available in 
the donning area and waste bins available in the doffing 
area as states in the Infection Prevention and Control 
section at the bottom of this action card. 
 
 
Consultant 
virologist or 
nominated 
virologist 
Discuss the case with the imported fever service at 
Porton Down. 
 
 
 
Report to public health authorities. 
 
 
 
Convene, with IPC, an incident management meeting to 
share initial impression and management.

--- PDF page 9 ---
9 
 
Nursing and 
medical staff 
Two people must go into the room when samples are 
going to be taken. 
Once a sample has been taken, the second person must 
hold out a specimen bag in order for the sample to be 
placed inside. This bag must be sealed and put into a 
second bag and sealed. Take samples out of the 
isolation room and put into the red box for transportation. 
Red boxes can be retrieved from specimen reception, 
pathology, 4th floor, west wing at UHCW. The laboratory 
must be made aware that samples are being sent by 
calling specimen reception via switchboard. 
Specimen forms and any referrals must state ‘high 
possibility of VHF’ in the clinical details. The red box 
must be transported to pathology by a nurse or doctor. 
The red box must be given to a biomedical scientist in the 
blood sciences laboratory and the biomedical scientist 
made aware that it contains samples from a patient 
suspected of having viral haemorrhagic fever. 
 
 
If testing for VHF is recommended by Porton 
Down/infection specialist, samples required are 4.5ml of 
serum, 4.5ml EDTA blood and ideally a urine sample 
(white capped sterile universal container). 
 
 
Point of care (POC) blood gas analysers present a risk of 
splashing and should only be used in exceptional 
circumstances and in a controlled environment i.e. limited 
for use in the patient room by appropriately trained staff. 
 
 
 
INFECTION CONTROL MEASURES REQUIRED 
IT IS IMPERITIVE THAT PPE IS DONNED AND DOFFED CORRECTLY 
(APPENDIX 5) 
Standard 
precautions and 
droplet 
precautions 
Have a drink and go to the toilet before donning PPE. 
PPE for VHF is stored in the emergency PPE store in ED at UHCW. 
Diligent hand hygiene practices are required following the correct 
hand decontamination technique. 
Donning and doffing of PPE must be supervised by a buddy (see 
appendix 5) 
Place your clothes and shoes in a plastic bag (can be a clean bin 
bag, to protect them) 
Don the following PPE prior to entry into the room: 
Remove uniform/clothes and change into scrubs. 
A fluid repellent disposable gown 
Full length apron over gown 
Fluid repellent wellingtons available from the 
emergency PPE store in ED. 
Full face disposable visor or goggles 
FFP3 fluid repellent respirator for which the wearer 
is FIT tested. 
Powered hoods can be used if the wearer is not 
able to be fit tested on an FFP3 mask. These can be 
obtained from the sterile services department. They 
are accessible 24 hours a day between 6am 
Monday and 9pm Saturday, and also between 6am 
– 9pm on Sunday. In an emergency, contact Centre Sterile Services 
Department (CSSD) on call via switchboard. 
Wear double gloves 
Head cover 
If additional PPE is required, refer to appendix 8 for emergency 
supplies. 
Sharps 
Avoid the use of sharps where possible.

--- PDF page 10 ---
10 
 
 
If required to use, place into a sharps bin inside the patients room. 
If VHF is ruled out, dispose of as normal. 
If VHF is confirmed, double bag the sharps bin in clinical waste bags, 
swan necked and zip tied before placing into a Wiva bin (plastic 
ridged bin with secure lid). Wiva bins must be cleaned with 1,000ppm 
HazTab solution or Tristel before being removed from the patients 
room. WIVA bins must be over-labelled with a UN3549 covering the 
CAT B UN 3291 label. ISS will collect and bring a 770 Eurobin to take 
waste away when required. 
Equipment 
Single use (disposable) equipment and supplies must be used. 
Cleaning and 
decontamination 
Upon leaving the patients room in PPE, someone should be allocated 
to mop the floor behind you until you get to the doffing area. 
Routine daily cleaning should be done by the nursing staff. 
Use HazTabs: 1,000 ppm for environmental decontamination or 
Tristel. 
Use HazTabs 10,000 ppm for dry blood (or granules for a wet blood 
spillage), toilets and commodes (at least daily, preferably after each 
use). 
Disposable equipment should be used (i.e. mop heads and cloths). 
Keep mop handle and bucket in the patient’s room. If disposable 
equipment is not available, keep in the patient’s room and dispose of 
upon discharge. 
When the patient is discharged, gross contamination requires 
cleaning and disinfection prior to fogging. ISS should be requested to 
come and fog, and be given the same PPE as required for looking 
after the patient. After fogging, a terminal clean must take place. This 
must be logged on the helpdesk ext 25555. * 
Waste 
Waste can be kept inside the patient’s room while awaiting results to 
confirm or exclude VHF if it is safe to do so. 
Waste should be put into double clinical waste bags, only half filled, 
swan necked and zip tied. They should then go into rigid containers 
(wiva bins). 
Wiva bins must be cleaned with 1,000ppm before taking out of the 
patient’s room and placed into an open 770 litre clinical waste 
Eurobin (contact ISS to bring Eurobin). 
If using a commode, any body fluid (e.g. urine/diarrhoeal stool should 
be solidified with high absorbency gel and disposed of directly into 
clinical waste (double bagged then placed into a wiva bin followed by 
a Eurobin). Single use disposable bed pans and sick bowls must be 
used, and contents solidified using absorbency gel before going into 
clinical waste bags, Wiva bins and Euro bins (gel is available from 
emergency PPE supply in ED). 
Crockery and 
cutlery 
Disposable crockery and cutlery must be used. 
This must then be disposed of as category A waste (double bagged 
and placed into a Wiva bin). 
Bins must remain in patient’s room until they can be taken away by 
ISS. 
Linen and 
laundry 
Both disposable and re-usable linen from patients with a ‘high 
possibility’ or ‘confirmed’ VHF infection must not be returned to a 
laundry and must be treated and disposed of as category A 
infectious waste (double bag, swan neck, zip tied and put into a Wiva 
bin before being collected from the patients room into a Eurobin). 
Visiting 
No visiting is permitted until VHF has been ruled out. 
Discuss any issues with infection specialist. 
Other 
Investigation plans, such as X rays or other investigations must be 
discussed on an individual basis with the ID/Virology/ 
Microbiology/IPC team.

--- PDF page 11 ---
11 
 
 
ACTION CARD: Confirmed VHF 
 
CONFIRMED VHF 
ACTION CARD 
DATE 
TIME 
SIGN 
Consultant 
Virologist or 
On-call 
microbiologist 
Results communicated from Porton down to 
on-call service. Virologist or microbiologist to 
inform most senior doctor looking after patient. 
Update UKHSA. 
 
 
 
 
Inform Infection Prevention and control of the 
positive result 
 
 
 
Convene, with IPC, an incident management 
meeting including DIPC, public health 
colleagues, emergency planning, security and 
communications. 
 
 
 
Nurse in 
charge 
Contact occupational health and share list of 
all staff who have had contact with the patient. 
 
 
 
 
Inform those in contact with the patient of the 
positive result 
 
 
 
Most senior 
doctor 
In liaison with the infection specialist 
(Infectious diseases, microbiology or virology) 
and infection control team, the transfer of the 
patient to a high level isolation unit (HILU) 
must be discussed. Call the Royal Free on 
02077940500 or 08448480700. Transfer 
arrangements will be made by HILU staff. 
 
 
 
Occupational 
Health Lead 
In liaison with the incident management team, 
occupational health will follow up staff contacts 
 
 
 
Infection 
prevention 
and control 
lead 
In liaison with the incident management team, 
infection control will identify and ensure follow 
up of any patient contacts. 
 
 
 
 
*In some scenarios, for example in an outbreak situation, it may not be possible to 
transfer the patient to a HILU. They may therefore need to remain at UHCW. If this is 
the case then a multidisciplinary approach will be needed to discuss placement and 
containment. Include Infectious disease doctors, infectious disease nurses, infection 
control including the DIPC and deputy DIPC, Virology. microbiology, site team, 
estates, ISS, occupational health, health and safety and security.

--- PDF page 12 ---
12 
 
 
Guidance on providing support to ventilated patients with VHF 
 
VHF is primarily a disease causing gastrointestinal disturbance and 
haemorrhagic fever, with associated problems of fluid balance. It is not a 
primary respiratory condition, and the clinical need for respiratory 
support is thought to be very rare. 
 
The risk-benefit ratio of artificial ventilation and the associated creation of 
aerosols, which could pose a significant risk to other patients, relations, 
staff and thereby of dissemination of the condition to the wider public, 
should be carefully balanced against the assumed benefit to the individual, 
on a case-by-case basis. 
 
Source: Intensive Care Society 
 
Patient movements 
 
Once VHF is suspected, patients should remain in isolation until the risk assessment 
has been carried out. If the risk assessment states that VHF is unlikely then the 
movement of the patient should not be restricted because of VHF. 
 
If there is a low possibility and patients require admitting, then they can be moved. 
 
Movement of a patient with suspected VHF is likely to cause distress to members of 
the public, staff and patients whilst increasing the risk of exposing others to the 
patient. The transfer must be planned (using the shortest route, the nearest lift, and 
the route with less footfall) and receiving departments to be pre-notified. Therefore all 
patient movement must be considered, planned and must adopt the following 
principle: 
 
Patient transfer should be done so in a swift continuous 
manner whilst being as discreet as possible to reduce 
fear and potential exposure to others. 
 
Patients with suspected VHF who need to be moved should wear a fluid resistant 
surgical mask if this can be tolerated. They should be provided with a vomax in case 
of vomiting during the journey. Staff must wear appropriate PPE depending on the 
risk assessment category. The receiving area must have a space for staff to doff 
PPE, and if high risk then the staff must be provided with clean scrubs to change 
into. 
 
The patient should be transferred by the nursing team (not porters) with roles as the 
porter and the other as the spillage nurse. Those staff who are transporting the 
patient (touching the bed or chair) should avoid touching surfaces such as lift call 
buttons, door handles, and handrails (a runner should do these things ahead of the 
patient). However if not possible the spillage nurse will be responsible for wiping any 
touch points during the journey once the team have passed through an area. 
 
The spillage nurse will be responsible for taking appropriate cleaning products and 
materials to deal with any spillage of blood or body fluids that may occur (yellow 
clinical waste bags, yellow tie tags, Tristel jet, disposable paper towels and solidifying 
gel. Spillages should be delt with by the spillage nurse as they happen. If it happens

--- PDF page 13 ---
13 
 
in a lift then contact estates to take it out of action until it has been terminally 
cleaned. If no spillages occur, there is no need for the corridors to be cleaned. The 
spillage nurse will have cleaned the touch points. 
 
If there is a high possibility of VHF or VHF confirmed then the patient must remain 
in in admission area unless clinical need outweighs risk of moving the patient. If the 
patient needs to be moved, the process of a rolling lock down must be implemented 
by security and managed by the Duty Manager in order to move the patient. Where 
possible this should be done in a way that both prevents access to the patient and 
from others seeing the transfer. The patient must be accompanied two members of 
nursing staff. One nurse will be designated the clinical nurse and the other the 
spillage nurse (see above). If anyone asks why the corridors are being closed, the 
response should be ‘this is a temporary closure while we transfer a patient’. Under 
no circumstances should anyone say the patient may have VHF. 
 
 
Discharge of a patient 
 
Appropriate cleaning of the area, depending upon risk and action card, should take 
place before the patient room and doffing area is re-used. For patients with a low 
possibility of VHF, a signed off terminal clean is sufficient. For patients with a high 
possibility or confirmed VHF, the room must be decontaminated. The nursing staff 
will clean all spillages or gross contamination with 10,000 ppm sodium hypochlorite. 
The performance team will then fog the area. Following fogging, a signed off terminal 
clean should be performed. 
 
After discharge of a patient from the area, it is important that all staff receive a debrief 
to understand any results that may have come through, further actions and what may 
follow in terms of follow up.

--- PDF page 14 ---
14 
 
 
Appendix 1: VHF Risk Assessment

--- PDF page 15 ---
15 
 
 
Appendix 2: Outline of roles and responsibilities 
Chief Nurse – Director of infection Prevention and Control (DIPC) 
Role: To act as the executive lead to ensure safe and effective arrangements are in place 
for the treatment of a suspected or confirmed case of VHF, ensuring engagement with 
external stakeholders. 
 
Infectious diseases consultant (or on call microbiologist if out of hours) 
Role: Responsible in conjunction with the admitting consultant for managing the clinical 
response to a patient with suspected or confirmed VHF. To make arrangements for the 
patient to be transferred to the admitting area to the designated ward area if appropriate to 
do so. To arrange referral to the high consequence infectious diseases unit if required. To 
provide advice to the trust on any additional arrangements and considerations that need to 
be made. 
 
Consultant virologist 
Role: To liaise with UKHSA with regards to management and condition of the patient. To 
ensure appropriate safeguards are in place for the handling and management if samples 
sent to the laboratories. 
 
 
Infection Prevention Lead Nurse 
Role: To liaise with infectious diseases, virology and microbiology. 
To liaise with other support services to provide advice and guidance including on the use of 
PPE. 
 
Assessing doctor 
Role: To make the initial assessment and notification of suspected cases of VHF. The 
assessing doctor must undertake the triage to obtain if the patient has risk factors for VHF. 
The assessing doctor must escalate to an ED or IDU Senior Doctor (ST4 or above) 
 
ED or other admitting area ST4 or above 
Role: To take over the clinical management and risk assessment until transferred to ward or 
different hospital. They must confirm the suspicion of VHF and ensure that steps have been 
taken to protect staff, patients and visitors. They must provide a handover to infectious 
diseases, virololgy (or microbiology if out of hours) and infection prevention and control. 
 
Duty site manager 
Role: To provide management support and retain overall command and coordination of the 
patient’s management. To liaise with the clinical and non clinical teams involved and ensure 
effective communication between teams. To make arrangements for the safe transportation 
of patients with suspected or confirmed VHF should they need to move. To liaise with ISS to 
arrange suitable cleaning once the patient has been moved. To ensure that patients who are 
suspected of having a VHF are only admistted to designated areas when safe to do so. 
 
Estates 
Role: To provide support in the management of a suspected or confirmed case. To 
undertake duties urgently where requested to maintain containment of the pathogen. 
 
Waste manager 
Role: To provide advice, guidance and supplies of equipment required for the handling of 
waste from patients suspected or confirmed as having a VHF. 
 
Occupational health

--- PDF page 16 ---
16 
 
Role: To undertake assessment of fitness for work and of the health effects of work. 
Occupational Health, in conjunction with the Health Protection Team of UKHSA will 
screen and/or monitor all staff who have been involved in the patient’s treatment, if 
confirmed positive, to ensure that there is no on-going risk. They will risk assess staff to 
ensure that they are safe to return to work. This will include Psychological support if 
required. Unless otherwise advised by UKHSA or Occupational Health there will be no 
restrictions on staff returning to work 
Laboratory staff 
Role: To ensure the safe handling and retention of samples from patients suspected og 
having a VHF. To ensure that samples are sent to reference laboratories following 
regulations and that they are notified of their dispatch. 
 
If VHF is highly possible or confirmed, an outbreak control group will need to meet. Members 
will be as follows: 
Chief nurse (Chair) 
Chief operating officer 
Consultant virologist 
Emergency medicine lead 
Head of infectious diseases (or deputy) 
Lead nurse for infection prevention 
Emergency planning officer 
Communications lead 
Estates manager 
ISS manager 
Occupational health lead 
Health and safety manager 
UKHSA consultant in health protection 
ICB 
NHSE

--- PDF page 17 ---
17 
 
 
Appendix 3: After Death Care 
 
Please contact Mortuary on ext. 27519 and liaise with them directly 
 
Relatives must be discouraged from touching or kissing the body. 
 
 
Post mortem examination 
 
• 
Post mortem examination on a person known to have died of VHF MUST NOT BE PERFORMED. 
• 
Where a person suspected of having VHF dies prior to receiving a definitive diagnosis, it may be necessary 
on public health grounds to undertake some diagnostic tests. 
• 
Consultation with the infection specialist may help to determine which samples are essential for the 
diagnosis or exclusion of infection. 
• 
Personnel undertaking diagnostic tests must wear PPE according to the risk assessment (see previous 
sections in this document). 
• 
If tests find the deceased to be negative for VHF then a post mortem may be required. 
 
 
Disposal of the deceased 
 
• 
Whether the case is suspected or confirmed, staff wearing appropriate PPE (see above) must place the 
body in a double body bag. 
• 
Absorbent material must be placed between each bag, and the bag sealed and disinfected with 10.000 ppm 
available chlorine (HazTabs). 
• 
The bag must be labelled as high risk of infection. 
• 
The bag must be placed in a coffin with sealed joints. 
• 
Once sealed the body bag and coffin must not be opened. It must then be kept, by prior arrangement with 
mortuary staff, in a separate and identified cold store unit to await prompt cremation or burial. 
• 
An infection control notification sheet must be completed in readiness for the funeral directors. 
• 
Embalming or hygienic preparation of bodies presents an unacceptably high risk and must not be 
undertaken. 
• 
The transportation of body/bodies out of the country is not recommended. However, ashes can safely be 
transported. 
• 
In terms of the deceased clothing and personal effects, the family of the deceased must be consulted and 
their needs and wishes respected as far as us reasonably practicable. In principal, clothing, personal effects 
and valuables may be returned to relatives in accordance with normal health service procedure following 
decontamination. 
• 
Items of clothing that are visibly contaminated must be safely disposed of. Other items must be autoclaved 
prior to laundering. Jewellery and physical artefacts must be autoclaved or decontaminated using HazTabs.

--- PDF page 18 ---
18 
 
 
 
 
Appendix 4: Door list 
 
Staff list for the door of patients in low or high risk VHF categories 
Name 
Job title 
Date 
Time in 
Time out

--- PDF page 19 ---
19 
 
 
 
Appendix 5: Instructions for entering a high risk or confirmed VHF 
patient’s room - donning and doffing. 
If a patient falls into the high risk or confirmed VHF categories, it is imperative that PPE is donned 
and doffed safely and correctly. This must be done with a buddy. The buddy’s role is to first instruct 
the clinical member of staff to don PPE correctly. Secondly they will don their own PPE to be able to 
assist. Fill out this form each time a member of staff donns PPE for high risk and confirmed cases of 
VHF. 
Donning for healthcare worker and buddy: 
 
Health Care Worker Name…………………………….………Buddy Name……….……………………………………

--- PDF page 20 ---
20 
 
 
Doffing for healthcare worker and buddy: 
 
HCW Name…………………………….………Buddy Name……….…………………………………… 
 
 
Health 
Care 
Worker 
(HCW) 
Notes for buddy assisting Health Care 
Worker (HCW) 
Health care 
worker 
donned (sign 
and date) 
Buddy 
donned (sign 
and date) 
 
Disposab
le scrubs 
Have you had a drink and 
been to the toilet? Have you 
removed your jewellery 
Have you tied your hair back 
 
 
 
Clean hands 
 
 
 
 
Boots 
Tuck trousers into boots then slightly drape 
excess over the top of the boots to avoid 
contamination of inner 
 
 
 
Inner gloves 
 
 
 
Gown 
Cut thumb holes in Cuffs 
Check correct size and 
back is covered Check 
HCW has freedom of 
movement 
 
 
 
FFP3 
Ensure staff member has been fit tested on 
the mask used. If the wearer has not been fit 
tested, powered hoods are available from 
sterile services. Once donned, perform fit 
check. 
 
 
 
Head cover 
Ensure all hair is enclosed in head cover or 
hood, which ever is available. 
Re-check fit as hood may displace mask 
 
 
 
Apron 
Write Name, Grade and discipline of HCW on 
apron 
 
 
Full face 
visor 
 
 
 
 
Outer 
gloves 
(long cuff) 
Pull over gown sleeves 
Check that all PPE is intact 
Remind HCW to avoid contact where 
possible with self or the environment 
Check HCW is familiar with procedure 
for leaving care delivery area

--- PDF page 21 ---
21 
 
Health Care 
Worker (HCW) 
Notes for buddy assisting 
Health Care Worker (HCW) 
Health care 
worker 
completed (sign 
and date) 
Buddy 
completed 
(sign and 
date) 
Before 
leaving 
the 
patients 
room 
Disinfect any visibly 
contaminated PPE with 
1000ppm sodium 
hypochlorite (HazTab 
solution) 
Instruct HCW to disinfect any 
visibly contaminated PPE with 
sodium hypochlorite 1% Next: 
instruct HCW to leave the patient 
zone and to stay in the ‘dirty’ area 
of the doffing room - progress 
from dirty to clean 
 
 
In the 
doffing 
area 
Listen first before 
removing anything 
Instruct HCW slowly and 
methodically. 
 
 
 
Remove apron by pulling on 
the sides and rolling so that 
outer layer is inside. Place in 
clinical waste bag. 
 
 
 
 
Sanitise outer glove using 
hand gel. 
Allow gloves to air dry before 
continuing 
 
 
 
Remove outer gloves and 
place into clinical waste bag 
HCW should inch outside of dirty 
glove to gently remove. Check 
integrity of inner glove. If damaged 
replace. 
 
 
 
Sanitise inner glove with 
hand gel. 
Allow gloves to air dry before 
continuing 
 
 
 
Pull down gown down and 
away at the hips. Roll inner 
to outer and place in clinical 
waste bag 
Buddy to undo ties and observe 
gown removal. Buddy sanitises 
outer gloves and remove into 
clinical waste by pinching the 
outside. 
Sanitise inner glove. 
 
 
 
Sanitise inner glove with 
hand gel 
Allow gloves to air dry before 
continuing 
 
 
 
Sit down 
Loosen HCW boots and remove 
one at a time, placing feet into a 
‘clean’ area. Dispose of as clinical 
waste. 
 
 
 
Sanitise inner glove with 
hand gel if there was contact 
with boots. 
Sanitise gloves with hand gel. 
 
 
 
Remove inner glove 
Instruct HCW to pinch outside of 
dirty glove to hook the clean inside 
to remove. 
 
 
Clean hands 
Allow HCW hands to air dry before 
continuing. 
 
 
Put on a clean pair of gloves 
 
 
 
Remove visor and place 
in clinical waste bag. 
Advise HCW not to touch 
face and to turn to the side, 
bend head forwards, close 
eyes and pull elastic over

--- PDF page 22 ---
22 
 
head away from the body. 
Observe. 
 
Clean gloves using hand 
gel 
Allow HCW gloves to air dry 
before continuing. 
 
 
 
Close eyes and remove 
head covering. 
Advise not to touch the 
face. Pull away from the 
head. 
 
 
 
Clean gloves using hand 
gel 
Allow HCW gloves to air dry 
before continuing. 
 
 
 
Remove gloves 
 
 
 
 
Clean hands 
Allow HCW hands to air dry 
before continuing. 
 
 
 
Remove mask 
Advise HCW not to touch 
face. Bend forwards, 
keeping eyes and mouth 
closed. Pull bottom band 
overhead and anchor 
securely, remove top band 
over the head and place 
into clinical waste bag. 
If a powered hood as been 
used, this should be 
removed without touching 
the face. The hood must be 
disinfected with Tristel 
before being placed in the 
blue box (that it came in) to 
go back to sterile services. 
Attach a sign to the blue 
box to state high risk and 
call CCSD to alert them to 
this item being returned and 
it has been in contact with 
possible/confirmed VHF. 
CCSD can be contacted on 
ext 28893 or 28903. 
 
 
 
Clean hands 
Allow HCW hands to air dry 
before continuing. 
 
 
 
If scrubs are visibly soiled 
put on a clean pair of 
gloves before removing 
Check scrubs to see if 
contaminated. If top is 
soiled, buddy to cut scrubs 
so they can be removed 
without going overhead. 
If scrubs are not 
contaminated, go to shower

--- PDF page 23 ---
23 
 
 
Was all PPE removed without contamination to skin, mucous membranes or inner clothing? Yes / 
No (HCW) (please circle as required) 
Yes / No (Buddy) 
 
If No to above question – staff member to report to occupational health. 
 
If contamination occurred, what action was taken? 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
with a clinical waste bag. At 
shower room, place scrubs 
into waste bag. 
 
Buddy to clean 
Once HCW has doffed, 
buddy to clean doffing area 
with 1000ppm sodium 
hypochlorite (HazTab 
solution). 
 
 
 
 
Buddy to doff the same as 
steps above (from the 
image of the apron, step 3)

--- PDF page 24 ---
24 
 
Appendix 6: Communication of possible or confirmed VHF 
 
Once a risk assessment has been performed and the patient meets either the low or high 
risk of VHF category, an infection specialist (ID, virologist or microbiologist) must be 
informed as well as the Director of Infection Prevention and Control (DIPC) for the trust. 
 
Cases in the LOW RISK category must be communicated to silver command plus the 
communications team by a member of the infection team. They must be kept up to date with 
any developments. 
 
Cases in the HIGH RISK or CONFIRMED VHF categories require formation of an incident 
management team (IMT). The lead for this will be dependent upon the particular situation. At 
UHCW, this will take place in the Divisional Offices on the second floor; representatives from 
external agencies must be invited to dial in. 
 
The IMT should comprise of: 
a. Director of Infection Prevention and Control (DIPC) 
b. Consultant Virologist / Microbiologist 
c. Managing Consultant Clinician 
d. Infectious Diseases Physician (if available) 
e. Infection Control Lead Nurse, IPC Nurse 
f. Consultant in Communicable Disease Control (from local Public Health Unit) 
g. Director of Nursing 
h. Director of Communications/Corporate Communications Officer 
i. Duty Chief Operating Officer 
j. Emergency Planning Officer 
k. Senior Nurse from relevant ward area 
l. Project Co. representative, via switchboard, including out of hours 
m. Estates and Facilities representative (regular working hours) 
n. ISS 
o. Trust decontamination lead. 
p. Lead Nurse Occupational Health 
 
The IMT will also need to: 
 
a. Inform UKHSA, as the UK competent body, if/when VHF screen result is positive 
b. 
Determine who is responsible for the assessment, categorisation and management of 
contacts, including those outside the UK, the actions to be taken and the advice to be 
given 
c. Determine who is responsible for media handling 
d. 
Agree all key media messages between all parties

--- PDF page 25 ---
25 
 
Appendix 7: Label to cover WIVA bin to show it contains category A 
waste.

--- PDF page 26 ---
26 
 
 
 
Appendix 8: How to obtain additional PPE stock for patients with suspected VHF 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
ED Nurse in Charge Requests Access to Stock 
Inventory through Clinical Site Manager 
Clinical Site Managers tasks Portering Supervisor to 
arrange for collection of the appropriate cages from old 
Social Club secure holding following the instructions 
on Action Card: Appendix B 
Porter supervisor identifies 2 people that can collect the stock from the 
Social Club. 1 of these people must be able to drive the ISS Transport Van 
(with Tail lift) and requests for them to join them in the major incident control 
room. 
Clinical Site Managers hands over Social Club access key 
found on the Black Major Incident Cabinet in 2nd floor 
Divisional Offices (Picture 1 below) 
Porters collect and deliver the cages to the 
Emergency Department 
Porters return the key to the Clinical Site 
Manager in the Control Room

--- PDF page 27 ---
27 
 
Governance Check 
Changes from previous version 
Chronology of 
Update of 
Information 
Detail of Changes 
Page No. 
Para No. 
 
 
 
 
 
 
 
 
 
Authors 
Lead 
Author: 
Katie Jones 
Clinical Scientist - Infection Prevention and Control 
Katie.jones2@uhcw.nhs.uk 
Reviewer(s): Fiona Wells 
Lead Nurse Infection Prevention and Control 
Fiona.wells@uhcw.nhs.uk 
Dr. Lisa Berry 
Consultant Clinical Scientist in Virology 
Lisa.berry@uhcw.nhs.uk 
Dr. Steve Laird 
Consultant microbiologist 
Steven.Laird@uhcw.nhs.uk 
Dr. Gorana Kovacevic 
Consultant in Infectious diseases and Acute Medicine 
Gorana.Kovacevic@uhcw.nhs.uk 
Approving 
Forums 
Infectious Disease QUIPS 
Infection Prevention and Control Committee 
Approval Dates 
(All clinical 
procedures require 
QIPS approval prior 
to review at a relevant 
committee.) 
QIPS 
26/04/2023 
MMC 
N/A 
Other (specify) 
IPC 
Review Date 
28/03/2025 
Keywords 
Vhf 
Viral hemorrhagic fever 
Ebola 
Fever in the returning traveller 
Lassa 
Marburg 
CCHF 
Crimean Congo Haemorrhagic fever 
Definitions 
NONE (already explained) 
Clinical Procedure Content: A procedure document outlines a set of actions and rationale that is 
the official or accepted method of delivering clinical treatment. These are evidence based and must 
be followed when indicated, therefore not guidelines e.g., Procedure for venous cannulation, or 
management of Haemodialysis lines. 
 
Regardless of the strength of evidence, it remains the responsibility of the clinician to interpret the

--- PDF page 28 ---
28 
 
application of the clinical procedure in the context of local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favorable treatment on the grounds of sex/gender 
(including Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual 
orientation, age, social status, their trade union activities, religion/beliefs or caring responsibilities 
nor will they be disadvantaged by conditions or requirements which cannot be shown to be 
justifiable. All staff, whether part time, full-time, temporary, job share or volunteer; service users 
and partners will be treated fairly and with dignity and respect. 
 
Training 
N/A 
Monitoring of Outcomes 
The presentation of patients with VHF is rare. Therefore individual reviews will be done 
following the use of this policy. 
 
Appendices 
 
Appendix1: VHF risk assessment 
Appendix 2: Outline of roles and responsibilities 
Appendix 3: After death care 
Appendix 4: Door list 
Appendix 5: Instructions for entering a high risk or confirmed VHF patient’s room - donning 
and doffing. 
Appendix 6: Communication of possible or confirmed VHF 
Appendix 7: Label to cover WIVA bin to show it contains category A waste. 
Appendix 8: How to obtain additional PPE stock for patients with suspected VHF 
References 
DoH (2015) Management of Hazard Group 4 viral haemorrhagic fevers and similar human 
infectious diseases of high consequence – Advisory Committee on Dangerous Pathogens. 
Crown copyright. Available from: https://www.gov.uk/government/publications/viral-
haemorrhagic-fever-algorithm-and-guidance-on-management-of-patients 
 
Health Protection Scotland (2016) Advice for Purchase of Required PPE for Viral 
Haemorrhagic Fever (VHF) Preparedness. Available on https://www.hps.scot.nhs.uk/web-
resources-container/advice-for-purchase-of-required-ppe-for-vhf-preparedness/ 
 
Poller et al (2018) A unified personal protective equipment ensemble for clinical response to 
possible high consequence infectious diseases: A consensus document on behalf of the 
HCID programme. Journal of Hospital Infection 77 (2018): 496 – 502. 
 
Public Health Wales (2014) Personal Protective Equipment (PPE) for all known or suspected 
cases of Ebola Virus Disease in Acute Healthcare Settings in Wales. Available on 
http://www.publichealthwales.org/ebola

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29 
 
WMAS (2018) Procedure for Viral Haemorhagic Fevers (VHF) and the management of 
category 4 diseases. Procedure – 126 (Version 1). 
 
University Hospitals Leicester Viral Haemorrhagic Fever Policy: Management Suspected or 
Confirmed Cases of Ebola or other VHF Diseases (2017).

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Please note: The following systems have been replaced by the trust Electronic Patient Record 
system (EPR). If any of these systems are identified within the document, please substitute them 
for the appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text 
and replaced with the relevant EPR system and process. 
 
 
 
Guidance for the laundering of Patient’s Soiled Clothing in the Home Setting 
 
 
Related Clinical 
Document 
Laundering of Patient’s Soiled Clothing in the Home Setting 
eLibrary number 
COP 63 
Version number 
9 
Does this Clinical 
Procedure relate 
to a Clinical 
Guideline? 
No 
Purpose/Rationale 
All staff should familiarise themselves with the following guidance to 
ensure patients soiled clothing is laundered appropriately. 
 
Primary Specialty 
Trust wide 
Related 
Specialties 
N/A 
Specialty Clinical 
Procedure Lead 
Fiona Wells Infection Prevention and Control and Sepsis Nurse

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Clinical Procedure 
 
1. Introduction 
 
The purpose of this policy is to set out the procedures which must be taken to minimise the 
risk of infection by making staff aware of the correct procedures for categorisation, 
segregation, transportation, and handling of linen so that the risk of potential cross-infection is 
minimised 
 
On occasion, as a result of patient treatments or investigations or through the nature of illness, 
a patient’s own clothing may become soiled with either blood, and or bodily fluids. Items cannot 
be laundered within the hospital as no facilities are available for the laundering of personal 
items; however, these can and may need to be washed at a suitable temperature within the 
home setting. 
 
Patient’s personal clothing, which has been soiled by blood/bodily fluids can pose a 
potential risk of infection to a friend or relative who takes the clothing home for laundering. 
The information in this guideline gives specific guidance on how best to ensure 
relatives/friends are given the correct information to allow them to handle and launder 
clothing safely. 
 
The aim of this guidance is: - 
 
• 
To ensure the safe laundering of soiled items within the home setting, 
• 
To protect both the relatives and or carers from any blood and or bodily fluids 
present on patient items 
• 
To ensure adequate decontamination of any soiled items 
 
 
 
2. Equipment Required for the Clinical Procedure 
 
• 
Patient clothing bag (PCB) 
• 
Personal protective equipment 
• 
Home environment- washing machine. 
 
 
3. Description of Procedure 
 
Roles and Responsibilities 
• 
Follow the procedures set out in this policy. 
• 
Staff should physically remove any soil from items using full protective 
clothing e.g., gloves, aprons, and visors. Do not attempt to sluice items 
under running water as this is likely to create aerosol of bodily fluids and 
will then contaminate the immediate environment and the member of staff. 
• 
Place items into a patient clothing bag (PCB). This bag is fully sealed and 
has a soluble seam that will dissolve in the wash process. 
• 
Seal the PCB with the tie, do not knot the bag. 
• 
Remove personal protective equipment and decontaminate hands with soap 
and water.

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• 
Place PCB into a patient’s property bag and seal. 
Process 
 
If soiled items are no longer required by the patient, gain consent from the patient and or the 
patient’s relative / carer to discard soiled items as clinical waste (please see Trust waste 
management policy 2019). Document action taken in the nursing notes. 
 
If the patient frequently soils items of their own clothing, ask the patient whether they would 
prefer to wear hospital clothing, which can be laundered through the hospital’s laundry service. 
If the patient is not able to make the decision due to mental or physical conditions, then ask 
the relative / carer if they would prefer the patient to wear hospital clothing. 
 
If the patient wishes to have items washed at home, inform the patient’s relative / carer of this 
requirement, document this in the nursing notes and follow steps below. 
 
 
If soiled items are to be laundered at home: 
 
• Staff should physically remove any soil from items using full protective clothing e.g., 
gloves, aprons, and visors. Do not attempt to sluice items under running water as this is likely 
to create an aerosol of bodily fluids and will then contaminate the immediate environment and 
the member of staff. 
 
• Place items into a patient clothing bag (PCB). This bag is fully sealed and has a soluble 
seam that will dissolve in the wash process. 
 
• Seal the PCB with the tie, do not knot the bag. 
 
• Remove personal protective equipment and decontaminate hands with soap and water 
 
• Place PCB into a patient’s property bag and seal. 
 
 
How to wash soiled clothing at home 
 
 
• In a home environment, washing machines and driers are often in the kitchen. In this 
situation, be conscious of the tasks being undertaken i.e., sorting laundry, and preparing food 
should not be carried out at the same time. Ensure that hands are always washed after 
handling laundry and before preparing food. Clean the area around the washing machine such 
as the door of the machine and work tops. 
 
• Remove the soiled items from the property bag and place the patient clothing bag (PCB) 
straight into the washing machine avoiding the need to touch any soiled items. Handle any 
laundry soiled with blood or body fluids wearing gloves (disposable gloves or your bathroom 
rubber gloves) and avoid touching it on your clothes or skin. Wash your hands well with warm 
water and soap. 
 
• Wash the bag of soiled clothing on its own – do not add any other linen / clothing to the 
machine. Rinse using a cold pre-rinse cycle and then wash items on the hottest wash that the 
material will withstand as per the care instructions on the label, preferably at or above 60 
degrees. Use your normal washing powder, liquid, or tablets. 
 
• Do not overload the washing machine as this will not wash the clothes as well.

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• The PCB has a soluble membrane on the external seam and a pink tie that dissolves once 
the washing machine begins to fill with water 
 
• The seam and tie begin to dissolve, and this will release the clothes from the PCB allowing 
the contents to be washed in the normal way 
 
• Once the wash cycle is complete remove the PCB and place into domestic waste bin 
 
• Dry laundry as soon as possible after washing. Do not leave laundry soaking in water or in 
the washing machine overnight. Tumble dry / air dry and iron the clothing on the hottest setting 
as per care instructions on the label. The PCB must not be placed in the tumble dryer. 
 
• Take the clothes back to the patient in a clean bag. 
 
 
Governance Check 
Changes from previous version 
Chronology of 
Update of 
Information 
Detail of Changes 
Page No. 
Para No. 
Policy dates updated 
 
 
 
 
 
 
 
 
Authors 
Lead Author: 
Ragbinder Mahal Infection Prevention and Control 
and Sepsis Nurse 
Ragbinder.Mahal@uhcw.nhs.uk 
Reviewer(s): 
 Fiona Wells Infection Prevention and Control and 
Sepsis Nurse. 
Fiona.Wells@uhcw.nhs.uk 
Approving 
Forums 
Infection Prevention and Control Committee 
Approval Dates 
(All clinical 
procedures require 
QIPS approval prior 
to review at a relevant 
committee.) 
QIPS 
23/11/2022 
MMC 
N/A 
Other (specify) 
Review Date 
October 2025 
Keywords 
Patient clothing bag, laundering 
Definitions 
PCB- Patient clothing bag 
IPC- Infection Prevention Control 
 
Clinical Procedure Content: A procedure document outlines a set of actions and rationale that is 
the official or accepted method of delivering clinical treatment. These are evidence based and must 
be followed when indicated, therefore not guidelines e.g., Procedure for venous cannulation, or 
management of Haemodialysis lines. 
 
Regardless of the strength of evidence, it remains the responsibility of the clinician to interpret the 
application of the clinical procedure in the context of local circumstances and the needs and wishes

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of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all 
people equally and fairly. This includes those seeking and using the services, employees and 
potential employees. No-one will receive less favourable treatment on the grounds of 
sex/gender (including Trans People), disability, marital status, race/colour/ethnicity/nationally, 
sexual orientation, age, social status, their trade union activities, religion/beliefs or caring 
responsibilities nor will they be disadvantaged by conditions or requirements which cannot be 
shown to be justifiable. All staff, whether part time, full-time, temporary, job share or volunteer; 
service users and partners will be treated fairly and with dignity and respect. 
 
 
Training 
None 
 
 
Monitoring of Outcomes 
Clinical area monitoring process 
 
 
Appendices 
None 
 
 
References 
 
Patient information leaflet- Patient clothing bag (PCB) leaflet available on E-Library. 
 
Department of Health (2016) Health Technical Memorandum 01-04: Decontamination of 
linen for health and social care. Engineering, equipment, and validation 
https://www.england.nhs.uk/wp-content/uploads/2021/05/Engineering.pdf (Accessed 
14/11/2022) 
 
Dougherty & Lister (2015) (Ed) The Royal Marsden Hospital Manual of “Clinical Nursing 
procedures 9th Edition Chapter: 3. 
https://www.wiley.com/egb/The+Royal+Marsden+Manual+of+Clinical+Nursing+Procedures,+9th+Ed
ition,+Professional+Edition-p-9781118745915 (Accessed 14/11/2022)

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ATTACHMENT: 17_1.pdf
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Standard Operating Procedure (SOP) 
 
 
 
 
COVID-19 screening requirements 
August 2022

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Summary: 
This Standard Operating Procedure describes 
COVID-19 and respiratory virus screening 
requirements. 
Review date: 
30th November 2022 
Version number: 
(To be rounded number) 
1.1 
Supersedes previous document: 
(ID reference no and document title, as 
appropriate) 
 
 
Cross Reference with: 
(Associated relevant documents) 
Transfer to Rugby SOP V6 
Author(s): 
(Name and Title) 
Fiona Wells, Lead Nurse 
Lisa Berry, Consultant Virologist 
Reviewer(s): 
(Name and Title) 
Vicky Williams, Deputy Chief Nursing Officer 
Location of document:

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INDEX 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Sections 
Section Titles 
Page(s) 
1 
 
Introduction 
 
4 
2 
 
Definitions 
 
4 
3 
 
Details of the Procedure 
 
5 
4 
Appendices 
-

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1.0 INTRODUCTION 
 
The following pathways for management are described within this Standard Operating Procedure (SOP) for 
all patients attending UHCW 
• 
Outpatient appointments 
• 
Diagnostic attendance 
• 
Elective/ planned admission 
• 
Emergency admission 
 
 This document has been written in line with recent National guidance documents C1662 (COVID-19 
Testing in periods of low prevalence, NHS England August 2022). It replaces the previous national 
guidance produced by The National Institute of Health and Care Excellence (NICE) July 2020 publication 
(NG 179) and publications C1263 and C1264. 
 
 
 
2.0 DEFINITIONS 
 
LFD – Lateral Flow device 
PCR - Polymerase Chain Reaction

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3.0 DETAILS OF THE PROCEDURE 
 
 
General principles 
• 
Elective/ planned care patients to have undergone full pre-operative/ procedure assessment and 
be considered fit to proceed prior to listing as per pre-pandemic arrangements. 
• 
A contact number will be communicated to all patients in order to report symptoms of COVID-19 in 
the preoperative period. 
• 
Previous principles of self-isolation prior to procedure, PCR testing and “green” pathways are no 
longer a standard requirement of elective/ planned care 
• 
A contact number will be communicated to all patients in order to report symptoms of COVID-19 in 
the preoperative period. 
• 
Access to free LFD kits for patients can be accessed at Order coronavirus (COVID-19) rapid lateral 
flow tests - GOV.UK (www.gov.uk) 
• 
Emergency patients include any direct access pathway route 
 
1. Outpatient appointments 
• 
Social distancing measures will be removed from all areas 
• 
Mask wearing for patients and staff recommended (subject to exemptions as before) 
• 
Additional accompanying persons are able to attend with patients 
• 
Flow should be managed to reduce congestion in the department 
• 
No testing requirements 
 
2. Diagnostics appointments 
• 
Social distancing measures will be removed from all areas 
• 
Mask wearing for patients and staff recommended (subject to exemptions as before) 
• 
Additional accompanying persons are able to attend with patients 
• 
Flow should be managed to reduce congestion in the department 
• 
No testing requirements 
 
3. Elective/ planned Admissions 
There is no longer any need for an isolation period prior to admission for all patients 
• 
No routine COVID-19 test will be required 
• 
If symptomatic 
• 
Clinical review if positive and risk assess on decision to proceed / cancel (see point 5) 
• 
Manage placement accordingly (i.e. if positive and requires procedure, side room or COVID 
positive cohort bay) 
 
Where expected day cases convert to an inpatient – PCR test is only necessary if symptomatic.

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4. Emergency Admissions 
Patients admitted through any direct access pathway as an emergency admission should be 
assessed for signs and symptoms of COVID-19 and respiratory virus. 
Clinical staff should consider COVID/ respiratory virus if the patient exhibits symptoms (see below) 
and there is no other clinical explanation 
• 
If symptomatic a Rapid PCR should be taken 
• 
If asymptomatic 
 
5. Inpatients 
Clinical staff should consider COVID/ respiratory virus if the patient exhibits the following symptoms 
and there is no other clinical explanation. 
 
• 
A high temperature 
• 
A new, continuous cough 
• 
A loss or change to your sense of smell or taste 
• 
Shortness of breath 
• 
An aching body 
• 
Headache 
• 
Sore throat 
• 
Blocked or runny nose 
• 
Loss of appetite 
• 
Diarrhoea 
 
A PCR test can be ordered using the CRRS request system as per previous procedure. 
Known patient contacts of COVID-19 will not require swabbing on a daily basis, but will require 
daily observation for 4 days for symptoms developing. 
 
6. Immunocompromised patients 
• 
Wards 34/ 35 and 50 will perform a PCR on admission to the area due to volume of 
immunocompromised patients on these wards. This will be reviewed in the future. 
• 
Where a clinician deems that a patient’s risk profile warrants a PCR test in advance of a 
procedure, arrangements for a PCR test can be made. This will be managed within groups. 
• 
Patient management of these patients must be a consideration, with use of isolation rooms 
and/ or cohorted bays 
 
7. COVID-19 test positive result

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1. Swab positivity or symptom reporting may require deferral of surgery and this decision must be 
made following clinical review to balance the risks of proceeding vs cancellation. There is guidance 
available from specialty associations to support this decision, but it must be made on an individual 
patient basis balancing risk of cancellation with risk of proceeding by the clinician. 
 
2. Patients cancelled for positivity should not be re-swabbed (PCR) within 90 days, unless meeting 
UKHSA guidance on being immunocompromised or having new onset of symptoms. Patients who 
are found to be positive on PCR testing preoperatively, but have a recent history of COVID-19 
positivity (within 90 days) should not be automatically cancelled. Clinical review of the case will 
determine risk/likely current COVID-19 status and will inform decision to proceed or cancel. 
 
 
8. Patients transferring to nursing home/ residential homes 
There are no changes to the requirement for testing patients who are transferring to nursing/ 
residential homes. 
If a patient is not known to have been positive in the last 90 days – a PCR is required 
If a patient is known to have been positive in the last 90 days – a LFD is required

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Elective procedure - General Anaesthetic (GA) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Symptomatic 
 
Clinical staff should consider COVID/ 
respiratory virus if the patient exhibits 
the following symptoms and there is 
no other clinical explanation. 
 
• 
A high temperature 
• 
A new, continuous cough 
• 
A loss or change to your sense of 
smell or taste 
• 
Shortness of breath 
• 
An aching body 
• 
Headache 
• 
Sore throat 
• 
Blocked or runny nose 
• 
Loss of appetite 
• 
Diarrhoea 
 
Asymptomatic 
Clinical review to 
determine whether to 
proceed or delay 
If decision to proceed, as 
procedure is deemed too 
urgent to delay: 
 
• 
Admit to side-room 
• 
Arrange full diagnostic 
testing for respiratory 
pathogens* 
- 
1 swab COVID 
- 
1 swab Full respiratory panel 
 
*This is for diagnostic and clinical 
management purposes 
No testing 
required 
 
 
Elective procedure - 
General Anaesthetic 
 
Consideration must be taken within group SOP’s as to how to protect immunocompromised 
patients 
 
Use Isolation facilities/cohorting for Clinically Extremely Vulnerable (CEV) individuals 
Is the patient immunocompromised? 
No 
Immunocompetent 
Clinical decision to test. 
 
Patient to carry out LFD at 
home and report to 
national system. 
 
Clinical team to document 
result 
 
This is not for IPC purposes but 
to manage any risk due to 
procedure and patient being 
asymptomatically positive 
Yes

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Elective procedure – Non GA 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Elective procedure – 
Non GA 
Symptomatic 
 
Clinical staff should consider COVID/ 
respiratory virus if the patient exhibits 
the following symptoms and there is 
no other clinical explanation. 
 
• 
A high temperature 
• 
A new, continuous cough 
• 
A loss or change to your sense of 
smell or taste 
• 
Shortness of breath 
• 
An aching body 
• 
Headache 
• 
Sore throat 
• 
Blocked or runny nose 
• 
Loss of appetite 
• 
Diarrhoea 
 
Asymptomatic 
Is the patient immunocompromised? 
Yes 
No 
Immunocompetent 
No testing 
required 
 
Clinical review to 
determine whether to 
proceed or delay 
If decision to proceed, as 
procedure is deemed too 
urgent to delay: 
 
Patient to carry out LFD at home 
and report to national system. 
 
Clinical team to document result 
 
Clinical decision to test. 
 
Patient to carry out LFD at 
home and report to 
national system. 
 
Clinical team to document 
result 
 
This is not for IPC purposes but 
to manage any risk due to 
procedure and patient being 
asymptomatically positive

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Emergency Admission Testing Pathway 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Patient requires admission 
Symptomatic rapid COVID test to 
be ordered 
 
Consideration must be taken within group SOP’s as to how to protect immunocompromised patients 
 
Use Isolation facilities/cohorting for CEV individuals 
 
 
Admit to side-room if negative 
or 
Appropriate isolation/ cohort area if 
positive 
Lab will process all 
negative tests for a full viral 
respiratory screen. 
No testing required* – admit to 
appropriate clinical pathway 
 
*W34/35 and W50 test on admission 
If repatriation from another hospital to ward 
43/ CTCC/ GCC test on admission 
Symptomatic 
 
Clinical staff should consider COVID or 
respiratory virus if the patient exhibits the 
following symptoms and there is no other 
clinical explanation. 
 
• 
A high temperature 
• 
A new, continuous cough 
• 
A loss or change to your sense of 
smell or taste 
• 
Shortness of breath 
• 
An aching body 
• 
Headache 
• 
Sore throat 
• 
Blocked or runny nose 
• 
Loss of appetite 
• 
Diarrhoea 
 
Asymptomatic

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Version number: 9.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
Hand Decontamination Policy 
eLibrary ID Reference No: 
 
OPER-POL-002-10 
Newly developed Trust-wide CBRs will be allocated an eLibrary reference number following Trust approval. 
Reviewed Trust-wide CBRs must retain the original eLibrary reference number. 
The Quality department will progress all new, re-written and reviewed CBRs for final Trust approval. 
Version: 
(must be a rounded number, i.e. 6.0,7.0 etc.) 
10.0 
Title of Approving Committee: 
 
Patient safety Committee 
Date Approved: 
 
November 2020 
Risk Rating: 
(this must be applied by the Author prior to being submitted to the 
Quality Dept. ( refer to CBR guidance pack on eLibrary) 
Moderate 
Next Review Date: 
(this must be applied by the Author dependant on risk rating or 
record alternative date if required to meet national guidance) 
November 2023 
 
If printed, copied or otherwise transferred from eLibrary, Trust-wide Corporate 
Business Records will be considered ‘uncontrolled copies’. Staff must always 
consult the most up to date PDF version registered on eLibrary. 
 
As a controlled Trust-wide CBR, this record should not be saved onto local or 
network drives but should always be accessed from eLibrary.

--- PDF page 2 ---
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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
Summary of Trust-wide CBR: 
(Brief summary of the Trust-wide Corporate Business 
Record) 
To provide guidance for staff on effective hand 
decontamination when this is to be implemented 
and by whom. 
Purpose of Trust-wide CBR: 
(Purpose of the Corporate Business Record) 
To illustrate that UHCW NHS Trust has a process 
for ensuring the delivery of effective hand 
decontamination training to all permanent staff 
groups and how this is implemented and monitored 
Audience 
(Who the CBR is intended for) 
 
Trust-wide CBR to be read in conjunction with: 
(List overarching/underpinning strategies, policies and 
procedures – refer to CBR Evidence Summary) 
Trust Mandatory Training Policy. 
Training needs analysis. 
Trust wide glove Policy on e library 
Relevance: 
(State one of the following: Governance, Human 
Resource, Finance, Clinical, ICT, Health & Safety, 
Operational) 
Clinical 
Superseded Trust-wide CBRs (if applicable): 
(Should this CBR completely override a previously 
approved Trust-wide CBR, please complete the ‘Request 
for Removal of CBR’ form and submit to Quality Dept – 
please refer to eLibrary and state full title and eLibrary 
reference number and the CBR will be removed from 
eLibrary) 
N/A 
 
Author’s Name, Title and email address: 
(must not be the same as reviewer) 
 
Carolyn Dawson – Infection Prevention and 
Control Research Practitioner 
Carolyn.Dawson@uhcw.nhs.uk 
Reviewer’s Name, Title & email address: 
(must not be the same as author) 
 
Kate Prevc – Lead Nurse, Infection Prevention and 
Control, and Decontamination 
kate.prevc@uhcw.nhs.uk 
Chief Officer’s Name, Title: 
 
Nina Fraser – Chief Nursing Officer 
Title of Group/Department/Specialty: 
 
Infection Prevention and Control 
 
 
Version 
Consulting & Endorsing Stakeholders, 
Committees/Meetings/Forums etc for this version only 
List all Consulting & Endorsing Stakeholders for this version, this can 
include direct consultation with individuals, 
Committees/Forums/Bodies/Groups, refer to guidance pack. 
Date

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Corporate Business Record Policy/Procedure Summary 
Hand Decontamination Policy 
Purpose of CBR 
 
To illustrate that UHCW NHS Trust has a process for ensuring the delivery of effective hand 
decontamination training to all permanent staff groups and how this is implemented and 
monitored 
Description of vision of CBR 
 
 
Key Points of CBR 
 
 Effective hand hygiene can prevent spread of infection, and forms part of mandatory 
training for all staff. 
 
 The IPCT is responsible for training and measurement of hand hygiene. 
 
 Training is provided on technique and practice, to ensure hand hygiene is effective, 
timely, and appropriate. 
 
 Measurement is performed on training (individual compliance) and performance of staff in 
accordance to the WHO 5 Moments of hand hygiene. 
Who does CBR affect? 
 
All UHCW NHS Trust employees

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
Table of Contents 
Paragraph 
Number 
Description 
Page 
No. 
1.0 
Scope 
5 
2.0 
Introduction 
5 
3.0 
Statement of Intent 
7 
4.0 
Details of Policy 
11 
5.0 
Duties / Responsibilities 
14 
6.0 
Dissemination and Implementation 
14 
7.0 
Training 
14 
8.0 
Monitoring Compliance with Policy 
15 
9.0 
Staff Compliance Statement 
16 
10.0 
Equality & Diversity Statement 
16 
11.0 
Ethical Considerations 
16 
12.0 
Definitions 
16 
13.0 
References & Bibliography 
16 
14.0 
UHCW Associated CBRs 
18 
15.0 
Appendices 
19

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
 
1.0 
SCOPE 
 
1.1 This policy applies to Trust personnel working within the University Hospitals 
Coventry and Warwickshire NHS Trust. Each member of staff has a personal 
responsibility to ensure they comply with the policy. This policy will cover routine hand 
decontamination by the use of soap & water and alcohol based hand rub. Surgical hand 
washing will be covered separately by the scrubbing technique found on eLibrary. 
 
2.0 
INTRODUCTION 
 
2.1 The spread of infection via hands is well established. (Larson 1981; Ayliffe et al., 
1999; Pittet et al., 1999; Creamer et al., 2010). It is also well established that hand 
decontamination is one of the most important procedures for the prevention of cross 
infection, and that effective measurement and feedback processes are essential to 
ensure adherence to best practice (Girou et al., 2002; WHO 2009). 
 
Healthcare associated infection (HCAI) remains a significant problem, with both human 
and financial cost implications. Application of existing knowledge and implementation of 
realistic infection prevention interventions can significantly reduce HCAI (Schreiber,et al., 
2018). 
 
The simplest, most important of these interventions, supported by clear and indisputable 
evidence, is that all healthcare workers need to decontaminate their hands at 5 specific 
moments of patient care (WHO, 2009) (Figure 1).

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
 
Figure 1: WHO 5 Moments for Hand Hygiene 
 
The emergence of antibiotic resistant organisms can also be partly attributed to the 
failure of healthcare workers to wash their hands, either as often or as efficiently as the 
situation requires, despite appropriate written infection control policies (Heenan 1996).

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
 
 
3.0 
STATEMENT OF INTENT 
 
3.1 Hand hygiene has been identified as the single most important strategy to prevent 
healthcare associated infections (Sax et al., 2009). 
 
The aim of hand hygiene is to prevent: 
 
Cross-colonisation - the transfer of (multi-resistant) micro-organisms can been seen 
to contribute to increasing antimicrobial resistance (AMR) and a reservoir of potential 
pathogens. 
 
Cross-infection – if micro-organisms invade the body serious illness may occur. This 
is more likely for those with compromised immune systems, like many hospital 
patients. 
 
Hand hygiene prevents cross-colonisation between patients, staff and the environment. 
 
Effective hand hygiene can be achieved by following the WHO 5 Moments (WHO 2009), 
using soap and water, or alcohol based hand rub (ABHR) as advised by Trust policy. 
 
4.0 
DETAILS OF POLICY 
 
4.1 Examples of When to Decontaminate Hands 
The WHO 5 Moments provides guidelines on when hand hygiene should be performed 
to prevent cross-colonisation. Each Moment covers the full range of patient care 
activities, with specific focus on incorporating hand hygiene into routine workflow. 
 
4.2 The Correct Technique 
Hand decontamination whether hand washing or by the use of gel, with a good 
technique which covers all surfaces of the hands is more important than the agent used 
or length of time of hand decontamination, (Ayliffe et al.1992, Royal College of Nursing 
(RCN) 2004). However, ideal duration of hand hygiene for ABHR is 20-30 seconds, 
increasing to 40-60 seconds when soap and water is used (WHO, 2009b). 
 
To facilitate good hand decontamination technique healthcare workers should ensure 
they comply with current uniform guidelines which outline BBE working (DOH 2010):

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Version number: 10.0 
Trust-wide CBR title: Hand Decontamination Policy 
a) Nails are kept short, clean and natural. 
 
b) Stoned rings are not worn (a plain band is permissible) 
Wearing rings increases the likelihood that hands will become contaminated 
with microorganisms (Trick et al. 2003) 
 
c) Hands are free from nail polish and false nails. 
Polished nail surfaces may make decontamination harder, especially if polish 
becomes chipped, cracked or flaky (White, 2013). 
Artificial nails provide a surface more likely to harbour bacteria than natural 
nails. Even effective hand hygiene is not sufficient to remove all of these 
pathogens from artificial nails (White, 2013) Fungal growth occurs frequently 
under artificial nails, (Jeans & Green 2001). 
 
d) Wrist watches and bracelets are removed, wrists should be included when 
washing hands. 
Wrist watches can collect microorganisms which may then spread to hands 
when the watch is touched or removed (Jeans et al. 2010). 
 
e) Short sleeves are worn. 
 
f) No cotton bracelets, friendship bangles or charity bands to be worn. 
 
 
4.2.1 Risk assessment 
NB:- Soap and water is the only effective way of decontaminating hands following 
contact with patients with diarrhoea and/or vomiting. (This is because ABHR is 
not effective against C diff and Norovirus). This is also the only effective way to 
decontaminate hands which are physically/visibly dirty. 
 
The type of hand decontamination to be done should be based on the following 
principles: 
• 
What have you just done? 
• 
What are you about to do? 
 
4.2.2 Hand Decontamination (Soap & Water) 
Action 
Rationale 
1. Wet hands thoroughly with running 
water. 
To prevent irritation from the undiluted 
cleansing agent. 
2. Apply one dose of soap to a cupped 
hand and work soap into hands. 
To ensure an even distribution of the 
cleansing agent.

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3. Follow the hand washing technique 
(Appendix 1) using five strokes for each 
step using a backward and forward 
motion for 10-20 seconds in total. 
(Ayliffe 1999) 
To remove dead skin cells and reduce 
the bacteria present on hands. 
4. Rinse hands under running water. 
To remove the bacteria and soap. 
 
6. 
Dry 
hands 
thoroughly 
using 
disposable paper towels. 
To reduce the carriage of transient 
bacteria and prevent the deterioration of 
the skin surface. 
7. Dispose of paper towels into a foot 
operated bin. 
To prevent the recontamination of 
hands. 
8. Apply moisturising protector cream/ 
lotion at regular intervals. 
To protect the integrity of the skin from 
chapping, potentially leading to the 
colonisation of hands by bacteria. 
 
 
4.2.3 Hand Decontamination Technique (Alcohol Based Hand Rub - ABHR) 
Please note: alcohol is not effective with patients with C diff and Norovirus, or if hands 
are physically dirty. 
 
Action 
Rationale 
1. Apply one dose of ABHR (approx 3 
mls) to a cupped hand and work gel into 
hands. 
To ensure an even distribution of the 
cleansing agent. 
2. Follow the hand decontamination 
technique (Appendix 1) using five 
strokes for each step using a backward 
and forward motion for 10-20 seconds in 
total. (Ayliffe 1999) 
To ensure effective coverage of gel to all 
surfaces of hands and wrists. 
3. Ensure gel thoroughly worked into 
hands until hands feel dry. 
Allowing gel to evaporate will ensure 
removal of transient bacteria from hands. 
 
ABHR should be available in all clinical areas either as wall mounted, or via pump 
dispensers located at the point of care.

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ABHR is an effective alternative to soap and water when hands are visibly clean, 
allowing rapid hand disinfection (WHO, 2009) e.g. 
 
Before patient contact 
 
During bed making 
 
After touching objects within the patient environment e.g. notes, curtains 
 
4.2.4 Drying 
Hand drying is important in the control of infection as wet surfaces transfer micro-
organisms more effectively than dry ones (Hoffman & Wilson 1994). 
 
Hands should be dried using disposable paper towels (RCN 2004). These operate 
effectively by rubbing away organisms and old dead skin cells loosely attached to the 
hand surfaces. 
 
 
Paper towels should be disposed of as household waste. Towels should be placed into a 
foot operated bin to avoid recontamination of the hands. 
 
4.2.5 Skin care 
Micro-organisms will increase when the skin is damaged. Hands should therefore be well 
protected by: 
 
 
Wetting skin prior to applying soap. 
 
Thorough rinsing and drying. 
 
The application of hand cream (this should be available in all clinical areas). 
 
Reporting of any chronic skin conditions or irritation to the Occupational Health 
Department. 
 
Keep cuts and lesions covered with a clean waterproof dressing. 
 
It is the responsibility of the Ward Manager to ensure moisturiser is available to all 
staff and that sufficient stock is maintained to replenish dispensers. 
 
4.3 Hand Hygiene Measurement 
Trust wide measurement of adherence to the WHO 5 Moments is conducted monthly by 
IPC link staff, overseen by the IPCT, who provide feedback to enable improvement. The 
IPCT perform WHO 5 Moments measurement in areas with increased incidence of alert 
organisms to ensure staff are supported in achieving hand hygiene standards.

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5.0 
DUTIES / RESPONSIBILITIES 
 
5.1 Trust Board 
The Trust Board will ensure that the Policy is implemented. 
 
5.2 The Chief Executive 
Ensures there are effective and adequately resourced arrangements for infection 
prevention and control within the organisation. 
 
5.3 Director of Infection Prevention and Control 
The Director of Infection Prevention and Control will oversee local control of infection 
policies and their implementation and that the effectiveness is monitored and reviewed 
as necessary. 
 
5.4 Senior Managers 
They are responsible for ensuring staff receive appropriate training to support 
implementation of this policy. Senior managers are responsible across the Trust for the 
co-ordination of Health and Safety activities and ensuring decisions are implemented in 
accordance with this policy and associated guidelines. 
 
5.5 Infection Prevention and Control Committee 
The Infection Control Committee has a responsibility to ensure that this Policy allows the 
Trust to comply with advice and guidance from the Department of Health and other 
bodies. These guidelines will be binding on employees under Health & Safety Legislation 
and the Health and Social Care Act 2008. 
 
5.6The Infection Prevention and Control Team 
 
5.6.1 Training 
Full training for practical hand decontamination will be given by the Infection Prevention 
and Control Team (IPCT) via mandatory and Trust induction sessions. 
An educational pack has been devised to provide evidence regarding hand 
decontamination, based on the WHO 5 Moments, covering Why (practice), When 
(practice), How (technique), the role of Bare Below the Elbows (BBE), and Trust 
Measurement practice. Educational sessions are provided by IPCT members at the 
request of ward managers/modern matrons, or in response to clinical need.

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The educational pack is also used by the IPCT to train IPC hand hygiene cascade 
trainers in all aspects of hand decontamination, enabling them to be a point of reference 
to clinical staff at ward level/departmental. The IPC hand hygiene cascade trainers will 
deliver mandatory, yearly training in their specific areas. This will be practically assessed 
by use of the glow box, underpinned by the material in the educational pack. 
 
5.6.2 Measurement 
Hand decontamination is measured in two ways; (i) mandatory (technique), using the 
glow box, and (ii) hand hygiene practice according to the WHO 5 Moments. 
 
Hand decontamination is part of Mandatory training. The IPC hand hygiene cascade 
trainers will perform mandatory (technique) hand hygiene assessments for all new staff 
inductions, with data recorded by the IPCT. 
 
Measurement of hand hygiene practice against the WHO 5 Moments is conducted 
monthly by IPC link staff, overseen by the IPCT. Data is recorded by the IPCT, and 
reviewed by modern matrons/ward managers at the monthly Trust IPC Performance 
meeting. Data is available for review on the IPC scorecard. Ad-hoc WHO 5 Moment 
measurements are conducted by the IPCT in response to clinical need. 
 
The IPCT will review any urgent communications from the Department of Health or other 
bodies and decide on what action is necessary to deliver and support practice through 
training programmes. 
 
5.7 Occupational Health Department 
The responsibilities of the Occupational Health Department are to: 
 
 
Undertake pre-employment screening to identify staff who will be working in 
clinical areas who may have pre-existing allergies, and provide subsequent 
advice to management; 
 
Receive referrals from managers or from staff who have concerns about 
allergy/skin problems; 
 
Monitor areas of high incidence of skin problems allergy and make 
recommendations to the appropriate manager and Health and Safety staff on 
remedial action;

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Trust-wide CBR title: Hand Decontamination Policy 
 
Assist in risk assessment when required. 
 
5.8 Team Leaders/Managers 
Ward and departmental managers are ultimately accountable to the Chief Executive of 
the Trust for the implementation of these guidelines within their sphere of responsibility. 
 
Ward and departmental managers must ensure that: 
 
 
The Occupational Health Department is notified of staff exposed to latex to 
enable regular health surveillance to be undertaken; 
 
Any reaction by staff thought to be due to the working environment (particularly 
products containing latex) is immediately referred to The Occupational Health 
Department. 
 
Advice received from the Occupational Health Department regarding glove 
selection and use and/or skin health is implemented. 
 
Team Leaders/Managers have a responsibility to ensure staff are aware of their 
responsibilities under this Policy and associated guidelines. Managers must 
inform new employees of their responsibilities under this Policy. In addition they 
must ensure all employees within their area of responsibility comply with this 
Policy and associated guidelines. 
 
5.9 Employees 
Employees should ensure that: 
 
 
They safeguard their own health, and that of colleagues and patients by following 
the advice set out in the guidelines, in particular use of standard precautions and 
appropriate glove selection. 
 
They pay attention to their own skin care to protect against damage and 
cooperate with the skin surveillance check. 
 
They refer themselves to the Occupational Health Department with any skin 
condition that results in broken skin including eczema/dermatitis, especially if it is 
thought to be work-related. 
 
All employees have a responsibility to abide by this Policy and associated guidelines and 
any decisions arising from the implementation of them. This Policy is enforceable through 
Health and Safety Legislation and disciplinary procedures. If employees are aware that

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the Policy is not being complied with they must first take the issue to their line manager 
and follow the process as defined in section 7. 
 
6.0 
DISSEMINATION AND IMPLEMENTATION 
 
Dissemination of hand decontamination is undertaken via training in accordance with the 
Trust Mandatory Training Policy. 
 
Roadshows are done on national and international hand hygiene days and other days of 
IPC relevance, engaging both staff and public. The IPC healthcare support worker 
makes weekly rounds of all ward areas ensuring local competence, providing an 
opportunity for staff to complete mandatory training for practical hand decontamination 
(technique). Findings from these rounds are fed back to the IPCT meeting and IPC 
performance meeting, where Matrons provide feedback and an action plan against their 
hand hygiene measures. 
 
Non-compliance with the guidance by staff 
Following reasonable attempts at local level to address individual members of staff that 
are found to be in breach of the policy the staff member will be issued with a stage 1 
letter (Appendix 2). This outlines the standards expected and responsibility of all staff. 
The letter confirms that should there be a further breach of this policy that consideration 
of a formal investigation in line with the Trusts Disciplinary Procedure will follow. This 
could result in a disciplinary sanction being issued. If there is a further breach following a 
formal letter then it will be subject to performance management with Human resources. 
 
7.0 
TRAINING 
 
Training required to fulfil this policy will be provided in accordance with the Trust’s 
Training Needs Analysis (TNA). The process for checking all permanent staff groups 
complete relevant hand hygiene training is set out in the TNA. Management and 
monitoring of training is in accordance with the Trust’s Mandatory Training Policy. 
 
Staff who fail to attend practical hand decontamination training will be identified and 
followed up in accordance with the Trust’s Mandatory Training Policy.

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An educational pack is available from the IPCT to underpin training. Each clinical area 
has a nominated hand hygiene link person who can provide additional training in practice 
with the support of the IPC healthcare support worker. 
 
8.0 
MONITORING COMPLIANCE 
 
8.1 Monitoring Table 
Aspect of 
compliance or 
effectiveness 
being 
monitored 
Monitoring 
method 
Individual 
department 
responsible 
for the 
monitoring 
Frequency 
of the 
monitoring 
activity 
Group / 
committee 
which will 
receive the 
findings / 
monitoring 
report 
Group / 
committee / 
individual 
responsible for 
ensuring that 
the actions are 
completed 
How the Trust 
records that all 
permanent staff 
complete 
hand 
hygiene training, 
in line with the 
Training 
needs 
analysis 
Hand hygiene training is monitored in line with the Mandatory Training 
Policy. Data is recorded on the IPC performance scorecard, discussed 
monthly by matrons. 
How the Trust 
follows up those 
who 
do 
not 
complete 
hand 
hygiene training 
 
The process for 
ensuring 
the 
delivery 
of 
effective 
hand 
hygiene training 
to all permanent 
staff groups and 
follow-up of non-
attendance 
is 
followed. 
Review of 
the 
local 
audits and 
data 
on 
OLM 
Infection 
Prevention 
and Control 
Team, 
Modern 
Matrons. 
Quarterly 
Nursing 
and 
Midwifery 
Performance 
Management 
group. 
Trust Board 
Mandatory 
training leads 
 
Infection 
Prevention 
and 
Control 
Committee. 
Nursing 
and 
Midwifery 
Performance 
Management 
Group. 
Duties 
The duties will be monitored through review of the other aspects above. 
 
9.0 
STAFF COMPLIANCE STATEMENT

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All staff must comply with this Trust-wide Corporate Business Record and failure to do so 
may be considered a disciplinary matter leading to action being taken under the Trust‘s 
Disciplinary Procedure. Actions which constitute breach of confidence, fraud, misuse of 
NHS resources or illegal activity will be treated as serious misconduct and may result in 
dismissal from employment and may in addition lead to other legal action against the 
individual/s concerned. 
 
A copy of the Trust’s Disciplinary Procedure is available from eLibrary. 
 
 
10.0 
EQUALITY & DIVERSITY STATEMENT 
 
Throughout its activities, the Trust will seek to treat all people equally and fairly. This 
includes those seeking and using the services, employees and potential employees. No-
one will receive less favourable treatment on the grounds of sex/gender (including Trans 
People), disability, marital status, race/colour/ethnicity/nationality, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will 
they be disadvantaged by conditions or requirements which cannot be shown to be 
justifiable. All staff, whether part time, full-time, temporary, job share or volunteer; 
service users and partners will be treated fairly and with dignity and respect. 
 
11.0 
ETHICAL CONSIDERATIONS 
 
The Trust recognises its obligations to maintain high ethical standards across the 
organisation and seeks to achieve this by raising awareness of potential or actual ethical 
issues through the CBR consultation and approval process. Authors of CBRs are 
therefore encouraged to liaise with the Trust’s Clinical Ethics Forum to seek input where 
necessary. 
 
12.0 
DEFINITIONS 
 
N/A 
 
13.0 
REFERENCES AND BIBLIOGRAPHY 
 
 
Ayliffe GAJ, Babb JR & Taylor LJ (1999). Hospital Acquired Infections: Principles and 
Prevention. 3rd Edition. Oxford. Butterworth Heinemann. 
 
Ayliffe GAJ, Lowburry EJL, Geddes AM & Williams JD (1992). Control of Hospital 
Infection A Practical Handbook. 3rd Edition. Chapman and Hall.

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Trust-wide CBR title: Hand Decontamination Policy 
 
Creamer E, Dorrian S, Dolan A, et al. (2010). When are the hands of healthcare 
workers positive for methicillin-resistant Staphylococcus aureus? Journal of Hospital 
Infection.75(2): 107-11. 
 
Department of Health (2008). The Health and Social Care Act 2008: Code of Practice 
on the prevention and control of infections and related guidance. London. Department 
of Health. 
 
Department of Health (2010). Uniforms and workwear: Guidance on uniform and 
workwear policies for NHS employers. London. Department of Health. 
 
Girou E, Loyeau S, Legrand P, Oppein F & Brun-Buisson C. (2002). Efficacy of 
Handrubbing and Alcohol Based Solution Versus Standard Handwashing with 
Antiseptic Soap. Randomised Clinical Trial. British Medical Journal, 325(7360):362. 
 
Hoffman P & Wilson J (1995). Hands, hygiene and hospital. PHLS Microbiology 
Digest, 11(4): 211-6. 
 
Jeans AR, Moore J, Nicol C, Bates C, Read RC (2010). Wristwatch use and hospital-
acquired infection. Journal of Hospital Infection, 74(1):16-21. 
 
Jeans A & Green J (2001). Nail Art: a review of current infection control issues. 
Journal of Hospital Infection, 49(2): 139 –142. 
 
Larson E (1981). Persistent carriage of gram-negative bacteria on hands. American 
Journal of Infection Control, 9(4): 112-119. 
 
National Institute for Clinical Excellence (NICE) (2003). Infection Control: Prevention 
of Healthcare-associated Infection in Primary & Community Care. Clinical Guideline 
2. Thames Valley University. London 
 
Pittet D, Mourouga P, Perneger TV (1999). Compliance with handwashing in a 
teaching hospital. Infection Control Program. Annals of Internal Medicine, 130(2): 
126–30. 
 
Royal College of Nursing (RCN) (2004). Good Practice in Infection Control: Guidance 
for Nursing Staff. London, RCN Publication. 
 
Sax H, Allegranzi B, Uçkay I, Larson E, Boyce J, Pittet D (2009). 'My five moments 
for hand hygiene': a user-centred design approach to understand, train, monitor and 
report hand hygiene. Journal of Hospital Infection, 67(1):9-21. 
 
Schreiber PW, Sax H, Wolfensberger A, Clack L, Kuster SP, SwissNoso (2018). 
The preventable proportion of healthcare-associated infections 2005-2016: 
Systematic review and metaanalysis. Infection Control and Hospital Epidemiology, 
39(11):1277-1295. DOI: https://doi.org/10.1017/ice.2018.183

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 
Trick WE, Vernon MO, Hayes RA. et al. (2003). Impact of Ring Wearing on Hand 
Contamination and Comparison of Hand Hygiene Agents in a Hospital. Clinical 
Infectious Diseases, 36(11):1383–90. 
 
White J (2013). Jewellery and Artificial Fingernails in the Health Care Environment: 
Infection Risk or Urban Legend? Clinical Microbiology Newsletter, 35(8): 61-67. 
 
WHO (2009). WHO Guidelines on Hand Hygiene in Health Care: First Global Patient 
Safety Challenge Clean Care is Safer Care. Geneva: WHO Press. 
ISBN: ISBN 978 92 4 159790 6. WHO reference number: WHO/IER/PSP/2009/01 
 
WHO. (2009b). Tools as reminders in the workplace: How to Handrub; How to 
Handwash 
[Online](http://www.who.int/gpsc/5may/tools/workplace_reminders/en/index.html) 
Geneva: WHO Press. 
 
14.0 
UHCW ASSOCIATED RECORDS 
 
Mandatory Training Policy

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15.0 
APPENDICES 
 
Appendix 1: Hand decontamination Technique

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Appendix 2: Stage 1 letter 
 
Dear Colleagues/ Colleague 
 
Re The Trust Corporate workwear and Hand decontamination policies 
 
I have been made aware that colleagues working in the ward areas are not 
complying with the Trust requirements in relation to the Trust Appearance and 
Uniform policy. Specifically this relates to the requirements for bare below the 
elbow and hair not being tied back. 
 
In order to remind you of your responsibilities I specially refer to these requirements 
from within the policy; can you please all ensure that you are compliant moving 
forward. 
 
All staff that enters clinical areas must ensure that their sleeves either stop above the 
elbow or are rolled up above the elbow. 
There will be no variation to this clause without discussion with senior staff, 
disposable sleeves are available to any employee that may require them, however 
disposable sleeves must be treated in the same way as disposable gloves. They 
should be changed between patients and activity, when hand decontamination is 
required. They should not be worn for prolonged periods of time. 
 
Rational: 
 
To minimise risk of transmission of organisms 
 
To enable effective hand decontamination. 
 
To promote a professional appearance 
 
Hair 
For all staff, hair should be clean, neat and tidy. 
for staff with regular direct patient contact and staff who work in a clinical area, hair 
that is collar length or longer must be tied back and worn up so that it does not reach 
below the collar or fall into the face when leaning forward. 
 
Rational 
 
To maintain a professional image. 
 
To reduce risk of transferring micro-organisms either directly from one patient to 
another or indirectly via a shared piece of equipment such as computer keyboard, or 
telephone. 
 
To prevent hair being pulled or caught during patient contact. 
 
To reduce risk of transferring micro-organisms from staff to the theatre environment 
and susceptible patient sites. 
 
The Policy aims to protect the safety of patients and staff by ensuring that the 
uniform and dress code of staff complies with infection control requirements and 
health and safety legislation and to ensure that staff present a clean, smart, 
professional image and promote a positive image to the general public. 
 
Please note, should there be a further breach of this policy consideration of a formal 
investigation in line with the Trusts Disciplinary Procedure will follow. 
 
Yours Faithfully

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ATTACHMENT: 19_1.pdf
TEXT_FILE: 19_1.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 91
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Version number: 11.0 
Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
 
 
 
Trust Decontamination Policy 
eLibrary ID Reference No: 
OPER-POL-001-07 
Newly developed Trust-wide CBRs will be allocated an eLibrary reference number following Trust approval. Reviewed Trust-
wide CBRs must retain the original eLibrary reference number. 
The Quality department will progress all new, re-written and reviewed CBRs for Trust approval. 
Version: 
 
11 
Date Approved by Trust Board: 
 
N/A 
Title of Board Sub-committee: 
 
N/A 
Date Approved by Board Sub-committee: 
 
N/A 
Title of Trust Approving Committee: 
 
Patient Safety Committee 
Date Approved by Approving Committee: 
 
13th April 2021 
Risk Rate: 
Moderate 
 
Review Date: 
 
30th September 2023 
Title of Author: 
 
Trust Decontamination Lead 
Title of Chief Officer: 
 
Chief Nursing Officer 
Target Audience: 
 
All Trust Staff 
If printed, copied or otherwise transferred from eLibrary, Trust-wide Corporate Business 
Records will be considered ‘uncontrolled copies’. Staff must always consult the most up to 
date PDF version which is registered on eLibrary. 
 
As a controlled Trust-wide CBR, this record should not be saved onto local or network drives 
but should always be accessed from eLibrary.

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Version number: 11.0 
Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
Author’s Name, Title and email address: 
 
Simon Lambert Trust Decontamination Lead 
simon.lambert@uhcw.nhs.uk 
Reviewer’s Name, Title & email address: 
Neil Harper Sterile Services Manager 
Neil.harper@uhcw.nhs.uk 
Chief Officer’s Name, Title: 
 
Nina Morgan- Chief Nursing Officer 
Title of Group/Department/Specialty: 
 
Sterile Services 
 
Version 
Consulting & Endorsing Stakeholders, 
Committees/Meetings/Forums etc 
Date 
10 
Decontamination Committee 
10th Sep 2020 
10 
Infection Prevention & Control Committee 
15th Dec 2020 
10 
Patient Safety Committee 
 
 
 
Summary of Trust-wide CBR: 
 
This policy has been updated to address and include 
the recently issued revised guidance of the 
management and decontamination of invasive 
medical devices. HTM 01-01(2016) provides the best 
practice guidance on the whole decontamination 
cycle including the management and 
decontamination of surgical instruments used in 
acute care. 
Purpose of Trust-wide CBR: 
 
1. To set out the organisational requirements and 
approach for the safe management and 
decontamination of invasive, reusable medical 
devices 
2. To formulate a Trust policy utilising national 
guidance providing a framework. This supports 
self-management by clinical and associated 
services of the various aspects of the NHS 
Estates Medical device life cycle. 
3. Ensure that this updated policy is aligned to 
NHSLA/CQC requirements. 
Trust-wide CBR to be read in conjunction with: 
 
Infection Control policies including CJD Policy, 
Decontamination Prior to Service or Repair Policy, 
IPC Cleaning and Disinfection Policy 
Relevance 
Governance, Infection Prevention & Health & Safety 
Superseded Trust-wide CBRs (if applicable): 
9

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Version number: 11.0 
Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
Policy on a page 
 
Trust Decontamination Policy 
 
The Trust Decontamination Policy outlines the guidelines and standards 
that relate to decontamination of medical devices including surgical 
instruments, flexible endoscopes and decontamination equipment. 
 
Responsibilities are clearly defined for staff, who are responsible for 
ensuring decontamination equipment is maintained and tested in 
accordance with Hospital Technical Memorandums HTMs. 
 
The policy highlights the importance of not re-using medical devices 
designed for single use only, and ensuring re-usable devices are 
compliant with UK decontamination cleaning and sterilising parameters; 
and are CE marked prior to putting into service. 
 
All chemicals including high level disinfectants are approved via the 
Decontamination Committee to ensure cleaning and disinfection efficacy 
is maintained as well as Medical Device compatibility. The 
Decontamination Committee provides assurance through the Infection 
Control Committee regarding safe systems and practice are established. 
 
All aspects of controlling re-usable medical devices including safe 
handling, storage, shelf life and Loan equipment are also included in this 
policy. 
 
This policy applies to all Trust staff that have a responsibility for 
decontaminating re-usable medical devices.

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Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
Paragraph 
Number 
Description 
Page 
Number 
1.0 
Scope 
4 
2.0 
Introduction 
4 
3.0 
Statement of Intent 
5 
4.0 
Definitions & Risks 
9 
5.0 
Duties & Responsibilities 
20 
6.0 
Details of the Policy 
6.1 Acquisition of Invasive Medical Devices 
6.2 Use of Detergents & High Level Disinfectants 
6.3 Traceability of Invasive Medical Devices 
6.4 Transportation, Handling, Storage & Disposal of Invasive 
Devices 
6.5 Reusable, Limited Use & Single-Use Medical Devices 
6.6 Flexible Endoscopes 
6.7 Management of Bedpan Washer Disinfectors 
6.8 Management of On Loan Medical Devices. 
 
28 
32 
38 
41 
 
48 
50 
61 
65 
7.0 
Dissemination and Implementation 
70 
8.0 
Training 
70 
9.0 
Monitoring Compliance 
9.1 Monitoring Table 
74 
10.0 
Staff Compliance Statement 
74 
11.0 
Equality and Diversity Statement 
77 
12.0 
References and Bibliography 
77 
13.0 
UHCW Associated Records 
78 
14.0 
Appendices 
78

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Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
1.0 
SCOPE 
 
This policy extends to all Trust staff, Private Finance Initiative (PFI) partners and where 
applicable third party contractors, designated and appointed by the Trust who operate, 
maintain, test and validate decontamination equipment, and also those individuals 
responsible for this equipment to ensure that all medical devices reprocessed within them 
are also fully compatible with the system process, to ensure that all Trust devices used in 
patient care are clean, decontaminated, where applicable sterile, and at all times fit for 
purpose. 
 
 
2.0 INTRODUCTION 
 
2.1 Standards 
This policy seeks to meet the various requirements as detailed within Health Technical 
Memorandum (HTM) guidance. These are detailed within this policy the Medical Devices 
Annex V of Council Directive 93/42/EEC Limited to Sterility as amended by Directive 
2007/47/EC, ISO14971:2019 Medical Device Risk Management, European Standards and 
the requirements outlined in the Health and Social Care Act 2008 (Code of Practice for 
Health and Adult Social Care on the Prevention and Control of Infection and Related 
Guidance – compliance with relevant criteria). 
 
2.2 Specific Exclusions 
 
This policy does not generally cover specific details or replace procedural documents 
relating to Sterile Services. The Sterile Services Department (SSD) has its own 
accredited Quality Management System (ISO 13485:2016) which is externally 
inspected, audited and approved in line with the Medical Devices Directive 93/42 
EEC by a UKAS Notified Body at least annually. 
 
 
The Policy does not include management of ‘known, suspected or at risk’ patients in 
relation to transmissible spongiform encephalopathies, notably Crutzfeldt-Jacob 
Disease (CJD). 
 
 
Other Infection Control Policies relating to non-invasive equipment decontamination 
principles and including Decontamination Prior to Servicing or Repair Protocol.

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Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
Medical Equipment and Bioengineering Services (MEBS) policies are ISO9001:2008 
accredited and are located within the Quality System of the Medical Physics 
Department. 
 
 
3.0 
STATEMENT OF INTENT 
 
The Trust Decontamination Policy has been reviewed and updated to ensure that it meets 
and complies (where appropriate) the guidance of HTM 01-01(2016). This new HTM 
replaces the previous document CfPP 01-01 document series. The published HTM is 
designed to reflect the need to improve efficiency and outcomes in terms of safety, clinical 
effectiveness, and patient experience in line with the overall health policy direction. 
 
This Policy is intended to be accessible to, and read by, all staff who work in departments 
that: 
 
 
Decontaminate flexible endoscopes 
 
Use bed pan washer-disinfectors 
 
Purchase surgical instruments or other medical equipment which requires 
decontamination between uses 
 
Undertake surgical instrument decontamination processes (Sterile Services) 
 
Undertake transportation of used, clean or sterilised medical devices. 
 
The policy is divided into a series of sections to aid navigation as not all sections will be 
relevant to all staff. It is a requirement that designated staff read the policy and familiarise 
themselves with the sections relevant to them; this series of documents has been produced 
to ensure that: 
 
 
Staff are aware of current national requirements which relate to their work 
responsibilities and all associated activities are carried out safely to protect both staff 
and patients from harm. 
 
 
Interfaces between stakeholders (e.g. clinical service users, Sterile Services, and 
maintenance staff are clear and responsibilities are defined in line with this guidance.

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Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
This policy identifies roles and responsibilities which are critical to achieving all 
Essential Quality Requirements (EQR) and to develop as an organisation to further 
achieve Best Practice in all aspects of Decontamination. 
 
 
It reinforces, considers and drives forward all requirements contained within this 
policy through effective risk management processes already established and by 
which the organisation seeks to achieve and demonstrate best practice in all aspects 
of decontamination. 
 
Many of the requirements within the policy are not new, but continue to accurately reflect our 
existing standards and methods of working, while evolving and enhancing these practices 
built on national guidance from the MHRA and existing Trust procedures. This document 
brings together the various elements into one single resource for Trust staff. 
 
The master copy is available on the e-Library and an ‘all users’ email will be sent to advise 
staff if specific sections are updated. When this occurs, please ensure that any hard copies 
in your departments have the updated section replaced. 
 
With specific reference to HTM 01-01(2016) this policy demonstrates that: 
 
 
It complies with the current Health Technical Memorandum’s providing guidance 
maintaining, identifying and establishing Essential Quality Requirements with the 
objective of ensuring that plans are in place for progression to recognised Best 
Practice; 
 
 
Decontamination of reusable medical devices takes place in appropriate facilities 
designed and maintained to minimise the risks that are inherent and ever present; 
 
 
That appropriate procedures are followed for the acquisition, maintenance, testing, 
validation operation and where required, disposal of decontamination equipment; 
 
 
Staff are trained in cleaning and decontamination processes and hold appropriate 
competences for their role; and a record-keeping regime is in place to ensure that 
decontamination processes are fit for purpose and use the required quality systems.

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3.1 
Risk Management Approach 
To assess and achieve Best Practice, this function will be led by the Decontamination 
Committee. The Group will assess decontamination requirements and consider what aspects 
of Best Practice will be prioritised and should be implemented, based on improving patient 
outcomes, decontamination benefits, efficiencies and risks, including those prion risks as 
defined by the ACDP-TSE Risk Assessment subgroup. 
 
The Director of Infection Prevention and Control (DIPC) will have a key responsibility within 
the overall leadership across the organisation for Decontamination risk. Other members 
within the Group will include, but not restricted to the following: 
 
 
The DIPC’s designated appointee; 
 
The Trust Decontamination Lead; 
 
Representative(s) from the Infection Control Team; 
 
Representative(s) from heads of departments who are deemed as device “Users” 
 
Representatives(s) from engineering functions who maintain decontamination 
equipment 
 
An Authorising Engineer (Decontamination). 
 
Attainment of Essential Quality Requirements should also include ISO 14971:2019 Medical 
Devices Application ‘Risk Management to Medical Devices’ a local risk assessment for 
surgical instrument management, encompassing the provision of instruments that are safe to 
use and the reliable provision of all required instruments. 
 
3.2 
Management approach 
The following provides a brief explanation as to the approach that will be taken to ensure that 
the decontamination process will be managed by functional experts and coordinated by the 
Decontamination Committee ensuring a high profile, coordinated approach to the 
development and maintenance of standards 
 
3.3 
Essential Quality Requirements is a term that encompasses all existing statutory 
and regulatory requirements. Essential Quality Requirements incorporate the requirements of 
the Medical Devices Directive and approved Codes of Practice as well as relevant applicable 
Standards. They will help to demonstrate that UHCW as a service provider operates safely 
with respect to the management and decontamination of instruments.

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Trust-wide CBR title: Decontamination Policy 
This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
Both Trust and local departmental policies define how the organisation and individual 
departments attain and maintain essential quality requirements (EQR) and through audit and 
testing, define how these are changed and improved, ensuring a move towards continued 
best practice and compliance with CQC outcomes and other Department of Health 
requirements. 
 
Continued local policy adherence, review and enhancement by departmental managers and 
leads will be the only method which demonstrates improvement and strengthening of 
practices, and the required controls assurance that all aspects of the Essential Quality 
Requirements are being met and attained. All areas are required to, as part of normal 
management processes, to ensure that: 
 
 
They identify and appoint a local decontamination lead person for each area to act as 
primary point of contact to liaise with Infection Prevention Teams to ensure all 
systems are in place to ensure that all devices are sufficiently decontaminated and 
remain safe to use. 
 
 
Review at least annually all aspects of their business to demonstrate their proactive 
approach to enhancing the processes of decontamination of medical devices. 
 
 
Ensure that all new and existing staff receive documented training and assessment 
on all local decontamination equipment and devices, decontamination methods and 
the completion of essential documentation. 
 
These requirements will be reviewed during periodic inspections carried out by internal 
Infection Prevention and Decontamination Staff. Only by regular review of compliance to 
procedures, education and documentation of staff training will confirm that attainment of 
Essential Quality Requirements and progression towards Best Practice has been achieved. 
 
3.4 Best Practice is additional to the Essential Quality Requirements. Best Practice as 
defined in this guidance covers non-mandatory policies and procedures that aim to 
further minimise risks to patients, deliver better patient outcomes, promote and 
encourage innovation and choice and achieve cost efficiencies. Best Practice should be 
considered when developing local policies and procedures based on the risk of surgical 
procedures and available evidence. Best Practice encompasses guidance on the whole 
of the decontamination cycle, including, for example, improved instrument management;

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
where there is evidence that these procedures will contribute to improved clinical 
outcomes. 
 
4.0 DEFINITIONS & RISKS 
 
This policy covers the management, practices, training and other requirements relating to the 
safe and effective decontamination of invasive, re-usable medical devices. The policy is 
divided into a series of individual sections for ease of use. 
 
The policy is based on the NHS Estates’ “Decontamination Life Cycle of the Re-usable 
Medical Devices” (figure: 1), which identifies the various stages of medical device 
management including procurement and disposal, validation of re-processing equipment, 
cleaning, disinfection, sterilization and transport along with the requirement to ensure 
appropriate location, facilities, equipment, management and policies/procedures at each 
stage. 
Figure 1. 
 
This policy, in conjunction with HTM 01-01(2016), seeks to establish: 
At all stages:
Location
Facilities
Equipment
Management
Policies/Procedures
CLEANING
DISINFECTION
INSPECTION
PACKAGING
STERILIZATION
TRANSPORT
STORAGE
USE
TRANSPORT
DISPOSAL
1. Scrap
2. Return to lender
ACQUISITION
1. Purchase
2. Loan
Figure 1

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Processes for the prevention and control of the risk of transmission of infection through 
surgical instruments – with specific reference to the theoretical risk of human prion diseases 
transmission (transmissible spongiform encephalopathies, or TSEs); 
A comprehensive approach to risk control and reduction across instrument management and 
decontamination; 
Assurance over the management of surgical instruments, in terms of availability, quality and 
suitability; 
The preservation and advance of high-quality engineering through the support of both 
European Norms (ENs) and International Standards Organization (ISO) Quality Management 
Systems 
Requirements for control and optimisation of the environment, equipment and facilities used 
in surgical decontamination. 
 
A list of resource documents for reference and further reading is provided at Appendix 1. 
Service Managers are strongly encouraged to ensure that both the contents of this policy and 
any relevant additional resource documents are made easily available to their staff and that 
staff are familiar with these requirements. 
 
Following medical or surgical procedures, it is essential that any re-usable medical devices 
utilised are appropriately and effectively decontaminated in order to prevent transmission of 
infection to subsequent patients. Decontamination is defined as: 
 
“The process or combination of processes which are undertaken to remove sufficient 
micro-organisms to render an object (e.g. surgical instrument) safe for its intended 
purpose”. 
 
Decontamination is an inclusive term for which processes will include some or all of the 
following sequential stages:

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Process 
Definition 
Examples 
Cleaning 
The physical removal of contamination by organic 
material and micro-organisms 
 
Manual cleaning 
 
Automated cleaning using a 
washer-disinfector 
Disinfection 
A process which reduces the number of micro-
organisms on an item to a level which makes it safe 
to handle, usually excluding spores 
 
Thermal disinfection (eg hot 
water) 
 
Chemical disinfection (eg 
alcohol) 
High-level 
Disinfection 
A process which destroys most micro-organisms to 
a ‘near sterile’ level, dependant on the product and 
method employed 
 
Chemicals such as Tristel, 
Peracetic Acid particularly 
where used in an automated 
endoscope processor 
Sterilization 
The destruction of all micro-organisms, including 
spores 
 
Steam sterilization 
 
Gas plasma sterilization 
Figure 2. 
 
The level of decontamination required for a particular piece of equipment is dependant on the 
degree of invasiveness during clinical use and the type of body tissue which the device 
comes into contact with, for example: 
 
Figure 3. 
When assessing decontamination requirements for a specific item of medical or surgical 
equipment, the following should be consulted: 
 
 
The device manufacturer’s instructions (must be complied with) 
 
The Microbiology Advisory Committee Manual of Decontamination 
 
The Infection Control Department or Director of Infection Control (DIPC) 
 
The Decontamination Lead 
 
All decontamination except for flexible endoscope re-processing shall be undertaken in a 
specifically designed and controlled facility such as the Sterile Service Department and/or 
Risk Level 
 
Application 
Recommendations 
 
Examples 
 
 
HIGH 
 
Entry into sterile 
cavities/vascular systems 
Cleaning and 
Sterilisation 
Surgical 
Instruments 
Endoscopes 
Implants 
 
INTER- 
MEDIATE 
 
 
In contact with: 
 
Mucous membranes 
 
Diseased or damaged 
skin 
 
Body fluids 
Cleaning and 
Disinfection or 
Sterilisation 
Respiratory/ 
Anaesthetic 
equipment 
Bedpans 
LOW 
 
In contact with intact, healthy 
skin or remote from patient. 
Non-invasive items 
 
Cleaning 
Disinfection if known risk 
Trolley tops, op 
tables, baths, 
cables and non-
invasive 
monitoring

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Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
designated trust facilities using validated procedures and systems of work and include 
automated and validated washer-disinfectors and vacuum steam sterilises or gas plasma 
sterilisation technology. 
 
As flexible endoscope re-processing will be undertaken outside SSD, it is essential that this 
is effectively managed and controlled in order to minimise the risks to staff and patients from 
hazardous or inadequate decontamination processes in line with effective decontamination 
management practices outlined in the Health and Social Care Act 2008 (Code of Practice for 
Health and Adult Social Care on the Prevention and Control of Infection and Related 
Guidance). The guidance, which specifically relates to endoscope decontamination and the 
requirements is HTM 01-06 and should be read and be familiar to all those undertaking 
endoscopy decontamination, along with the requirements of this document. 
 
In summary, this policy applies to: 
 
 
All services which undertake one or more elements of decontamination (these 
services are listed in Appendix 2) 
 
 
Users of invasive, reusable medical devices (theatres, clinics etc.) 
 
 
Departments which have bedpan washer-disinfectors installed for non-invasive 
medical equipment decontamination should specifically refer to policy section 6.7. 
 
4.1 
Centralisation Programme 
From April 2007, this Trust declared that all invasive medical device re-processing had to 
take place within a facility which must be fully accredited to Medical Device Regulations. It 
was therefore decided that within UHCW NHS Trust, no local re-processing of invasive 
medical devices – would be undertaken outside of an approved, designed and purpose built 
facility. 
 
4.2 Training 
Training of staff involved in any element of re-usable, invasive medical device 
decontamination is essential and training plans must recognise the technical skills required to 
minimise the risks to both staff and patients. Specific training is to be developed and its 
contents formally agreed by the Trust Decontamination Lead / Decontamination Committee 
and reviewed on no less than an annual basis. All details must be documented by all

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providers / users in relation to relevant staff within their departments who undertake any 
decontamination, housekeeping of decontamination equipment and/or operation of the same. 
Details of the minimum training requirements are listed in Section 11 of this Policy. 
 
A decontamination training database is maintained by the Trust Decontamination Lead which 
is reviewed by the Decontamination Committee and it is the responsibility of all managers of 
staff that engage in decontamination processes to ensure that the details of all such staff 
they are responsible for are recorded, accessible within the department and maintained ‘up 
to date’ on the Trust’s central database, as well as evidence of refresher training as required. 
 
4.3 
Purchase of new Decontamination Equipment 
Flexible endoscope re-processing areas, along with the Sterile Services Department, will 
need to replace decontamination equipment over time and where this need arises the 
relevant departmental manager must in the first instance seek the advice of the Trust’s 
Decontamination Lead. A special meeting of the Decontamination Committee will then be 
arranged to review requirements and identify factors for consideration in the procurement 
process. 
 
The Group will assess the need and, where this is supported, will work with the department 
manager through the procurement process to ensure that all requirements and implications 
are considered prior to purchase. This will normally involve taking specialist advice from the 
designated AE (D), Authorised Engineer (Decontamination), who is an externally appointed 
subject matter expert. 
 
4.4 
Standards Compliance 
All equipment for the purpose of decontamination will be purchased in compliance with 
relevant British or European standards. Model engineering specifications (previously 
produced by NHS Estates) will be used to interpret relevant standards as part of the 
procurement process, and Pre Purchase Questionnaires (PPQ’s) will be used to make the 
most appropriate selection in conjunction with consultation with procurement and the “User” 
 
All endoscope re-processors within the Trust are HTM EQR compliant machines and it is 
mandatory that these are subject to full validation and maintenance programmes in line with 
HTM 01-06 and BS EN ISO15883 requirements. Any new machines purchased must also 
be fully compliant to these mandatory requirements.

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The Sterile Service Department opened in 2004 and was therefore designed in accordance 
with Heath Building Note 13, Sterile Services Departments and all relevant HTM’s for 
ventilation, Washer Disinfectors, Steam Sterilisers, and storage of both raw materials and 
process goods requirements. 
 
The SSD maintains compliance with the requirements of the Medical Devices Directive 93/42 
EEC and BS EN ISO13485:2016 including EC Declaration of Conformity and other 
requirements which may emerge in the future which are essential to the accreditation and 
safe re-processing of medical devices within the facility. 
 
4.5 
Manufacturer’s Instructions, Single Use and Limited-life Medical Devices 
Manufacturer’s instructions for the re-processing and general management of medical 
devices of all types will be adhered to in clinical areas, local re-processing areas and the 
Sterile Service Department. This means that: 
 
 
Instructions relating to single use will be adhered to by both clinical users (ensuring 
that items are discarded after use) and sterile services (ensuring that no single use 
items are knowingly re-processed). Further details on single and limited use are 
included in Section 6.5. 
 
 
Instructions relating to limited use items – for example laryngeal masks, diathermy 
cables etc – will require implementation of usage counting mechanisms which must 
be established between clinical users and sterile services. Clinical users are 
accountable for establishing requirements in this respect – usually by advising SSD of 
requirements - and the Theatres are accountable for ensuring that formalised 
counting arrangements are actioned. 
 
 
Re-processing instructions detailing methods, detergent, temperature & machine 
compatibility and specialist maintenance requirements will be assessed as part of the 
medical device procurement process and requirements implemented by Users. 
 
4.6 
Surgical Instrument Repairs 
Clinical services are responsible for ensuring that required routine maintenance and repairs 
to surgical devices are undertaken as required by the manufacturer or at the request of 
surgical staff. When new equipment is purchased it is essential that any requirements for

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usage or time-related maintenance are implemented in conjunction with the Sterile Services 
Department. 
 
In addition: 
 
All maintenance/repairs must only be undertaken by an ISO accredited specialist 
surgical instrument repair company and, ideally, by the device manufacturer. The 
Sterile Service Department has arrangements in place with a number of repair 
companies and can advise further as required. 
 
 
Routine repairs of surgical instruments (e.g. sharpening, general maintenance) along 
with rigid endoscope repairs will be arranged by Sterile Services in line with the SSD 
Repair Procedure during the re-processing cycle. 
 
 
All instruments sent for repair must first be appropriately decontaminated and 
accompanied by a Decontamination Certificate as outlined in the Infection Control 
Policy Decontamination Prior to Servicing or Repair 
 
4.7 
Processing Equipment Validation 
Designated ‘Users’ (i.e. managers of areas where decontamination equipment is in use) are 
required to ensure that all re-processing equipment (i.e. washer-disinfectors, sterilisers and 
endoscope processors) and, where applicable the environment, are validated in accordance 
with the relevant sections of the HTM’s and other guidance and in line with the Equipment 
Manufactures requirements. These documents also specify the periodicy of the testing and 
validations to be undertaken. Further details are included within the relevant sections of this 
Policy. 
 
Annual Validation reports for sterilisers, washer-disinfectors and endoscope processors shall 
be audited by the designated Authorised Engineer (Decontamination) AE(D) to ensure that 
all test procedures and results are acceptable. Documentation supplied to the AE(D), along 
with a response report for each item audited, must be returned to the Authorised Person 
(Decontamination) AP(D) within one month of the audit date. Other periodic testing i.e. 
Quarterly, Endoscopy Weekly Water tests will be audited by the AP(D). The Trust 
Decontamination Lead will ensure that any non-conformities or recommendations and 
required actions identified in the AE(D)’s report are swiftly implemented by the relevant 
department.

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4.8 
Documentation 
The following documentation shall be available at all times and be kept adjacent to the 
steriliser, washer-disinfector or endoscope processor: 
 
 
Operating Instructions, housekeeping and daily test instructions 
 
Daily test results and housekeeping records 
 
Sterilizer process log books (where sterilisers are installed) 
 
Washer-disinfector log books for instrument and endoscope washer-disinfectors 
(where installed) 
 
Manual traceability records where IT-based traceability are not available 
 
The following documentation may be kept elsewhere, but must be made available on 
request: 
 
 
Weekly, quarterly and annual validation tests – where these are not included in the 
daily Steriliser/Washer process log book. These are to be sent to the Trusts 
Appointed AP(D). Annual Validations to be sent to AE(D) for independent audit 
and sign off. 
 
Maintenance manual and operational manuals for installed equipment 
 
Works history (e.g. plant history file) 
 
Certificates of standards compliance where applicable 
 
Annual audit reports for audits undertaken 
 
Certificates of pressure vessel insurance inspections (where applicable) 
 
List of staff authorised to operate or maintain decontamination equipment 
 
Training records and or certificates for each person listed above 
 
Cycle data and traceability records (further information in Section 6.3.1) 
 
Environmental test results undertaken to meet environmental requirements. 
 
4.9 
Validation Test Time Constraints 
Users will be considered to be operating within appropriate time parameters for validation 
tests which are unavoidably delayed provided the following constraints are adhered to: 
 
Daily Tests: 
no extension allowed unless the machine is out of order 
Weekly Tests: 
up to one day from the agreed date

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Quarterly Test: 
up to one week from agreed date 
Annual Test: 
up to two weeks from the agreed date 
 
All Users must have a formal schedule of validation tests including planned test dates for 
each item of decontamination equipment where this applies (e.g. sterilisers, washer-
disinfectors, endoscope re-processors). This will be regular checked for compliance by the 
Trust Decontamination Lead. All users are to notify the AP(D) and Trust Decontamination 
lead of any variance outside of these schedules and decontamination equipment not used 
without special authority from the Director of Decontamination. 
 
4.10 
Operational Changes 
In order to protect both patients (from inadequate decontamination of invasive devices) and 
staff (from hazardous processes or chemicals) it is essential that desired changes to 
decontamination equipment, methods or materials are appropriately and formally approved 
prior to such changes being implemented in local re-processing areas. 
 
Therefore, the following non-exclusive list identifies some of the possible changes which 
must be approved by review and response from the Decontamination Committee: 
 
 
Changes to detergents used for manual cleaning 
 
Changes to the disinfectants used in endoscope re-processors 
 
Changes to validation materials and devices (e.g. chemical or steam sterilization 
validity indicators) 
 
Changes to traceability processes 
 
Implementation of new decontamination procedures 
 
Issues for review by the Group should be referred in the first instance to either the 
Decontamination Lead or the Infection Control Team. 
 
4.11 
Instrument Asset Management and IT Systems 
All surgical instrumentation is listed on an IT-based surgical instrument management system 
(‘T-doc’). This is used for asset management, invoicing, planned maintenance schedules and 
traceability (to SSD processes). All new items of instrumentation must be added to T-Doc via 
a ‘New Tray Request’ form, available from SSD; equally, any existing trays which have not 
been used for some time must be registered on T-Doc if they do not have the new style bar-
code tag attached. Data from T-Doc is backed up every 24 hours.

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Traceability data to patients is captured within the Opera theatre system (where in use, 
otherwise this is recorded manually within the clinical area); the data on Opera is backed up 
daily. 
 
 
4.12 
User Support 
Although the responsibilities of designated users (i.e. managers of departments with 
decontamination equipment installed) in respect of both this policy and the relevant HTM 
guidance are significant, users should be assured that a mechanism for advice and support 
exists within the organization as outlined below 
 
 
“Competent Persons” (Formally known as Maintenance & Test Persons) are available 
to give advice on testing, validation and interpretation of results 
 
 
The Decontamination Lead will provide advice on general decontamination issues 
and principles 
 
 
The Infection Prevention & Control Team can advise on related issues 
 
 
The Decontamination Committee will review general queries in terms of policy or 
anticipated operational changes in relation to medical device re-processing or the 
interpretation of this Policy 
 
 
Updates to the Decontamination Policy will be made to the master version on the e-
Library and users will be notified by email if this occurs. Where hard copies have 
been made available to staff within departments these must be replaced if notified 
that updates have been made 
 
4.13 
Decontamination Safety Notices 
Safety notices will be circulated to all email users within the Trust where specific risk issues 
have been identified. The requirements and actions identified in these documents should be 
considered to be additional components of the Trust Decontamination Policy. Actions, 
responsibilities, closure and or additional governance arrangements as a result of these 
safety notices will be monitored by the Decontamination Committee.

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4.14 
Pharmacy Requirements 
At present there are no European Standards relating to sterilisers for medicinal products. 
However, medicinal sterilisers such as those installed within the pharmacy still require a 
validation, testing and maintenance schedule, although rather than falling within the remit of 
a designated ‘User’ the pharmacy Quality Control lead will undertake this role. 
 
Validation arrangements should be designed by the Pharmacy Quality Controller to ensure 
compliance with current standards in the field and be approved by the Pharmacy’s Notified 
Body. Testing, maintenance and validation must be undertaken by qualified personnel 
approved by the Trust’s AE(D). 
 
4.15 Changes and new guidance 
HTM 01-01(2016) policy replaces all parts of the previous Choice Framework for Local Policy 
and Procedures (CfPP) and ensures that: 
 
a. Decontamination processes are carried out in compliance with the policy of Department 
of Health (England). 
 
b. All personnel connected with decontamination, whether NHS (England) employees or 
contract personnel, are suitably qualified and trained for their responsibilities; 
 
c. All decontamination equipment purchased conform to legal requirements, the minimum 
specifications set out in British, European and International Standards, and any additional 
requirements of the UK health departments; 
 
d. Decontamination equipment is installed correctly and safely with regard to proper 
functioning, safety of personnel and environmental protection; 
 
e. Newly installed decontamination equipment is subject to a documented scheme of 
validation comprising installation qualification tests (IQ), operational qualification (OQ) 
tests and performance qualification (PQ) tests before they are put into service; 
 
f. Decontamination equipment is subject to a documented scheme of periodic tests at daily, 
weekly, quarterly, yearly intervals. 
 
g. Decontamination equipment is subject to a documented scheme of planned preventative 
maintenance (PPM); 
 
h. Procedures for production, quality control and safe working are documented and adhered 
to in the light of statutory requirements and accepted best practice; 
 
i. 
Procedures for dealing with malfunctions, accidents and dangerous occurrences are 
documented and adhered to.

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4.16 Auditing and assessment of policy effectiveness 
Ensuring that the Decontamination Policy is fully implemented and is effective across the 
organisation is fundamentally important and will be achieved on a number of levels: 
 
a. General breaches of the policy will be referred to the Decontamination Lead who will lead 
required action in conjunction with the Infection Control Team, Health & Safety and 
Governance leads as appropriate. Safety Notices (1.17) will be circulated where 
applicable. 
 
b. Flexible endoscope re-processing areas will be audited annually by the Decontamination 
Lead using the flexible endoscope risk assessment tool. 
 
c. Areas which use bedpan washer-disinfectors will be audited by the Infection Control 
Team as part of their audit schedule. 
 
d. Traceability of instrument trays will be audited on an annual basis by selecting a series of 
(1) patients and (2) instrument trays and following these through the IT systems to ensure 
that traceability records are robust. 
 
e. Clinical adverse event records will be used to identify policy gaps or non-adherence and 
the Decontamination Lead will co-ordinate action with the Clinical Governance Teams. 
 
f. The Sterile Service Department is independently audited as part of a planned schedule 
by an external Notified Body in relation to its (EQR) compliance and ISO 13485:2016 
accreditation. 
 
g. The external AE(D) will ensure that decontamination equipment is being maintained 
satisfactorily and subject to EQR validation requirements by undertaking annual audits of 
AP(D) competence and test documentation and records. 
 
 
5.0 DUTIES & RESPONSIBILITIES 
 
5.1 
Decontamination management and control within UHCW NHS Trust is by a number 
of key roles as specified in HTM 01-01 (2016) Part A. “Management and Decontamination of 
surgical instruments (medical Devices) used in Acute Care” Each role in relation to 
decontamination management within the Trust is summarised within this section. 
 
5.2 
Chief Executive 
The Chief Executive Officer is ultimately responsible for all elements of decontamination 
within the Trust.

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5.3 
Executive Lead (Chief Nursing Officer) 
The Executive Lead is nominated by the Chief Executive as the person designated and 
identified as the individual with ultimate management responsibility, including allocation of 
resources and the appointment of personnel, for the organisation in which the 
decontamination equipment is installed. 
 
5.4 
Decontamination Lead 
The Trust Decontamination Lead reports directly to the Chief Nursing Officer (Executive lead) 
and is organisationally responsible for the effective, and technically compliant, provision of 
decontamination services. He/She is responsible for the implementation of an operational 
policy for decontamination. He/she should ensure that the operational policy clearly defines 
the roles and responsibilities of all personnel who may be involved in the use, installation and 
maintenance of decontamination equipment. 
 
5.5 
Microbiologist 
Is the person responsible for the infection control aspects of decontamination. The 
designated person is accountable directly to the Chief Executive and to the Board. The 
Consultant Microbiologist with responsibility for decontamination advises on infection control 
elements and risks associated with life-cycle processes to minimise risks to patients and staff 
which may arise due to inadequate controls or decontamination incidents. 
 
The principal responsibilities of the microbiologist are to: 
 
Provide general and impartial advice on all microbiology and infection risk 
management matters concerned with sterilisation, cleaning and disinfection of 
medical devices 
 
Advise designated Users on the microbiological aspects of all decontamination 
procedures 
 
Oversee and advise on rinse water testing from endoscope re-processors 
 
5.5 
Authorising Engineer (Decontamination) AE(D) 
The role of the AE(D) is fully independent of UHCW’s management structure for any aspect 
of maintenance, testing and/or management of the decontamination equipment. 
The AE(D) is defined as the person designated by Management to provide independent 
auditing and technical advice on decontamination procedures, washer/disinfectors, sterilisers 
and sterilisation and to review and witness documentation on validation.

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The AE(D) is required to liaise closely with other professionals in various disciplines and 
services across the organisation. The AE(D) reports to the Decontamination Lead and 
provides professional and technical advice to the AP(D)s, CP(D)s, Users and other key 
personnel involved in the control of decontamination processes in all healthcare facilities. 
 
The AE(D) must be registered with ‘IHEEM’ and is responsible for the annual auditing of 
testing and validation of sterilisers, washer-disinfectors and Automated Endoscope Re-
processors (AER) and advising the Trust in the event of non-compliances with current 
standards and guidance. The AE(D) will also undertake auditing of facilities and process 
elements to support the Trust in minimising and resolving decontamination risks on request. 
 
5.6 
Director of Estates & Facilities 
The Director of Estates & Facilities, as a Trust employee, is responsible for negotiating and 
monitoring contractual details with Coventry & Rugby Hospital Company - the provider of 
some elements of on-site technical support for decontamination equipment, notably bedpan 
washers. The majority of decontamination technical support is provided by a third party, 
which is reviewed annually and reports to the Decontamination Lead. 
 
5.7 
Authorised Person (Decontamination) AP(D) 
The AP(D) will be an individual possessing adequate technical knowledge and having 
received appropriate training, appointed by and responsible to the Director of estates (in 
conjunction with the advice provided by the AE(D)), who is responsible for the practical 
implementation and operation of Management’s safety policy and procedures relating to the 
engineering aspects of decontamination equipment, including the operation of the permit-to-
work system (see ‘Permit-to-work’ under ‘Validation and verification’ – ‘General’). The AP(D) 
should be able to undertake the safe and effective management aspects of the service. 
 
5.8 
Competent Person (Decontamination) CP(D) 
The CP(D) is defined as a person designated by Management to carry out maintenance, 
validation and periodic testing of washer-disinfectors and sterilizers. The CP(D) should 
report directly to an appropriate member of the estates department (for example AP(D)) or 
should be subcontracted by them. The principal responsibilities of a CP(D) are to: 
 
 
Carry out maintenance tasks; Health Technical Memorandum (HTM) 01-01(2016): 
“Management and decontamination of surgical instruments (medical devices) used in

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acute care” – Part A: Management & Provision, Part B: – Common elements. Part C: 
- Steam Sterilization, Part D: - Washer-disinfectors. 
 
Carry out repair work; 
 
Conduct validation tests as given in HTM 01-01 (2016) Parts B, C and D; 
 
Conduct periodic tests as given in HTM01-01 (2016) Parts B, C and D. 
 
5.9 
Sterile Service Manager 
The SSD Manager reports directly to the Decontamination Lead and has primary 
responsibility for the management of Sterile Services and for implementing Quality Control 
systems and standards within the SSD, ensuring that compliance with MDD 93/42/EEC is 
maintained. 
 
5.10 
Lead Test Person 
The Lead Test Person employed has responsibility for the validation of maintenance 
performed on decontamination equipment, supervising and training maintenance staff, 
performing re-validation tests and advising the Trust on technical decontamination and risk 
issues in relation to PFI-owned decontamination equipment. The Test Person must have 
received relevant training as deemed appropriate by the AE(D), and the Decontamination 
Lead and must supply evidence of initial and ongoing qualifications which are applicable to 
the scope of the role. 
 
The principle responsibilities of the Test Person for equipment owned by PFI, or which is 
adopted by PFI partners by means of a PFI Contract variation, are to: 
 
Advise on programmes of specific testing and periodic maintenance of sterilisers and 
washer-disinfectors. 
 
Advise on operational procedures for routine production from sterilisers and washer-
disinfectors. 
 
Maintain communication links with the designated Authorised Person. 
 
Conduct the validation tests specified in HTM 01-01(2016) parts B/C/D and to 
prepare the validation report meeting all requirements of HTM01-01 (2016) parts 
B/C/D. 
 
Conduct periodic tests specified in and to prepare reports as required by the 
designated User. 
 
Conduct any additional tests at the request of the User

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Test personnel employed by the third party decontamination equipment maintenance 
provider are required to fulfil the same criteria as identified above for Trust-owned 
equipment. 
 
 
 
 
5.11 Maintenance Persons 
Are responsible for routine servicing, validation and maintenance of sterilizers, washer-
disinfectors, AER's and ultrasonic cleaning devices which have been included in the PFI 
contract or have been added to the maintenance list by means of a contract variation. 
Maintenance staff must be appropriately trained, to a level approved by the AED, for the 
maintenance role undertaken (i.e. sterilisers / AER’s / washer-disinfectors, endoscopy drying 
cabinets) and evidence of supporting qualifications must be provided to the Decontamination 
Lead. 
 
The principal responsibilities of the Maintenance Person are to carry out: 
 
Maintenance tasks outlined in HTM01-01(2016) 01-01 parts B/C/D 
 
Additional maintenance and repair work at the request of the User 
 
Maintenance Persons provided by any external provider shall equally be required to comply 
with the above criteria and provide certificates of competency and qualification 
commensurate with the maintenance or testing required. 
 
5.12 Infection Prevention & Control Team (IPCT) 
The IPCT provide advice, support and general auditing as required to both sterile services 
and local re-processing areas to reduce decontamination process risks. The Team will 
highlight deviations from Trust decontamination policies (noted during planned audits of 
departments) and refer them to the Decontamination Lead for action in conjunction with 
Service Managers 
 
5.13 Local Re-processing: Department Managers (Users) 
Department / Service Managers are responsible for implementing and monitoring adherence 
to the Trust’s Decontamination Policy as well as national standards & guidance as contained 
within the HTM’s, Health service circulars and other Department of Health and MHRA 
guidance, and ensuring staff training is undertaken and documented prior to staff members

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undertaking decontamination activities. The Department Manager will normally be the EQR 
designated ‘User’ of decontamination process equipment and as such is responsible for 
ensuring that operators are trained, that required maintenance and validation is undertaken 
at prescribed intervals and ensuring that documentation relating to sterilisers and washers is 
completed and stored safely. 
 
 
The principal responsibilities of the Users are to: 
 
Certify and demonstrate that safe systems of work are in place to provide assurance 
that all equipment used for decontamination has been tested and fit for use. 
 
 
Hold all documentation relating to the above including the names of key personnel 
 
 
Ensure that the steriliser/ washer-disinfector/ AER are subject to periodic testing and 
maintenance and that all records are reviewed and signed off accordingly. 
 
 
Appoint operators where required and ensure that they are appropriately trained 
 
 
Maintain production records (including traceability records) 
 
 
Establish procedures to enable safe for product release or quarantine and 
reprocessing of any failed items 
 
5.14 
Operators 
Operators are defined as any persons with the authority to operate Decontamination 
equipment. Their duties will include undertaking daily tests, housekeeping or using the 
equipment above on either an infrequent or regular basis. The ‘User’ (2.9) is responsible for 
ensuring that all operators receive training, which must be documented, in order to perform 
their duties. Staff must not operate decontamination equipment unless they have received 
appropriate training 
 
Copies of job descriptions for all grades of staff working within the Sterile Services will be 
held in the department outlining the duties of staff employed. All job descriptions will be 
reviewed annual to ensure they remain accurate and fit for purpose. Details of any changes 
will be discussed and recorded in the SSD Quality Review meetings. 
 
Copies of job descriptions for Endoscopy staff engaged in flexible endoscopy 
decontamination will be held in the Endoscopy Department and reviewed annually by Users 
to ensure that they remain up to date and fit for purpose.

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5.15 
Decontamination Link Staff 
Managers /’Users’ of departments where local decontamination is undertaken are required to 
nominate an appropriate member of staff with operational responsibility for ensuring that 
Trust and Departmental control measures, policies and training programmes are adhered to. 
Link staff will normally be the departmental representative at the Trust’s Decontamination 
Committee and will liaise regularly with the department manager and Decontamination Lead 
over decontamination issues. If a link person is nominated, the ‘User’ still remains 
accountable for decontamination within their service area. 
 
5.16 
The Competent Person (Pressure Vessels) 
The Competent Person is defined as the person or organisation designated by the Trust to 
exercise certain legal responsibilities with regard to the written scheme of examination of any 
pressure vessel associated with a sterilizer or washer-disinfector described in the Pressure 
Systems and Transportable Gas Containers Regulations 1989. The role of competent person 
within UHCW NHS Trust is fulfilled by the current insurance inspector appointed by Project 
Co under the PFI Contract. 
 
5.17 
Authorised External Sub-contractors. 
Subcontractors who undertake repair, servicing, maintenance and validation on 
decontamination equipment are responsible for working within the policies and method 
statements agreed with the Trust and Project Co, and all companies provide copies of 
appropriate ISO accreditations and be placed on approved suppliers list For each work 
undertaken or validation report provided each engineer must provide evidence of 
qualification - approved by the AED - to undertake contracted work. 
 
5.18 A list of nominated officers for each decontamination role and their respective contact 
details can be found in Appendix 2 of this policy.

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5.19 
Decontamination Reporting Structure 
 
A detailed Decontamination reporting structure can be found in Appendix 9. Following each 
meeting of the Decontamination Committee, a summary report of the meetings main agenda 
and action points (by exception) should be prepared for the Infection, Prevention & Control 
Committee by the Decontamination Lead 
 
In addition to the above minutes, the Decontamination lead will produce and additional report 
on all aspects of Trust decontamination including activities, achievements, incidents and 
audit findings for the Annual Infection Control Committee Report. 
 
 
5.20 
Decontamination Assurance 
Trust decontamination services, both within the Sterile Service Department and in local re-
processing areas, will be accountable to the Trust Board via the Infection Prevention and 
Control Committee and the Patient Safety Committee as appropriate. 
 
The Decontamination Committee is a central function which serves as the interface between 
users and the forums above. Principal responsibilities of the Decontamination Committee 
are: 
 
Developing decontamination risk management strategy for the Trust; 
 
Co-ordinating decontamination risk management programmes based on: 
 
Decontamination risk management issues identified from within the organisation; 
 
Decontamination risk management issues that arise from local partners in the NHS 
and Social Services organisations; 
 
Issues arising from the wider clinical governance processes in the Trust; 
 
National Policy and guidance issues. 
 
The current reporting structure and decontamination management structure are shown in 
figure 5.19 (Above)

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6.0 DETAILS OF THE POLICY 
 
6.1 Acquisition of Invasive Medical Devices 
 
6.1.1 Introduction 
This section covers the essential requirements associated with the procurement of invasive, 
re-usable medical and surgical devices which require sterilisation or high-level disinfection 
between uses, such as: 
 
 
Surgical instruments 
 
Re-usable cannula, biopsy needles or suction devices 
 
Re-usable items which are attachments to electromechanical equipment and used during 
open or minimally invasive surgery 
 
Flexible and rigid endoscopes 
 
Re-usable anaesthetic accessories e.g. laryngeal masks, oesophageal monitoring; 
introducers for intubation are also included within scope 
6.1.2 Specific Exclusions 
The policy does not apply to loan or consignment instrumentation; instead, the Management 
of Instruments on Loan Procedure (section 6.8) must be followed. 
 
Electromechanical medical equipment used during clinical procedures is not covered by this 
policy and Heads of Departments must seek advice from MEBS prior to purchase; however, 
where such equipment requires the use of re-usable attachments, the Decontamination Lead 
or nominees must be involved in the pre-purchase evaluation in conjunction with MEBS and 
clinical managers 
 
Purchasers must consider any single use, disposable or limited use issues with either the 
item being purchased or with required attachments. Single use items will not be re-processed 
to enable them to be reused. 
 
6.1.3 Overview 
Clear acquisition procedures are necessary to minimise risks to the health and safety of both 
staff and patients which may arise due to: 
 
 
Specialist re-processing requirements which may not be available within the Trust 
 
Special maintenance requirements which may be overlooked

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 
Lengthy decontamination turnaround times due to non-standard processing requirements 
which may affect clinical needs (e.g. ethylene oxide sterilisation) 
 
Manufacturer’s process/equipment compatibility statements not being considered, causing 
damage to the equipment or affecting function and placing patients at risk of harm 
 
Heads of Departments must ensure that they purchase sufficient quantities of new items 
required to meet clinical workload. There are significant clinical risks associated with buying 
the minimal number of sets or equipment for surgical procedures and this is very strongly 
discouraged. 
 
Purchasers must not assume that: 
 
Buying one set of an item will be offset by re-processing within the clinical area 
 
SSD will be able to automatically meet very pressing turnaround requirements on an 
ongoing basis 
 
In any case where clinical services deem that a single set of instrumentation/ medical 
equipment attachments is appropriate to service needs, a documented risk assessment must 
be undertaken and submitted to the Decontamination Lead for approval prior to any 
purchase being made. 
 
In the event that a limited number of instrument sets for a specific procedure are purchased, 
the purchasing department (must ensure that speciality waiting list teams are advised of the 
maximum number of similar procedures that can be scheduled within each 24 hour period. 
 
 
 
6.1.4 Responsibilities 
 
Head of Department 
Heads of Departments which purchase re-usable, invasive medical devices are responsible 
for ensuring that the acquisition procedures contained within this policy are adhered to as 
part of the procurement process, including pre-purchase decontamination assessments. 
Where medical device purchasing is delegated to clinical staff, HOD’s must ensure that the 
delegated person is a responsible staff member who has access to, understands, and follows 
this policy.

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Clinical Staff / Users 
Staff that use invasive medical devices in the treatment of patients during surgical or medical 
procedures are responsible for ensuring that the specific equipment manufacturer’s 
instructions for use, management, decontamination, maintenance and testing/calibration are 
followed and all devices used for the device’s “intended purpose only” 
 
Sterile Service Manager/Decontamination Lead 
Are responsible for the design, staff training and implementation of procedures which 
address the requirements of equipment manufacturers’ instructions. 
 
Decontamination Staff 
Sterile service staff, nursing staff, support workers and other staff who are required to 
decontaminate 
invasive, 
re-usable 
medical 
devices 
must 
adhere 
to 
prescribed 
decontamination procedures relevant to the specific equipment and not undertake 
decontamination unless they have been trained to do so. 
 
6.1.5 Acquisition Prerequisites 
Prior to purchase, a decontamination assessment must be undertaken to ensure that 
invasive devices being purchased are: 
 
 
CE Marked 
 
Be accompanied with manufacturer’s instructions which include EEC approved reprocessing 
instructions and complying to ISO 17664(2004) 
 
Compatible with existing processes. 
 
Comply with all Trusts procurement policies and procedures 
 
Secure Value for Money (VfM) 
 
Compatible with existing process chemicals where applicable. 
 
Able to be re-processed using methods which involve minimal specialist work. 
 
Of a design which does not impede cleaning and/or sterilization. 
 
Able to be re-processed and available for re-use in the timescales required by clinical users. 
 
Where a set of instrumentation will be presented by the supplier in a moulded plastic or 
metal container, the container must be assessed by the Sterile Service Manager to ensure 
that it is fit for purpose. 
 
The assessment process is variable according to the nature of the acquisition and is 
illustrated in Appendix 4.

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In cases of replacement or addition of simple instruments (e.g. forceps, scalpel handles etc.) 
a formal assessment is not normally required, however the Sterile Service Manager must be 
satisfied that manufacturer’s re-processing instructions have not changed since previously 
assessed purchases; this may involve a simple check with the supplier. 
 
For purchase of instrument sets which may be complex, multi-material or have multiple 
component types, a more detailed assessment is required – even if similar items have been 
previously purchased – as instructions can change. A Decontamination Assessment Form 
(DAF), found at Appendix 5, must be completed by the designated department manager of 
the clinical area. 
 
Completion of the form will require a copy of the manufacturer’s re-processing instructions 
and will be reviewed together with the SSD Manager prior to the order being placed. 
 
Information from the DAF will be risk assessed and scored appropriately. If the SSD 
Manager are satisfied that safe processes can be implemented to manage the equipment life 
cycle, purchasing will be approved. 
 
In the event of High or Very High Risk items being identified, or where the group have 
concerns in relation to the safe life cycle management of these devices, it may be necessary 
to consider alternative suppliers or purchase options, and details of the risk issues may 
require review by the Decontamination Committee and relevant Risk Committee prior to 
approval for purchasing. 
 
 
6.1.7 Preparation Invasive Medical Devices for Use 
 
On delivery, simple, single items (e.g. replacement items on sets such as standard forceps, 
clamps etc) can go straight onto the relevant tray and the whole tray is then fully re-
processed prior to use 
 
Single, non-complex items which will be utilised as ‘supplementaries’ must be registered as 
new items on the T-Doc system and therefore the SSD procedure ‘Request to change to 
instrument set or introduction of new set’, should be followed. Clinical departments

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purchasing such items are simply required to complete a ‘new tray’ form and forward to the 
SSD Co-ordinators along with the new item and any specific instructions. 
New instrumentation entering SSD must not be returned to SSD in the same way as used 
instrument, but taken to SSD Separately and marked for the attention of the SSD Co-
ordinators who will set up the new tray on the T-Doc system. 
 
Instrument sets or complex / high cost single items must also be registered with the SSD 
prior to entering circulation. This is necessary to: 
 
a. Allocate a unique identification code for traceability and asset purposes 
b. Enter details of the set or items on the UHCW surgical instrument register on T-Doc 
c. Undertake a final review of decontamination requirements and ensure that Sterile Service 
Staff are informed of re-processing methods and, where applicable, produce specialist re-
processing/management instructions. This is required to ensure that patient safety and 
equipment integrity are not put at risk of harm due to inappropriate processing methods 
or essential maintenance being neglected 
 
At the time of ordering of new instrumentation, purchasers must reach agreement with the 
SSD Manager over which party will take responsibility for any required maintenance, life-
cycle replacement, replaceable parts or funding for repair costs etc. and this agreement must 
be in writing (e.g. using the ‘DAF’ form) for future reference. 
 
Staff’ who order instrumentation must also ensure that arrangements are considered for the 
packing medium of each new tray at an early stage. For example, it may be necessary to 
purchase a ‘DIN tray’, container or other means of conveying the set at the time of ordering 
instruments. 
 
 
6.2 
USE OF DETERGENTS & HIGH LEVEL DISINFECTANTS 
 
6.2.1 Introduction 
In selecting detergents and chemical disinfectants it is essential that appropriate products are 
employed which are compatible both with re-processing equipment and medical devices to 
be re-processed; compatible agents specifically prevent: 
 
Damage to the medical equipment 
 
Ineffective decontamination 
 
Damage to automated washer-disinfectors and sterilisers

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 
Unnecessary risks to staff 
 
In relation to compatibility of products, processes and devices, MDA Safety Notice 2001(28) 
states that Users must: 
 
 
Ensure that the decontamination agents used are compatible with both medical devices and 
reprocessing equipment. 
 
Consult the medical device and reprocessing equipment manufacturer / supplier before 
changing any decontamination process. 
 
Decontaminate reusable medical devices in accordance with the instructions provided by 
the device manufacturer. 
 
Ensure that appropriate decontamination facilities and compatible agents are available 
before purchasing new devices. 
 
Follow the instructions for use supplied by the manufacturer of the decontamination agent. 
 
6.2.2 Selection of detergents 
 
A wide range of specialist instrument cleaning detergents are commercially available and 
when selecting a new product the Infection Control team must be consulted to ensure the 
product selected is appropriate for the required use. Users (i.e. department managers of 
applicable services) are responsible for ensuring that the requirements of the safety notice in 
6.2.1 above are complied with. 
 
In general, where detergent is to be used for manual cleaning of medical devices a neutral 
pH cleaner is preferred, and the manufacturer’s instructions must be incorporated into the 
documented manual cleaning procedure. The procedure must indicate a means to identify 
the correct concentration of detergent where this is not automated. 
 
Hospec or other ‘domestic’ detergents are not suitable for invasive medical device cleaning 
and should not be used for this purpose unless specifically indicated by the manufacturer 
and supported by the Infection Control team. 
 
Domestic detergent must never be used in automated washer-disinfectors. 
 
Key requirements in the use of industrial medical device detergents:

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 
Ensure that a COSHH risk assessment is undertaken and that staff are aware of the 
location of required information in the event of spillage splashes to eye etc. 
 
 
For manual cleaning detergents a PH Neutral product is preferred however the product 
type must be deemed compatible by the manufacturer of the medical devices to be 
cleaned; the dilution, number of uses, water temperature and other manufacturer 
information must be incorporated into the clinical user’s own cleaning procedure. 
 
 
6.2.3 High-level Disinfectants 
 
The preferred method for sterilisation of re-useable medical devices is by steam in a porous 
load steriliser; however certain items of medical equipment cannot withstand the high 
temperatures of a steam sterilizer process (134 – 137 degrees centigrade). Such equipment 
is termed ‘heat labile’ and items within this category are commonly endoscopes which have 
fragile glass fibre-optics. 
 
Where heat-labile items are required for use in surgical or medical procedures which enter 
body cavities or tissues, the equipment must be effectively decontaminated to minimize risks 
of infection to patients. The decontamination process for heat labile items will include a 
cleaning stage and a high-level disinfection stage and the nature of both elements will be 
prescribed within the product manufacturer’s instructions; however, instructions sometimes 
provide a range of decontamination options which the manufacturer deems compatible with 
the product, although the instructions will not normally recommend which method option is 
the most microbiologically effective. 
 
In relation to heat-labile products, specific alternatives such as Gas Plasma or chemical 
processes such as Ethylene Oxide are normally the next approved method of sterilisation; 
however these specialist processes may not be readily available or recommended by the 
device manufacturer. 
 
Chemical high-level disinfection agents available and manufacturer’s instructions may 
approve either a single product or numerous products. In general and subject to 
compatibility, either Chlorine Dioxide (e.g. ‘Tristel’) or Peracetic Acid products are most 
highly recommended.

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6.2.4 Selection of Chemical Product 
Both changes to existing chemical disinfectants and planned use of disinfectants where not 
previously used, shall be subject to approval by the Decontamination Committee. The 
following indicators will be used to assess the appropriateness of the required product: 
 
 
Compatibility: the product must be compatible with both the item/s being re-processed and the 
endoscope processor (where applicable) being used (MDA Safety Notice 2001 (28)) 
 
 
Automated Washer Disinfectors/Automated Endoscope reprocessors: require technical 
adjustments and re-validation where the chemical disinfectant is changed and the costs of this 
need to be considered as part of any change process. 
 
 
Efficacy/time: differing products have varying ranges of efficacy in terms of the range of micro-
organisms which are destroyed and the contact time required to achieve this. The Infection 
Control team representatives of the Decontamination Committee will need to be satisfied that 
the efficacy is appropriate to the medical device application and that any specified contact and 
concentration requirements can be consistently achieved via reproducible methods. 
 
 
Health & Safety: many chemical products carry risks to the health and safety of staff and or 
patients. The Decontamination Committee will ensure that COSHH elements are assessed and 
identified health risks are considered as part of the approvals process. In some cases, the 
Occupational Health Department will need to be involved in case health surveillance is required 
for staff using the product. 
 
 
Inactivation: some disinfectants are easily inactivated by organic matter, reducing efficacy where 
manual cleaning processes (rather than automated) are employed. 
 
 
Figure 5 (page 37) provides a summary of efficacy and application information for use as 
part of the approvals process. The latest information from endoscope and endoscope 
processor manufacturers on compatibility must also be referred to. 
 
6.2.5 Implementation, Management and Use of chemical products 
The designated ‘User’, AP(D) or department manager is responsible for ensuring the safe 
implementation, management and use of all chemical detergents and disinfectants.

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All chemical disinfectants and detergents used in local re-processing areas must be subject 
to a documented COSHH risk assessment which is retained within the area where the 
product/s are used. The risk assessment, along with analysis of the manufacturer’s product 
information, must be used to produce a local policy which identifies procedures for: 
 
Storage. 
 
PPE or health & safety protection requirements. 
 
Mixing/ concentration and record keeping of the person, product lot numbers and date/time 
where applicable. 
 
Soak times for manual processes. 
 
Number of uses (where applicable). 
 
Disposal (manual processes). 
 
6.2.6 Gluteraldehyde Use 
Glutaraldehyde (in the form of ‘Cidex’, ‘Asep’ and ‘Septo DN’) is no longer accepted or 
authorised for use in the Trust. Any requirements for the reintroduction of this chemical will 
be refused.

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Approved High-level Chemical Disinfectants 
 
Product 
 
Microbicidal Activity 
Stable? 
Inactivation by 
Organic Matter? 
Corrosive/ 
Damaging 
Irritant (I) / 
Sensitising (S) 
Compatibility 
 
Spores 
 
Mycobacteria 
 
Bacteria 
 
Viruses 
 
 
 
 
 
Peracetic Acid 
Good 
Good 
Good 
Good 
No 
No 
Slight 
I 
Endoscopes: 
Olympus/ 
Keymed 
 
Chlorine 
Dioxide 
(Tristel) 
Good 
Good 
Good 
Good 
No 
Yes 
 
Slight 
 
I 
Endoscopes: 
Olympus/ 
Keymed 
 
Note: always check detergent to scope and machine compatibility with manufacturers; AER’s need to be configured to use the 
required chemical products at the time of ordering. 
Figure 5.

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6.3 
TRACEABILITY OF INVASIVE RESUABLE MEDICAL DEVICES 
 
Health Service Circular 2000/032 and the Health and Social Care Act 2008 require surgical 
instrument trays to be tracked to, and between, patients on whom they were used; in addition, 
traceability to decontamination processes is also required. 
 
A set of instruments chosen at random should be able to be traced back to any of the above 
elements of the re-processing cycle and the parameters, staff and methods employed 
determined to validate each stage of the process. 
 
A set of instruments used on a patient must be able to be tracked back to the patient, and 
both previous and subsequent patients, on whom it was used. 
 
Robust tracking of instrument sets is essential to ensure that items which were used on a 
patient who was subsequently determined to be in either a 'known, suspected or at risk’ TSE 
category can be immediately and easily identified and removed from circulation. 
 
Managers of the departments where invasive, re-usable medical devices are used on patients 
are responsible for ensuring that traceability systems and processes are in place and comply 
with the requirements of this Policy. 
 
6.3.1 Traceability Processes 
The Sterile Service Department will achieve ongoing instrument traceability of surgical 
instrument trays to decontamination processes through the use of the T-Doc Instrument 
Management System. This utilises bar codes, which are attached to instrument trays, for 
scanning sets at each key stage: 
 
 
Instrument reception & checking 
 
Automated cleaning & disinfection 
 
Assembly and checking 
 
Packing and wrapping 
 
Sterilization and product release 
 
Dispatch 
 
Details of the full operational processes relating to traceability within sterile services is 
included within the SSD Quality System (ISO 13485:2016)

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6.3.2 Traceability in Theatres (to patients) 
All sterile instrument trays opened in theatre should have: 
 
a. A unique identification tag attached to the tray container/ item such as an instrument 
holding pin and usually: 
b. A sterilisation validity indicator sticker on the outer tray wrap/sterilisation container 
which contains unique identification details of the tray 
 
Immediately prior to opening an instrument tray, the circulating person must remove the 
sticker from the outer tray wrap/ container tag and place this on the reverse of the Theatre 
Patient Record or Care Pathway and where available also scan the barcode electronically into 
the local system being used. 
 
6.3.3 Sterile Instrumentation provided to 3rd party theatres: 
Where instrumentation (referring to both sets and, where tracked, single items) is provided, 
either as part of a formal contract by SSD or on an ad-hoc basis, such as by Trust theatres, 
the 3rd party is responsible for ensuring that traceability systems are in place locally which: 
 
a. will allow the 3rd party to advise UHCW staff, where requested, to provide details of 
dates and patients on whom a specific instrument set which is owned and supplied by 
UHCW, was used. 
 
b. will allow the 3rd party to determine and advise UHCW immediately, which specific 
instrumentation sets were used on a patient subsequently determined by the 3rd party 
to be at high risk in relation to vCJD or other TSE’s. 
 
6.3.4 Instrument loans from 3rd parties 
All instrumentation loaned by UHCW NHS Trust from third parties must be traced as per 
Trust-owned equipment. 
 
6.3.5 Traceability in Other Clinical Areas (to patients) 
Instrument sets are also used for invasive procedures in areas other than theatres (e.g. 
dermatology, ENT clinics etc) and these should also be traced to the patients on whom they 
were used. The relevant Department Manager must implement a manual system of recording 
the unique tray ID number on a dedicated register (and in the patients’ notes if deemed 
appropriate by the individual department). Commercially available manual systems may be 
purchased to support this activity.

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6.3.6 Traceability of Endoscopes 
All rigid endoscopes are required to be reprocessed through the SSD department. Flexible 
endoscopes (along with any re-usable invasive accessories) re-processed in clinical areas 
shall be tracked to patients in the clinical areas where they are used and to endoscope re-
processor cycles. This should be achieved by attachment of a unique ID code to each 
endoscope; wherever possible, an IT-based traceability system should be used as outlined in 
Section 6.6 ‘Flexible Endoscopes’. 
 
6.3.7 Transfer of theatre traceability data into Opera 
Patient record forms with tray labels/ details are collected from theatres on a daily basis by 
data input staff, who will enter the details of the trays used on the Theatre Management 
System (Opera) along with other surgical episode data. 
 
‘Loan’ trays will be treated separately as these do not have UHCW unique ID’s and therefore 
traceability of short-term loan items is included in Section 6.8. 
 
In the event of a need to determine which instrument sets were used on a particular patient, 
either the Decontamination Lead or the Opera system manager should be contacted. This 
information can be provided, along with details of subsequent patients on whom the items 
were used if this is also required. 
 
6.3.8 Traceability of single items 
A growing number of single items are being transferred into single item containers (e.g. 
ophthalmology instruments and individual endoscopes). These items will be tracked in the 
same way as instrument trays, by applying a unique ID number to the container. 
 
It is imperative that where tags are used for tracking purposes for supplementary items, these 
are returned to SSD in the outer packet with the corresponding instrument. The most 
significant benefit of this for users is the ability to determine which department a specific single 
item belongs to and its swift return to that area. 
 
6.3.9 Traceability Systems Efficacy 
To ensure that systems in place are being adhered to and are able to produce the required 
information, ad-hoc system testing will be undertaken by the Decontamination Lead and 
Opera system manager, in conjunction with the SSD manager. This will involve selection of an 
instrument tray at random and collation of electronic data to ensure that traceability back to 
both patients and decontamination processes is wholly achievable.

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6.3.10 Instrument Inventory 
An inventory of instrument trays used within the Trust will be maintained electronically on the 
Trust’s T-Doc system 
 
6.4 TRANSPORTATION HANDLING STORAGE AND DISPOSAL OF INVASIVE 
REUSABLE MEDICAL DEVICES 
 
6.4.1 Introduction 
This policy section identifies the requirements for the passage of sterile products - which have 
been manufactured in-house - through the system from sterile services to the end user and 
back. The full details of Sterile Services’ Quality System processes are not located here, 
rather in the SSD’s Quality System documentation and in this respect the Decontamination 
Policy is a broad identification of SSD requirements only. 
 
Instrument trays, procedure packs, and supplementary items which have been processed and 
sterilised within the Trust’s Sterile Service Department (SSD) are all covered by this policy 
and hereafter termed ‘products’. 
 
6.4.2 Dispatch from Sterile Services 
Following terminal sterilisation of medical devices in SSD and prior to dispatch, SSD staff will 
routinely inspect the wrapping / packaging integrity of manufactured products for any signs of 
damage or wetness, in which case products affected will be rejected and re-worked. 
 
6.4.3 Transportation of Sterile Products 
Transportation will be in containers or trolleys which are designed for purpose to take into 
account: 
 
 
The volume and weight of items being dispatched to each location. 
 
The content and consequent degree of protection required for the products. 
 
The transportation method from SSD to the end user. 
 
In general, only approved containers and trolleys will be used, which meet all the essential 
requirements for both the transportation of sterilised goods and also the safe transportation of 
“used Medical Devices” in Transit 
 
Under no circumstances may sterile products be transported between SSD and users, or 
between two users, without some form of protection from the environment.

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All instrument sets shall, at all stages of handling from assembly prior to sterilisation up to 
instrument set use, be maintained upright in their correct plane. Under no circumstances shall 
sets be tipped on their side or upside down to inspect packing or for easy loading into 
containers or trolleys. This is to avoid damage to instrument set contents, which may contain 
extremely fragile components, leading to these becoming damaged and unusable during 
surgery with potentially serious consequences. 
 
At every stage of the transportation process from SSD to the point of clinical use, physical 
handling by staff must be kept to an absolute minimum. Any manual handling which involves 
direct contact with tray packaging should, wherever possible, be undertaken following routine 
hand-washing or alcohol gel hand disinfection. 
In addition, staff handling wrapped trays must ensure that: 
 
 
Trays are always lifted directly from, not dragged across, shelving or racking or any 
other surfaces. 
 
Trays are never lifted or pulled by their wrapping. 
 
6.4.4 Receipt 
On receipt of sterile in-house manufactured products, the end user shall inspect the delivered 
item/s and prior to acceptance and placing on the shelves ensures that: 
 
 
There is no packaging damage. 
 
The item(s) is / are not wet. 
 
Sterility indicators demonstrate that the item has been through a sterilisation process. 
 
The delivered item belongs to them (i.e. it has not been delivered to an incorrect location). 
 
Any problems which mean that a delivered item is not fit for purpose should be reported to the 
SSD co-ordinators within one hour of delivery and all damaged items (if any) arrangements 
made to return these to SSD for immediate reprocessing. 
 
6.4.5 Storage 
Trays and other manufactured products which are not required for immediate use are likely to 
be stored either temporarily or indefinitely within the clinical area, and in some cases within 
the SSD clean store; it is essential that appropriately configured storage is utilised to avoid 
sterility being compromised. 
 
Appropriate storage is the responsibility of:

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 
The SSD Manager for products held within the SSD. 
 
Clinical area Managers for products transferred to clinical areas. 
 
Appropriate storage is defined as: 
 
A dry area of standard humidity (approx 55%). 
 
At room temperature (approx. 16-22 degrees C). 
 
Out of direct sunlight. 
 
Safe from tampering by unauthorized persons. 
 
Not in contact with outside walls. 
 
Having no windows or doors which open to the outside environment. 
 
On suitable shelving which allows gentle air circulation. 
 
Away from sharp objects 
 
Protected from damage by passing trolleys, staff etc. 
 
Not in a main thoroughfare (i.e. in dedicated room or area). 
 
Fully segregated from soiled items or sluices, wash areas etc. 
 
Segregated from any chemical products. 
 
Stored in such a way as to minimise unnecessary handling of products when 
searching for one particular item. 
 
Storage areas must be configured to facilitate easy location and accessibility of sterile 
products. All items must be stock rotated and a good practice such as a first in first out 
principle used to ensure stock dies not go out of date. 
 
Specific identified locations and clear signage for set types or specialities is encouraged to 
enable staff to locate quickly essential items, particularly in an emergency situation, and 
consequently minimise any risks to patients should items be required urgently 
 
6.4.6 Shelf Life 
Provided products are stored in the conditions stated in section 6.4.5 (above), they remain 
sterile indefinitely; however, due to general Trust issues with limited storage space which 
frequently results in more handling of products than is desirable, a shelf-life of 12 months has 
been determined as appropriate. Items unused 12 months after manufacture must be returned 
to SSD for re-processing or for removal from the system if no longer required. 
 
All departmental managers are to ensure that staff undertake good housekeeping duties such 
as expiry date checks at least monthly to ensure that out of date items are not present in their 
areas of responsibility. However, in emergency situation, and where there no other

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instruments are available, where any delay would be detrimental to that patient and life or limb 
endangered, then the Consultant or Lead Clinician may opt to use these devices, provided the 
integrity of the packaging has not been compromised in any way. In this event the incident 
must be recorded on Datix as a CAE and managed accordingly. 
 
In all circumstances the responsibility for monitoring the shelf life of all sterile products lies 
with the equipment/instrument owner. 
 
6.4.7 Returning soiled items to SSD 
Soiled items (i.e. used during medical or surgical procedures) present a risk of injury and 
infection to transport and SSD staff. Therefore, dedicated transport containers which are 
suitable for this purpose shall be used at all times and shall have the following characteristics: 
 
Leak proof 
 
Easy to clean 
 
Rigid to contain instruments and prevent sharp items penetrating the container 
 
Capable of being securely closed 
 
Lockable, where appropriate, to prevent tampering 
 
Clearly labelled to identify the user and the nature of the contents 
 
Sufficiently robust to prevent instruments being damaged in transit 
 
The SSD manager will advise all clinical areas on the correct type of containers which can be 
used. To minimise the risks to staff who are involved in the dispatch, transport or receipt 
stages of soiled items the following requirements apply: 
 
 
All re-usable or disposable drapes must be removed from instrument sets prior to 
dispatch by the clinical user with the exception of the single outer wrap which sets 
must be wrapped in to retain set contents together during transportation. 
 
All single use or disposable items must be removed from sets and discarded 
appropriately. 
 
All fluids and body tissue must be removed/drained from receivers etc prior to dispatch 
 
Soiled items must never be transported in the same container as clean/sterile goods 
 
To preserve traceability, items removed from sets during use must be replaced on their 
original set and all ID tags supplied with single items must be placed in the outer viewpack 
along with the item.

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Any endoscopes or single items supplied in containers must be replaced in the correct 
container, with the lid securely closed; the same applies to whole sets installed in product-
specific cases or sterilisation containers. 
 
6.4.8 Cross-site Transportation 
Soiled goods being transported from an off-site location to the SSD shall be, without 
exception, transported in containers which are constructed to UN18282/ADR. In addition: 
 
 
Users are responsible for ensuring that all loaded trolleys are securely locked prior and 
stored in locations not accessible by unauthorised persons such as members of the 
public, patients or other members of staff other than those doing so in the course of 
their duties. 
 
 
Not overloaded as to present damage to the instruments within or to cause any 
manual handling risks to transport staff. 
 
 
Trays which do not have lids and which contain fragile contents must never be 
stacked. 
 
 
In relation instruments used on known, suspected or at risk TSE patients, these must 
never be transported within other items and segregated, containerised and handled in 
accordance with Trust CJD Policies and Clinical Operating Procedures. 
 
6.4.9 Internal distribution arrangements for invasive medical devices 
ISS Mediclean are responsible for the on-site collection of used equipment from clinical areas 
for return to SSD and the distribution of sterile products from SSD back to end users. Detailed 
arrangements for the interfaces between clinical services, ISS and SSD are identified in the 
section 6.4.13. 
 
6.4.10 Disposal of surgical instrumentation 
Due to the liability issues (outlined in MDA DB 9801) involved in selling on used surgical 
instrumentation to another legal entity within Europe, owners of obsolete surgical 
instrumentation are advised to deal with disposal issues carefully and seek advice where 
relevant as follows:

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Instrumentation which is broken and unusable should be identified as such and returned to 
SSD for decontamination prior to disposal. SSD will then order the replacement item to ensure 
that instrument set contents remain as per their intended checklist. 
 
Under all circumstances where instrumentation is being disposed of in the form of sold or 
transferred into new ownership the entire batch is required to be decontamination to render it 
safe to handle. All items must be accompanied by a certificate of decontamination specifying 
the status of these items. 
 
Under no circumstances may any instruments, endoscopes or other medical devices which 
have been identified as being used on a patient with a definitive, likely or possible diagnosis of 
variant CJD or any other TSE be auctioned, transferred or disposed of via the methods 
outlined above. In all cases where potentially CJD infected items require disposal they must 
be discarded as ‘special waste’ and micro-managed in conjunction with the Trust’s waste 
contractor, the Health & Safety Team and Waste Policy. 
 
 
6.4.11 Management of Instrument Logistics 
This document outlines the interface arrangements for the collation, dispatch and return of 
soiled/sterile surgical instruments and medical equipment from clinical departments within the 
Trust and sent for re-processing at the Sterile Services Department. 
 
Clinical staff preparing soiled instruments for dispatch should be aware that these items are 
classed as “Used Medical Devices” All external containers (i.e. trolleys and blue transport 
boxes) must therefore be of the approved type. 
 
 
 
In all circumstances it is prohibited to send used medical devices by taxi or private 
vehicle. 
 
6.4.12 Equipment from Wards and Clinics at St Cross 
All wards and clinics have been supplied with two containers/cases in which to transport 
Instruments. The containers will be marked to identify ‘soiled equipment’ and ‘sterile 
equipment ’; containers must not be mixed up. 
 
Clinical department staff are responsible for ensuring that disposable needles, syringes, 
blades, dressings and gallipots of fluids etc. are removed from any instrument sets or medical 
equipment prior to packaging.

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Sets and individual instruments must be packed in such a way that will protect items from 
damage during transportation. This may include loosely re-wrapping in original drapes. 
 
Equipment will be processed and returned in the clinical departments’ ‘clean’ container. 
 
6.4.12 Surgical Instruments from Theatres St Cross 
Theatre staff are responsible for ensuring that disposable needles, syringes, blades, dressings 
and all fluids are removed from any instrument sets prior placing in the trolley for return to 
SSD. 
 
Sets and individual instruments must be packed in such a way that will protect items from 
damage during transportation. This may include loosely re-wrapping in original drapes. 
 
Supplementary items and very small sets may be placed within a smaller transport box, which 
should then be placed in the trolley. 
 
Once the trolley is ready for collection it will be collected at several times during the day as 
agreed by SSD and Theatres and specified on the agreed delivery schedule. 
 
6.4.13 University Hospital Site Arrangements 
 
Sterile Services 
The Sterile Services Department is responsible making loaded trolleys and containers 
available for collection and distribution by ISS Mediclean at the Instrument Dispatch Point at 
the scheduled times. The Dispatch Point is the ‘goods out’ door of the Sterile Services 
Department. 
 
ISS Mediclean 
ISS are responsible under the PFI Contract for all on-site internal distribution at University 
Hospital; this responsibility includes distribution of ‘clean’ goods from the Dispatch Point to 
clinical departments, collection of soiled goods from departments for return to the SSD 
Delivery Point (i.e. the Wash area lobby) and the general movement of trolleys and containers 
as required. Ad-hoc urgent requests will be notified to ISS by the relevant clinical area.

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Clinical Departments 
All wards and clinics (which do not use transport trolleys) will use instrument transport boxes 
which are approved by the Sterile Services Manager in which to transport soiled/ clean 
equipment. The containers must be marked to identify its contents as “Used Medical Devices.” 
Clinical staff are responsible for ensuring that disposable needles, syringes, blades, dressings 
and fluids are removed from any instrument sets or medical equipment prior to return to SSD. 
 
All items must be packed in such a way that will protect items from damage during 
transportation. 
 
When the soiled container is ready for collection and the contents list has been completed, the 
clinical area need to ensure that the container is left at the agreed collection point in time for 
ISS Mediclean to collect. 
 
On arrival at SSD, staff will empty the container and undertake the departmental cleaning 
procedure for transport trolleys, making the cleaned container available for the next delivery. 
 
6.4.14 University Hospital Theatres 
 
Sets and individual instruments must be packed in such a way that will protect items from 
damage during transportation; this may include loosely re-wrapping in original drapes. Single 
“supplementary” items must be returned to SSD in their labelled outer wrap. Trays should not 
be stacked if the contents are fragile or likely to be damaged by doing so. 
 
Once the trolley is ready for collection, it must be locked and left at the dispatch points which 
ISS Mediclean have been notified of for each area in good time for the scheduled collection. 
 
 
6.5 
REUSABLE LIMITED USE & SINGLE USE MEDICAL DEVICES 
 
6.5.1 Reusable and Limited Use Medical Devices 
Strict regulations & standards exist which govern the use of medical devices and the 
information which must be supplied by manufacturers for their devices. ISO 17664 
“Information to be provided by the manufacturer for the processing of sterilisable Medical 
Devices” is this standard. Contained within this document it clearly identifies the “intended 
purpose” of the device, instructions for set up and preparation along with any required pre-use 
checks or calibrations required prior to use.

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With specific regards to decontamination, this document specifies includes information which 
must always be fully adhered to. These include: 
 
 
Whether a product is reusable, Limited Use or SingIe Use. 
 
If a product can be re-processed, the max number of times this can be carried out prior 
to disposal or removal and any technical inspection or periodic servicing requirements 
to be carried out by the manufacturer. 
 
Methods of disassembly and disinfection 
 
Specific requirements such as times, temperatures and methods for both washing and 
sterilisation and additional requirements such as the pH of detergents and methods of 
reassembly and function testing. 
 
In all cases where instruments being considered for use within the Trust, whether purchased 
or on loan, the reprocessing instructions but be reviewed and accepted by SSD prior to the 
item being purchased or hired to ensure compatibility with the SSD Departments systems and 
processes. 
 
Breach of a manufacturer’s instructions may lead to either a product not being effectively 
decontaminated prior to re-use, the product being damaged during the re-processing cycle 
rendering it non-functional at the point of use or to fail during use compromising patient safety. 
Any breach of instructions by users which subsequently causes injury to a patient may result 
in legal action and major consequences to the Trust. 
 
6.5.2 Single Use Medical Devices 
 
The legislation, requirements and responsibilities for the control, management implementation 
and use of Single Use Medical Devices is published by the MHRA and is entitled: 
MHRA DB2006 (04) Single Use Medical Devices – “Implications and Consequences of 
Reuse” (October 2006). 
 
Single use medical devices are items which are intended for one clinical treatment 
episode/use only and within UHCW NHS Trust shall never be used in the treatment of more 
than one patient or more than once on the same patient. Single use items are usually supplied 
as pre-sterile sterile products however there are some rare examples where manufacturers 
provide these items non sterile. Where this is the case the Manufacturer’s instructions indicate

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that these devices are able to be reprocessed for their initial use and then discarded following 
this single use episode. 
 
These are designated by the symbol below. 
 
 
6.5.3 Single Patient Use Items 
Products designated by the manufacturer as being ‘for single patient use’ are generally 
intended to be used for either a specified period of time or a specified number of uses on the 
same patient only; in the case of the latter, some element of decontamination or disinfection 
between uses may be indicated dependant on the device type and application. 
 
6.5.4 Limited Use Items 
Items commonly associated with this classification include devices such as some anaesthetic 
devices and electro medical items such as Diathermy cables which have a limited use. This is 
indicated by the manufacturer and cannot be exceeded. Purchasers of limited use items are 
responsible for the replacement of these items once the life expectancy of the item has been 
reached. 
 
 
6.6 
FLEXIBLE ENDOSCOPES 
 
6.6.1 Requirements & Specialist Provision 
Requirements for the, procurement, management, cleaning, decontamination, and storage of 
heat liable fibre optic flexible endoscopes is contained within Health Technical Memorandum 
01-06 “Decontamination of Flexible Endoscopes” 2016 
 
This section should be read in conjunction with the Endoscopy Decontamination Policy 
and other local Endoscopy Standard Operating Procedures, which apply to all areas of 
the Trust including Rugby St Cross. 
 
Flexible endoscopes are a group of medical devices which present some of the most 
significant challenges in relation to effective decontamination. This is because:

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 
A wide range of Flexible endoscopes are used which have different lumens and 
connections therefore there are subtle differing requirements regarding their 
decontamination. 
 
They are unable to be reprocessed by any other means other chemical processes in a 
sophisticated AER. 
 
Due to the high value of the endoscopes, there being few in number and the high 
turnover of quick procedures, these specialist decontamination areas must be located 
close to the point of use. 
 
The decontamination process is a wet process and processed scopes require 
specialist drying & storage or use within three hours of being reprocessed through the 
AER. 
 
This policy section has therefore been developed to support users of flexible endoscopes in 
the management and decontamination of these devices. However this policy itself cannot be 
exhaustive due to the range of endoscopes in use and is therefore to identify the principles of 
this area of responsibility and must be supplemented by practical information and procedures 
gained from endoscope and automated endoscope re-processor (AER) manufacturers. 
 
6.6.2 Information sources 
A wide range of information is available to support staff that use and/or decontaminate flexible 
endoscopes. However, primary sources of information which staff should read and utilise are 
as follows: 
 
 
Health 
Technical 
Memorandum (HTM) 
01-06 
“Decontamination 
of 
Flexible 
Endoscopes” 2016 
 
BS EN ISO 15883-4:2009 Requirements and Tests for Washer Disinfectors Employing 
Chemical Disinfection for Thermoliable Endoscopes 
 
BS EN ISO 16442:2015 Controlled Environment Storage Cabinet for Processed 
Thermoliable Endoscopes 
 
National Endoscopy Programme Decontamination Standards for Flexible Endoscopes 
March 2008 
 
BSG Guidelines for Decontamination of Equipment for Gastrointestinal Endoscopy 
February 2016 
 
The MHRA Microbiology Advisory Committee Decontamination manual (MAC Manual) 
part 3 
 
MHRA Top Ten Tips Endoscope Decontamination 2013

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6.6.3 General Requirements where flexible endoscopes are re-processed 
 
Departmental managers are responsible for ensuring that staff are aware of the contents and 
location of the Trust Decontamination Policy, which must be maintained up to date, accessible 
to staff, and used to determine departmental policies and procedures as required. 
 
Implementation of specific requirements for the management of flexible endoscopes, along 
with ongoing staff training, are the responsibility of the HTM (EQR) designated ‘User’, which 
by default will be the department manager. The definitions of the User’s role and the role of 
staff operators of all washer- disinfectors (including AER’S) are included within section 5, 
which should be referred to. 
 
Users are accountable to the Chief Executive via the Infection Prevention and Control 
Committee for implementation of the this policy and national decontamination requirements. 
 
The Decontamination Lead will maintain a list of designated ‘Users’; Department Managers 
are responsible for ensuring that personnel changes are communicated to the 
Decontamination Lead. 
 
Either the ‘User’ or a responsible person designated by the User (such as a support worker 
who uses the washer-disinfector regularly) must take primary responsibility for cascade 
training and general overseeing of the management of the washer-disinfector and should have 
received initial training by the manufacturer. Even where responsibilities are delegated, the 
User remains accountable for washer-disinfector management. 
 
Department ‘Users’ must ensure that for each AER a ring binder file (with wipe-clean cover) 
has been set up to collate all essential documentation. A template of contents required (the 
‘Process Log Book’) is available on the Intranet and this can be tailored to each individual 
department. 
 
Accessories used during endoscopic procedures should be single use wherever possible. 
Some items are not available as single use products; these must be fully decontaminated in 
the SSD between uses and traced to patients. 
 
There are three areas within the Trust which have AER’s installed (endoscopy and theatre 
suites at University Hospital and The Hospital of St Cross). Other departments which use

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flexible endoscopes must make arrangements with these departments for their own 
endoscope decontamination. Although this service may be chargeable, it will be a cheaper 
alternative to the running costs of additional local facilities. 
 
Where flexible endoscopes require transfer from the clinical area to and from a 
decontamination location, specialist separate polythene bags must be used for transporting 
clean and dirty scopes which are available from numerous suppliers. 
 
6.6.4 Purchasing of flexible endoscopes 
It is imperative that prior to purchasing new flexible endoscopes the appropriate pre-
purchasing assessments are undertaken in line with the principles outlined in sections 6.1 and 
6.2. This will ensure that: 
 
As flexible endoscopes are re-processed locally rather than in the SSD, some elements of the 
acquisition documentation (i.e. the DAF) are not applicable, however the form should still be 
used and a copy sent to the Decontamination Lead for recording purposes. 
 
When purchasing either new/replacement flexible endoscopes or new/replacement AER’s it is 
essential that the correct adaptors are purchased to connect the AER connection tubing to the 
specific endoscopes being cleaned. Suppliers will provide advice on this. 
 
6.6.5 Accommodation 
The requirements for decontamination accommodation within flexible endoscope re-
processing areas include that they should: 
 
 
Be physically separated from all other work areas, including patient treatment areas. 
 
Be accessible from a service corridor. 
 
Be mechanically ventilated. 
 
Have walls and other surfaces finished with flush junctions; be smooth, water resistant and 
able to withstand frequent cleaning. 
 
Have floors sealed with a washable non-slip finish. 
 
Have adequate lighting available to permit good working practices. 
 
Have hand washing and personal protective equipment facilities located in or near to the 
decontamination area. 
 
The area must have sufficient worktop and floor area space to facilitate safe activities and 
movement within the area.

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 
A ‘one-way flow’ of scopes into, through and out of the decontamination area is extremely 
important to avoid re-contamination of processed endoscopes. Achieving this is more 
straightforward now that AER manufacturers are marketing ‘pass-through’ machines. 
 
Specialist double manual cleaning sinks with aerosol extraction canopies above are 
required, along with appropriate receptacles for cleaning brushes and cloths. 
 
6.6.6 Health & Safety 
Both chemicals and machinery employed by decontamination processes involve risk to 
operators and these risks must be managed safely by designated Users. 
 
Users must undertake standard and COSHH risk assessments (which must be fully 
documented for audit purposes) relating to AER’s and detergents employed, and any 
identified risk issues must be addressed by means of documented departmental operational 
procedures which staff are made fully aware of and adherence monitored to ensure ongoing 
compliance. 
 
Staff must be aware of the location of COSHH risk assessments in the event of a detergent 
spillage or detergent splashes to eyes etc. 
 
Staff must not operate or undertake housekeeping on AER’s until they have received training, 
which must be documented in a list such as that provided in the Process Log Book. 
 
Standard Personal Protective Equipment is required during flexible endoscope 
decontamination including the loading of AER’s including: 
 
 
Chemical resistant rubber gloves (i.e. not surgical gloves) for handling of soiled devices. 
 
Disposable polythene aprons. 
 
Visor-masks or alternative as indicated by the Infection Control Policy. 
 
6.6.7 Policies and Procedures 
A detailed manual wash procedure must be devised by each department which 
decontaminates flexible endoscopes. This must be in accordance with MDA DB 2002 (05) and 
the endoscope manufacturer’s specific instructions; it will also take account of the manual 
cleaning detergent supplier’s instructions for dilution and use. The importance of rigorous 
manual cleaning cannot be understated as this is the most critical element of defence against 
transmission of infection between patients. The key requirements for inclusion within the 
cleaning procedure are as follows:

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a. Step by step cleaning technique which supports a consistently reproducible method 
b. Identification of compatible (preferably enzymatic unless contra-indicated by the scope 
manufacturer) detergent, method of achieving the correct concentration and water 
temperature, length/ number of uses 
c. Use of correct cleaning brushes identified by the scope manufacturer and post-use 
decontamination or disposal of these 
d. Disassembly of scope attachments and leak testing 
e. Flushing of channels and final rinsing prior to AER processing 
 
Basic operator instructions for each type of AER should be provided by the AER manufacturer 
and must be included in the relevant section of each Process Log Book; the User must hold 
the full Operational Manual supplied with the AER 
 
A local spillage procedure is required to ensure that staff are equipped to deal with major 
detergent or disinfectant leaks from AER’s, or the spillage of high level disinfectants from their 
containers 
 
A local traceability procedure is required which meets the criteria outlined in the following 
section. 
 
6.6.8 Traceability 
Health Services Circular 2000/032 states that all NHS healthcare providers are to “have 
robust systems in place to ensure that all instruments are traceable to the patients to whom 
they have been used” 
 
It is therefore mandatory that flexible endoscopes are fully traceable to both patients and 
decontamination processes in the same way that surgical instruments are traceable. To 
achieve this, a unique ID must be assigned to each flexible endoscope either by the 
manufacturer or locally using a waterproof ID tag. 
 
During each usage cycle the following must be recorded: 
 
 
The pre-use decontamination cycle number in the AER either by entering/scanning the 
scope ID into the AER tracking software or recording the AER cycle number in a record of 
usage of the individual endoscope. Records must show which member of staff operated

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the AER and confirmed that the cycle had passed, along with the cycle parameters of the 
AER process – these will normally be via a print out from the AER 
 
 
The patient on whom the endoscope was used. This may be electronically recorded (the 
optimal solution) such as on Opera or by entering the PID into AER tracking software, or 
manually recorded if there is no IT-based alternative available. This element of traceability 
must facilitate in the most optimal way: 
 
o Identifying which scope was used on a specific patient. 
o Which subsequent patients the scope was used on. 
 
6.6.9 Staff Training 
Users are responsible for complying with the principles of section 8. Specifically for 
departments which use endoscopes this will include the following elements as applicable: 
 
 
All ‘Users’ must have attended an accredited training course on flexible endoscope 
decontamination. 
 
 
Either the User or designated staff lead(s) must have been trained to undertake 
housekeeping, daily tests and operate AER’s by the manufacturer. This training must be 
documented in the form of a certificate provided by an approved training provider. 
 
 
Staff trained above may cascade train their colleagues in the use of the AER, provided the 
appropriate elements of their training are cascaded in full. Responsible AER suppliers will 
provide a staff information booklet for this purpose. 
 
 
All staff who are required to use or conduct daily tests/housekeeping on AER’s must have 
received training either from the manufacturer or be ‘cascade trained’; this must be 
documented on the Trust Decontamination competency database, which is to be regularly 
reviewed and updated by Unit Managers or nominated Decontamination Leads. 
 
 
The phrase ‘decontamination of flexible endoscopes and operation and housekeeping of 
AER’s’ must be included in the job descriptions of staff.

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6.6.10 Validation, Testing and Maintenance 
AER’s are included within the scope of HTM 01-06 and BS EN ISO 15883 and therefore 
require a mandatory programme of maintenance and validation tests to ensure that they are 
functioning satisfactorily. The key requirements are as follows: 
 
6.6.11 Daily “Pre-Use” Testing 
A series of basic operational tests, including a physical check of the machine and associated 
loading equipment and accessories, door seals and detergent levels. These tests are to be 
undertaken prior to the AERs being used and usually undertaken at the beginning of the 
working day. These are undertaken by departmental staff and recorded on a daily check 
sheet. Completed daily check sheets should be filed within the Process Log Book. 
 
6.6.12 Weekly Tests 
Weekly tests may be performed by either the ‘User’ or designated and appropriately trained 
“operators” or by qualified test or maintenance personnel from equipment manufacturers or 
external authorised and competent contractors known as “Competent Persons.” 
 
Again, weekly test sheets/ test method statement should be obtained from the AER supplier or 
designed by the AED on behalf of the User. Completed sheets should be filed within the 
Process Log Books and retained for 20 years. 
 
6.6.13 Rinse water tests 
These are an essential requirement of EQR and the Standard Operating Procedure (SOP) for 
Flexible Endoscopes within the organisation and must be undertaken by the User, Operator or 
Competent Person CP(D) on a weekly basis. This sampling method can be found in section 
13 of the Decontamination SOP for Flexible Endoscopes which provides a step-by-step 
procedure for taking of final stage RO water, the labelling and sending of water samples and 
the interpretation and actions to be taken and recorded on receipt of water testing results. In 
all cases the method or taking these samples is to be carried out using an “aseptic technique.” 
 
A Summary of the water Microbiology pass/fail limits are summarised below.

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Aerobic colony count
in 100 mL at 35oC for 72 hr
Green
Acceptable
 
– indicates that bacterial numbers are under a 
Yellow
 reasonable level of control
Unsatisfactory
- investigate potential problems and self-disinfect 
Orange
 or super-chlorinate
Unacceptable
- take AER out of service until water quality
Red
 improved
Source: Willis C, Epidemiol. Infect. 134 (2):279-84, 2005
Colour grade
Over 100
Note:
Mycobacterium sp. not detected in 100 mL water satisfactory
1-9 on a regular basis
10-100
Microbiology
Interpretation/action
Less than 1
Satisfactory
 
Figure 6. 
 
A pragmatic approach is required with any failures. A risk assessment should be undertaken 
to establish whether the risk is greater to the patient by not having the procedure. Advice 
should be sought by the user from the Director of Infection Control and the Decontamination 
Lead. 
 
6.6.14 Quarterly and Annual Tests 
These are performed by the AER supplier during the first 12 months of a new installation and 
thereafter can be undertaken by the supplier, the third party decontamination maintenance 
provider or VINCI. These tests are expensive and purchasers of AER’s are advised to 
consider year 2 costs of this at the time of purchasing the machine. 
 
Whoever undertakes the validation tests, the designated ‘User’ is accountable for ensuring 
that such tests have been undertaken and therefore the User is strongly advised to use a 
checklist to monitor adherence to the validation programme. 
 
It is imperative that Users view and sign off completed test documentation. The test person 
will advise if there are any problems with the test procedure or results obtained and what 
action – if any – is required. Completed documentation should be managed as outlined above 
in ‘weekly tests’. 
 
6.6.15 Storage 
After all decontamination processes, the aseptic properties of endoscopes has to be 
maintained and assured, up to the point of use or subsequent reprocessing. All reprocessed 
scopes must be used within three hours or stored in specialist “Drying/Storage” cabinets or

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stored in a conventional state and declared as a non-usable state until such time as they are 
reprocessed again prior to use. Where this is the case there are two storage options available. 
 
 
Controlled Clean Air Cabinet Storage 
(Scopes can be stored for up to 28 days and used immediately from that cabinet) 
Maintained, tested and validated to the requirements of BS EN ISO 16442. 
 
 
Conventional storage systems 
(All Scopes must be fully decontaminated again prior to use) 
 
All flexible endoscopes should be stored vertically in these, dedicated cupboards which are 
themselves validated, maintained and Monitored to BS EN 16442:2015 “Controlled 
Environment Storage Cabinet for Processed Thermoliable Endoscopes” The internal design 
provided a bacterial free highly filtered positive air circulated environment. 
 
In addition to controlled circulated HEPA filtered air the cabinets also allow the user to identify 
the time each scope has been in each cabinet to ensure all are used and removed in a timely 
manner. Users are required to ensure that all cabinets are made available to ensure that there 
is no slippage in the schedule of maintenance and testing of these machines. 
 
6.6.16 Use of flexible endoscopes on patients identified with a known or ‘at risk’ TSE 
Status 
Standards and requirements for all medical devices, including surgical instruments and 
flexible endoscopes can be found in Health Services Circulars 1999/178 and 1999/179. 
HTM 01-06 provides specialist and specific requirements in the receipt, handling, storage and 
decontamination or disposal of these items. 
 
Advice on this area continues to develop and it is not appropriate to provide a ‘cover all’ 
statement of policy, rather each case should be reviewed individually in conjunction 
with the infection control team and neurologists. Key points in this area are as follows: 
 
 
Traditionally, scopes have been quarantined after use on a patient with a known, 
suspected or at risk diagnosis of variant CJD or other transmissible spongiform 
encephalopathies. This effectively means that the scope will usually be discarded at a 
later stage.

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A summary of this guidance recommends the following: 
 
 
In cases of confirmed diagnoses the scope should be cleaned manually and 
quarantined for possible future use on the same patient only, otherwise discarded. 
Where the scope has been retained for a further use on that patient only, the scope 
should be stored in a locked and controlled area to prevent that scope being 
mistakenly used upon any other subsequent patient. The SSD Department has a 
specialist “Vault” for the quarantining and secure storage of such items. 
 
 
In suspected or ‘at risk’ cases it may be permissible to re-use the scope on other 
patients provided the endoscopy procedure has not breeched or vaporised gut 
mucosa and an unsheathed accessory has not been withdrawn through the working 
channel of the endoscope. 
 
 
A further proviso would be that the manual cleaning has been undertaken by a trained 
staff member in accordance with the departmental documented procedure and the 
scope is disinfected in a fully validated AER. 
 
In every case the advice from the Infection Prevention & Control Team, The Endoscopy 
Unit Manager, The Trust Decontamination Lead, and neurologists must always be 
sought in each case. 
 
6.6.17 Flexible Nasendoscopes 
Pre-purchase assessment and prior to using of flexible nasendoscopes is particularly 
important as the manufacturers cleaning and decontamination reprocessing instructions may 
advocate the use of Glutaraldehyde disinfection which is not used at UHCW. 
 
In all cases guidance from the Trust Decontamination Lead and Infection Control is to be 
sought in the use and decontamination of these devices. 
 
The desirable decontamination method is for nasendoscopes to be re-processed after each 
use in a validated AER. No other method can provide a proven, reproducible and validated 
means of effectively decontaminating these devices. In areas where nasendoscope usage is 
high, consideration should be given to the acquisition of a commercially available specialist 
nasendoscope washer-disinfector however; the initial procurement, installation, 
commissioning, cycle and validation costs of these will need to be considered, along with the 
suitability of the local environment.

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Most departments which use nasendoscopes report that they have insufficient scopes to allow 
remote re-processing in central AER’s. Where this is the case business planning should be 
undertaken to allow for this best practice solution to be adopted and implemented. 
 
Nasendoscopes are manually cleaned and high level disinfected using Tristel 3 Wipe System 
at UHCW and St. Cross. 
 
6.7 
MANAGEMENT & USE OF BEDPAN WASHER-DISINFECTORS 
 
6.7.1 Introduction 
Bedpan washer-disinfectors have been installed in numerous wards and departments within 
the Trust for the purpose of decontaminating non-invasive medical equipment. 
 
Bedpan washers do not fall within the primary scope of the Decontamination Policy (as they 
are not used for invasive medical devices); however, national standards for the management, 
use and maintenance of washer-disinfectors HTM 01-01 (EQR) are applicable. Additional 
guidance is found in BS EN ISO 15883 (Part 3) Requirements & Tests for Washer Disinfectors 
Employing Thermal Disinfection for Human Waste Containers. This policy section has 
therefore been developed to support users of bedpan washers in ensuring that these are 
managed appropriately and safely in line with current guidance. 
 
6.7.2 Applications of bedpan washer-disinfectors 
Bedpan washers are intended to be used primarily for the cleaning and thermal disinfection of 
re-usable bedpans only. Within the Trust the only items which are to be cleaned and 
disinfected in these washers are: 
 
 
Re-usable bedpans 
 
Urine collection equipment 
 
Mop buckets 
 
Under no circumstances may bedpan washers be used for invasive, re-usable medical 
devices (surgical instruments) or any other invasive or non-invasive items. If in any doubt the 
Infection control team or Decontamination Lead must be consulted.

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6.7.3 General Requirements where bedpan washers are used 
 
 
Departments must ensure that staff are aware of the contents and location of the Trust 
Decontamination Policy, which must be maintained up to date, accessible to staff, and 
used to determine departmental policies and procedures as required. 
 
Implementation of specific requirements for the management of bedpan washers, 
along with ongoing staff training, are the responsibility of the designated ‘User’, which 
by default will be the department manager. The definitions of the User’s role and the 
role of staff operators of all washer-disinfectors are included within Section 5, which 
should be referred to. 
 
 
Users are ultimately accountable to the Chief Executive via the Infection Prevention 
and Control Committee for implementation of the Decontamination Policy and national 
decontamination requirements. 
 
 
Either the ‘User’ or a responsible person designated by the User (such as a support 
worker who uses the washer-disinfector regularly) must take primary responsibility for 
cascade training and general overseeing of the management of the washer-disinfector 
and should have received initial training by the manufacturer. Even where 
responsibilities are delegated, the User remains accountable for washer-disinfector 
management. 
 
Department ‘Users’ must ensure that for each bedpan washer a ring binder file (with 
wipe-clean cover) has been set up to collate all essential documentation. This file is 
termed the ‘Process Log Book’ and a full template version is available from the 
Decontamination Lead. 
 
 
A process to facilitate the ordering of detergent has been set up and further 
information is available from the supplies department. However, it should be noted that 
only a high alkaline detergent pH12 from the manufacturer must be used. 
 
6.7.4 Accommodation 
The requirements for decontamination accommodation within local re-processing areas are 
that they should:

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 
Be physically separated from all other work areas, including patient treatment 
areas and also: 
 
 
Be accessible from a service corridor 
 
Be mechanically well ventilated 
 
Have suitable wall coverings and finishes with flush joints, smoot, water resistant and 
able to withstand frequent daily cleaning. 
 
Have floors of a robust, washable non-slip finish 
 
Have good lighting to permit good working practices, cleaning and maintenance. 
 
Have both hand washing and disposable personal protective equipment facilities in 
that area 
 
6.7.5 Health & Safety Requirements 
Both chemicals and machinery employed by decontamination processes involve risk to 
operators and these risks must be managed appropriately by designated Users. 
 
 
Users must have undertaken standard and COSHH risk assessments relating to 
bedpan washer-disinfectors and detergents and any identified risk issues must be 
addressed by means of departmental operational procedures 
 
 
Staff must be aware of the location of COSHH risk assessments in the event of a 
detergent spillage or detergent splashes to eyes etc. 
 
 
Staff must not operate or undertake housekeeping on bedpan washers until they have 
received training, which must be documented 
 
 
Personal Protective Equipment is required to be worn during the loading and unloading 
of bedpan washers including: 
o Full length disposable aprons 
o Full face visors to protect both eyes and airways. 
o Heavy duty rubber disposable rubber gloves 
 
6.7.6 Policies and Procedures 
Manufacturer’s operating procedures along with daily test record sheets have been included 
within the Process Log Book. Designated ‘Users’ are wholly accountable for ensuring that 
manufacturer’s instructions along with local and national requirements for the management

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and safe use of bedpan washers (see 9.10) are implemented; this may require additional 
procedures to be devised which are specific to departmental use and applications. 
 
6.7.7 Staff Training 
Users are responsible for complying with the principles of Decontamination Training (Section 
11). This includes ensuring that all staff within their remit that have responsibility for the use of 
bedpan washers: 
 
 
Are listed and the list maintained up to date and available on request for auditing 
purposes (a template is included within the Process Log Book). 
 
Have documented, including dates and content, training relating to their responsibilities 
(e.g. manufacturer’s training certificates for departmental leads). 
 
Have ‘operation and housekeeping of bedpan washer-disinfectors’ included in their job 
description. 
 
6.7.8 Resources 
Comprehensive lists of downloadable decontamination documents, including a template 
Process Log Book, are available on the Intranet. 
 
6.7.9 Workflows 
Users must ensure that workflows are appropriately designed to ensure that soiled and 
decontaminated items are segregated during re-processing. As a general principle, users 
must ensure that a ‘one-way’ flow of equipment being decontaminated is in place – i.e. from 
‘dirty’ to ‘clean’ – and that clean and dirty items cannot be mixed. Decontaminated items 
should not be stored in the area where cleaning of used/contaminated items are cleaned. 
 
 
6.7.10 Validation, Testing and Maintenance 
 
Bedpan washer-disinfectors are included within the scope of requirements listed within HTM 
01-01 and therefore require a mandatory programme of maintenance and validation tests to 
ensure that they are functioning satisfactorily. Requirements are as follows: 
 
 
Daily Housekeeping Tests 
A series of basic operational tests are required to comply with HTM 01-01 and these 
are to be undertaken by departmental staff each day and these must be recorded on

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the Daily Check sheet; a sample copy is provided in the Process Log Book (PLB) and 
completed copies should also be filed in the PLB. 
 
 
 
Weekly, Quarterly and Annual tests 
These are performed by VINCI to a set of national standards and should be 
undertaken automatically by the contracted PFI partners. However, the designated 
‘User’ is accountable for ensuring that such tests have actually been undertaken and 
therefore the User is strongly advised to use a checklist to monitor this validation 
programme. 
 
It is imperative that Users view and sign off test documentation provided prior to the device 
being brought back into normal use. The Test Person will advise if there are any problems 
with the test procedure or results obtained and what action – if any – is required. 
 
 
6.8 
MANAGEMENT OF INSTRUMENTS ON LOAN 
 
6.8.1 Introduction 
From time to time instrumentation is rented either for a short-term period (for example one or 
two days for a specific patient/s) from instrument manufacturers, or other healthcare 
providers. Sometimes Instruments are issued to the Trust by the supplier on a long-term free 
consignment basis. Instrumentation in both these scenarios would be deemed ‘loan 
equipment. The following standards and Health service documents (below) are applicable and 
fully enforceable across the Trust in all cases. 
 
6.8.2 Key Reference Documents 
 
 
Managing Medical Devices, Guidelines for healthcare & Social Services Organisations 
MHRA April 2015 
 
 
MHRA SN 2002(17) – Management of loaned medical devices, equipment or 
accessories from manufacturers or other hospitals. 
 
 
MHRA SN 2000(18) – Handling of Surgical Instruments on Loan from another 
Organisation.

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 
AfPP IDS’c Loan Set Management Principles 2010 
 
 
UHCW Protocol ‘Decontamination prior to servicing or repair’ 
 
6.8.3 Risks Associated with Loan Equipment 
Loan equipment elicits a number of issues which may present risks to the Trust if not 
managed appropriately, such as: 
 
 
Staff unfamiliarity with the loaned instrument sets. None or limited time for all staff to 
become familiar with the contents of the instruments prior to decontamination or use. 
 
 
Increase in the risk may be delivered with items missing and, if this is not noted, may 
adversely affect surgery or result in patient cancellation. 
 
 
Inappropriate/unclear reprocessing instructions 
 
 
Certain sets may require specialist re-processing methods not normally employed 
within the Trust, leading to the set not being available in time for surgery. 
 
 
Sets delivered in plastic containers which may cause a lengthy delay in the 
reprocessing of the devices due to a prolonged and temperature stable drying time 
being required in excess of the time allowed to reprocess these items resulting in wet 
loads 
 
 
Components of sets may involve complex assembly/ disassembly procedures during 
re-processing and SSD staff who have not been trained may omit these, resulting in 
sub-optimal cleaning and sterilization or damage. 
 
 
Traceability of loan sets presents difficulties as these are not listed on the Trust’s 
instrument management system and due to the prolonged duration required to add 
these individual components to the system. 
 
6.8.4 Risks Associated with Consignment Equipment 
Consignment equipment differs from loan equipment in that it is usually supplied free of 
charge on the basis that associated implants are used to pre-agreed annual volumes. 
Consignment equipment, as loan equipment, is usually high-cost and contains specialist and

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complex components, which in turn may have a greater potential to be damaged during use or 
not effectively decontaminated. Risks which may apply to consignment equipment include: 
 
 
 
6.8.5 Essential requirements in the Management of Loan Instrumentation 
The MHRA Safety Notices referenced above provide details of basic criteria required for the 
appropriate management of risks in relation to loan and consignment instrumentation as 
follows (paraphrased): 
 
 
Ensure that appropriate procedures are in place and followed to manage the use of 
loaned instrumentation which include staff training and inventory checks of all 
components. 
 
The devices are from a UK or European Medical Company and all instruments must 
be CE marked and have a Medical Devices Declaration of Conformity as to their 
medical devices class status. 
 
 
Ensure that adequate time is allowed to carry out effective decontamination prior to 
and after use 
 
 
That relevant EEC/European/UK re-processing instructions are provided and reviewed 
by SSD ahead of any agreements or delivery of the items, along with a full and 
accurate contents list; if inappropriate time/temperatures are quoted the instruments 
should not be used loaned. 
 
 
For consignment items, a list of the items and contents, along with a copy of the 
consignment agreement, must be provided to the Decontamination Lead 
 
 
Periodic checking/ maintenance arrangements and responsibilities of consignment 
stock must be agreed and remain the responsibility of the supplier and in agreement 
with Trust contracts and procurement teams. 
 
During negotiations over consignment stock arrangements prior to delivery, clinical 
services are strongly advised to request that sets are supplied by the consignor in 
sterilisation containers wherever possible. This will eliminate the risk of wrapping 
damage during transport.

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6.8.6 Procedure for Acquisition and Use of Loan Instrumentation 
 
 
All loans of third party instrumentation must be recorded in loan registers held within 
(a) the theatre suite and (b) the Sterile Services Department 
 
 
All loan instrumentation must be delivered to the Trust’s theatres in ‘good time’ to allow 
pre-use checks and re-processing to be undertaken. ‘Good time’ is defined as: 
 
 
48 Hours prior to planned use. This is to allow for: 
 
 
Theatres to check sets with the supplier’s representative. 
 
 
Training of SSD and Theatre staff in decontamination and use of the loan items. 
 
 
Checking of decontamination instructions prior to possessing. 
 
 
Entry of the set into T-Doc to allow traceability. 
 
 
The item to be recorded in SSD and theatre loan registers. 
 
 
Container and weight assessment and validation requirements to be met. 
 
 
Loan sets must be made available to SSD during weekday working hours to allow SSD 
admin staff time to produce traceability labels and outline tray sheets as required. 
 
 
Prior to delivery, the person arranging the loan must ensure that standard re-
processing parameters can be met i.e. 
- 
Able to be processed in an automated washer-disinfector at 90 degrees Celsius. 
- 
Steam sterilisable at up to 137 degrees Celsius or alternative Low Temp Gas 
Plasma Sterilisation. 
 
In all circumstances the supplier’s re-processing instructions must be provided to the SSD 
management – who will advise on any perceived difficulties with the prescribed 
decontamination method.

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6.8.7 Loan sets Arrival and Delivery Instructions 
All loan sets are to be delivered directly to theatres and accompanied by a complete and 
accurate list of contents; theatre staff is responsible for ensuring that the contents are correct 
as per the contents list, prior to forwarding to the Sterile Service Department for 
decontamination. 
 
Within SSD there are strict requirements regarding the receipt of Loan instruments. These 
include: 
 
No loan trays are to be delivered to the SSD after 4.00pm. 
 
Despite UHCW Sterile Services Department being an accredited department, all loan 
items must be accompanied by a decontamination certificate when returned to the 
supplier. The principles of Trust Policy ‘Decontamination Prior to Servicing or Repair’ 
must be adhered to and a sample form for instrumentation is included within that 
policy. 
Appendix 6 illustrates the required arrangements for loan instrumentation in a flowchart 
format. 
 
6.8.8 Requirements Associated with Consignment Instrumentation 
To ensure that clear arrangements and responsibilities exist in relation to long-term 
consignment instrumentation, the procuring (clinical) department must establish the following 
elements with the supplier and these must be in the form of a written agreement: 
 
 
A full schedule and the length of the consignment – which may be indefinite and 
dependant on the continued use of associated implants 
 
 
The number of procedures/ annual spend on implants required to retain the 
instrumentation 
 
 
Agreement on which party is responsible for paying for damage, missing items and 
routine maintenance or replacing limited use or items which have been identified as 
being unusable as a result of normal wear and tear. 
 
The Decontamination Lead must receive a copy of the consignment agreement and 
indemnity form prior to acceptance of the instruments for reprocessing. 
 
6.8.9 Loaning UHCW Instrumentation to other Organisations

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The loaning of UHCW instrumentation to other organisations without careful consideration is 
strongly discouraged, however, it is recognized that in some circumstances this is unavoidable 
if a patient’s best interests are to be given priority; in other cases this may occur on a planned 
basis with private sector partners for mutual benefit. Where this does occur, the following key 
requirements apply: 
 
 
The sending department must ensure that the tray will not be required at UHCW whilst 
away on loan. The Theatre Manager or her representative is required to make this 
declaration and ensure that it is communicated effectively throughout the organisation. 
 
 
The tray must be returned in good time for re-processing for subsequent re-use within 
the Trust 
 
 
A loan agreement record sheet (Appendix 7) must be completed for each loan and a 
copy retained in theatres; the agreement is intended to protect UHCW and confirm 
liability arrangements in the event of problems arising i.e. 
 
 
The borrower is responsible for arranging transport and transport costs (both to and 
from the borrower) where and by when the item should be delivered to and returned to 
and the period of the loan and charges to be applied. 
 
 
Which party will accept repair or replacement costs in the event of damage or loss and 
at which point (if applicable) in the delivery/use/return loop liability changes between 
the parties. 
 
 
Agreement over liability in the event that the loaned items are deemed not fit for use 
for any reason by the borrower. 
 
From commencement of instrument re-processing charges being applied to service users, the 
theatre/speciality loaning an item to another organisation will be liable for charges unless the 
SSD manager has been provided with details of any third party who are to be charged directly. 
A form to pass on the details is included in this policy at Appendix 8. Such re-processing 
charges must be agreed with the third party in advance. 
 
 
7.0 DISSEMINATION & IMPLIMENTATION 
Dissemination and implementation via Trust intranet following ratification and approval.

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8.0 DECONTAMINATION TRAINING 
 
8.1 Introduction 
Use of decontamination equipment presents a number of risks to both staff operators and 
patients on whom decontaminated devices are to be used such as: 
 
 
Burns or scalds sustained by operators from steam or hot water egress from sterilisers 
or washer-disinfectors 
 
Respiratory problems due to inhalation of chemical vapours 
 
The risk of infection from failed or inadequately decontaminated products being 
released for use 
 
It is essential therefore that all Users ensure that operators within their areas of remit are 
appropriately trained to operate, undertake housekeeping and complete documentation in 
relation to sterilisers, washer-disinfectors and endoscope processors (AER’s) installed within 
their department. In order to monitor this, the Trust’s Decontamination Lead maintains a 
Decontamination Training Database which is available for inspection on request. 
 
A series of training elements in relation to decontamination (where undertaken) must be 
implemented in local departmental training policies: 
 
8.2 Local Training Tools 
A number of approved training tools have been developed for use within areas (where 
relevant) which include: 
 
8.3 
Standard Operating Procedures (SOP) For Flexible Endoscopes 
These have recently been produced to replace the previous Flexible Endoscope Training 
Handbook and provide up to date current guidance for all department managers in areas 
where an automated endoscope re-processor (‘AER’) is installed, for use by each individual 
staff member who operates or undertakes daily tests or housekeeping on the AER. The SOP 
contains essential information and outline procedures which are to be adopted locally. 
Copies of associated signed off training records must be retained in the employee’s personal 
file and any separate training files and the original returned to the staff member. In addition, 
all Users must provide Trust’s Decontamination Lead with full details of all staff training in 
decontamination processes for entry / update onto the Trust’s Decontamination Training 
Database.

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8.4 
The Sterile Service Department Training Handbook 
This is a comprehensive training and assessment document which covers the foundational 
aspects of decontamination within Sterile Services. All new and existing staff’ are required to 
work through this tool, with assessment and sign-off by the Sterile Service Co-ordinators at 
key stages. 
 
8.5 
Local Training Packs 
It is recognised that general training plans for new and existing staff vary in scope and content 
across the Trust. Some services have included decontamination training, where undertaken, 
in their induction packs or other documents, however it is essential that the scope of the 
approved documents above is, as a minimum, included in each departmental training plan 
where decontamination is undertaken. 
 
Any training documents which are used locally are deemed to be unapproved unless these 
have been submitted via the Decontamination Lead to the Decontamination Committee for 
approval and this has been granted. This measure is necessary to ensure that the required 
levels of training, for both staff and patient safety, are fully covered and that training content is 
accurate. 
 
8.6 
External Training 
External training may be provided on-site or off-site to meet a number of requirements: 
 
8.6.1 In SSD, all new and existing production staff and operational managers are required to 
undertake the NHS Estates Online Decontamination Training Programme as determined by 
existing SSD Training Policy outlined in the department’s Quality System. Staff working in 
areas outside the SSD who have decontamination responsibilities are also required to 
undertake this training (relevant modules – e.g. endoscopy) and should contact the SSD 
manager for further information. 
 
8.6.2 All new decontamination equipment installations must, during commissioning, include 
comprehensive staff and managerial training provided by an appropriate representative of the 
equipment supplier. Part of this training will lead to the production of local procedures for the 
maintenance, validation, testing and product release of items re-processed prior to utilising the 
equipment. The training must include provision of certification by the trainer and copies of this 
evidence must be held within the employees’ personal files, any local training files and the 
original version, along with any other training information documentation, issued to the staff

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members trained. Further in-house ‘cascade’ training is acceptable provided the schedule of 
training is available for future reference; this should be obtained from the manufacturer. 
 
8.6.3 All departments where medical device decontamination is undertaken must ensure 
that either the departmental manager, or the designated ‘User’ if different, attend a relevant, 
approved User’s Course. In general, this would be the washer-disinfector/ sterilizer course/ 
endoscope course for managers run by organizations such as Eastwood Park Training Centre 
or similar City & Guilds course such as those provided by endoscope processor 
manufacturers. In sterile services, all managers and co-ordinators must have attended a 
Decontamination Course for Managers. 
 
8.6.4 Other ad-hoc training events may be accessible and services are recommended to 
ensure that, where these are appropriate to decontamination processes employed, such 
opportunities are undertaken and that subsequent ‘cascade training’ is undertaken by the 
attendee/s and documented. 
 
8.7 
Training Updates 
An annual assessment will be made of decontamination training requirement through 
Specialty Leads and individuals’ training records updated accordingly by their departmental 
managers. Training requirement and implementation is monitored through the Trust’s 
Decontamination Committee. 
 
8.8 
Training Opportunities within the Sterile Service Department 
In addition to the training mechanisms outlined in this policy, the Sterile Service Department 
will accommodate training requests or short-term placements for staff of all designations 
where this may be of benefit to their training or development plans. Further, ODP and nursing 
students are able to access placements in the SSD on written request from their training 
manager to the SSD manager. 
 
8.9 
Central Training Register 
All Users and departments where decontamination of invasive devices takes place are 
required to document and maintain details of staff training and competency on the Trust’s 
Decontamination Training Database. Users are required to review and where applicable 
update this document at least quarterly.

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9.0 
MONITORING COMPLIANCE 
 
9.1 Monitoring Table 
Aspect of 
compliance or 
effectiveness 
being 
monitored 
Monitoring 
method 
Individual/ 
department 
responsible for 
the monitoring 
Frequency 
of the 
monitoring 
activity 
Group / 
committee which 
will receive the 
findings / 
monitoring 
report 
Group / 
committee / 
individual 
responsible for 
ensuring that the 
actions are 
completed 
Adherence to 
Legislation & 
Standards 
Review of 
Standards & 
Guidance 
changes which 
affect policy and 
practice 
Trust 
Decontamination 
Lead 
Annually 
Decontamination 
Committee 
Decontamination 
Committee 
Staff Training 
Review of 
Training 
Competencies 
and maintaining 
the 
decontamination 
central training 
dashboard 
Individual unit 
managers 
involved with 
decontamination 
and nominated 
“Users” 
Quarterly 
Decontamination 
Committee 
Decontamination 
Committee 
Environmental 
monitoring 
and 
Document 
control 
(including 
validation and 
vesting 
regimes 
By visits to 
decontamination 
areas x 2 yearly, 
review of 
maintenance, 
testing and 
validation 
paperwork 
Trust 
Decontamination 
Lead 
 
AP(D) 
 
And Infection 
Prevention and 
Control staff 
 
2 x annual 
visits to 
each area 
 
Ad Hoc as 
required. 
Decontamination 
Committee and 
infection 
Prevention 
Committee 
Reporting 
Reports 
reviewed and 
reported at 
Decontamination 
Committee 
 
10.0 
STAFF COMPLIANCE STATEMENT 
All staff must comply with this Trust-wide Corporate Business Record and failure to do so may 
be considered a disciplinary matter leading to action being taken under the Trusts Disciplinary 
Procedure. Actions which constitute breach of confidence, fraud, misuse of NHS resources or 
illegal activity will be treated as serious misconduct and may result in dismissal from 
employment and may in addition lead to other legal action against the individual/s concerned. 
 
A copy of the Trust’s Disciplinary Procedure is available from eLibrary.

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11.0 
EQUALITY & DIVERSITY STATEMENT 
Throughout its activities, the Trust will seek to treat all people equally and fairly. This includes 
those seeking and using the services, employees and potential employees. No-one will 
receive less favourable treatment on the grounds of sex/gender (including Trans People), 
disability, marital status, race/colour/ethnicity/nationality, sexual orientation, age, social status, 
their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All 
staff, whether part time, full-time, temporary, job share or volunteer; service users and 
partners will be treated fairly and with dignity and respect. 
 
12.0 
REFERENCES & BIBLIOGRAPHY 
Legislative & Standardisation Documents 
Reference & Year 
Title & Publisher 
MDD 93/42 EEC 
The Medical Devices Regulation 
European Commission 
BS EN ISO 13485 (2016) 
Medical Devices 
Quality Management Systems for Regulatory Purposes 
British Standards 
Health Building Note 13 (1992) 
Sterile Services Departments 
NHS Estates 
Health Technical Memorandum 
01-01 (2016) 
Management and Decontamination of Surgical 
Instruments (Medical Devices) in Acute Care. 
Department of Health 
SI no 618 (2002) 
Consumer Protection: The Medical Devices Regulations 
 
Health Service Circular 2000/032 
(2000) 
Decontamination of Medical Devices 
NHS Estates 
National Decontamination Strategy 
BS EN ISO 15883 - 2 (2009) 
Washer Disinfectors. Requirements & Tests for Washer-
Disinfectors Employing Thermal Disinfection for Surgical 
Instruments. 
MHRA DB 2006(04) 
Single Use Medical Devices: Implications and 
Consequences of Reuse 
MDA/MHRA 
Guidance of Decontamination, The Microbiology 
Advisory Committee to the Department of Health 
MHRA (2015) 
Managing Medical Devices, Guidance for Health and 
Social Service Organisations 
MDA SN2000(18) 
Handling of Surgical instruments on Loan from Another 
Organisation 
MDA SN 2002(17) 
Management of Loan Medical Devices 
AfPP & IDSc (2010) 
Loan Set Management Principles 
MHRA 2003 (05) 
Management of Medical Devices Prior to repair, service 
or investigation 
 
MDA 2006(55) 
Handpieces used with Oral/Maxillio-facial surgery drills 
 
MDA SN 2000(28) 
Compatibility of medical Devices/Reprocessing 
equipment And Decontamination Agents

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MDA DB 1998(01) 
Guidance on The Sale, Transfer and Disposal of Used 
Medical Devices 
MHRA SN 2004(28) 
Risk of Transmission of Infection Because of Inadequate 
Decontamination 
 
CJD Management Guidance & Requirements 
Reference & Year 
Title & Publisher 
Health Service Circular 1999/178 
(1999) 
Variant Crutzfeldt-Jacob Disease (vCJD) Minimising the 
risk of Transmission. Department of Health 
Health Service Circular 1999/179 
(1999) 
Controls Assurance in Infection Control: Decontamination 
of Medical Devices. Department of Health 
National Institute for Clinical 
Excellence (NICE) (2006) 
Patient Safety, Reduction of Risks of Transmission of 
Crutzfeldt-Jacobs Disease (CJD) via Interventional 
Procedures 
 
Endoscopy Guidance & Requirements 
Reference & Year 
Title & Publisher 
Health Technical Memorandum 
01-06 (2016) 
Decontamination of Flexible Endoscopes 
Department of Health 
BS EN ISO 15883 – 4 
(2009) 
Washer Disinfectors. Requirements & Tests for Washer 
Disinfectors Employing Chemical Disinfection for 
Thermoliable Endoscopes 
BS EN 16442 
(2015) 
Controlled Environment Storage Cabinet for Processed 
Thermoliable Endoscopes. Department of Health 
BSG Decontamination Guidelines 
(2006) 
Decontamination of Equipment for GI Endoscopy 
National Health Services 
(2008) 
Decontamination of Flexible Endoscopes. National 
Endoscopy Programme 
 
 
External Sources 
Organisation 
Website 
Medicines & Healthcare 
Regulatory Agency (MHRA) 
https://www.gov.uk/government/organisations/medicines-
and-healthcare-products-regulatory-agency 
Institute of Decontamination 
Sciences (IDSC) 
http://www.idsc-uk.co.uk/ 
Central Sterilising Club 
http://centralsterilisingclub.org/ 
Health Technical Memorandum 
01-01 Decontamination of 
Surgical Instruments 
https://www.gov.uk/government/publications/management-
and-decontamination-of-surgical-instruments-used-in-
acute-care 
Association for Perioperative 
Practice (AfPP) 
https://www.afpp.org.uk/home 
British Society of 
Gastroenterology (BSG) 
www.bsg.org.uk 
Department of Health Website 
https://www.gov.uk/government/organisations/department-
of-health

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13.0 UHCW ASSOCIATED RECORDS 
 
 
14.0 APPENDICES 
 
Appendix 1 - Approved Decontamination Areas within UHCW NHS Trust 
Appendix 2 - UHCW Decontamination Nominated Officers 
Appendix 3 - Decontamination Equipment Inventory 
Appendix 4 - Surgical Instrument Procurement Flowchart 
Appendix 5 – Decontamination Assessment Form 
Appendix 6 – Loan Instrumentation Management Flowchart 
Appendix 7- Loan Agreement Form for 3rd party borrowers 
Appendix 8 - Loans to third party organisations: Re-processing charge allocation form. 
Appendix 9 – Decontamination Reporting Structure

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APPENDIX 1 
 
Approved Trust Decontamination Areas 
 
Site 
Department 
 
 
Approved Scope 
 
 
Key Requirements 
User 
 
University 
Hospital 
 
Sterile Service 
Department 
 
Medical and surgical 
instrument re-
processing 
 
 
MDD 93/42/EEC 
 
ISO 13485:2012 
 
SSD Manager 
 
University 
Hospital 
 
& 
 
Rugby 
St Cross 
 
Endoscopy 
Departments 
 
Flexible Endoscope 
processing 
 
HTM 01-06 
Decontamination of 
Flexible Endoscopes 
 
Flexible endoscope 
training handbook tool 
used for all staff 
 
Process Log Books 
 
 
Endoscopy 
Unit Manager 
 
University 
Hospital 
 
Main Theatres 
 
Flexible Endoscope 
processing 
 
As Endoscopy 
 
Theatre 
Manager 
 
 
Note: 
 
Bedpan washer-disinfector ‘Users’ are maintained in a separate list held by the Trust 
Decontamination Lead and Infection Control Department

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APPENDIX 2 
 
UHCW Decontamination Nominated Officers 
 
Decontamination Lead 
Simon Lambert 
Sterile Services Department 
University Hospital 
Clifford Bridge Road 
Coventry 
CV2 2DX 
Tel: 07786 277766 
Email. Simon.lambert@uhcw.nhs.uk 
 
 
 
Microbiologist: 
via Kate Prevc, Infection Prevention Modern Matron 
Infection prevention & Control Department 
University Hospital 
Ext 25408 
 
 
Authorised Engineer (Decontamination) 
James Tinsdeall 
Healthcare Estates Consultant Services 
15 The Parade 
Truro 
Cornwal 
TR1 1QE 
 
 
07464123247 M 07464 123247 
 
E jthecs@gmail.com

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, 
policies and procedures) 
APPENDIX 3 
UHCW NHS Trust - Decontamination Equipment Inventory 
Location 
Department 
Equipment 
Manufacturer 
Model Number 
Serial Number 
Local User 
Reference 
Responsible Officer 
(User) 
University Hospital 
Sterile Services 
Washer Disinfector 
Getinge 88 Series 
W50019510 
Washer 1 
Sterile Services Manger 
University Hospital 
Sterile Services 
Washer Disinfector 
Getinge 88 Series 
W50019508 
Washer 2 
Sterile Services Manager 
University Hospital 
Sterile Services 
Washer Disinfector 
Getinge 88 Series 
W50037157 
Washer 3 
Sterile Services Manger 
University Hospital 
Sterile Services 
Washer Disinfector 
Getinge 88 Series 
W50041511 
Washer 4 
Sterile Services Manager 
University Hospital 
Sterile Services 
Washer Disinfector 
Getinge 88 Series 
W50041497 
Washer 5 
Sterile Services Manager 
University Hospital 
Sterile Services 
Washer Disinfector 
Medisafe Niagara 
03154282601 
Washer 6 
Sterile Services Manager 
University Hospital 
Sterile Services 
Steam Sterilizer 
Getinge 
2112057-010-02 
Autoclave 1 
Sterile Services Manager 
University Hospital 
Sterile Services 
Steam Sterilizer 
Getinge 
2112057-010-01 
Autoclave 2 
Sterile Services Manager 
University Hospital 
Sterile Services 
Steam Sterilizer 
Getinge 
2112980-010-01 
Autoclave 3 
Sterile Services Manager 
University Hospital 
Sterile Services 
Steam Sterilizer 
Getinge 
2112980-020-01 
Autoclave 4 
Sterile Services Manager 
University Hospital 
Sterile Services 
Steam Sterilizer 
Getinge 
0011213444-010-01 
Autoclave 5 
Sterile Services Manager 
University Hospital 
Sterile Services 
Gas Plasma 
Sterrad 100NX 
001070027 
Sterrad 
Sterile Services Manager 
 
Location 
Department 
Equipment 
Manufacturer 
Model Number 
Serial Number 
Local User 
Reference 
Responsible Officer 
(User) 
University Hospital 
Endoscopy 
AER 
Lancer FC4 
5M011245 
AER 1 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
AER 
Lancer FC4 
5M011246 
AER 2 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
AER 
Lancer FC2 
6M051423 
AER 3 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
AER 
Lancer FC4 
1M012236 
AER 4 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
AER 
Lancer FC4 
1M012237 
AER 5 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
Drying Cabinet 
Lancer FD8E 
7M021528 
CAB 1 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
Drying Cabinet 
Lancer FD8E 
7M021562 
CAB 2 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
Drying Cabinet 
Lancer FD8E 
1M012233 
CAB 3 
Endoscopy Unit Manager 
University Hospital 
Endoscopy 
Drying Cabinet 
Lancer FD8E 
1M082287 
CAB 4 
Endoscopy Unit Manager 
St Cross Hospital 
Endoscopy 
AER 
Lancer FD4 
8M041723 
Lancer 1 
Endoscopy Unit Manager 
St Cross Hospital 
Endoscopy 
AER 
Lancer FD4 
8M041722 
Lancer 2 
Endoscopy Unit Manager 
St Cross Hospital 
Endoscopy 
Drying Cabinet 
Lancer FD8E 
3M062435 
CAB 
Endoscopy Unit Manager 
University Hospital 
Main Theatres 
AER 
Lancer FC4 
6M051424 
AER1 
Theatre Manager 
University Hospital 
Main Theatres 
AER 
Lancer FC4 
1M012241 
AER3 
Theatre Manager 
University Hospital 
Main Theatres 
Drying Cabinet 
Lancer 
1M012224 
Decon Room 
Theatre Manager 
University Hospital 
Main Theatres 
Drying Cabinet 
Lancer 
OM11219 
Decon Room 
Theatre Manager 
University Hospital 
Main Theatres 
Drying Cabinet 
Cantel Medical 
GSESC-721 
Th16 
Theatre Manager

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Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 4 
Surgical Instrument Procurement Flowchart 
 
Departmental Decision to 
Purchase 
 
 Is the item additional to 
current instruments.
Y/N
 
Complete Decontamination 
Assessment form (DAF)
 
Forward to SSD Manager 
for assessment and 
confirmation of support
 
Are the decontamination 
requirements consistent 
with items already in use
Y/N 
Proceed to Purchase
 
DRG to identify safe 
management processes or 
other purchasing options
 Y/N
Decon Risk group approve 
purchase
 
 
Does it have lumins
Does it require Disassembly/
Reassembly
Does it possess CE mark
Obtain Suppliers re processing 
instructions
Confirm with supplier that is washer 
disinfector/autoclave method safe
User Assess requirements
New/Replacement 
Assess Risk of item being 
easily managed within 
current processes 
Recommend user 
reassess requirements 
identify other instruments 
 
Report risks to Decontamination 
Group

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 5 
Decontamination Assessment Form 
 
Supplier: 
 
 
 
 
 
 
 
Description of device/set: 
 
 
 
 
 
Part 1: Ease of Cleaning 
 
1.1 Does the device/set consist of: (tick all that apply) 
 
a) Smooth, non-jointed surfaces with no lumens 
Simple-jointed instrument with jaws/ratchet 
Multi-part device which can easily be dismantled into components 
 
b) Multi-part/jointed instrument which cannot be fully dismantled 
 
c) Complex items which cannot be fully dismantled 
 
1.2 Can the device/set be cleaned in an automated washer-disinfector with disinfection at 90 
degrees C? 
YES / NO 
 
 (If ‘No’, then please attach details of the Manufacturer’s cleaning procedure) 
 
1.3 For items in category 1.1 (a-c), is an autoclavable, dedicated equipment tray/ case to be 
supplied? 
 
YES / NO 
 
 
 
(If ‘yes’, a container assessment will be required) 
 
Part 2: Reassembly & Maintenance 
2.1 Please identify any specific maintenance/testing/calibration/technical inspection which is 
required as part of the re-processing procedure on a regular basis: 
 
 
 
D/A No: 
0X/ 
SAMPLE FORM

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
 
Part 3: Sterilization 
3.1 Which of the following methods of sterilization may be applied: (tick all that apply) 
 
a) Steam Sterilization at 134-137 degrees C 
 
b) Chemical Disinfection: Peracetic Acid 
 
c) Low Temperature Sterilisation: (Sterrad/Gas Plasma) 
 
d) Other methods Specified by the manufacturer (please detail below) 
 
 
 
 
 
 
Part 4: Other Considerations 
4.1 Are any disposable/ limited use components required to be added to the item / set? 
YES / NO 
 
If yes, state below arrangements for purchasing and inclusion in the set: 
 
 
 
 
 
 
 
Part 5: Summary 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
PURCHASE APPROVED: YES / NO 
 
REFERRED TO DECONTAMINATION BOARD: YES / NO 
 
ENTERED ON DAF REGISTER (date): 
 
CONTAINER ASSESSMENT: 
 NOT APPLICABLE/ PASS / FAIL 
 
LIFE CYCLE/ MAINTENANCE RESPONSIBILITY: 
 
CONSUMABLE FUNDING RESPONSIBILITY:

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 6 
Loan Instrumentation Management Flowchart 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Delivery to theatres 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Transfer to SSD 
 
 
 
 
 
 
 
 
New/ irregular loan 
 
 
 
 
 
 Regular loan 
 
 
 
 
 
 
 
 
 
 
YES 
 
 
 NO 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Send to theatres 
 
 
 
 
 
 
 
 
 
 
 
At time of placing loan order: 
Theatres check decontamination instructions and container 
details and ensure set will be delivered ‘in good time’ 
Theatres check contents are correct as per supplier’s list and 
ensure that any specific instructions are conveyed to SSD 
SSD complete Quality System Loan Form and re-check re-
processing instructions and container 
SSD: 
 
Create loan ‘T-Doc’ tag 
 
Use photocopied contents 
list as ‘traylist’ 
 
Attach loan ‘t-doc’ label to 
contents list and outside of 
set/s 
SSD complete Quality System Loan Form. 
Is loan tray list built into T-Doc? 
Add to T-Doc using 
existing list but ensure 
contents have not 
changed 
Build full tray list on T-
Doc 
Pack tray as normal, attaching T-Doc labels 
to outside of tray and traylist 
Theatres: after use return outside tray label to SSD with 
instructions for return to supplier 
SSD: wash, re-assemble and sterilise tray/s and 
complete decontamination certificate ready for return

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 7 
Loan Agreement Form for 3rd party borrowers 
 
UNIVERSITY HOSPITALS COVENTRY & WARWICKSHIRE NHS TRUST 
 
Surgical Instrument Loan Agreement Form 
For each instance of UHCW instrumentation being loaned to another healthcare organisation 
this form must be completed as follows: 
 
1. Following a request to loan, a responsible member of theatre staff at UHCW shall 
complete the form to establish the loan arrangement details. Completion will include 
confirming the relevant details with a representative of the organisation requesting the 
loan. 
2. Once completed, a copy of the form should be sent (e-mail, fax or post) to the recipient 
organisation’s representative who must sign the form and return a signed copy to 
UHCW in advance of the loan taking place. 
 
1. Person responsible for co-ordinating the loan (UHCW): 
 
2. Organisation requesting the loan (e.g. hospital name and location): 
 
3. Person responsible for the loan at the recipient organisation: 
 
4. Contact telephone number for the above: 
 
5. Recipient organisation/s email/fax number to receive a copy of this completed 
agreement: 
 
6. UHCW fax number for return copy of agreement signed by recipient: 
 
7. Item/s to be loaned out: 
 
Tray/ Item Description 
 
UHCW Tray ID * 
 
 
 
 
 
 
 
 
 
 
It may not be possible to complete this field until the time of dispatch

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8. Date/s (and time/s if applicable) items require to be delivered to recipient 
organisation: 
 
9. Who is responsible for making delivery transport arrangements (name and 
organisation): 
 
10. Agreed date (and time if applicable) that items will be returned to UHCW by: 
 
11. Who is responsible for making return transport arrangements (name and 
organisation): 
 
12. Agreed location for return of item/s: 
 
13. Loan charge applicable (in addition to decontamination costs): 
 
Form completed by (UHCW): 
 
Date: 
 
Signature: 
 
 
I agree to UHCW NHS Trust’s loan terms and conditions as follows: 
 
 
UHCW cannot accept any liability in the event that the requested loan item/s cannot be 
made available on the date/time agreed due to an emergency or unplanned demand at 
UHCW, however the designated member of staff identified above shall make all 
reasonable efforts to ensure that the agreement is adhered to. Where an unforeseen 
event occurs which precludes UHCW from maintaining this agreement the UHCW 
representative shall advise the recipient organisation’s contact above at the earliest 
possible opportunity 
 
 
The recipient organisation agrees to pay such re-processing charges – which are 
available on request – to the Coventry Sterile Service Centre or nominee for the re-
processing of loaned items. Where required re-processing times relating to either 
dispatch or re-use at UHCW following the loan are less than standard SSD turnaround

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
times the Sterile Service Centre shall apply ‘fast-track’ charges of £70- per item as 
applicable 
 
 
In the event that loaned items are lost or stolen during the time between dispatch from 
UHCW and documented return to UHCW the recipient organisation agrees to 
reimburse UHCW for the full replacement cost of the items if these cannot be 
recovered within a reasonable time. ‘Reasonable time’ depends of the urgency of the 
item’s loss to UHCW and may be negotiated between the parties however in the event 
that the loss has a major impact on UHCW’s clinical activity the replacement costs will 
be deemed payable if the missing item is not located within 48 hours of the agreed 
return date and time. In the event that the loaned items are consignment stock, the 
recipient organisation will be required to reimburse the equipment consignor for the 
replacement costs of the missing items 
 
 
UHCW’s Sterile Service Centre is MDR 2017/745 registered and therefore items 
provided on loan may be deemed sterile and suitable for immediate use on arrival 
subject to inspection demonstrating that packaging is intact and dry, and that 
sterilisation indicators demonstrate that the item has been subject to a sterilisation 
process. The recipient organisation will not be liable for double re-processing costs in 
the event that items delivered on loan are unfit for use due to wrapping damage, tray 
wrap wetness or failed sterilisation processes provided this is reported to the Sterile 
Service Centre immediately on arrival. Whilst UHCW cannot accept and liability for 
financial or other losses arising from such deficiencies, UHCW shall arrange return 
transport at its own cost and re-process as quickly as possible for return to the 
recipient organisation as required 
 
 
The recipient organisation must satisfy themselves that item/s supplied are fit for 
clinical purpose 
 
 
The recipient organisation is responsible for ensuring that mandatory traceability to the 
patient on whom loaned instrument sets are used is recorded appropriately and in the 
event that the patient is at any time in the future subject to a known or possible 
diagnosis of CJD (or any other Transmissible Spongiform Encephalopathy) agree to 
make such information available to UHCW immediately 
 
 
The recipient organisation agrees to reimburse UHCW for any damaged or missing 
items noted on return to UHCW unless these were deemed damaged or missing at the

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This Trust-wide CBR has been developed /reviewed in accordance with the Trust approved ‘Development & Management of 
Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
time of use; in such event, the recipient organisation must advise UHCW’s responsible 
person of the missing item/ damage at soon as reasonably practicable but prior to the 
items being returned 
 
 
The recipient organisation will be liable for the replacement costs of any consumable 
items included within, or as accessories to, the item being loaned where used or where 
a consumable item included within a set is not used but where repeat sterilisation is 
contra-indicated by the device manufacturer 
 
 
Used items must be decontaminated in line with the device/set manufacturer’s 
instructions prior to return to UHCW after use and accompanied by a decontamination 
certificate and a signed tray checklist 
 
 
The recipient organisation agrees to return the items by the date and time agreed and 
to immediately advise the UHCW responsible person of any anticipated delay; in such 
event and where clinical workload at UHCW would be disrupted by such a delay the 
loaning organisation agrees to return the item unused to UHCW if requested to do so 
 
 
The loan may be subject to specific loan charges, identified by the item owner at the 
time of the loan request, to contribute to the life-cycle replacement of the equipment 
and administrative costs of the loan. Such charges will be agreed in advance of the 
loan and may be included within the re-processing invoice – if so such charges will be 
specifically identified 
 
 
Both re-processing costs and any loan charge applied will be subject to vat at the 
prevailing rate 
 
Named representative of third party organisation: 
 
Signature: 
 
Date:

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Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 8 
 
Loans to third party organisations: Re-processing charge allocation form

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Trust-wide Corporate Business Records Procedure (Clinical and Non-clinical strategies, policies and procedures) 
APPENDIX 9 
 
UHCW Decontamination reporting structure 
 
 
 
 
 
 
 
Decontamination Lead AP(D) 
 
Infection Prevention Lead 
 
Estates Manager (Co-Opted) 
 
Consultant Microbiologist Lead IPC 
 
Authorised Engineer AE(D) 
 
Head 
of 
Medical 
Equipment 
Management 

Members of Oversight Groups below
Decontamination Oversight Groups 
1. Endoscopy 
User Group 
2. Ward Department 
Decontamination User 
Group 
3. Sterile Services 
User Group 
 
4. Medical 
Equipment 
Committee 
Governance and Assurance Remit 
1. Endoscopy User Group 
 
Endoscopy Machine Validation 
Machine Water Quality Compliance, Risk 
Assessing, Future Planning. 
 
 
Endoscopy User & Manager 
 
Trust Decontamination lead 
 
Decontamination Production & 
Development Manager 
 
Decontamination Quality Manager 
 
IPC Lead / Link 
 
2. Ward Department Decontamination 
User Group 
 
Yearly comprehensive audit with 
Decontamination Lead / IPC Lead Nurse 
Confirm and Challenge meeting with each of 
the following departments: 
 
 
Ultrasound Department 
 
ENT Outpatients 
 
Ophthalmology Department 
 
Max Fax Implant Department 
 
MEL Manager 
 
IPC Lead / Link 
3. Sterile Services User Group 
 
Decontamination Equipment Updates, User 
& Liaison Reports, Quality and Production 
Reporting, Risk Assessing, Future Planning 
 
 
Decontamination Quality Manager 
 
Decontamination Production & 
Development Manager 
 
Trust Decontamination Lead 
 
Theatre Manager 
 
Instrument Link Workers 
 
IPC Lead / Link 
 
 
4. Medical Equipment 
Committee 
 
Attendance by the 
Decontamination Lead/ 
representative to ensure 
equipment for UHCW meets 
the required 
decontamination standards 
for purpose. 
Trust Decontamination Committee

--------------------------------------------------------------------------------
ATTACHMENT: 2.pdf
TEXT_FILE: 2.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 34
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--- PDF page 1 ---
1 
 
 
 
Isolation Guideline 
 
Related National 
Guidance 
Public Health England (2016) Infection control precautions to 
minimize transmission of acute respiratory tract infections in 
healthcare settings. 
 
E-library number 
CG334 
Version number 
V11 
Purpose 
The purpose of this guideline is to describe the practices and 
procedures to be followed to prevent and control the 
potential of cross infection with the use of appropriate and 
safe use of isolation facilities the use of Transmission Based 
Precautions and Stand Infection Prevention and Control 
Precautions. 
 
Primary Specialty 
Infection Prevention Control and Sepsis 
Related Specialties 
n/a 
Specialty Clinical 
Guideline Lead 
Fiona Wells Lead Nurse Infection Prevention and Control and Sepsis 
Authors 
Lead Author: 
Fiona Wells 
Lead Nurse Infection Prevention and Control 
and Sepsis 
Fiona.Wells@uhcw.nhs.uk 
Reviewer(s): 
Emma Evans 
Infection Prevention Control and Sepsis Nurse 
Emma.Evans@uhcw.nhs.uk 
Approving Forums 
Infection Prevention Control Committee 
Approval Dates 
QIPS 
January 2023 
MMC 
Not required 
Other (specify) 
 
Review Date 
January 2026 
Keywords 
Infection, isolation, guideline, side rooms 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record 
system (EPR). If any of these systems are identified within the document, please substitute them 
for the appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM

--- PDF page 2 ---
2 
 
 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text 
and replaced with the relevant EPR system and process. 
 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, 
marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect. 
 
Rationale 
Sources of Evidence 
NICE Evidence 
TRIP Database 
Google Advanced Search 
Cochrane Library 
PubMed 
Dissemination and related guidance 
This will be on e-library to for all staff to access. 
 
Training 
• Donning and Doffing Training – with IPC and Cascade Trainers 
• Ready to Care Session – with IPC 
• FIT testing – DoH department and IPC to train Cascade Trainers 
 
Patient Information 
Infection Control – Isolation and Barrier Nursing Patient Information Leaflet 
 
https://uhwebapps.uhcw.nhs.uk/eLibrary/filecon/download.aspx?Doc=122217&Doc
Return=/elibrary/&VERI=m36cbfvm

--- PDF page 3 ---
3 
 
 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring 
method and 
frequency 
Committee 
responsible 
PPE audit 
 
Infection Prevention 
Control safety huddle 
team 
Quarterly 
IPC Committee 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Changes from previous version 
Date 
Updated information 
14/11/2022 
Page 5: made a table to simplify reading for source isolation, 
protective isolation. 
14/11/2022 
Page 7 to 8: made a table to describe pressure rooms 
14/11/2022 
Page 8 to 11: made a table to describe modes of transmission 
for easier reading. 
14/11/2022 
Page 13: Added a link for the use of Cadaver bags and the 
criteria for infection. Criteria 1 to 4 is described. 
14/11/2022 
Page 13 to 14: described where to locate quick action guides 
in this document and other documents for Infection Prevention 
Control. 
14/11/2022 
Appendix 1: Updated to include Mpox 
14/11/2022 
Appendix 2: Updated the latest Infection Prevention and 
Control Risk Assessment Tool 
14/11/2022 
Appendix 3: Updated the latest sign 
14/11/2022 
Appendix 4: Updated the latest sign 
14/11/2022 
Appendix 5: updated the latest sign 
14/11/2022 
Appendix 7 Updated the latest PPE poster 
14/11/2022 
Appendix 8: Introduced the Measles quick action guide 
14/11/2022 
Appendix 9: Introduced Measles Quick Action Guide 
03/01/2023 
Appendix 10: Introduced Isolation of patients with multidrug 
resistant (MDR) Gram negative organisms at UHCW NHS 
Trust V4 
 
 
Contents 
 
Definitions ............................................................................................................................................... 4 
Introduction ............................................................................................................................................ 4 
Scope ....................................................................................................................................................... 4 
Roles and Responsibilities ....................................................................................................................... 4 
Clinical guidance ..................................................................................................................................... 5

--- PDF page 4 ---
4 
 
 
Appendices .................................................................................................... 13 
References ............................................................................................................................................ 30 
 
 
Definitions/ Abbreviations 
 
PPE – Personal Protective Equipment 
HEPA – High Efficiency Particulate Air 
MDRTB – Multi-Drug Resistance Mycobacterium Tuberculosis 
TB – Mycobacterium Tuberculosis 
SARS – Severe Acute Respiratory Syndrome 
VHF – Viral Hemorrhagic Fever 
HCW – Healthcare Worker 
 
Introduction 
 
These guidelines are necessary as Standard Infection Control Precautions (SICPs) 
may be insufficient to prevent cross transmission of specific infectious agents. 
Therefore, additional precautions Transmission Based Precautions (TBPs) are 
required to be used by staff when caring for patients with a known or suspected 
infection or colonisation. 
Clinical judgement and decisions should be made by staff on the necessary 
precautions. This must be based on the: 
• suspected or known infectious agent 
• severity of the illness caused 
• transmission route of the infectious agent 
• care setting and procedures undertaken 
 
TBPs are categorised by the route of transmission of infectious agents (some 
infectious agents can be transmitted by more than one route, the management of 
infectious patients quick reference guide in this document provides details of the type 
of precautions, isolation requirements, mode of transmission and period of infectivity. 
Application of TBPs may differ depending on the setting and the known or suspected 
infectious agent. 
 
(Siegel et al 2007) Last updated July 2019 
 
 
Scope 
 
The guidance applies to: All health care staff who manages patients at UHCW with a 
suspected or confirmed infectious disease. 
 
 
Roles and Responsibilities

--- PDF page 5 ---
5 
 
 
The purpose of this guideline is to describe the practices and 
procedures to be followed to prevent and control the potential of cross infection with 
the use of appropriate and safe use of isolation facilities the use of Transmission 
Based Precautions and Stand Infection Prevention and Control Precautions. 
 
The guidance applies to: All health care staff who manages patients at UHCW with a 
suspected or confirmed infectious disease. 
 
 
 
Clinical guidance 
 
1) Isolation: 
Please see appendix 1: side room priority isolation guideline for criteria of isolation. 
There are two categories of isolation. Source isolation and protective isolation. 
Patients must be screened using the Infection Prevention and Control Risk 
Assessment Tool on admission and transfer to a clinical area (appendix 2). 
 
Source Isolation is the physical separation of one patient from another, in order to 
prevent the spread of infection or resistant organism. Single room isolation will not by 
itself prevent the transmission of organisms; additional precautions may be needed 
dependent on the source and mode of spread. 
 
 
Actions for Source isolation: 
 
Isolate patients 
Patients are placed in a single room and the door 
should be kept closed. If the door cannot be kept 
closed due to whatever reason, please inform 
Infection Prevention and Control and ensure that 
the infection control risk assessment and patient’s 
notes have the reason for not having the door 
closed documented. 
Door sign 
The Trust approved A4 laminated Isolation door 
sign should be clearly displayed on the patient’s 
side room door. 
Red hand sign to be displayed for: Confirmed and 
suspected infections such as C.Diff, MRSA, VRE, 
ESBL, CPE and others. 
(see appendix 3). 
Purple hand sign to be displayed for: Covid-19 and 
Influenza 
(see appendix 4). 
This advises anyone wishing to enter the side 
room to seek advice from the nurse in charge prior 
to entry 
Equipment 
All unnecessary equipment is removed from the 
room.

--- PDF page 6 ---
6 
 
 
Patients must be allocated single patient use 
equipment where possible. For example, BP cuff, 
stethoscope, and tourniquet. Where this is not 
possible the equipment must be cleaned and 
disinfected with Tristel. 
Pressure rooms 
In cases where patients are highly infectious 
diseases the patient should be in a monitored 
negative pressure room 
Medical 
notes 
and 
documentation 
Patient’s notes and charts must be kept outside of 
the room 
 
 
Protective 
Isolation 
is 
the 
physical 
separation 
of 
patients 
who 
are 
immunocompromised / immunosuppressed in order to prevent the acquisition of 
infection from other patients, staff or visitors. There is conflicting evidence to support 
single room isolation for most immunocompromised patients; however, a single room 
may help to reinforce the need for rigorous attention to Infection Prevention and 
Control practice (Siegel et al 2007). 
 
Neutropenic patients should be nursed in an isolation room with HEPA filtered air at 
positive pressure as this may help reduce exposure to airborne infections, particularly 
Aspergillus Spp. 
 
 
 
 
Actions for Protective 
isolation: 
 
Isolate patients 
Patients are placed in a single room and the door 
should be kept closed. If the door cannot be kept 
closed due to whatever reason, please inform 
Infection Prevention and Control and ensure that 
the infection control risk assessment and patient’s 
notes have the reason for not having the door 
closed documented. 
Door sign 
The Trust approved A4 laminated Isolation door 
sign should be clearly displayed on the patient’s 
side room door. This advises anyone wishing to 
enter the side room to seek advice from the nurse 
in charge prior to entry. 
Blue 
hand 
sign 
to 
be 
displayed: 
Immunocompromised/Neutropenic patents. 
(see appendix 5). 
Equipment 
All unnecessary equipment is removed from the 
room. 
 
Patients must be allocated single patient use 
equipment where possible. For example, BP cuff, 
stethoscope, and tourniquet. Where this is not 
possible the equipment must be cleaned and

--- PDF page 7 ---
7 
 
 
disinfected with Tristel. 
Pressure rooms 
In cases where patients immunocompromised / 
immunosuppressed, use positive pressure room. 
Medical 
notes 
and 
documentation 
Patient’s notes and charts must be kept outside of 
the room 
 
 
2) Pressure rooms 
An understanding of the ventilation concepts and operation of monitoring devices / 
alarms is essential to ensuring the correct management of the patient. Should a 
situation arise where there is a mismatch between the room ventilation and the 
patient’s requirements this may not only place the patient at increased risk, but also 
other patients and staff on the ward 
 
All pressure rooms should be checked daily and a clear audit trail kept of the outcome 
on the daily check list. 
The hospital has a variety of single rooms with varying pressure differentials, which 
can be used for both source and protective isolation. 
 
Patients should be risk assessed prior to placement in the room. This should be on 
going, they might develop an infection requiring them to be moved out of the positive 
pressure room for example. The use of risk assessment should be applied when 
assessing requirements for precautions and specialist advice should be sought from 
the Infection Prevention and Control Team or Microbiologist / Virologist 
 
Amongst these are 118 side rooms with special ventilation characteristics. These are 
as follows: 
• 12 Monitored negative pressure rooms 
• 9 positive pressure rooms 
• 13 Switchable pressure rooms- (rooms that can be switched manually from 
positive to negative pressure or visa/versa) 
 
The rooms are identifiable by a silver plate on the outside of the door stating either: 
• Monitored negative pressure room 
• Positive pressure room 
• Switchable pressure room 
 
Pressure rooms 
 
Positive Pressure 
Rooms 
Positive pressure rooms are designed to reduce the risk of 
infection to patients with severely compromised immune 
systems. 
 
The ventilation in positive pressure rooms reduces the risk 
from airborne infection by passing the air through a HEPA 
(high efficiency particulate air) filter prior to it entering the 
room. The room is at a positive pressure to prevent airborne 
pathogens from entering the room to avoid transmission of

--- PDF page 8 ---
8 
 
 
infection. 
 
**FAILURE TO KEEP THE WINDOWS OR DOOR SHUT 
WILL CIRCUMVENT THE PROTECTION OFFERED TO THE 
PATIENT. 
 
Preferentially designed for patients with prolonged profound 
neutropenia who are NOT colonised/ infected with a significant 
pathogen. 
Negative 
Pressure Rooms 
Negative pressure rooms are designed to barrier patients that 
have highly infectious diseases. 
 
The room is negative pressure to allow uncontaminated air to 
flow into the isolation room when the door is opened. 
Mechanisms are used n the ventilation to suck the 
contaminated air out of the isolation room to a designated 
area. 
 
Rooms should be monitored using ‘Monitor Pressure Room 
Checklist’ (appendix 8) 
Switchable 
Pressure Rooms 
Switchable rooms are designed to the airflow can alternate 
between positive and negative are pressure. These rooms 
must be checked prior to the patient being admitted to the side 
room. 
 
Rooms that are in negative pressure mode should be 
monitored using ‘Monitor Pressure Room Checklist’ (appendix 
8) 
 
 
3) Modes of Transmission 
Several classes of pathogens can cause infection, including bacteria, viruses, fungi, 
parasites, and prions. The modes of transmission vary by type of organism and some 
infectious agents may be transmitted by more than one route. Organisms can be 
transmitted in three main modes: contact (direct/indirect), airborne and droplets 
(Siegel et al, 2007) and transmission-based precautions must be used to prevent cross 
infection. 
 
 
Mode 
of 
Transmission 
Transmission 
Transmission 
based 
Precautions 
Transmission Based Precautions, in addition to Standard Infection 
Control Precautions (SIPC), are a set of measures that should be 
implemented when patients are either suspected or known to be 
infected with a specific infectious agent, when aiming to prevent 
and control spread, particularly in relation to Healthcare Associated 
Infections. 
 
Transmission based precautions are categorised according to the

--- PDF page 9 ---
9 
 
 
route of transmission of the infectious agent such as droplet, 
contact and / or airborne. 
Contact 
Transmission 
The most common mode of transmission, contact transmission is 
divided into two subgroups: direct contact and indirect contact. 
Direct 
transmission 
Occurs when microorganisms are transferred from one person to 
another person, i.e. through direct body contact without 
involvement of inanimate objects or other people. 
Examples are by touching patient’s skin, lesions, nasal secretions 
or dealing with infected body fluids, such as diarrhoea. 
Indirect 
Contact 
Transmission 
Indirect transmission involves the transfer of an infectious agent 
through a contaminated intermediate object or person. 
 
Contaminated hands of healthcare staff are important contributors 
to indirect contact transmission. 
 
Contact precautions include: 
• Isolation 
• Hand hygiene 
• Care 
of 
equipment 
and 
environment 
including 
decontamination 
• Safe handling of linen and waste 
• Disposable gloves and plastic aprons should be put on 
before and worn during care activities where there will be 
contact with the blood or bodily fluid. 
• Face / eye protection including masks and full face visors 
may be required if there is a risk of mucosal splashing 
(mouth or eyes) or when droplet transmission is considered 
e.g. Influenza. 
Airborne 
Transmission 
Airborne transmission occurs by dissemination of either airborne 
droplet nuclei or small particles in the respirable size range 
containing infectious agents that remain infective over time and 
distance (e.g., spores of Aspergillus spp, and Mycobacterium 
tuberculosis). Aerosols are smaller than droplets and can remain 
in the air for longer and there is potential to transmit infection by 
mucous membrane or inhalation. 
 
Microorganisms carried in this manner may be dispersed over long 
distances by air currents and may be inhaled by susceptible 
individuals who have not had face – to – face contact with (or been 
in the same room with) the infectious individual. Preventing the 
spread of pathogens that are transmitted by the airborne route 
requires the use of special air handling and ventilation systems. 
 
Aerosol generating procedures (AGP) are 
 
Monitored negative pressure rooms have their own extract system 
these are to be used for organisms such as MDRTB multi drug 
resistant mycobacterium tuberculosis; Endoscopy unit has one

--- PDF page 10 ---
10 
 
 
such facility for patients who require procedures such a bronchial 
lavage. 
 
Airborne precautions include: 
• Isolation 
• Hand hygiene 
• Care 
of 
equipment 
and 
environment 
including 
decontamination 
• Safe management of linen and waste 
• Respiratory masks FFP3 
• Face visor - may be required if there is a risk of mucosal 
splashing to the face as a result of, coughing, sneezing, or 
aerosol – generating procedures. 
Droplet 
Transmission 
Droplet transmission may be transmitted by the direct and indirect 
routes. Droplets carrying infectious pathogens transmit infection 
when they travel directly from the respiratory tract of the infectious 
individual to susceptible mucosal surfaces of the recipient, 
generally over short distances, necessitating facial protection. 
 
Respiratory droplets are generated when an infected person 
coughs, sneezes, or talks. The nasal mucosa, conjunctivae and 
less frequently the mouth, are susceptible portals of entry for 
respiratory viruses. Droplets remain in the air for short periods and 
travel one to two metres, so physical closeness is required for 
transmission. 
 
Droplet precautions include: 
• Isolation 
• Hand hygiene 
• Care 
of 
equipment 
and 
environment 
including 
decontamination 
• Safe handling of linen and waste 
• A fluid resistant surgical mask 
• Face / eye protection is required if there is a risk of mucosal 
splashing to the eyes, nose, and mouth. 
 
 
Further information please refer to the Guidelines for Standard Infection Prevention 
and Control Precautions CG 885, Version 11. 
 
4) Personal Protective Equipment (PPE) 
PPE is used in addition to normal work clothing (uniforms or own clothing) to protect 
both the patient and Healthcare Worker (HCW) from the potential risks of cross 
infection. PPE refers to a variety of barriers and respirators used alone or in 
combination to protect mucous membranes, airways, skin and clothing from contact 
with infectious agents.

--- PDF page 11 ---
11 
 
 
 
The selection of PPE is based on the nature of the patient interaction and / or the likely 
mode(s) of transmission. Items of PPE can include gloves, gowns, aprons, masks, 
FFP3 respirators or full-face visors. (please see appendix 8) 
 
Gloves and aprons should be kept in a Dani centre attached to a wall outside the side 
room. Spare boxes should not be stored on hand rails outside of the room. 
 
5) Safe Management of Laundry 
Guidelines for Procedure for the laundering of Soiled Patients Clothing in the Home 
Setting COP 63 can be referred to and found on the trust’s intranet site. 
 
Leaflets can be given to the patient ‘Patient's Clothing bags (PCB) - Doissolvo Sacks’ 
found on the trust’s intranet site. 
 
6) Hand washing 
Hand hygiene forms part of standard infection prevention & control precautions. (Refer 
to Hand Decontamination Policy eLibrary ID Reference No: OPER-POL-002-10, 
Version 10) 
 
Leaflets can be given to the patient ‘Clean Hands are Caring Hands. Have You 
Washed Your Hands?’ found on the trust’s intranet site. 
 
7) Safe Management of Waste 
All waste generated from an isolation room must be disposed of as clinical waste 
For further information please refer to the trusts Waste Management Policy eLibrary 
ID Reference No: H&S-POL-003-07 Version 5) can be referred to and found on the 
trust’s intranet site. 
 
8) Patient Information 
Staff must ensure that the reasons for isolation are explained fully to the patients and 
or carer/relatives to ensure compliance with all isolation precautions. An information 
leaflet should be given to reinforce verbal information given ‘Isolation and Barrier 
Nursing’ found on the trust’s intranet site. 
 
9) Termination of Isolation 
A terminal clean of the isolation room is required when a patient vacates the room or 
they are deemed no longer infectious to others, to ensure that all surfaces are 
thoroughly cleaned and disinfected with Tristel to prevent cross infection. However, 
daily cleaning of the isolation rooms, using designated equipment must be carried out 
by the domestic services for the duration of the isolation. 
 
Please see Appendix 10 for ‘Isolation of patients with multidrug resistant (MDR) Gram 
negative organisms at UHCW NHS Trust’ and management of isolating patients. 
 
All terminal cleans must be logged on the help desk and job number recorded. 
Please see ‘Bed and Mattress Cleaning Procedure COP 222, version 9’ for terminal

--- PDF page 12 ---
12 
 
 
clean checklists found on the trust’s intranet site. 
 
Please note that there are some instances where hydrogen peroxide fogging will 
be used following a terminal clean. For example when a patient has had 
Clostridium Difficile, Multi resistant acinetobacter baumannii (MRAB) or 
Carbapenemase Producing Enterobacteriaceae (CPE). 
 
If hydrogen peroxide fogging is required following a terminal clean this must be 
communicated on the help desk when booking the terminal clean. 
 
Hydrogen Peroxide Vapour (Fogging Clean). Carried out by the Performance team & 
requested as a pre-fogging terminal clean via the Help desk Ext 25555 & then by 
contacting the Performance team (Bleeps 2129/4723/2635/1840). 
Fogging cleans are to be used in the following situations:- 
• To disinfect rooms when a patient with Clostridium difficile becomes 48 hours 
asymptomatic. 
• To disinfect side rooms when there is evidence of an outbreak of Clostridium 
difficile or with other organisms 
• When a patient with a multi resistant organism has vacated a room 
• This service is available seven days a week Monday-Friday 8-2pm & Weekends 
8-12pm. Outside these hours, if the fogging cannot be completed then a 
terminal clean should be requested and signed off by a senior staff member. If 
a room can be kept vacant then fogging can be completed the following day. 
• Note that once fogging has been commenced the room will be out of action for 
3 hours 
** Please note: If the patient is moved to a different bed space and remains an 
inpatient, in order to have a ‘Fogging Clean’ – please ensure the bed is changed 
for the patient. This is to ensure the bed is decontaminated effectively from 
spores for future use.** 
 
10) Cadaver Bags 
Indications for the use of Cadaver bags are: 
All category 3-4 infectious diseases require a cadaver bag. Please see link for 
category of disease: https://www.hse.gov.uk/pubns/misc208.pdf 
 
Category 1: Unlikely to cause human disease. 
Category 2: Can cause human disease and may be a hazard to 
employees; it is unlikely to spread to the community 
and there is usually effective prophylaxis or 
treatment available. 
Category 3: Can cause severe human disease and may be a 
serious hazard to employees; it may spread to the 
community, but there is usually effective prophylaxis 
or treatment available. 
Category 4: Causes severe human disease and is a serious 
hazard to employees; it is likely to spread to the 
community and there is usually no effective 
prophylaxis or treatment available.

--- PDF page 13 ---
13 
 
 
 
A deceased patient details sheet must be completed and it must be indicated on this 
sheet if a cadaver bag is required. Please refer to the Care After Death (Last Offices) 
- COP 92 (V2). 
 
 
 
11) Quick Action Guide 
There are quick action guides for the following and they are to be commenced when 
the patient has either confirmed or suspicion of infection: 
 
1) CDI – found in ‘Management of Clostridioides difficile for adults’ COP 978 
(V1) 
2) CPE - found in ‘Management of Multi-Resistant Organisms, Carbapenemase 
Producing Enterobacteriaceae (CPE), Multi Resistant Acinetobacter 
baumanni (MRAB) and Extended Spectrum Beta-Lactamases (ESBL)’ COP 
915 (V1) 
3) ESBL – found in ‘Management of Multi-Resistant Organisms, Carbapenemase 
Producing Enterobacteriaceae (CPE), Multi Resistant Acinetobacter baumanni 
(MRAB) and Extended Spectrum Beta-Lactamases (ESBL)’ COP 915 (V1) 
4) Influenza – found in ‘Respiratory Infections Guideline - CG 2032’ 
5) Measles – found in this guideline ‘Appendix 9’ 
6) MRAB - found in ‘Management of Multi-Resistant Organisms, 
Carbapenemase Producing Enterobacteriaceae (CPE), Multi Resistant 
Acinetobacter baumanni (MRAB) and Extended Spectrum Beta-Lactamases 
(ESBL)’ COP 915 (V1) 
7) MRSA – found in ‘Screening, Prevention and Management of Meticillin 
Resistant Staphylococcus aureus (MRSA)’ - CG 1583 (V8) 
8) Neonatal MRSA - found in ‘Screening, Prevention and Management of 
Meticillin Resistant Staphylococcus aureus (MRSA)’ - CG 1583 (V8) 
9) Neonatal Respiratory Virus - ????? 
10) TB – found in ‘Guidelines For The Management of Tuberculosis’ (V9) 
11) VRE – found in ‘Vancomycin Resistant Enterococci Guidelines’ (V9) 
12) Whooping Cough - found in this guideline ‘Appendix 11’ 
 
Appendices 
 
Appendix 1: Side Room Priority Isolation Guidance 
Appendix 2: Infection Prevention and Control Risk Assessment Tool 
Appendix 3: Isolation Red Hand Door Sign 
Appendix 4: Isolation Purple Hand Door Sign 
Appendix 5: Isolation Blue Hand Door Sign 
Appendix 6: Ward Closed poster 
Appendix 7: Bay Closed poster 
Appendix 8: Monitor Pressure Room Checklist 
Appendix 9: Measles quick action guide 
Appendix 10: Isolation of patients with multidrug resistant (MDR) Gram negative organisms

--- PDF page 14 ---
14 
 
 
at UHCW NHS Trust V4 
Appendix 11: Management of patients with confirmed or suspected Bordetella Pertussis 
(Whooping Cough)

--- PDF page 15 ---
15 
 
 
Appendix 1: Side Room Priority Isolation Guidance 
Side Room Prioritisation Tool THOSE WITH SUSPECTED/CONFIRMED CASES OF BELOW REQUIRE A SIDE ROOM 
 
COVID-19 
CONFIRMED – Remain in isolation until 10 days then follow de-escalation, if immunocompromised 14 days, then follow de-
escalation 
SUSPECTED – Remain in isolation until clinical suspicion is de-escalated or isolation period ends 
Mpox 
CONFIRMED – Remain in isolation for 21 days or discharge 
SUSPECTED - Remain in isolation until clinical suspicion is de-escalated or isolation period ends 
Diarrhoea 
and 
Vomiting 
Clostridium difficile 
SYMPTOMATIC – Isolate until 48 hours clear of symptoms 
Previously alerted on CRRS but asymptomatic does NOT require isolation 
Diarrhoea of unknown origin 
Isolate until 48 hours clear of symptoms 
Viral gastroenteritis e.g. Norovirus, Bacterial 
gastroenteritis 
salmonella, shigella, E coli 0157, campylobacter 
Isolate until 48 hours clear of symptoms 
Resistant 
Organisms 
MRSA 
Patients with psoriasis/ dermatitis/ poor skin condition, exudating wounds 
For other MRSA please refer to amber 
ESBL 
In sputum 
For other ESBL please refer to amber ( GCC patients – contact IPC for further discussion) 
MRAB 
CONFIRMED – Remain in isolation for the duration of their hospital stay (and ALL future admissions) 
SUSPECTED – Isolate until result known, if negative discontinue isolation 
CPE 
CONFIRMED – Remain in isolation for the duration of their hospital stay (and ALL future admissions) 
SUSPECTED – Isolate where possible, if required manage in a bay with contact precautions. 
Respiratory 
Symptoms 
TB 
Confirmed/ suspected pulmonary TB to be isolated and discussion held with IPC 
Influenza 
(Flu A and Flu B) 
Remain in isolation until asymptomatic 
Immunocompromised and GCC patients – contact Virology for further discussion 
Respiratory Viruses –NOT COVID-19 
e.g. RSV 
Remain in isolation until asymptomatic 
Immunocompromised and GCC patients – contact Virology for further discussion 
Group A Strep 
Isolate until 48 hours of effective antibiotic administered 
Skin 
Infection 
and Rashes 
Chicken pox / Shingles 
Isolate until lesions or blisters are dry 
Scabies 
Isolate until 2 doses of effective topical treatment applied 
Measles/Mumps/ Rubella/Parvovirus 
Place in isolation, discuss with Virology duration requirements (individual risk assessment required) 
Group A Strep, Including Blood Cultures 
Isolate until 48 hours of effective antibiotic administered 
Impetigo/ Scarlet Fever 
Isolate until lesions or blisters are dry 
 
Viral Haemorrhagic Fever 
Isolate – Discuss with Virology/IPC 
Travel 
Related 
Infection/ 
Transfers 
Typhoid/ Paratyphoid 
Isolate – Discuss with Microbiology/IPC 
Fever related to foreign travel 
Isolate – Discuss with Virology/IPC 
From other healthcare facilities (UK/abroad) 
Isolate until negative screens returned 
MRSA, MRAB, CPE,ESBL 
 
Bacterial Meningitis 
Isolate until 48 hours of effective antibiotic administered 
THE FOLLOWING CONDITIONS, AFTER RISK ASSESSMENT COULD BE MANAGED IN A BAY 
Resistant 
Organisms 
MRSA 
In a covered non-exudating wound, Patient has received 5 days of decolonisation and/or negative screen 
Positive MRSA in urine sample, patient is continent 
ESBL 
Unless otherwise stated by IPCT 
VRE 
Unless otherwise stated by IPCT

--- PDF page 16 ---
16 
 
 
Appendix 2: Infection Prevention and Control Risk Assessment Tool

--- PDF page 17 ---
17 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Appendix 3 : Isolation Red Hand Door Sign

--- PDF page 18 ---
18 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Appendix 4 Isolation Purple Hand Door Sign

--- PDF page 19 ---
19 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Appendix 5: Isolation Blue Hand Door Sign

--- PDF page 20 ---
20 
 
 
Appendix 6: Ward closed poster 
 
 
 
 
 
Ward closed to visitors 
Access is currently restricted to this ward and we are asking that 
visitors do not enter unless for compassionate reasons. 
Anyone who does come onto the ward must observe strict hand 
hygiene. If you have suffered from diarrhoea or vomiting 
yourselves please do not visit. For more information please 
contact the nurse in charge

--- PDF page 21 ---
21 
 
 
 
Appendix 7: Bay closed poster 
 
 
 
 
 
 
 
 
 
 
 
Bay closed to visitors 
 
Access is currently restricted to this ward and we are asking that visitors 
do not enter unless for compassionate reasons. 
Anyone who does come onto the Bay must observe strict hand hygiene. If 
you have suffered from diarrhoea or vomiting yourselves please do not 
visit. For more information please contact the nurse in charge

--- PDF page 22 ---
22 
 
 
Appendix 8: Monitor Pressure Room Checklist 
 
 
 
University Hospitals Coventry & Warwickshire NHS Trust 
Daily checking sheet of all monitored positive and negative 
Pressure Rooms 
 
POSITIVE PRESSURE ROOMS SHOULD ONLY BE CONSIDERED FOR CHRONIC PROFOUND 
NEUTROPAENIA. 
 
If fault detected, Log fault via Help desk on ext. 25555 and ensure job is treated 
as urgent. 
 
Date 
 
Tim
e 
Pressur
e 
Gauge 
 reading 
e.g. -
.007 
or 007 
Fault 
Detect
ed 
 
 
 
Yes 
 
 
 
 
 
No 
Action taken 
Signed

--- PDF page 23 ---
23 
 
 
Appendix 9: Measles Quick Action Guide 
 
Measles Quick Action Guide 
Infection Prevention and Control Team & Virology, Version 2, June 2022 
 
Full guidance is available from: 
https://assets.publishing.service.gov. 
uk/government/uploads/system/uploads/attachment_data/file/849538/PHE_Measles_Guideli
nes.pdf 
 
Clinical and epidemiological features of measles 
List patient 
symptoms and date 
of onset 
Prodrome: Fever, coryza, cough and conjunctivitis. 
Macopapular Rash which is non vesicular and usually not itchy. It typically starts 
on the face and behind the ears, expands to the face, trunk and can sometimes 
be generalised. 
Koplik Spots in the mouth around the time of the rash (small white / bluish lesions 
on the buccal mucosa, 2-3 mm in diameter). 
Generally unwell 
 
Further information 
 
Has the patient had natural measles? 
 
Has the patient received measles vaccine? If so how many doses and the date of 
the last vaccination? 
 
Is the patient a known contact of a positive case? If yes state date of contact 
 
Has the patient travelled outside of the UK during the incubation period 
 
(in the past 7 – 21 days)? If so state which country and dates travelled? 
 
Is the patient from a high risk community e.g travelling, charedi orthodox Jewish, 
anthroposophic or migrant? 
 
Is there a local outbreak in the community? 
 
ACTION TO TAKE IF MEASLES SUSPECTED OR CONFIRMED 
Date 
Completed 
Signed 
Isolate patient in a monitored negative pressure isolation room (preferably on ward 
30 & 31)if an adult patient N.B. Check alarm is working and pressure is correct 
before transferring patient into the room. The acceptable range of pressure is 
(-.007 )or less i.e (-.030). The minus sign must be present on the monitor. 
Daily checks of pressure rooms must be recorded. The form can be located 
on http://trustnav/infection-prevention-control/infection-controlresources/ 
Under Monitored pressure rooms check list. Contact help desk on 25555 
(state priority job) if alarm is not working or pressure range is not correct and 
inform Infection Prevention and Control urgently. 
 
 
Attach isolation door label to the door and keep door closed. The sign can be found 
in the link under red hand sign http://trustnav/infection-prevention-control/infection-
control-resources/ 
 
 
Inform Infection Prevention and Control Team immediately on 24791 to assess 
whether contact tracing is required 
 
 
Inform Virology immediately on 25471 or 25473 if within normal working hours. If 
not able to make contact via telephone email clinical Virology, 
clinicalvirology@uhcw.nhs.uk If outside of normal working hours, call the on call 
microbiologist via switchboard.

--- PDF page 24 ---
24 
 
 
 
 
Appendix 10: Isolation of patients with multidrug resistant (MDR) Gram negative organisms at 
UHCW NHS Trust V4

--- PDF page 25 ---
25

--- PDF page 26 ---
26

--- PDF page 27 ---
27 
 
 
Appendix 11: Management of patients with confirmed or suspected 
Bordetella Pertussis (Whooping Cough)

--- PDF page 28 ---
28

--- PDF page 29 ---
29

--- PDF page 30 ---
30 
 
 
 
References 
 
Sources of Evidence 
NICE Evidence 
TRIP Database 
Google Advanced Search 
Cochrane Library 
PubMed 
 
Search Strategy 
PubMed: 
(((("single 
room 
in 
hospital"[Title/Abstract]) 
OR 
"patients 
Isolation"[Title/Abstract]) OR "isolation facilities"[Title/Abstract]) OR "Isolation 
procedure"[Title/Abstract]) OR "Isolation policy"[Title/Abstract] 
 
((((("single person"[MeSH Terms] OR ("single"[All Fields] AND "person"[All Fields]) 
OR "single person"[All Fields] OR "single"[All Fields]) AND room[All Fields] AND in 
hospital[Title/Abstract]) 
OR 
Isolation 
policy[Title/Abstract]) 
OR 
isolation 
procedure[Title/Abstract]) OR isolation facilities[Title/Abstract]) AND ("Secondary 
Care"[Mesh] OR "Hospitals"[Mesh]) 
 
Google, Cochrane, Dynamed, Trip , NHS evidence, Google scholar: "source isolation" 
OR "protective isolation" OR "pressure room" OR "transmission based precaution" 
 
HSE (2021) The Approved List of biological agents Advisory Committee on 
Dangerous Pathogens: 
 
https://www.hse.gov.uk/pubns/misc208.pdf 
 
 
Public Health England (2016) Infection control precautions to minimize transmission 
of acute respiratory tract infections in healthcare settings 
 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attach
ment_data/file/585584/RTI_infection_control_guidance.pdf 
 
 
Infection prevention and control (IPC) (includes isolation) 
 
https://www.england.nhs.uk/coronavirus/secondary-care/infection-control/ 
 
 
COVID-19: infection prevention and control (IPC) 
 
https://www.gov.uk/government/publications/wuhan-novel-coronavirus-infection-
prevention-and-control/covid-19-guidance-for-maintaining-services-within-health-
and-care-settings-infection-prevention-and-control-recommendations

--- PDF page 31 ---
31 
 
 
UHCW policies: 
 
Bed and Mattress Cleaning Procedure COP 222, version 9 
 
Care After Death (Last Offices) - COP 92 (V2) 
 
Hand Decontamination Policy eLibrary ID Reference No: OPER-POL-002-10, 
Version 10) 
 
Patient's Clothing bags (PCB) - Dissolvo Sacks 
 
Waste Management Policy eLibrary ID Reference No: H&S-POL-003-07 Version 5

--- PDF page 32 ---
32 
 
 
 
 
 
 
 
 
 
Management of patients with confirmed or suspected Bordetella Pertussis (Whooping 
Cough) 
 (Refer to Public Health England Guidelines for full details in the link below) 
 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attach
ment_data/file/762766/Guidelines_for_the_Public_Health_management_of_Pertussis_i
n_England.pdf 
 
Suspected Case □ 
 
 
Confirmed Case □ 
Whooping Cough Quick Action Guide, Infection Prevention and Control Team & Microbiology, Version 
1, November 2022 
 
Suspected or Confirmed Whooping Cough – General information 
Pertussis (whooping cough) is an acute bacterial infection caused by Bordetella pertussis, an exclusively human 
pathogen that can affect people of all ages. While adolescents and adults tend to have a prolonged cough illness but 
without other major symptoms, young unimmunised infants are the most vulnerable group with the highest rates of 
complications and death. Transmission of the organism occurs because of close direct contact with an infected 
person. It is highly contagious, with up to 90% of household contacts developing the disease. 
The incubation period of pertussis is on average between 7-10 days (range 5-21 days). 
The usual clinical presentation, Initial catarrhal stage with a cough that becomes paroxysmal. Paroxysms of cough 
usually increase in frequency and severity as the illness progresses and persist for 2-6 weeks. These paroxysms may 
end in vomiting, cyanosis and/or a characteristic inspiratory whoop. Patients with pertussis are most infectious in the 
initial catarrhal stage and during the first 3 weeks after the onset of cough. Symptoms slowly improve in the 
convalescent phase, which generally lasts 2-6 weeks but can persist for months. Adults generally have a non-
productive cough illness without fever. 
Information to be documented in the patient’s notes 
Date of onset of Symptoms 
Details of patient’s symptoms 
Details of any close contact with a known case in the last 21 days? 
Whooping Cough vaccination history (document if unknown) 
 
Action to take if Whooping cough suspected or confirmed. 
 
Date 
Completed 
Signed 
Patient placement 
 
 
Isolate the patient in a side room (isolation required from onset of symptoms until 48 hours 
of appropriate antibiotic treatment has been completed or for 21 days from onset of 
symptoms if no antibiotic treatment received). 
 
 
Document in the notes date when isolation has been stepped down 
 
 
Attach isolation door label (red) to the door and keep door closed 
 
 
Communication & samples required for whooping cough? 
 
 
Inform Infection Prevention and Control Team (extn 24791) and Microbiology via the 
switchboard immediately on suspicion of whooping cough. Microbiology will give advice on 
 
 
 
 
Place Patient ID Label here 
Date: 
 
Ward: 
 
New Case: 
 
Previously positive:

--- PDF page 33 ---
33 
 
 
antibiotic treatment if appropriate). 
Whooping cough and suspected Whooping Cough must be notified to Public Health 
England 
PHE telephone number - 0344 225 3560 
 
 
Explain result to patient / carer and symptoms/management of whooping cough 
Answer any questions 
 
 
 
Sample for whooping cough 
Bordetella pertussis grows in the pernasal cavity 
Normal culture swabs are not suitable for Bordetella pertussis investigation as they will not 
reach the pernasal cavity. 
For Bordetella pertussis/whooping cough ONLY, pernasal swabs must be used and other swabs 
will not be processed. 
Use aseptic technique 
• 
Prior to starting antibiotics where possible 
• 
Insert the flexible, ultra-fine swab through a nostril and advance along the floor of 
the nose until it reaches the naso-pharynx. 
• 
Hold against the posterior naso-pharynx for a few seconds. Place the swab into 
the transport media. See picture below of correct swab to use 
Please see details of pernasal swabs NHS supply chain below. For queries, please 
contact the department on 02476965446
 
 
 
Contact tracing 
 
 
Nurse in charge to compile list of patient contacts using contact tracing form provided by 
IPC team. 
Medical team to complete a risk assessment of vulnerable contacts 
 
If there are any staff contacts, then refer to occupational health. Nurse in charge is 
responsible for collating a list of staff and sending to Occupational Health and a risk 
assessment of vulnerable contacts will be made by Occupational Health 
 
 
Transmission based precautions listed below to be used in conjunction with 
standard precautions. (Transmission route: contact and droplet) 
 
 
• 
FFP3 Respirator if undertaking an AGP (wearer must be fit tested and complete a 
fit check every time respirator is donned

--- PDF page 34 ---
34 
 
 
 
 Fluid resistant mask if not doing AGP 
• 
Full face visor at all times 
• 
Gloves if risk assessment to be exposed to blood and bodily fluids 
• 
Apron (Full length gown if AGP undertaken) 
• 
The 5 moments for hand hygiene must be adhered to at all times 
Patient Transfer 
 
 
Patient must wear fluid resistant surgical mask when being transferred if it can be 
tolerated. 
 
 
If transferring patient to another department / ward the department must be informed prior 
to transfer and not wait in waiting rooms with other patients. 
 
 
Environmental Decontamination 
 
 
Terminal Clean of room with Tristel once patient vacates room using Terminal clean check 
list available on e-library 
Daily ? twice daily clean of isolation room by ISS using Tristel 
 
 
All laundry must be placed be placed in a red alginate liner then placed in a white plastic 
bag & secured prior to leaving the ward 
 
 
Equipment 
 
Single use equipment must be used where possible, or equipment dedicated to the patient 
while in isolation and then decontaminated prior to being put back in general use 
 
 
Waste 
All waste generated in the isolation room must be placed in clinical waste bin (Orange 
bag) 
 
 
 
 
Visitors must be offered appropriate PPE – fluid resistant surgical mask and face visor

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ATTACHMENT: 20_1.pdf
TEXT_FILE: 20_1.pdf.txt
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--- PDF page 1 ---
1 
 
 
 
Food Hygiene 
 
Related National 
Guidance 
Evidence Based 
E-library number 
CG 1585 (was COP 196) 
Version number 
9 
Purpose 
All staff should familiarise themselves with the following guidance to 
ensure that all food and drinks offered to patients are safe to 
consume. 
 
Primary Specialty 
Trust wide 
Related 
Specialties 
N/A 
Specialty Clinical 
Guideline Lead 
Fiona Wells Infection Prevention and Control and Sepsis Nurse 
Authors 
Lead 
Author: 
Ragbinder Mahal Infection Prevention and Control 
and Sepsis Nurse 
Reviewer(s): Fiona Wells Infection Prevention and Control and 
Sepsis Nurse 
Approving 
Forums 
Infection Prevention and Control Committee 
Approval Dates 
QIPS 
23/11/2022 
MMC 
N/A 
Other (specify) 
Review Date 
October 2025 
Keywords 
 
Food Hygiene, Fridge, Refrigerator, Ward, Kitchen, Service, Snacks, 
Ice machines, Water Cooler 
 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect.

--- PDF page 2 ---
2 
 
 
Rationale 
Guidance has been cross referenced with CEBIS 
 
Dissemination and related guidance 
Guidance will be shared trust wide on E-Library 
 
Training 
None 
 
Patient Information 
None 
 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring method 
and frequency 
Committee responsible 
 
 
 
 
 
 
 
 
Changes from previous version 
Date 
Updated information 
20/10/2022 
Policy dates updated

--- PDF page 3 ---
3 
 
 
 
Contents 
 
Definitions ............................................................................................................................................... 3 
Introduction ............................................................................................................................................ 4 
Scope ....................................................................................................................................................... 4 
Roles and Responsibilities ....................................................................................................................... 5 
Clinical guidance ..................................................................................................................................... 5 
Appendices ............................................................................................................................................ 11 
References ............................................................................................................................................ 13 
 
 
 
 
Definitions 
 
CCP 
Critical Control Point. 
The point at which if control is lost an incident may 
occur 
Contamination 
The adulteration of food by microbial pathogens, 
chemicals, foreign matter, or spoilage which may 
affect or compromise the safety of food 
EBM 
Expressed Breast Milk 
Food Handler 
Any person who, directly or indirectly, handles food 
and fluids 
Food Hygiene 
All measures necessary to ensure the safety, soundness 
and wholesomeness of food at all stages from 
procurement, storage, production, post production 
storage and distribution of manufacture 
until its final consumption 
Food Poisoning 
An illness normally characterised by acute diarrhoea 
and/or vomiting caused by the ingestion of food 
contaminated with pathogenic micro-organisms. This is a 
notifiable illness. 
HACCP 
Hazard Analysis Critical Control Point – formal system 
of identifying hazards i.e., risk assessment 
associated with food 
IPC 
Infection Prevention Control 
IPCT 
Infection Prevention Control Team

--- PDF page 4 ---
4 
 
 
Monitoring 
A planned sequence of observations or 
measurements to assess whether a CCP is under 
control 
PFI 
Private Finance Initiative 
 
 
Introduction 
 
 
It is the responsibility of University Hospitals Coventry and Warwickshire (UHCW) Trust to 
provide nutritionally balanced meals and safe catering provision service for patients, staff and 
customers. 
 
Handling food properly and safely is essential to preventing food borne illness. At its basic 
level, good food hygiene practice helps to ensure that food contamination which could lead to 
illness/harm to our patients, staff and visitors is prevented and food safety assured. 
 
Each year many thousands of UK citizens are stricken by food poisoning and food borne 
illness. The effects on individuals range from minor nausea, diarrhoea and sore head to in 
extreme cases, death. 
 
Hospital caterers are confronted by a challenge in that they produce food for the most 
vulnerable and immunocompromised members of the community i.e., the very young, the 
elderly and the infirm. This means that there must always be a robust emphasis on food safety, 
during the storage, preparation, production, and service of food. 
 
 
Scope 
 
 
This guideline identifies the requirements of UHCW Trust to achieve compliance with Food 
Safety Legislation, whilst ensuring that catering services are patient focused and delivered to 
a high standard. It applies to ward level food services provided by Trust employees.

--- PDF page 5 ---
5 
 
 
Roles and Responsibilities 
 
• 
All staff must ensure that all food is stored and handled safely, including 
enteral feeds and milk used for infants 
• 
High risk foods must be refrigerated to a temperature of between 0 – 8 
celcius and temperatures recorded twice daily 
• 
If the refrigerator or freezer temperature are unsatisfactory the food must 
be discarded, and fridge not used and reported to the help desk on 25555 
• 
Patients and visitors must be discouraged from bringing any food on to the 
ward other than ready to eat non – perishable snacks, fruit and non – 
alcoholic bottled or canned drinks 
• 
Staff must not store their own food in the patient fridges 
• 
When serving food to patients, hand hygiene should be undertaken in 
accordance with the Trust Hand Decontamination policy (2020) 
• 
Safe use and maintenance of water coolers 
 
Clinical guidance 
 
Purchase and delivery 
 
Only food which has been purchased and delivered via the main kitchen will be served to ward 
patients within the Trust. The contracted caterer has systems in place to ensure only reputable 
suppliers are used, and that monitoring at the point of delivery is carried out to help ensure 
that all food accepted onto the Trust premises is suitable. 
 
For organisations whose food is not purchased and delivered via the main kitchen (for example 
Friends of St Cross), must have suitable procedures in place to ensure they are purchasing 
from reputable suppliers regarding food safety. This organisation must also have suitable 
arrangements in place to ensure food is delivered in a safe and hygienic manner. 
 
For food brought into the hospital premises by patients and their visitors, see section ‘Storage 
of food brought into hospital’ below. 
 
Food Storage 
 
Food must be stored in an appropriate area, covered and away from sources of contamination 
and at the appropriate temperature. 
 
A system of stock rotation must be in place (place items with the shortest shelf life at the front 
and always use the oldest first). Date checks must be regularly carried out, and food disposed 
of as necessary to ensure that food is not stored past its ‘use by’ or ‘best before’ date. 
 
It is the responsibility of the ward staff to check dates and dispose of food as necessary to 
avoid the storage of out of date food in beverage point on wards, and the responsibility of the 
hostess from ISS in the main kitchen.

--- PDF page 6 ---
6 
 
 
 
Refrigerated storage 
 
High risk foods must be stored in the refrigerator, by law always maintaining a food 
temperature of between 0oC and 8oC (target air temperature 5oC or below). 
 
Temperature is to be monitored and recorded twice daily and corrective action taken and 
recorded as required on the daily check sheet (see appendix 1). 
 
It is the responsibility of ward staff to monitor and record the temperature of fridges in the 
beverage bay on the wards, and the responsibility of the hostess from ISS to monitor in the 
main kitchen. 
 
• 
All food in refrigerators and freezers must be covered and date labelled 
• 
All special formula feeds for infants and children must be labelled as per specific 
guidelines 
• 
Refrigerators should be cleaned daily and as spillages occur. 
• 
On no account must raw meat, poultry or shell eggs be stored in the ward 
refrigerator 
• 
Refrigerators identified for food storage are to be used for storage of food items 
ONLY (no specimens, drugs etc.) 
 
• 
All refrigeration units should be in a good state of repair to facilitate cleaning. 
• 
It is the responsibility of ward staff to clean the refrigerator in the beverage bay 
• 
It is the responsibility of ISS to clean the refrigerator in the main kitchen 
 
Breakdown procedure 
 
If refrigerator or freezer temperatures are unsatisfactory the person checking the temperature 
should advise the manager. 
The help desk on Ext 25555 should be informed and the job number documented. Food 
discarded and fridge not used. 
 
Any replacement patient refrigerators must meet food hygiene legislation. 
 
Dry storage 
 
Dry Goods must be stored in cupboards or storage containers designated for food storage 
only. They must not be stored on the floor, in open packages or left uncovered. 
 
Storage of food brought into hospital 
 
Patients and their visitors should be strongly discouraged from bringing any food on to the 
ward other than ready to eat non-perishable snacks and fruit and non-alcoholic bottled or 
canned drinks.

--- PDF page 7 ---
7 
 
 
The following foods can constitute a serious health risk if inappropriately handled: 
• 
Cooked meats & meat products 
• 
Fish, shellfish, and other seafood, for example, prawns. 
• 
Milk, cream, artificial cream, custards, and dairy produce. 
• 
Soft cheeses 
• 
Fresh cream products e.g., trifles, cream cakes etc. 
• 
Cooked eggs and products made with eggs, for example mayonnaise, but 
• 
excluding pastry, bread, and similar baked goods. 
• 
Cooked rice and pasta 
• 
Sandwiches 
 
Relatives must be informed of the need to ensure food is covered, and if it requires 
refrigeration, that it is brought from home without delay so that it can be placed into the ward 
fridge. 
 
Food of this nature requiring refrigeration must be labelled with the patients name and date it 
has been brought on to the ward. If items are not consumed by the use-by or best before 
dates, they are to be returned or discarded. 
 
For food that does not have a best before or use-by date on it, staff must label the item/s with 
the date bought in and discard or return within 24 hours if not used. This should be clearly 
explained to relatives. 
 
Food brought in by staff 
 
Foods brought in by staff should not be stored with food and drink designated for patient 
consumption due to the risk of cross contamination. Storage in beverage bay areas or 
beverage kitchens is therefore not permitted. 
 
Staff food should be stored either in a designated staff fridge or cool bags/boxes should be 
used. 
 
Access to ward kitchens 
 
At the University Hospital (Coventry) site 
• 
Only permitted ISS staff have access to the main ward kitchens. 
• 
The kitchens close at 19:00 each day. The hostesses should leave a supply of dry 
food items and a hot beverage trolley on the ward outside of these hours. 
• 
Patient meals are also available through the helpdesk on 25555 
 
At Rugby St Cross site 
• 
Ward kitchens are shared between Trust and service provider 
• 
Patient meals are also available through the helpdesk on 25555

--- PDF page 8 ---
8 
 
 
Food Service to Patients 
 
The service provider will ensure all controls are in place prior to nursing staff receiving pre-
plated patient meals. 
 
The service of food to patients must begin immediately once the food arrives. Delays could 
lead to both bacterial growth and deterioration. 
 
Holding back hot patient meals after service is strictly prohibited. Meals must NOT be kept to 
one side at ward level for re-heating by microwave and neither must 
 
bought-in ready meals be re-heated via the microwave by non-catering staff. If a patient is 
unable to eat at the planned mealtime an alternative meal should be provided. The original 
meal must be discarded. 
 
Patient trays should be checked after removing to check for any extraneous items 
e.g., dentures, sputum pots, dressings, insulin needles etc. which must be removed at ward 
level. 
 
All unused food, hot or cold, must be returned to the kitchen with the food trolley. Any other 
food must be disposed of via a waste disposal unit. Waste food should not be disposed into 
plastic bin sacks and held at ward level as this could encourage pest infestation. 
 
 
Temperature Control 
 
The service provider will ensure appropriate temperature monitoring is in place for food. 
 
Snacks and Supplements 
 
Meals and snacks should not be left with patients for excessive lengths of time (longer than 1 
hour) due to the risk of microbiological growth at room temperature. 
 
Made-up sip feeds such as Build Up soups and shakes should not be left standing on the 
bedside locker for longer than 4 hours, after which they should be discarded. 
 
Fortisip Compact and Fortijuce should be consumed on the same day they are opened. 
 
Hand hygiene 
 
When serving food to patients, hand hygiene should be undertaken in accordance with the 
Trust Hand hygiene policy. 
 
• 
All food handlers are required to wash their hands before and after contact with food. 
• 
Hands must be washed properly using liquid soap and running water and then dried 
thoroughly using disposable paper towel. 
• 
Hand washbasins are for hand washing only and must not be used for any other 
purpose.

--- PDF page 9 ---
9 
 
 
• 
Minor cuts or abrasions to the hands must be covered with a blue waterproof dressing. 
• 
Jewellery (except for a plain band), nail varnish or false nails should not be worn. 
• 
“Bare below the elbows” policy should always be adopted. 
• 
Gloves are not required for meal service distribution 
 
Protective Clothing 
 
All main catering food handlers shall wear the uniform / protective clothing as provided by the 
employer. Uniform will be kept clean and in good repair by the food handler and will be 
changed into at work and not worn outside of the workplace to and from work. Protective 
clothing should be laundered at a temperature of at least 60oC (Trust wide Procedure for the 
Home Laundering of Staff Uniforms 2021) 
 
All other occasional food handlers (i.e., nursing staff) shall wear a yellow plastic disposable 
apron during any food or drink preparations. This should not be worn for any other purpose 
and disposed of after each use. 
 
Staff Health 
 
For all staff: 
• 
All staff must report if they are suffering from, or have suffered from diarrhoea or 
vomiting, throat infections, skin rashes, boils, or any other skin lesion. 
• 
Staff suffering from diarrhoea or vomiting are not allowed back to work until they have 
been symptom free for 48 hours. 
• 
Occupational Health should be consulted if there are concerns regarding symptoms, 
and The Food Standards Agency ‘Food Handlers Fitness to work guidelines’ observed. 
• 
It is important that if a ward/department manager has more than one member of staff 
off duty at one time with gastro-intestinal illness that the Infection Prevention Team is informed. 
 
Enteral Feeding 
 
Enteral tube feeding can be associated with complications relating to the possibility of 
microbial contamination. The use of nutritionally complete, sterile feed is always 
recommended, unless directed otherwise by a doctor or dietician. An Aseptic Non-Touch 
Technique that maintains the asepsis of the system, and minimises handling, must be used to 
attach feeds to administration equipment. 
 
Dilution of feeds is bacteriologically undesirable. If dilution is unavoidable, feed and container 
should not hang for more than 4 hours and should thereafter be discarded. 
 
Milk kitchens and Infant Feeds 
 
Please refer to UHCW Infant feeding Policy 2020 on E-Library 
 
Use of water coolers 
 
Water coolers provide ready access to fluids in many staff and patient areas. However, if these 
machines are not cleaned and maintained correctly, they may pose a risk to infection.

--- PDF page 10 ---
10 
 
 
Regular cleaning is required, nursing staff empty the drip tray and clean on a regular basis, 
ISS do the outside. The company sanitise the machine on a quarterly basis. Any breakdowns 
report to helpdesk. 
 
Ice machines 
 
Only ice provided by the regeneration kitchen is to be used by patients for oral intake. The 
service provider maintains these machines as per the PFI agreement, and the provision of ice 
is by ISS hostess staff. 
 
There is one ice machine in the hospital at ward level which is used post-surgery on ward 32. 
 
Outbreak Management 
 
It is vital that patients receive their meals promptly and safely. 
In a room, bay or area closure, the food trolley should continue from the beverage bay as 
normal. 
 
If a whole ward is closed, the hostess member of staff is allocated to the area and must not 
work elsewhere until 48 hours after their last shift on the infected area. 
 
The kitchen will be allocated to the infected ward if possible, and other arrangements made 
for any other ward areas using the same facility. 
 
In the case of a norovirus outbreak, the Infection Prevention and Control Team will liaise with 
ISS Hostess management; this information will be fed back to local staff.

--- PDF page 11 ---
11 
 
 
 
 
Appendices 
Fridge Checklist – Appendix 1

--- PDF page 12 ---
12 
 
 
Fridge Checklist – Appendix 
WEEK COMMENCING: 
 
…………………. 
MONDAY 
TUESDAY 
WEDNESDAY 
THURSDAY 
FRIDAY 
SATURDAY 
SUNDAY 
PLEASE RECORD REFRIGERATOR 
 
TEMPERATURE Twice daily 
 
(IF ABOVE 8C inform helpdesk 25555) 
SIG 
SIG 
SIG 
SIG 
SIG 
SIG 
SIG 
Y = ✓ N = X 
Y 
N 
SIG 
Y 
N 
SIG 
Y 
N 
SIG 
Y 
N 
SIG 
Y 
N 
SIG 
Y 
N 
SIG 
Y 
N 
SIG 
ALL FOOD STORED IN THE REFRIGERATOR IS 
WITHIN THE USE BY DATE 
ALL FOOD STORED IN THE REFRIGERATOR IS 
LABELLED,DATED 
AND COVERED APPROPRIATELY 
IS THE BEVERAGE AREA CLEAN? 
YELLOW PLASTIC APRONS ARE AVAILABLE FOR 
SERVING FOOD AND 
BEVERAGES 
MANAGERS SIGNATURE 
Date Signature

--- PDF page 13 ---
13 
 
 
 
 
 
Food Safety Patient information leaflet available on E-Library 
 
 
Food Safety and Hygiene (England) Regulations (2013) 
www.legislation.gov.uk/uksi/2013/2996/made/data.pdf (Accessed: 14/11/2022) 
 
 
Food Standards Agency – Food Handlers – Fitness to Work (2009) 
https://www.food.gov.uk/sites/default/files/media/document/fitnesstoworkguide.pdf 
(Accessed: 14/11/2022) 
 
 
NHS (England) Hospital Food Review – FSA evidence package Last updated: : 10 January 2022 
https://www.food.gov.uk/research/foodborne-disease/nhs-england-hospital-food-review-fsa-
evidence-package 
(Accessed: 14/11/2022) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
References

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ATTACHMENT: 21_1.pdf
TEXT_FILE: 21_1.pdf.txt
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--- PDF page 1 ---
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed/reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
Infection Prevention and Control Policy 
eLibrary ID Reference No: 
This id will be applied to all new Trust-wide PPSs by 
the Quality Department and will be retained throughout 
its life span. 
OPER-POL-003-10 
Newly developed Trust-wide PPSs will be allocated an eLibrary reference number following Trust approval. 
Reviewed Trust-wide PPSs must retain the original eLibrary reference number. 
The Quality department will progress all new, re-written and reviewed PPSs for final Trust approval. 
Version: 
(Must be a rounded number, i.e. 6.0,7.0 etc.) 
7.0 
Title of Approving Committee: 
 
Policy Governance Group 
Date Approved: 
 
29 April 2024 
Risk Rating: 
(this must be applied by the Author prior to being submitted to the 
Quality Dept. ( refer to PPS guidance pack on eLibrary) 
Moderate 
Next Review Date: 
(this must be applied by the Author dependant on risk rating or 
record alternative date if required to meet national guidance) 
28 April 2026 
 
If printed, copied or otherwise transferred from eLibrary, Trust-wide Policies, 
Procedures and Strategies will be considered ‘uncontrolled copies’. Staff must 
always consult the most up to date PDF version registered on eLibrary. 
 
As a controlled Trust-wide PPS, this record should not be saved onto local or network 
drives but should always be accessed from eLibrary. 
If you have any queries with regards to the library service, please could you direct 
your query to the email address: library@uhcw.nhs.uk.

--- PDF page 2 ---
Page 2 of 21 
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Trust-wide PPS to be read in conjunction with: 
(List overarching/underpinning strategies, policies and 
procedures – refer to PPS Evidence Summary) 
Infection Prevention and Control guidance on 
UHCW e-Library. 
Relevance: 
(State one of the following: Governance, Human 
Resource, Finance, Clinical, ICT, Health & Safety, 
Operational) 
Governance 
Superseded Trust-wide PPSs (if applicable): 
(Should this PPS completely override a previously 
approved Trust-wide PPS, please complete the ‘Request 
for Removal of PPS’ form and submit to Quality Dept – 
please refer to eLibrary and state full title and eLibrary 
reference number and the PPS will be removed from 
eLibrary) 
Infection Prevention and Control Assurance 
Framework – V6.0 
 
Author’s Name, Title and email address: 
(must not be the same as reviewer) 
 
Fiona Wells Lead Nurse Infection Prevention and 
Control 
Reviewer’s Name, Title & email address: 
(must not be the same as author) 
 
Vicky Williams, Deputy Chief Nursing Officer/ 
Deputy Director of Infection Prevention and Control 
Chief Officer’s Name, Title: 
 
Tracey Brigstock, Chief Nursing Officer/ Director 
of Infection Prevention and Control 
Title of Group/Department/Specialty: 
 
Infection Prevention and Control 
 
Changes since last version 
Detail of Changes 
Page No. 
Para No. 
Title change to Infection Prevention Policy to align to DOH 
guidance, removed “assurance framework” 
1 
- 
Scope and introduction re-written to include more recent 
references and clarity. 
5 
- 
Details of the document amended, including inclusion of IPC 
BAF 
6 -12 
1 
IPC team diagram included 
10 
- 
Monitoring compliance updated to include annual work plan and 
annual report requirements 
13 
- 
Definitions added due to detail in report having changed 
15 
- 
IPC reporting structure added as appendix 
18 
- 
 
Evidence Based Summary 
Yes 
 
Version 
Consulting & Endorsing Stakeholders, 
Committees/Meetings/Forums etc for this version only 
List all Consulting & Endorsing Stakeholders for this version, this can 
include direct consultation with individuals, 
Committees/Forums/Bodies/Groups, refer to guidance pack. 
Date 
7.0 
Infection Prevention and Control Committee 
 
7.0 
Patient Safety and Effectiveness Committee

--- PDF page 3 ---
Page 3 of 21 
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
 
Policy on a page 
Infection Prevention and Control Assurance 
Framework 
 
 
 
This policy will: 
 
Ensure the Trust complies with the statutory requirements of the Code of Practice for health 
and adult social care on the prevention & control of infections & related guidance (DOH 
2022). 
 
Effective arrangements are in place for the provision of a full Infection Prevention and 
Control (IPC) service including policy and guideline production, surveillance, education and 
training, and programme of audit led by an Infection Prevention and Control Team (IPCT). 
 
Responsibility for IPC is embedded throughout the organisation. 
 
All healthcare personnel working within the scope of this policy including partners and 
external parties are aware of the rationale and responsibility to maintain high standards of 
infection prevention and control at all times 
 
IPC advice is provided by a suitably qualified and resourced team, with administrative and 
information technology support. 
 
The IPCT is supported by an adequately resourced and staffed microbiology laboratory 
capable of promptly processing and reporting results on specimens sent for investigation. 
 
Multi-professional operational and assurance group structures are in place to advise and 
support the IPCT. 
 
Engage with staff to develop systems and processes that lead to sustainable and reliable 
improvements in applying infection prevention and control practices, ensuring patient and 
public involvement.

--- PDF page 4 ---
Page 4 of 21 
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Table of Contents 
 
Paragraph 
Number 
Description 
Page 
No. 
1.0 
Scope 
5 
2.0 
Introduction 
5 
3.0 
Details of Policy 
5 
4.0 
Duties / Responsibilities 
6 
5.0 
Dissemination and Implementation 
14 
6.0 
Training 
15 
7.0 
Monitoring Compliance with Policy 
15 
8.0 
Staff Compliance Statement 
16 
9.0 
Equality & Diversity Statement 
17 
10.0 
Ethical Considerations 
17 
11.0 
Sustainability Impact Assessment 
17 
12.0 
Definitions 
17 
13.0 
References & Bibliography 
18 
14.0 
UHCW Associated PPSs 
19 
15.0 
Appendices 
20

--- PDF page 5 ---
Page 5 of 21 
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
1.0 
SCOPE 
 
This policy applies to all individuals employed by University Hospitals Coventry and 
Warwickshire NHS Trust (hereafter referred to as the Trust), including Private Finance 
Initiatives (PFI) and sub-contractors, students, locum agency and bank staff, and staff 
employed on honorary contracts who are involved in Trust business, on or off Trust 
premises. 
 
2.0 
INTRODUCTION 
 
The Health and Social Care Act (2008) Code of Practice for the NHS on the Prevention 
and Control of Infection (DOH 2022) requires all healthcare providers to have clear 
arrangements for effective prevention, detection and control of healthcare associated 
infection (HCAI). 
 
Effective prevention of infection must be part of everyday practice and be applied 
consistently by everyone. For many common infections and infectious diseases, early 
recognition and swift action can not only reduce the spread of disease and the associated 
impact upon service users, staff, visitors and the wider community. 
 
This policy details the organisational structure, operational systems and assurances which 
are in place to ensure that IPC activity is focused, coordinated and communicated 
effectively within the Trust meeting Code of Practice requirements. 
 
3.0 
DETAILS OF POLICY 
 
 
IPC is an integral element of the Trust’s integrated governance and risk management 
frameworks. It is everyone’s responsibility. All staff must understand their role in the 
prevention and control of infection in their area of work. The Trust Board, managers and

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
staff are all responsible for establishing, maintaining and supporting a co-ordinated 
approach to IPC in all areas of their responsibility. 
 
 
 
This policy will ensure that: 
 
3.1 Effective arrangements are in place for the provision of a full infection prevention and 
control service including policy production, surveillance, education and training, and audit 
led by an Infection Prevention and Control Team (IPCT) 
 
3.2 Responsibility for IPC is embedded throughout the organisation 
 
3.3 IPC advice is provided by a suitably qualified and resourced team with administrative 
and information technology support. 
 
3.4 The IPCT is supported by an adequately resourced and staffed microbiology laboratory 
capable of promptly processing and reporting results on specimens sent for investigation. 
 
3.5 Multi-professional operational and assurance group structures are in place to advise 
and support the IPCT. 
 
3.6 All healthcare personnel working within the scope of this policy are aware of the 
rationale and responsibility to maintain high standards of IPC at all times 
 
 
 
4.0 
DUTIES / RESPONSIBILITIES 
 
The Chief Executive and the Board of Directors are responsible for: 
• 
Ensuring there are effective and adequately resourced arrangements for IPC 
within the organisation. 
• 
Identifying a board level lead for IPC - Director of Infection Prevention and 
Control (DIPC) 
• 
Ensuring that the role and functions of the DIPC are satisfactorily fulfilled by 
appropriate and competent persons as defined by DOH (2004b) 
• 
Approving IPC annual programme, receiving the IPC annual report and any 
other reports regarding the state of IPC within the organisation.

--- PDF page 7 ---
Page 7 of 21 
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Ensuring that appropriate systems are in place for: 
- 
Reviewing reports and statistics on the incidence of alert organisms (e.g. 
MRSA, Cdiff) outbreaks and incidents 
• 
Ensuring that clinical responsibility for IPC is effectively devolved to: 
- 
All professional clinical groups in the Trust 
- 
Clinical specialties and divisions and, where appropriate, support services 
and other similar units. 
 
The Trust’s board level DIPC is the Chief Nurse, supported by the Deputy Chief Nursing 
Officer/ Deputy DIPC. 
 
The DIPC has the executive authority and responsibility for ensuring strategy is 
implemented to prevent avoidable HCAIs and providing Board assurance in relation to: 
• 
The organisations performance in relation to HCAI, providing regular reports 
including an annual report and delivery of the IPC annual programme of work. 
• 
Actions taken in response to new and updated legislation, national policies and 
guidance ensuring effective policies are in place and audited in relation to 
infections/alert organisms and conditions 
• 
Endorsing and reviewing the terms of reference to ensure that the Infection 
Prevention and Control Committee (IPCC) discharges its responsibilities and that 
IPC activity, including compliance with the committee’s function to meet with CQC 
compliance, is included in the IPC annual report. 
• 
Ensuring that the IPC annual report is made available to the public. This is 
discharged through the public session of the Trust Board and through the Trust 
internet site. 
• 
The DIPC will chair the IPCC and report to the Chief Executive and the Board of 
Directors. 
 
Deputy DIPC 
The Deputy DIPC will provide support and continuity of strategic leadership for infection 
prevention and control. The deputy will deputise in the absence of the DIPC. 
 
Infection Prevention and Control Committee 
Given the diverse nature of the subject, most control of infection issues are dealt with 
through discussions with the relevant individuals, teams, at the appropriate level within the

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Trust’s existing committee structure, or at the appropriate clinical group or departmental 
meetings. This is then noted through IPCC. 
IPCC meets monthly and is responsible for: 
• 
Overseeing the implementation of IPC policies, guidelines and initiatives. 
• 
Oversight of performance against national standards relating to prevention and 
control of infection. 
• 
Acting on the results of HCAI risk assessments, audit and surveillance results. 
• 
Ratification of UHCW policies and guidance relating to prevention and control of 
infection, ensuring that appropriate consultation has taken place. 
• 
Monitoring of the infection prevention and control risk register 
• 
Ensuring adequate allocation of resources to facilitate remedial action. 
• 
Ensuring that the annual IPC programme is produced. 
• 
Reviewing national guidance/directives and approving resulting action plans as 
applicable to the Trust for implementation and review. 
 
Upward reports from IPCC to the Patient Safety and Effectiveness Committee and Quality 
Safety Committee are produced each quarter for reporting to Trust Board (appendix 1). 
 
The Lead Nurse for Infection Prevention and Control has responsibility for 
• 
Implementing the Infection Prevention & Control Strategy and leading and 
managing the IPCT and ensuring the responsibilities above are achieved 
• 
Providing specialist advice and guidance to DIPC and Deputy DIPC 
• 
Effective delivery of the Trust Infection Prevention and Control annual work plan 
through nursing leadership and service improvement. 
• 
Supporting the development of monthly, quarterly and annual reports as required 
for the Board of Directors 
• 
Ensuring the completion of the IPC BAF with upward report to Trust board via IPCC 
• 
Ensuring the provision of a high quality infection prevention service to the Trust. 
• 
Informing and directly influencing IPC practice throughout the Trust through clinical 
decision making and by contributing to operational and strategic planning and 
leadership 
• 
Informing and influencing sepsis practice to the Trust 
 
 
• 
The Infection Prevention and Control Team

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Provide expert advice and guidance on all IPC matters including risks and 
mitigations 
• 
Respond appropriately to clinical results, ensure relevant alerts are in place both 
electronically and through paper records 
• 
Be visible in all areas and lead through example 
• 
Take responsibility for leading and developing the strategic direction of IPC 
throughout the Trust 
• 
Act as the lead for the assurance of IPC 
• 
Interpret national directives and guidelines at a local level 
• 
Prepare, review and update evidence-based policies and guidelines 
• 
Develop and provide relevant on IPC training and education 
• 
Advise on the management of individual patients with infection 
• 
Develop and implement surveillance and audit programmes and together with 
clinician’s appropriate action plans 
• 
Advise regarding new builds/re-development of the Trust Estates 
• 
Ensure that IPC advice is available to the Trust 5 days a week 8-6, with cover 
outside of these hours provided via the on call Medical Microbiology staff. 
• 
Ensure screening and surveillance of alert organisms, audit of compliance against 
IPC policies and national guidance such as MRSA screening. 
• 
The IPCT will liaise directly with clinicians and managers to escalate any concerns 
regarding alert infectious conditions, e.g. Clostridiodes difficile (Cdiff) and antibiotic 
resistant organisms and positive results associated with food and environmental 
conditions, e.g. Legionella, salmonella. 
• 
Work with the Trust to identify and control outbreaks, liaising with other internal 
and external departments. 
• 
Ensuring the provision of education to all grades of staff working within the scope 
of this policy. 
• 
Liaising with the Occupational Health Department, UK Health Security Agency and 
other external services or agencies where applicable. 
• 
In liaison with other relevant staff preparing, reviewing and updating evidence-
based policies and guidelines in line with relevant NHSE/ UKHSA/ DOH 
notifications and/or national guidelines, when available and applicable. 
• 
Ensure all guidelines and policies are available on the Trust Intranet site.

--- PDF page 10 ---
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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
To participate in Patient Led Assessments of the Care Environment (PLACE) 
inspections annually. 
• 
To participate in Trust committees and working groups providing IPC advice and 
guidance 
• 
Provide clinical leadership, education and training in sepsis to improve recognition 
and practice in patient outcomes. 
• 
To support meeting NHS contractual requirements for IPC and sepsis. 
 
Medical Microbiologists / Virologist and Pathology Services. 
• 
The Team will work with and be supported by Consultant Microbiologists, 
Virologists and laboratory teams to assist in the effective delivery of the IPC service 
thus reducing any risk and ensuring there are adequate resources capable of 
promptly processing and reporting specimens. 
• 
Out of hours, the on call Microbiologist will inform the wards of any positive results 
and safe management of cases. 
• 
To provide advice on the management of clinical infections and outbreaks and to 
be responsible for highlighting issues to the IPCT for further action. 
 
Clinical Groups are responsible for: 
• 
Ensuring that every ward/clinical department (where appropriate) has designated 
IPC link nurse (or other registered practitioner) 
• 
Ensure that each ward/ department (clinical and non-clinical) has a designated 
individual with ability to undertake hand hygiene and (where appropriate) 
respiratory mask fit test cascade. 
• 
Identifying IPC Medical Leads at group level 
• 
Ensuring that IPC is included in the personal development plan for the designated 
medical lead. 
• 
Producing and presenting a bi-monthly report for IPCC detailing IPC performance 
and providing an associated action plan. 
• 
Ensuring that IPC is a standing agenda item for clinical group governance meetings 
and, where relevant, the following are included: 
- 
Mandatory training compliance, 
- 
Outbreak and incidents. 
- 
Action plans from formal investigations e.g., Cdiff infection MRSA/ MSSA 
bacteraemia

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
- 
Key performance Indicator information shared. 
 
IPC Medical leads 
The IPC medical leads will provide group level support in raising the profile of IPC and 
acting as a role model. The medical leads will: 
• 
Provide education and training and working within their group feedback lessons 
learnt and any remedial actions. 
• 
Be responsible for attending QIPs meetings and acting as an IPC representative 
with medical colleagues. 
• 
Work closely with the Group Directors of Nursing and Allied Health Professional 
(GDNA) and IPC during times of outbreak/ incident or IPC related issue. 
 
Group Directors of Nursing will: 
• 
Take responsibility for the ownership of IPC in their areas. 
• 
Ensure that IPC is incorporated into Group decision-making, service planning, 
performance management, project management and other related processes. 
• 
Establish key IPC risk indicators which are monitored, reviewed and reported 
• 
Ensure effective healthcare acquired IPC processes are in place. 
• 
Ensure that, where necessary, HCAI IPC risks are reported on the group risk 
register and escalated in accordance with the Trust’s Risk Management Policy. 
• 
Embed a high standard of IPC practice in all areas to help prevent and reduce 
HCAI. 
• 
Ensure IPC is performance managed within groups through prompt response to 
infection incidents and audit results. 
• 
Ensure escalation and assurance processes are in place. 
 
Matrons 
In addition to contributing to the responsibilities as outlined above, Matrons will: 
• 
Oversee that the domestic, clinical, and non-clinical cleaning responsibilities in 
the area are covered. 
• 
Lead monthly hand hygiene audits, as well as formative rounds and peer review 
audits, checking and challenging practice. 
• 
Lead and drive a culture of cleanliness in clinical areas, monitoring local 
compliance, with the estates, facilities, and IPC teams, through clinical

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
environmental spot checks and audit, followed by updating the risk register with 
migratory actions. 
• 
Use quality dashboards and league tables for benchmarking and monitoring 
cleaning practices. 
• 
Ensure corridors, walkways and visual display areas are clear, clean and tidy, so 
that the organisation’s infrastructure is safe. 
• 
Monitor standards of cleanliness in clinical areas. 
• 
Identify IPC training needs to ensure that staff and volunteers are able to work 
safely and comply with Trust procedures, including mandatory training 
requirement. 
• 
Ensure implementation of Trust IPC policies, procedures, and guidelines. 
• 
Ensure there is promotion of IPC awareness responsibilities amongst employees, 
service users, contractors and partners. 
• 
Participate in post infection investigations where required to promote learning and 
practice improvement. 
 
The Ward Manager/ department Leaders are responsible for: 
• 
Monitor standards of cleanliness in clinical areas. 
• 
Ensure corridors, walkways and visual display areas are clear, clean, and tidy, so 
that the organisation’s infrastructure is safe. 
• 
Ensure implementation of Trust IPC policies, procedures and guidelines. 
• 
Ensure there is promotion of IPC awareness responsibilities amongst employees, 
service users, contractors and partners. 
• 
Identify IPC training needs to ensure that staff and volunteers can work safely 
and comply with Trust procedures, including mandatory training requirement. 
• 
Ensuring IPC training requirements are discussed in appraisal and included in 
personal development plans where appropriate. 
• 
Participate in post infection investigations where required to promote learning and 
practice improvement. 
• 
Support staff to attend Occupational Health appointments and/or meet risk 
assessment needs. 
 
The Link Practitioners for Infection Prevention and Control are responsible for: 
• 
Contributing to the delivery of the Trust’s IPC annual work plan by monitoring 
standards of IPC in clinical practice.

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Development and communication of ward/department infection prevention action 
plans and regular communication with the IPCT. 
• 
Undertaking and achieving the IPC competence training programme; as per IPCT 
advice. 
• 
A source of information and guidance of IPC related issues in their area. 
 
Antimicrobial Pharmacist 
The Antimicrobial Pharmacist promotes the appropriate use of antimicrobial agents 
through education, policy and guidelines. They will participate in IPCC, attend specialty 
ward rounds with high antibiotic use, and monitor antimicrobial use across the trust 
including point prevalence audits each quarter and on an ad hoc basis as required. 
 
Occupational Health 
The Trust Occupational Health Department should: 
• 
Ensure all staff have access to occupational health service. 
• 
Have occupational health policies for the prevention and management of 
communicable infections in healthcare workers. 
• 
Offer risk-based screening for communicable diseases and assessment of 
immunity to infection after conditional offer of employment. 
• 
Have arrangements in place for regularly reviewing the immunisation status of 
healthcare workers and providing appropriate vaccinations to staff as necessary on 
the basis of risk assessment. 
• 
Have arrangements in place for identifying and managing healthcare staff infected 
with hepatitis B, C, HIV and advising about fitness for work, including healthcare 
workers who are new to NHS 
• 
Liaise with the UK advisory panel for health care workers infected with blood borne 
viruses when: 
- 
Advice is needed about fitness to undertake exposure prone procedures 
- 
When advice on patient notifications exercise 
- 
When offer of Blood Bourne Virus testing may be needed 
• 
Have arrangements for risk assessment and appropriate management after 
accidental occupational exposure to blood and bodily fluids. 
• 
Alerting the IPCT of any infectious conditions amongst Trust employees that could 
be transmitted during the course of their work.

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Participating in the contract tracing of staff exposed to infectious conditions as 
applicable. 
• 
Co-ordinating staff treatment of any infectious disease (treatment maybe source 
external to Occupational Health e.g., GP). 
 
All Other Staff 
All staff across the Trust have responsibility to ensure they comply with local IPC policies 
and guidelines/procedures. They also have a duty to report all infection related incidents 
including near misses on Datix according to Trust policy and to inform a member of the 
IPCT as soon as possible after an incident has occurred. 
 
Whilst the Trust Board has collective responsibility, effective IPC is the personal 
responsibility of every member of staff. The following applies to all Trust employees and 
those providing a service or function under a service agreement or contract: 
 
• 
IPC responsibilities outlined in job descriptions and discussed as appropriate at 
appraisals as aligned to role 
• 
All employees are responsible for ensuring that they undertake relevant IPC 
training available to them 
• 
All employees are personally accountable for their actions and responsible for 
ensuring that they comply with IPC policies 
• 
All employees must understand their legal duty to take reasonable care of their own 
health, safety and security and that of other people who may be affected by their 
actions or omissions and for reporting incidents and areas of concern 
• 
All healthcare professionals are responsible for notifying the IPCT of circumstances 
that may lead to outbreaks if infection or a breakdown of IPC procedures 
• 
Personal and professional codes of practice and responsibility will be adhered to in 
all situations 
 
 
5.0 
TRAINING 
 
IPCT will work with the Trust Learning and Development Department to deliver training at 
induction and mandatory updates for clinical staff. Infection Prevention and Control

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
mandatory training is delivered via e- learning and the results recorded electronically on 
the learning management (ESR) system. 
 
Training required to fulfil this policy will be provided in accordance with the Trust’s Training 
needs Analysis. Management of training will be in accordance with the Trust’s Mandatory 
training policy. 
 
 
6.0 
MONITORING COMPLIANCE 
 
7.1 Monitoring Table 
 
Aspect of 
compliance or 
effectiveness 
being 
monitored 
Monitoring 
method 
(i.e. regular 
audits/reviews) 
Individual/ 
department 
responsible 
for the 
monitoring 
Frequency of 
the 
monitoring 
activity (i.e. 
Monthly/ 
Annually) 
Group / 
committee 
which will 
receive the 
findings / 
monitoring 
report 
Group / 
committee / 
individual 
responsible 
for ensuring 
that the 
actions are 
completed 
IPC BAF 
Review 
Lead Nurse 
of IPC 
Quarterly 
IPCC 
IPCC 
IPCT is 
adequately 
supported and 
resourced 
Annual report 
DIPC 
Annually 
QSC, Trust 
Board 
DIPC 
An 
annual 
programme is 
approved 
by 
the Board 
Annual report 
DIPC/ Lead 
Nurse 
Annually 
IPCC, QSC, 
Trust Board 
DIPC 
Annual report 
is 
produced 
and presented 
to the Board 
Annual report 
DIPC/ Lead 
Nurse 
Annually 
QSC, 
Trust 
Board 
DIPC 
This policy is 
compliant with 
new guidance 
re 
Infection 
Prevention 
and Control 
Review 
of 
National 
guidance 
Lead Nurse 
of IPC 
Annually, 
or 
when 
changes 
to 
the policy are 
made due to 
guidance 
or 
organisational 
changes 
IPCC 
DIPC 
Information 
available 
to 
patients 
and 
the 
public 
regarding the 
Trust's 
processes and 
arrangements 
Review 
of 
information 
provided 
to 
service users 
and public 
Lead Nurse 
of IPC 
Annual 
PSEC, IPCC 
Director 
of 
Infection 
Prevention 
and Control

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Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
for preventing 
and controlling 
healthcare 
acquired 
infections 
 
Audit 
programme, 
including alert 
organisms, 
outbreaks and 
issues related 
to IPC. 
Quality/ 
performance 
indicators e.g. 
-Number 
of 
HCAI 
infections 
- 
National 
reporting 
of 
hospital 
acquired 
infections 
-The process 
of route cause 
analysis 
for 
HAI 
Reporting 
of 
serious 
incidents 
through 
the 
trust systems 
and 
external 
partners. 
-Reporting 
of 
IPC incidents 
through Datix 
clinical 
reporting. 
Reports 
on 
progress 
to 
address 
themes 
and 
trends 
on 
areas of non-
compliance. 
Lead Nurse 
IPC 
Monthly 
PSEC, IPCC 
Director 
of 
Infection 
Prevention 
and Control 
Quarterly 
clinical group 
report to IPCC 
Performance 
report 
Clinical 
Group/ IPC 
medical 
lead/ GDNA 
Quarterly 
IPCC 
IPCC 
 
8.0 
STAFF COMPLIANCE STATEMENT 
 
All staff must comply with this Trust-wide Policy, Procedure or Strategy and failure to do 
so may be considered a disciplinary matter leading to action being taken under the Trust-
s Disciplinary Procedure. Actions which constitute breach of confidence, fraud, misuse of 
NHS resources or illegal activity will be treated as serious misconduct and may result in 
dismissal from employment and may in addition lead to other legal action against the 
individual/s concerned.

--- PDF page 17 ---
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Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
A copy of the Trust’s Disciplinary Procedure is available from eLibrary. 
 
 
9.0 
EQUALITY & DIVERSITY STATEMENT (Do not delete) 
 
Throughout its activities, the Trust will seek to treat all people equally and fairly. This 
includes those seeking and using the services, employees and potential employees. No-
one will receive less favourable treatment on the grounds of sex/gender (including Trans 
People), disability, marital status, race/colour/ethnicity/nationality, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will 
they be disadvantaged by conditions or requirements which cannot be shown to be 
justifiable. All staff, whether part time, full-time, temporary, job share or volunteer; service 
users and partners will be treated fairly and with dignity and respect. 
 
10.0 
ETHICAL CONSIDERATIONS (Do not delete) 
 
The Trust recognises its obligations to maintain high ethical standards across the 
organisation and seeks to achieve this by raising awareness of potential or actual ethical 
issues through the PPS consultation and approval process. Authors of PPSs are therefore 
encouraged to liaise with the Trust’s Clinical Ethics Forum to seek input where necessary. 
 
11.0 
SUSTAINABILITY IMPACT ASSESSMENT (Do not delete) 
UHCW NHS Trust is committed to ensuring that the way we provide services minimises 
the impact on the environment and the future health of the public e.g. zero waste to 
landfill, reducing our carbon footprint and recycling and reuse percentages. The actions 
in this policy have been assessed and are in line with the Trust’s Net Zero commitment 
and NHS Net Zero target. 
 
 
12.0 
DEFINITIONS 
 
 
 
 
Cdiff 
Clostridiodes difficile 
CQC 
Care Quality Commission 
DIPC 
Director of Infection Prevention and 
Control

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Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
DoH 
Department of Health 
GDNA 
Group Director of Nursing and Allied 
Health Professionals 
HCAI 
Healthcare associated infections 
HCAI 
Healthcare Associated Infection 
IPC 
Infection Prevention and Control 
IPC BAF 
Infection Prevention and Control Board 
Assurance Framework 
IPCP 
Infection Prevention and Control 
Practitioner 
IPCT 
Infection Prevention and Control Team 
MSSA 
Meticillin Sensitive Staphylococcus 
Aureus 
MRSA 
Meticillin Resistant Staphylococcus 
Aureus 
NHSE 
National Health Service England 
 
 
 
13.0 
REFERENCES AND BIBLIOGRAPHY 
 
13.1 
The Health & Social Care Act (2008) Code of Practice for the Prevention of Infections 
and related guidance, Revised 2022. Department of Health, London < 
https://www.gov.uk/government/publications/the-health-and-social-care-act-2008-code-
of-practice-on-the-prevention-and-control-of-infections-and-related-guidance/health-and-
social-care-act-2008-code-of-practice-on-the-prevention-and-control-of-infections-and-
related-guidance> 
 
Department of Health (2008) Board to ward: How to embed a culture of HCAI prevention 
in acute trusts 
www.dh.gov.uk/prod consumdh/groups/dhdigitalassests/documents/digitalasset/dh 
112195 
 
DOH (2004b). Competencies for Directors of Infection Prevention and Control. London: 
DH, Available at: 
http://webarchive.nationalarchives.gov.uk/+/www.dh.gov.uk/en/publicationsandstatistics/l
ette rsandcirculars/Dearcolleagueletters/DH_4083982 
 
National infection prevention and control manual (NIPCM) for England (2022) [last 
accessed 15th September 2023] NHS England » National infection prevention and control 
manual (NIPCM) for England

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Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
14.0 
UHCW ASSOCIATED RECORDS 
 
COP 193 
Aseptic non touch technique 
CG 930 
Clostridiodes difficile 
CG 1583 
Screening, Prevention and Management of Meticillin 
Resistant Staphylococcus aureus (MRSA) 
COP 222 
Bed And Mattress Cleaning Procedure 
COP 209 
Body Infestations - Management and treatment of 
patients with 
COP 96 
Cleaning and Disinfection of Non-invasive 
Equipment & Computers 
CB 10 
Community Sepsis Pathway and Screening Tool 
CG 2230 
Community Sepsis Pathway and Screening tool 
Guidance 
CG 1885 
Food Hygiene Guidelines 
CG 1362 
Guidelines For the Management of Tuberculosis 
COP 211 
Home laundering of staff uniforms 
CG 334 
Isolation Guideline 
CG 337 
Management of an Outbreak or Incident 
COP 915 
Management of Multi-Resistant Organisms 
COP 954 
Management of Norovirus 
COP 63 
Procedure for the laundering of Soiled Patients 
Clothing in the Home Setting 
CB 13 
Protocol for Management of Neutropenic Sepsis 
Pathway 
CG 2032 
Respiratory Infections Guideline 
CG 47 
Screening and management of Sepsis in Adults 
COP 914 
Viral Haemorrhagic Fever (VHF): Acute 
Identification and management guide. 
OPER-POL-03-10 Infection Prevention and Control Policy 
OPER-POL-001-07 Trust Decontamination Policy 
OPER-POL-002-10 Hand Decontamination Policy

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Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed/reviewed in accordance with the Trust approved ‘Development & Management of Trust-wide Policies, Procedures and Strategies Procedure 
(Clinical and Non-clinical strategies, policies and procedures)’ 
 
Appendix 1 IPC reporting Governance Structure

--- PDF page 21 ---
Version number: 7.0 
Trust-wide PPS title: Infection Prevention and Control Assurance Policy 
This Trust-wide PPS has been developed/reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’

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ATTACHMENT: 22_1.pdf
TEXT_FILE: 22_1.pdf.txt
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Version number: 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses, Policy. 
This Trust-wide PPS has been developed/reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
Title of Trust-wide PPS: 
Management of Health Care Workers Living and Working with Blood 
Borne Viruses Policy 
eLibrary ID Reference No: 
This id will be applied to all new Trust-wide PPSs by 
the Quality Department and will be retained throughout 
its life span. 
H&S-POL-001-11 
Newly developed Trust-wide PPSs will be allocated an eLibrary reference number following Trust approval. 
Reviewed Trust-wide PPSs must retain the original eLibrary reference number. 
The Quality department will progress all new, re-written and reviewed PPSs for final Trust approval. 
Version: 
(Must be a rounded number, i.e. 6.0,7.0 etc.) 
5.0 
Title of Approving Committee: 
 
Policy governance Group 
Date Approved: 
 
June 2024 
Risk Rating: 
(this must be applied by the Author prior to being submitted to the 
Quality Dept. ( refer to PPS guidance pack on eLibrary) 
Moderate 
Next Review Date: 
(this must be applied by the Author dependant on risk rating or 
record alternative date if required to meet national guidance) 
June 2026 
 
If printed, copied or otherwise transferred from eLibrary, Trust-wide Policies, 
Procedures and Strategies will be considered ‘uncontrolled copies’. Staff must 
always consult the most up to date PDF version registered on eLibrary. 
 
As a controlled Trust-wide PPS, this record should not be saved onto local or network 
drives but should always be accessed from eLibrary. 
If you have any queries with regards to the library service, please could you direct 
your query to the email address: library@uhcw.nhs.uk.

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Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
 
 
 
 
 
Trust-wide PPS to be read in conjunction with: 
(List overarching/underpinning strategies, policies and 
procedures – refer to PPS Evidence Summary) 
 
Relevance: 
(State one of the following: Governance, Human 
Resource, Finance, Clinical, ICT, Health & Safety, 
Operational) 
People Directorate 
Superseded Trust-wide PPSs (if applicable): 
(Should this PPS completely override a previously 
approved Trust-wide PPS, please complete the ‘Request 
for Removal of PPS’ form and submit to Quality Dept – 
please refer to eLibrary and state full title and eLibrary 
reference number and the PPS will be removed from 
eLibrary) 
 
 
Author’s Name, Title and email address: 
(must not be the same as reviewer) 
 
Julie Atkins, Senior Specialist Occupational Health 
Practitioner 
julie.atkins@uhcw.nhs.uk 
Reviewer’s Name, Title & email address: 
(must not be the same as author) 
 
Alison Evans, Head of Occupational Health 
alison.evans@uhcw.nhs.uk 
Chief Officer’s Name, Title: 
 
Donna Griffiths 
Chief People Officer 
Title of Group/Department/Specialty: 
 
 
People Directorate 
Occupational Health Shared Service 
 
Changes since last version 
Detail of Changes 
Page No. 
Para No. 
Change Occupational Health Department to Occupational 
Health Shared Service (OHSS) and Public Health England 
(PHE) to United Kingdom Health Security Agency (UKHSA) 
throughout policy. 
 
 
Change of title: change form “Blood Borne Viruses, Employment 
and screening Procedure” to “Management of Health Care 
Workers Living and Working with Blood Borne Viruses Policy”. 
1 
Title 
Add RIDDOR 
9 
 
Add review by Chief People Officer 
9 
 
Removal of Screening Procedures, a separate procedure 
/document will replace this. 
11-18 
 
Add reference to re-deployment documents. 
11 
 
Duties & Responsibilities: addition of Medical Director, Chief 
People Officer, Resourcing Team/Recruitment 
18 
 
Addition of Patient Notification Exercise (PNE) 
18 
 
Addition of other Stakeholders: Locums, Students. 
24 
 
Addition: Record Keeping 
25 
 
Addition: Confidentiality 
27

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Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Changes to Audit/Monitoring of Policy 
28 
 
Removal of Appendices: 2-7 
 
 
Addition of new relevant appendices: 2-8 
 
 
 
Evidence Based Summary 
(Please state whether Evidence Based Summary is used in the document) 
In July 2019 UK Advisory Panel for Healthcare Workers Living with Bloodborne Viruses 
(UKAP) published updated integrated guidance that described new recommendations 
on the monitoring and clearance of healthcare workers (HCWs) living with hepatitis B 
infection, and the investigation of situations where a HCW has been diagnosed with a 
bloodborne virus (BBV), based on the evidence base and experience from over 20 
years of UKAP investigations. 
 
Over the past 2 years this guidance has been embedded into practice and UKAP 
have received helpful feedback on its implementation. The 2020 update contained 
changes based on this feedback in order to clarify roles and responsibilities of 
stakeholders, and the settings in which the guidance should be applied. The 2021 
update contained changes to the recommended monitoring time of HCWs living with 
hepatitis B. These changes, detailed in section 7.2, align with national practice (1 to 
2) and other international (3 to 5) guidelines. 
 
The 2022 update has new advice regarding reactivation of hepatitis B (rHBV) 
following immunosuppression. In cases with resolved hepatitis B, rHBV is becoming 
more common due to increasing use of therapeutic immunosuppression for other 
conditions. This advice is included in section 6.4 and detailed in section 7.2 of the 
UKHSA document. 
 
 
 
Version 
Consulting & Endorsing Stakeholders, 
Committees/Meetings/Forums etc for this version only 
List all Consulting & Endorsing Stakeholders for this version, this can 
include direct consultation with individuals, 
Committees/Forums/Bodies/Groups, refer to guidance pack. 
Date 
 
(This table must be complete or the PPS will be returned to the author) 
 
 
Infection Prevention and Control Committee 
April 2024 
 
Patient Safety and Effectiveness Committee 
 
 
People Directorate

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
 
 
 
 
 
Policy on a page 
 
 
Management of Health Care Workers Living 
with and Working with Blood Borne Viruses 
Policy 
 
• 
The overall aim of the policy is to control the risk to patients and staff from 
health care workers (HCW) infected with blood borne viruses (BBV), to 
control the risk to HCWs from BBV infected patients and to reinforce good 
practice. 
 
• 
The policy outlines how UHCW NHS Trust will ensure compliance with the 
UKHSA’s guidance on health clearance for HCW for BBV (Hepatitis B, 
Hepatitis C and Human Immunodeficiency Virus (HIV). 
 
• 
Clarification of Roles and Responsibilities within UHCW.

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
Table of Contents 
 
Paragraph 
Number 
Description 
Page 
No. 
1.0 
Scope 
6 
2.0 
Introduction 
7 
3.0 
Details of Policy 
8 
4.0 
Duties / Responsibilities 
10 
5.0 
Dissemination and Implementation 
17 
6.0 
Training 
18 
7.0 
Monitoring Compliance with Policy 
19 
8.0 
Staff Compliance Statement 
19 
9.0 
Equality & Diversity Statement 
19 
10.0 
Ethical Considerations 
20 
11.0 
Sustainability Impact Assessment 
20 
12.0 
Definitions 
20 
13.0 
References & Bibliography 
21 
14.0 
UHCW Associated PPSs 
24 
15.0 
Appendices 
25

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
1.0 
SCOPE 
(Define the audience to whom this Trust-wide PPS applies.) (Delete upon insertion of text) 
 
1.1 Certain Blood Borne Viruses (BBV) can be transmitted form infected Health Care 
Workers (HCW) to patients, and from patients to susceptible Health Care Workers 
during clinical procedures. The main viruses of concern are Hepatitis B (HBV), 
Hepatitis C (HCV) and Human Immunodeficiency Virus (HIV). 
 
1.2 This policy sets out the Trust approach to managing the risk of transmission of BBV 
from staff to patients. 
The objectives are: 
• 
Outline the main areas of risk of transmission of BBV. 
• 
Outline the responsibilities of the Managers, Occupational Health Service and 
Employees. 
 
1.3 This policy applies to all healthcare workers already in employment and those seeking 
employment with UHCW NHS Trust and includes substantive, temporary and agency 
workers and those on clinical placement. Agencies supplying staff to UHCW must also 
comply in full. Education and training establishments must ensure that their staff or 
students are compliant with no less rigorous standards. The Occupational Health Shared 
Service (OHSS) clients will implement the same guidance from the United Kingdom Health 
Security Agency (UKHSA) and the OHSS will liaise with all of its clients who hold contracts 
with the OHSS as required to ensure that they are compliant with the same rigorous 
standards as well. 
 
1.4 This policy relates to all UHCW healthcare workers with direct patient contact. Basic 
control of infection measures provides an important element of BBV infection control and 
must be followed by all HCW.

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
1.5 After examining the risks, expert UK guidance suggests that formal pre-employment 
and “in post” clearance for BBV carriage should be limited to those HCWs involved in 
carrying out EPPs, working in exposure prone environments and performing clinical 
duties in Renal units or any other settings involving renal dialysis. 
 
1.6 This policy operates in conjunction with UHCW NHS Trust Health Care Worker 
Immunisation and Screening Policy, Safe use and disposal of sharps policy and 
Management of Health care workers sharps/splash injuries and Post Exposure 
procedures for hepatitis B virus (HBV) , hepatitis C virus (HCV) and Human 
Immunodeficiency virus (HIV) Policy 
 
2.0 
INTRODUCTION 
(This section should state why the policy is being developed and must include all relevant national and local guidelines, 
statutory requirements or other relevant recommendations. It must also identify the risk(s) the policy will address – refer to 
evidence summary for PPSs being reviewed.) (Delete upon insertion of text) 
 
2.1 Blood borne viruses (BBV) are infective agents that can be found in the blood of an 
infected person. Information on transmission risk can be found in appendix 1. Blood borne 
viruses can, under certain circumstances, be transmitted from patient to healthcare worker 
and from healthcare worker (HCW) to patient during exposure prone procedures. (EPPs). 
 
2.2 The Trust has a responsibility to promote general awareness of blood borne viruses in 
order to provide a safe working environment for employees and patients as well as to 
promote safe working practices. The Trust also has a duty of care in relation to all 
employees at occupational risk of contracting blood borne viruses. There is a need for an 
effective procedure for screening and health clearance of all staff at risk from contracting 
or transmitting blood borne viruses to patients. 
This policy will enable the Trust to: 
• 
Reduce transmission risks to both health care workers and patients in their care. 
• 
Reduce potential demands on the Trust’s financial resources and emphasise 
commitment to our employees and patients. 
 
2.3 This policy assists compliance with the following health and safety legislation: 
• 
General duties placed upon employers and others by the Health & Safety at Work Act 
1974. 
• Broad risk assessment requirements of the Management of Health & Safety at Work 
 Regulations 1992 (updated in 1999)

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• Health surveillance and monitoring of microbiological hazards under the 
 current Control of Substances Hazardous to Health Regulations (COSHH) 
 2002. 
• 
RIDDOR: Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 
2013. 
 
This policy was reviewed using the expertise of the Chief People Officer, Infection Control 
Team, Health & Safety Team and Occupational Health Physician and for the purpose of 
external peer review and consultation. 
 
3.0 
DETAILS OF POLICY 
 
3.1 This policy applies to all healthcare workers (HCWs) who perform exposure prone 
procedures (EPPs) for the first time. This includes existing HCWs who are moving post or 
training that involves EPPs and those returning to the NHS dependent on what activities 
they have engaged in while away from the NHS. 
This policy does not apply to HCWs who are already employed in the Trust with the 
exception of those moving to a post requiring performance of EPPs for the first time in their 
career. 
 
3.2 In the UK, the policy on the management of healthcare workers (HCWs) infected with 
blood borne viruses (BBVs) has evolved over time. This evolution has been informed by 
evidence on the risk of HCWs transmitting blood borne viruses to their patients, the 
outcomes of patient notification exercises and the recommendations of the Expert Advisory 
Groups. 
 
In October 2017, a consolidated guideline incorporating previously existing guidance on 
health clearance of healthcare workers and management of healthcare workers living with 
BBVs into one document was issued. This guideline, Integrated guidance on health 
clearance of healthcare workers and the management of healthcare workers living 
with bloodborne viruses (hepatitis B, hepatitis C and HIV) , is regularly updated, with 
the most recent iteration being in November 2023. 
 
3.3 This policy updates and replaces the previous UHCW NHS Trust policy “Blood Borne 
Viruses, Employment Policy, and Screening Procedure” V4. It will separate the Trust Policy 
and the OHSS procedure. It highlights the responsibility of the OHSS, and duties and

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
responsibilities of the People Directorate, Heads of Departments, Management, 
Recruitment Department, Health & Safety Team and Health Care Workers. 
 
3.4 The screening procedure will be outlined in an OHSS procedure and used in 
conjunction with the UKHSA, Reference: Integrated guidance for management of BBV 
in HCW November 2023 (publishing.service.gov.uk) 
 
3.5 The aim of this policy is to control the risk to patients and staff form HCW infected, or 
potentially infected, with Blood Borne Viruses (BBVs) by documenting UHCW NHS Trust 
requirements and systems for the management of such HCWs. It also aims to control the 
risk to HCW form patients and reinforce good practise. It represents the definitive plan for 
implementing within the OHSS the UK requirements for protecting patients form Hepatitis 
B, C and HIV as outlined in the most recent guidance documents. In addition, the policy 
maintains the confidentiality and safe working of all staff infected with BBVs and works 
alongside the Management of Health Care Workers sharps and splash injuries/incidents 
involving potential exposure to blood borne viruses. 
 
3.6 This policy outlines how UHCW NHS Trust will ensure compliance with the UKHSA 
“Integrated guidance on clearance of Health Care Workers and the management of health 
care workers living with BBV” document. 
 
3.7 The policy will set out: 
• 
Responsibilities within UHCW NHS Trust for the delivery of the policy 
• 
Will outline the ongoing management and support of BBV-infected HCWs 
according to the Trusts redeployment procedures under: “Medical & Dental Re-
skilling, Rehabilitation & Remediation Policy” and “Capability & Performance 
Procedure”, and Supporting/Managing Attendance processes. 
• 
Will work alongside the procedure for dealing with incidents involving potential 
exposure to BBVs, which allows rapid access for reporting and treating , and 
accessing Post Exposure Prophylaxis (PEP) and follow up according to the 
“Management of Health Care Workers Sharps/Splash injuries and post exposure 
procedures for Hepatitis B virus (HBV), Hepatitis C Virus (HCV) and Human 
immunodeficiency virus (HIV) policy. 
• 
Will highlight the need for subsequent risk assessment and patient notification 
exercise if appropriate if the policy is breeched.

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
4.0 
DUTIES / RESPONSIBILITIES 
(State the expectations of staff and specific responsibilities of individual posts and committees. Ideally this should cover 
from ‘board to ward’) (Delete upon insertion of text) 
 
4.1 Director of Workforce. 
The Director of Workforce has the responsibility to ensure that the policy is published and 
is known by UHCW NHS Trust. 
The Director of Workforce is responsible for health and safety direction within their 
speciality/departments and areas of responsibility, taking in to account of statutory 
requirements. They will ensure that Trust policy is implemented and health and health and 
safety responsibilities are detailed in agreed job descriptions. Other duties include: 
• 
Ensuring that management know and accept their individual responsibilities for 
health, safety and welfare to meet statutory requirements and best practise. 
• 
Advising the board of resources required to comply with statutory requirements. 
• 
Ensuring that adequate communication channels are in place and maintained to 
deliver information to the Trust employees. 
• 
Overseeing the implementation of the Trust Polices and procedures. 
• 
Ensure that they and all persons reporting to them, are suitably trained to enable 
successful implementation of these statutory requirements. 
• 
Ensure systems are in place to systematically manage and communicate risks. 
 
4.2 Management/Clinical Leads 
 Managers and Clinical Leads are responsible for ensuring: 
• 
That Staff are aware of this policy. 
• 
That the OHSS and Recruitment team are made aware of any HCW whose role 
includes EPP work or if working in an exposure prone environment. 
• 
That Staff involved in exposure prone procedures are aware of the need for routine 
infection control measures and safe working practices to prevent transmission of 
BBVs in a health care setting. These measures are outlined in the Trust wide 
Standard Infection Prevention and control and the Management of Health Care 
Workers sharps/splash injuries and post exposure procedures for HBV, HCV and 
HIV policy, and the Safe use and disposal of Sharps Policy. 
• 
That staff are aware of the requirement to report blood and body Fluid 
contamination sharps incidents and splash incidents promptly in compliance with 
the Trust wide Management of Health Care Workers sharps/splash injuries and 
post exposure procedures for HBV, HCV and HIV policy.

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Every effort must be made by managers to accommodate employees OHSS 
appointments and to ensure their compliance with OHSS requests. Managers will 
be informed in writing of any employee who fails to attend/ respond to the OHSS 
requests and appropriate action should be taken as necessary. 
• 
That if they have knowledge of the health status of an infected HCW, they have a 
duty to keep such information confidential. They are not legally entitled to disclose 
this information unless the individual gives consent, or in exceptional 
circumstances, a decision to disclose without consent should be carefully weighed, 
as managers taking such action may be required to justify their decision, which may 
lead to disciplinary action or legal proceedings if the disclosure is deemed 
unjustified. 
• 
To ensure that all healthcare workers including students carrying out clinical work 
are made aware of the guidance and not permitted to participate in exposure prone 
procedures until they have been passed fit for these duties by an Occupational 
health service. This also applies to academic visitors who may be involved in 
exposure prone procedures during their stay on Trust premises. 
 
4.3 Resourcing Team, Medical Resourcing and Temporary Staffing 
The protection of both staff and patients begins at the pre-placement stage. Mechanism 
should be in place in conjunction with the Human Resources department, to identify new 
HCW’s whose role whose role will require EPP clearance or those moving to a new role 
which involves EPP to ensure that the necessary checks are carried out relevant to the job 
hazard and risk profile. 
 
UKAP has specified that ALL staff planning on undertaking EPPs must undertake an 
enhanced health clearance before doing so, without exception. 
 
The Resourcing Teams are responsible for ensuring: 
 
• 
That they follow the correct pre-employment health clearance procedure for 
HCWs who are already employed but changing posts. 
• 
That they inform the OHSS of candidates whose duties will include carrying out 
exposure prone procedures. 
• 
That new Candidates must be advised of this policy and informed that 
documentary evidence of hepatitis B status, hepatitis C and HIV and Hepatitis B

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Vaccine evidence will be required prior to receiving medical clearance for a 
substantive or locum post involving EPP work. 
• 
That new Candidates may be offered a post “pending” or “in progress” 
Occupational Health clearance and other recruitment checks. However, written 
occupational health clearance to undertake exposure prone procedures must be 
obtained before an appointment can be confirmed, and prior to the candidate 
taking up the post. 
• 
that agencies supplying temporary staff produce adequate documentation 
demonstrating satisfactory compliance with Trust policy. 
• 
EPP Restrictions imposed on HCWs must be adhered to and every effort made to 
arrange suitable alternative work should this prove necessary under the Equality 
Act 2010 and Trust redeployment procedures. 
 
4.4 Occupational Health Shared Service 
 The Occupational Health Shared Service is responsible for ensuring: 
• 
That they provide an appropriate level of counselling prior to blood testing, advice 
and information for healthcare workers regarding BBV, hepatitis B vaccination, 
blood testing required for EPP and the implications of a positive result. 
• 
That the HCW is provided with information on their BBV status and will be 
encouraged to discuss their condition with their senior manager or professional 
lead for the purpose of facilitating alternative duties or other support as necessary. 
• 
That confidentiality will be preserved as far as reasonably possible. 
• 
Confidentiality of any HCW infected with a BBV is maintained in line with the 
General Data Protection Regulations 2018, Access to Medical Reports Act 1988 
and the Trust Confidentiality and Data Protection policy. This responsibility 
includes the security of confidential Occupational Health manual and electronic 
records. 
• 
That the process to liaise with the UK Advisory Panel for Health Care Workers 
Infected with Blood Borne Viruses (UKAP) as necessary and provide information 
about the. 
• 
The Occupational Health Physician must provide advice when requested on the 
NHS Injury Benefits Scheme, which provides temporary or permanent benefits for 
all NHS employees who lose remuneration because of an injury or disease 
attributable to their NHS employment. Under the terms of the scheme it must be

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
established whether, on the balance of probabilities, the injury or disease was 
acquired during the course of work. 
• 
Where the OHSS is made aware that an infected HCW has not followed advice to 
modify practice, it should inform an appropriate person in the health care worker's 
employing or contracting authority (e.g. Trust Chief Medical Officer or Director of 
Public Health). Wherever possible the health care worker should be informed 
before information is passed to an employer or regulatory body. This measure 
should only be taken if steps have been taken to confirm the facts, as far as is 
reasonably practicable and, where possible, the infected HCW should be informed 
before this action is taken. 
• 
Blood for EPP clearance should be an Identified Validated Sample (IVS) and 
completed by OHSS Practitioners and sent to the laboratory by OH personnel – not 
sent to a phlebotomist unless accompanied by a member of the OH team. Identity 
of the HCW will be checked by identity badge, other photo identity (driving licence 
or by passport). 
• 
The OHSS will monitor BBV exposure incidents via Datix and present quarterly 
figures in the OHSS Quarterly report to the Health, Safety, Fire committee and 
Infection Prevention committee in order to advise on prevention strategies. 
• 
Patient Notification Exercise (PNE) That the HCW will be advised that senior 
management or other relevant professionals may need to be informed e.g. during 
patient notification look back exercise. 
 
4.5 Patient Notification Exercises (PNE’s) 
 
Finding that a HCW has performed EPPs while living with HCV, or that the viral load of a 
HCW living with HIV or HBV has risen above the cut-off for performing EPPs would not, in 
itself, be an indication to trace, notify and offer testing to patients treated by the HCW 
(undertake a PNE). 
 
The need for a PNE should be determined on a case-by-case basis taking into 
consideration a risk assessment of the HCW’s practice and probity in relation to the risk of 
BBV transmission to EPP patients, the relative infectious window period, and significance 
of any viral load ‘blip’, in line with the principles in existing guidance. UKAP should be 
consulted for advice on undertaking a PNE.

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Further information and guidance on risk assessment and investigation of potential 
exposures is available from UKAP. 
 
4.6 Health and Safety Manager 
The Trust Health & Safety Manager is accountable to the Executive Director for Safety and 
Risk. Their responsibility is to develop, deliver and review safety and risk strategy within 
the Trust. Other duties within this policy include: 
• 
Confirm an incident is reportable under RIDDOR once notification of a RIDDOR 
reportable incident has been received form the Line/Departmental Manager. 
• 
Ensure all confirmed RIDDOR reportable incidents are reported as practicable. 
• 
Assist Groups, departments and wards to maintain a high consistent standard of 
safety and risk management. 
 
4.7. Employee Responsibilities 
All HCWs have ethical and legal duties to protect the health and safety of colleagues and 
patients. The duties of employees are outlined below: 
• 
Employees must not rely on their own assessment of the risk they may pose to 
patients. Any employee with direct patient contact who knows or suspects that they 
may have a BBV must seek medical advice immediately via their GP, GUM centre 
or OHSS for further advice and follow up. These employees are required to abide 
by the ethical guidelines regarding BBVs issued by the General Medical Council, 
General Dental Council, Health Professions Council and the Nursing and Midwifery 
Council. The HCW must inform the OHSS immediately if they are found to be 
positive for any BBV. 
• 
Any infected HCW must adhere to the advice given by the OHSS regarding any 
modifications or limitations to their duties, which may be necessary for the 
protection of patients. Employees should be aware that personal physicians, e.g. 
GPs, hospital doctors who are caring for an infected HCW who has not followed 
advice to modify their practice, must inform the appropriate regulatory body and 
Public Health. 
• 
At the pre-employment health screening stage, HCWs intending to take 
up a position in the Trust that requires the performance of exposure prone 
procedures must provide dated, identified validated UK laboratory evidence of their 
hepatitis B immunity and hepatitis B surface antigen, hepatitis C and HIV status 
and subsequent serological markers or be prepared to be tested. This will be prior

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Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
to receiving OH clearance to undertake EPP or undertake clinical duties in 
exposure prone work environments. For those who provide insufficient UK 
laboratory evidence of Hepatitis B immunity evidence of a negative surface antigen 
result from within the last 12 months is required. 
• 
Employees must follow general infection control guidelines and adopt safe working 
practices to prevent BBV transmission in health care settings in line with Trust 
policies and procedures. They should also report any unsafe practices to their line 
manager. 
• 
HCWs involved in exposure prone procedures must respond to compulsory 
requests from the OHSS to undergo serological blood tests or appropriate 
vaccinations for BBVs. 
• 
Managers will be informed of failure to respond to OHSS requests and disciplinary 
action may result. 
• 
Therefore, employees should be aware that exposure prone procedures 
restrictions will be imposed upon infected HCW who refuse subsequent monitoring 
or who do not provide adequate UK documentary evidence of hepatitis B surface 
antigen, hepatitis C and HIV status as required at the pre-employment stage. 
• 
HCWs infected with BBVs must not perform exposure prone procedures and must 
follow advice given by the Occupational Health Physician and other 
medical specialists involved in their care. 
• 
Employees or colleagues who know, or have good reason to believe, that an 
infected HCW has not followed advice to modify practice should inform an 
appropriate person in the health care worker's employing or contracting authority 
(e.g. a Consultant Occupational Health Physician, Trust Chief Medical Officer or 
Director of Public Health), or where appropriate, the relevant regulatory body. 
Wherever possible the health care worker should be informed before information is 
passed to an employer or regulatory body. This measure should only be taken if 
steps have been taken to confirm the facts, as far as is reasonably practicable and, 
where possible, the infected HCW should be informed before this action is taken. 
 
• 
Where a member of staff is aware of the health status of an infected HCW there is 
a duty to keep such information confidential. They are not legally entitled to 
disclose this information unless the individual consents, or in exceptional 
circumstances. A decision to disclose without consent should be carefully weighed,

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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
as persons taking such action may be required to justify their decision, which may 
lead to disciplinary action or legal proceedings if deemed unjustified. 
 
4.8 Other Stakeholders 
In addition, the following will be responsible for implementation of the policy in relation to 
themselves, their staff and their students: 
Agencies, education and training establishments and other NHS employers providing staff 
and students to work in UHCW NHS Trust, including Volunteers, Clinical Attachments 
placements. 
 
4.9 Locums 
 
Locums are subject to the same standard of health checks as applied to NHS employees. 
Whilst it is the responsibility of the agency to clear temporary staff for EPPs, the NHS 
employer has the responsibility to check they have been cleared. The integrated guidance 
states: Providers using locums and agency staff are ultimately responsible for making sure 
that HCWs have the necessary health clearance to undertake EPP work 
 
This may be achieved by all locum doctors whose role will require EPP being required to 
provide evidence, via their employing agency of the following prior to EPP activities: 
 
An immunisation report from a previous/current OH provider, from another NHS Trust 
containing blood results being used for EPP clearance must be on a professional 
document which can be verified has originated from the issuing OH department and 
detailing the results of IVS serology for Hepatitis B surface antigen & antibody, HIV 
antibody and Hepatitis C antibody OR copies of the UK laboratory test results of an IVS 
sample for the same. 
 
This evidence should be reviewed by the Occupational Health department for the 
healthcare organisation where the locum will be working; with confirmation of EPP 
clearance provided to the relevant medical staffing department prior to the locum 
undertaking EPP activities or working in EPP environments. 
 
4.10 RECORD KEEPING 
 
As part of the process of ongoing monitoring, responsibility for maintaining the HCW’s 
record on the UKAP-Occupational Health Monitoring Register of Blood Borne Virus

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This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Infected Healthcare Workers (UKAP-OHR), and the assurance of data entry, lies with the 
accredited specialist in occupational medicine. Delegated authority may also be given to 
specific named individuals within a given occupational health service to undertake these 
roles on behalf of the accredited specialist in occupational medicine. 
 
Record-keeping is an essential component of EPP clearance activity. All occupational 
health practitioners must comply with Information Governance and Data Protection 
Policies in the NHS trust in which they are employed to ensure that data in respect of 
HCWs BBV status is managed legally, confidentially, and securely. This applies to both 
handwritten and electronic records. 
 
 
5.0 
DISSEMINATION AND IMPLEMENTATION 
(Record the method/process of how the dissemination and implementation of this PPS will be executed and record all 
underpinning operational policies and procedures developed or to be developed to support this.) (Delete upon insertion of 
text) 
 
5.1 The policy will be available on the Trust Intranet / e – library for consultation by all 
staff. 
As this is a local policy Occupational Health Practitioners will be made aware of changes 
to policy or procedure at OHSS team meetings. 
The policy will be used in conjunction with an OHSS procedure: using the UKHSA 
Integrated guidance on the clearance of Health Care Workers and the management of 
Health Care Workers living with BBV’s. 
 
5.2 CONFIDENTIALITY 
 
HCWs BBV status is subject to the same rights of medical confidentiality as any patient in 
receipt of medical care or investigation. every effort should be made to avoid disclosure of 
the affected workers identity, or information that would allow deductive disclosure. 
 
5.3 Individuals who believe they may have been exposed to BBV infection at work or in 
their personal life must seek medical advice and if appropriate undergo diagnostic testing. 
Where such testing shows positive results, the HCW must self-refer to the OHSS to review 
their fitness to work and may need to cease EPP tasks. 
 
Where accidental exposure to blood and body fluid occurs during work within UHCW NHS 
Trust the Management of sharps and splash policy must be followed.

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This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
This policy outlines responsibilities and procedure for dealing with needle stick type injuries 
all body fluids splash incidents with healthcare workers. 
 
For HCWs this includes a risk assessment to be carried out by the Line Manager by 
completing the sharps contamination management incident form available on the UHCW 
intranet the form can be accessed by the policy and on the internet. 
 
Senior managers on departmental heads must ensure that they retain and maintain 
documented clearance for all staff carrying out EPP tasks. 
 
EPP staff subject to OHSS following requirements should attend for the required screening 
when requested by the OHSS. Where OHSS clearance is withdrawn or where the review 
dates are exceeded without any clearance individual must cease EPP work. 
 
OHSS Practitioners should remind any BBV infected HCW under their care to refer 
themselves to the OHSS. if they become aware that an infected HCW is performing EPP 
or has done so in the past has not followed the professional requirements of this policy to 
refer themselves to the OHSS, autumn modify their practise due to BBV infection, the 
Commission has a responsibility to inform occupational health. 
 
Occupational health will risk assess the situation and notify the medical director/chief 
nurse/ people officer as appropriate. The medical /nurse director will then consider who 
else should be notified. 
 
HCWs who have carried out EPP when their BBV status does not meet the requirements 
of this policy, have a personal responsibility to EPP and inform the OHSS where they will 
be given support and advice. 
 
 
 
 
6.0 
TRAINING 
(Record all relevant training requirements including training that forms part of the Trust’s mandatory training programme, 
the regularity of training as per the Trust’s corporate training needs analysis. (Delete upon insertion of text) 
 
6.1 Occupational Health Practitioners will receive an appropriate level of instruction on 
the delivery of pre-employment screening assessment and counselling.

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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
7.0 
MONITORING COMPLIANCE 
(Record below how the implementation and effectiveness of the PPS will be monitored and details of corporate or local 
procedures to be developed to support this. (Delete upon insertion of text) 
 
7.1 Monitoring Table (Do not delete this table - Must be Completed) 
Compliance with EPP clearance should be monitored by Occupational Health departments 
and audited regularly as per departmental audit plans. The audit results should be used to 
identify any improvements in practice and be reviewed as part of the clinical governance 
processes to ensure actions and recommendations are suitable and sufficient. 
 
Aspect of 
compliance or 
effectiveness 
being 
monitored 
Monitoring 
method 
(i.e. regular 
audits/reviews) 
Individual/ 
department 
responsible 
for the 
monitoring 
Frequency 
of the 
monitoring 
activity (i.e. 
Monthly/ 
Annually) 
Group / 
committee 
which will 
receive the 
findings / 
monitoring 
report 
Group / 
committee / 
individual 
responsible 
for ensuring 
that the 
actions are 
completed 
Compliance 
with screening 
standard 
Audit 25 EPP 
workers 
records 
Occupational 
Health 
Annually 
Infection 
Prevention 
and Control 
Committee 
Infection 
Prevention 
and Control 
Committee 
 
 
 
 
 
 
 
 
 
8.0 
STAFF COMPLIANCE STATEMENT (Do not delete) 
 
All staff must comply with this Trust-wide Policy, Procedure or Strategy and failure to do 
so may be considered a disciplinary matter leading to action being taken under the Trust-
s Disciplinary Procedure. Actions which constitute breach of confidence, fraud, misuse of 
NHS resources or illegal activity will be treated as serious misconduct and may result in 
dismissal from employment and may in addition lead to other legal action against the 
individual/s concerned. 
 
A copy of the Trust’s Disciplinary Procedure is available from eLibrary. 
 
 
9.0 
EQUALITY & DIVERSITY STATEMENT (Do not delete) 
 
Throughout its activities, the Trust will seek to treat all people equally and fairly. This 
includes those seeking and using the services, employees and potential employees. No-
one will receive less favourable treatment on the grounds of sex, gender reassignment,

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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
disability, marital status, race/colour/ethnicity/nationality, sexual orientation, age, 
pregnancy and maternity, religion / philosophical or other beliefs, social status, caring 
responsibilities, their trade union activities nor will they be disadvantaged by conditions or 
requirements which cannot be shown to be justifiable. All staff, whether part time, full-
time, temporary, job share or volunteer; service users and partners will be treated fairly 
and with dignity and respect. 
 
10.0 
ETHICAL CONSIDERATIONS (Do not delete) 
 
The Trust recognises its obligations to maintain high ethical standards across the 
organisation and seeks to achieve this by raising awareness of potential or actual ethical 
issues through the PPS consultation and approval process. Authors of PPSs are 
therefore encouraged to liaise with the Trust’s Clinical Ethics Forum to seek input where 
necessary. 
 
11.0 
SUSTAINABILITY IMPACT ASSESSMENT (Do not delete) 
UHCW NHS Trust is committed to ensuring that the way we provide services minimises 
the impact on the environment and the future health of the public e.g. zero waste to 
landfill, reducing our carbon footprint and recycling and reuse percentages. The actions 
in this policy have been assessed and are in line with the Trust’s Net Zero commitment 
and NHS Net Zero target. 
 
12.0 
DEFINITIONS 
(List and define short-terms or acronyms used in the document. If there are none, write NONE.) (Delete upon insertion of 
text) 
 
12.1 ‘Health care workers’ (HCWs) 
Employees and contracted staff, including volunteers, students and trainees, whose 
activities involve contact with patients or with blood or other body fluids from patients in a 
health care setting 
 
12.2 ‘Hepatitis B infected health care workers’ 
Employees who are hepatitis B surface antigen positive. 
 
12.3 ‘Exposure Prone Procedures’ EPP 
Procedures which carry a risk of occupational injury by exposure of the patient’s open 
tissues to the blood of the worker. Procedures include those where the worker’s gloved

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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
hand may be in contact with sharp instruments, needle tips and sharp tissues, e.g. spicules 
of bone or teeth, inside a patients open body cavity, wound or confined anatomical space 
where the hands or fingertips may not be completely visible at all times. 
 
12.4 ‘Hepatitis C infected health care workers’ 
Employees who are hepatitis C RNA positive. 
 
 
13.0 
REFERENCES AND BIBLIOGRAPHY 
Record referenced sources of evidence that underpin this procedural document e.g. statute, NHS, other relevant guidance, 
information or a professional body and insert bibliography where relevant.) (Delete upon insertion of text) 
 
Reference: Integrated guidance for management of BBV in HCW November 2023 
(publishing.service.gov.uk) 
integrated-guidance
-for-management-of 
 
Brief Guidance: 
Integrated guidance 
for management of B 
 
 
UK Health Departments (1998). Guidance for Clinical Healthcare Workers: protection 
against infection with blood-borne viruses. Recommendations of the Expert Advisory 
Group on AIDS and the Advisory Group on Hepatitis. 
 
Department of Health (January 2007). Health clearance for tuberculosis, hepatitis B, 
hepatitis C and HIV: New healthcare workers’ 2007. 
 
Department of Health (2002). Hepatitis C Infected Health Care Workers. Implementing 
Getting Ahead of the Curve: Action on blood-borne viruses. 
 
Department of Health (2002) Good Practice Guidelines for Renal dialysis and Transplant 
Units; Prevention and Control of Blood Borne Virus Infection. 
 
Department of Health (June 2004). Hepatitis C: Health Care Professional Information 
Pack.

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This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Department of Health (March 2007). Hepatitis B Infected Health Care Workers and Oral 
Antiviral Therapy. 
Department of Health (July 2004). Hepatitis C: Action Plan for England. 
 
Department of Health (2007). HIV Infected Health Care Workers: Guidance on the 
Management of Infected Health Care Workers and Patient Notification. 
 
Health Service Guidelines HSG (93) 40. Protecting Health Care Workers and Patients 
from Hepatitis B and its Addendum issued under cover of EL (96) 77 (26 September 
1996). 
 
Health Service Circular (HSC) 2002/020. Hepatitis B Infected Health Care Workers. 
 
Health Service Circular (HSC) 2002/010. Hepatitis C Infected Health Care Workers. 
 
The Management of Health, Safety and Welfare Issues for NHS Staff (The Blue Book), 
New Edition, 2005. NHS Employers 
 
 The Management of HIV infected Healthcare Workers who perform exposure prone 
procedures: updated guidance, January 2014. Public Health England. 
 
Public Health England ‘Integrated guidance on health clearance of healthcare workers 
and the management of healthcare workers infected with bloodborne viruses (hepatitis B, 
hepatitis C and HIV) October 2017’ 
 
 
Further information can be obtained from the department of Health guidelines of March 
2007 " Hepatitis B infected healthcare workers and antiviral therapy" 
 
Health & Social Care Act 2008 (Regulate Activities) Regulations 2014, Regulation 20. 
 
UKHSA (Updated 2021) Integrated guidance on health clearance of healthcare workers 
and the management of healthcare workers living with bloodborne viruses (hepatitis B, 
hepatitis C and HIV) 
https://www.gov.uk/government/publications/bbvs-in-healthcare-workers-health-
clearance-and-management

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of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
UKHSA (Updated 2021) Integrated guidance on health clearance of healthcare workers 
and the management of healthcare workers living with bloodborne viruses (hepatitis B, 
hepatitis C and HIV) Quick Reference Guide 
https://www.gov.uk/government/publications/bbvs-in-healthcare-workers-health-
clearance-and-management 
 
UK Advisory Panel for Healthcare Workers Living with Bloodborne Viruses (UKAP) 
https://www.gov.uk/government/groups/uk-advisory-panel-for-healthcare-workers-
infected-with-bloodborne-viruses 
 
UKHSA 
(2019) 
Hepatitis 
B: 
the 
green 
book, 
chapter 
18 
https://www.gov.uk/government/publications/hepatitis-b-the-green-book-chapter-18 
 
 
NHS Employers (2022) Work Health Assessments 
Work health assessments | NHS Employers 
 
BMC Clinical Pathology (2012) Positive hepatitis B surface antigen tests due to recent 
vaccination: a persistent problem. Positive hepatitis B surface antigen tests due to recent 
vaccination: a persistent problem - PMC (nih.gov)

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14.0 
UHCW ASSOCIATED RECORDS and Policy 
(List all eLibrary referenced strategies, policies and procedures) (Delete upon insertion of text) 
 
• 
Standard infection prevention and control precautions. 
• 
Safe use and disposal of sharps policy 
• 
Management of sharps/splash injuries and post exposure procedures for Hepatitis 
B virus (HBV), Hepatitis C virus (HCV) and Human immunodeficiency virus (HIV) 
Policy. 
• 
Health Care Worker Immunisation Policy 
• 
Management of Change Policy 
• 
Confidentiality and Data Protection Policy 
• 
Supporting Attendance/Managing attendance policy.

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15.0 
APPENDICES 
 
Appendix 1 
BLOOD BORNE VIRUS TRANSMISSION RISK 
Occupational risks of transmission of blood borne viruses to HCWs arise from the 
possibility of exposure to blood and, exceptionally, to certain other body fluids or tissues 
from an infected source. 
If universal infection control precautions are adopted, any possible risk is confined to 
accidental injury i.e. contaminated sharps or body fluid splash. 
 
The risk of transmission of blood borne viruses is greater from patient to HCW than from 
HCW to patient. The risk to the HCW for each virus is proportional to the prevalence of 
that infection in the population served, the infectious status of the source patient and the 
risk of a significant occupational exposure occurring during the procedures undertaken. 
 
The risk of transmission following a significant exposure to an infected source is around: 
 
- 1 in 3 when the source patient is infected with hepatitis B and is ‘e’ 
 antigen positive 
- 1 in 30 when the source patient is infected with hepatitis C 
- 1 in 300 when the source patient is infected with HIV. 
The risk is lowered if the exposure is via a mucous membrane, such as the eyes or mouth 
to the region of 1 in 3000. 
 
Not all sources infected with blood borne viruses have had their infections diagnosed. It 
is, therefore, important that all blood, body fluids and tissues are regarded as potentially 
infectious and universal precautions adhered to.

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APPENDIX 2 
Definitions and examples of Exposure Prone Procedures (EPPs) 
 
Category 1 
Procedures where the hands and fingertips of the worker are usually visible and outside 
the 
body most of the time and the possibility of injury to the worker’s gloved hands from sharp 
instruments and or tissues is slight. This means that the risk of the HCW bleeding into a 
patient’s open tissues should be remote. 
 
Examples: Local anaesthetic injection in dentistry, removal of haemorrhoids. 
Health clearance of healthcare workers and the management of healthcare workers living 
with bloodborne viruses. 
 
Category 2 
Procedures where the fingertips may not be visible at all times but injury to the worker’s 
gloved hands from sharp instruments and or tissues is unlikely. If injury occurs, it is likely 
to be noticed and acted upon quickly to avoid the HCW’s blood contaminating a patient’s 
open tissues. 
Examples: Routine tooth extraction, colostomy. 
 
Category 3 
Procedures where the fingertips are out of sight for a significant part of the procedure, or 
during certain critical stages, and in which there is a distinct risk of injury to the worker’s 
gloved hands from sharp instruments and or tissues. In such circumstances, it is possible 
that exposure of the patient’s open tissues to the HCW’s blood may go unnoticed or would 
not be noticed immediately. 
 
Examples: Hysterectomy, caesarean delivery, open cardiac surgical procedures. 
A series of speciality-specific lists of the most common clinical procedures, classified into 
EPP category depending upon the relative risk of bleed-back, has been developed by 
UKAP and are available on the UKAP webpage.

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APPENDIX 3 
Examples of NON-EPP activities 
 
Non-EPPs are those where the hands and fingertips of the worker are visible and outside 
the patient’s body at all times, and internal examinations or procedures that do not involve 
possible injury to the worker’s gloved hands from sharp instruments and/or tissues. 
 
These procedures are not considered to be exposure prone provided appropriate infection 
prevention and control procedures are adhered to at all times. 
 
Examples are: 
 
• 
Venepuncture 
 
• 
Minor surface suturing 
 
• 
Simple endoscopic procedures 
 
• 
Incision of external abscesses 
 
• 
Setting up and maintaining intravenous lines or 
central lines (provided any skin tunnelling 
procedure used for the latter is performed in a non-
exposure prone manner) 
• 
Routine vaginal or rectal examinations

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APPENDIX 4 
 
Letter template – formal notification of the removal of EPP clearance 
 
"Dear xxx 
According to our records you are overdue your exposure prone procedures clearance 
(EPP) and following our attempts to recall you we are formally notifying you that you are 
not currently health cleared to undertake EPP activities. Your senior manager has been 
copied into this notification for your duties to be adjusted as necessary. 
 
If your role requires EPP activity, then you are requested to contact us on xxxxxxx on 
receipt of this letter in order to arrange an appointment. If you are no longer working in a 
role/staff group in an area that requires EPP clearance, please confirm this by contacting 
us on xxxxxxxx in order that we can update your records and remove you from our recall 
list. 
 
NB: Exposure prone procedures are ‘where there is an opportunity for HCW to patient 
transmission of BBVs where injury to the HCW could result in the worker’s blood 
contaminating the patient’s open tissue’. 
 
Examples of EPP procedures include ‘where the HCW’s gloved hands may be in contact 
with sharp instruments, needle tips or sharp tissues inside a patient’s open body cavity, 
wound or confined anatomical space where the hands or fingertips may not be completely 
visible at all times. Sharp tissues may include spicules of bone or teeth’. 
 
An EPP environment is ‘an environment in which there is significant risk of injury to the 
healthcare worker, with consequent co-existent risk of contamination of the open tissues 
of the patient with blood from the healthcare provider’. This also includes staff undertaking 
clinical activity within Renal Units."

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APPENDIX 5 
Initial EPP clearance and professional responsibilities leaflet 
 
You have been provided with this information leaflet as it has been identified that your role 
will require Exposure Prone Procedure (EPP) clearance. 
 
For clearance purposes you will require serology to test for Hepatitis B (HBV), Hepatitis C 
(HCV) and human immunodeficiency virus (HIV). The serology will be taken by the 
Occupational Health department and must be an Identity Verified Sample (IVS). You are 
required to provide proof of identity with a photograph at the appointment (for example 
your trust identity badge, new driver’s licence, passport, or national identity card) 
 
The purpose of this clearance is to provide protection for patients from exposure in the 
clinical care setting to HBV, HCV, and HIV. The clearance requirements are not intended 
to prevent someone who is living with BBVs from working in the NHS, but rather to restrict 
them from working in those clinical areas where their infection may pose a risk to patients 
in their care. If you are known to be positive or are found to be positive to HBV, HCV, or 
HIV then EPP clearance will depend on further testing and additional advice and guidance 
on this will be given to you if applicable. 
 
There are personal benefits for you as well (for example, if positive then earlier diagnosis 
can lead to curative or life-prolonging treatment and prevention of onward transmission), 
and professionally (for example, avoiding work activities that may pose a risk to your own 
health and making career choices appropriate to your infection status). 
 
 
 
Confidentiality 
 
Occupational Health records are held separately from other hospital notes and can be 
accessed only by occupational health practitioners, who are obliged ethically and 
professionally not to release records or information without the consent of the individual.

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You can be reassured that your serology results will only be accessed by authorised 
members of the Occupational Health team and will remain confidential. Your employer will 
be provided with an outcome that advises only on your EPP clearance status which will 
not contain any medical information. 
 
Occupational Health would only ever disclose any medical information in a situation where 
it is considered necessary for the purpose of treatment, the prevention of spread of 
infection or in the public interest where patients are, or may have been, at risk.

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APPENDIX 6 
 
1. Individuals living with Hepatitis B leaflet. (Credit to Guys and St Thomas NHS 
Foundation Trust Occupational Health Department) 
 
 
Information for HBV (Hepatitis B) infected HCWs who undertake Exposure Prone 
Procedures (EPPs) and Renal Dialysis (RD) 
 
Healthcare Workers (HCWs) who are HBV positive and have been cleared by 
Occupational Health (OH) to undertake Exposure Prone Procedures (EPPs) or Renal 
Dialysis (RD) should be aware that by accepting an offer of employment in an EPP / RD 
post, they agree to the following conditions and accept the implications of non-adherence. 
 
Compliance with monitoring 
 
HBV positive HCWs who undertake EPPs / Renal Dialysis must: 
 
• 
Attend all OH appointments relevant to their HBV infection, as advised by the 
Consultant Occupational Physician (OHP) 
• 
Consent to OH writing to their manager with regards to their fitness to undertake 
EPP / RD if relevant 
• 
Attend 6 monthly review appointments with OH. 
• 
Have their blood taken for HBV viral load testing (within the window specified by 
OHP) either at OH or another location agreed by OH under Identity Verified (IVS) 
procedure. 
• 
Consent to the registration of their details and monitoring results on the UKAP-
OHR if relevant. 
• 
Consent to the OHP communicating with their consultant hepatologist on relevant 
matters, including the results of quarterly monitoring where appropriate. 
• 
Inform the OHP and treating HBV consultant as soon as practicable if they miss 
treatment doses, stop treatment or other factors that might influence their viral 
load and will cease EPP / RD until they have obtained OHP advice.

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Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
• 
Inform OH and their treating HBV consultant as soon as practicable if they start 
any immunosuppressive treatment or diagnosed with a condition that makes 
them immunocompromised. 
• 
Notify UHCW OHSS if they are changing their work practices (e.g., period of non-
EPP / RD work) or their place of employment. 
 
*If the HCW is prescribed any medication, they should consult with the prescribing 
physician and/or pharmacist on potential drug interactions with antiviral treatment and 
inform OH and their treating consultant hepatologist 
 
Failure to comply. 
 
If the HCW fails to comply with the monitoring conditions, OH will inform the HCW’s 
manager that they are no longer medically fit to undertake EPP / RD, with immediate effect. 
 
Depending on the nature and consequences of non-compliance, other actions may also 
be taken. 
 
Accidental body fluid exposures 
 
If the HCW accidentally exposes a patient to their blood, they must immediately inform 
their supervisor who will inform the patient’s consultant and OH so that appropriate action 
can be taken promptly. The HCW must not approach the patient themselves. 
 
The HCW must attend appointments with OH to have their blood taken for IVS viral load if 
they are requested to do so. 
 
 
 
 
APPENDIX 7 
 
1. Individuals living with HIV leaflet. (Credit to Guys and St Thomas NHS 
Foundation Trust Occupational Health Department)

--- PDF page 33 ---
Page 33 of 36 
Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
Information for HIV infected HCWs who undertake Exposure Prone Procedures 
(EPPs) 
 
Healthcare Workers (HCWs) who are HIV positive and have been cleared by Occupational 
Health (OH) to undertake Exposure Prone Procedures (EPPs) should be aware that by 
accepting an offer of employment in an EPP post, they agree to the following conditions 
and accept the implications of non-adherence. 
 
Compliance with monitoring 
 
HIV positive HCWs who undertake EPPs must: 
 
• 
Attend all OH appointments relevant to their HIV infection, as advised by the 
Consultant Occupational Physician (OHP) 
• 
Consent to OH writing to their manager with regards to their fitness to undertake 
EPPs if relevant 
• 
Attend review appointments with the OHP or another OH clinician every 3 
months. 
• 
Have their blood taken for HIV viral load testing (within the window specified by 
OHP) either at OH or another location agreed by OHP under IVS procedure. 
• 
Consent to the registration of their details and monitoring results on the UKAP-
OHR, which will hold them in confidence. 
• 
Consent to the OHP communicating with their HIV consultant on relevant matters, 
including the results of quarterly monitoring. 
• 
Inform the OHP and treating HIV consultant as soon as practicable if they miss 
treatment doses, or are aware of drug interactions* or other factors (e.g., 
diarrhoea) that might influence their viral load and will cease EPP until they have 
obtained OHP advice. 
• 
Notify OH if they are changing their work practices (e.g., period of non-EPP work) 
or their place of employment. 
 
*If the HCW is prescribed any medication, they should consult with the prescribing 
physician and/or pharmacist on potential drug interactions with cART and inform the OHP 
and treating HIV consultant

--- PDF page 34 ---
Page 34 of 36 
Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
 
Failure to comply 
 
If the HCW fails to comply with the monitoring conditions, OH will inform the HCW’s 
manager that they are no longer medically fit to undertake EPPs, with immediate effect. 
 
Depending on the nature and consequences of non-compliance, other actions may also 
be taken. 
 
Accidental body fluid exposures 
 
If the HCW accidentally exposes a patient to their blood, they must immediately inform 
their supervisor who will inform the patient’s consultant and OH so that appropriate action 
can be taken promptly. The HCW must not approach the patient themselves. 
 
The HCW must attend appointments with OH to have their blood taken for IVS viral load if 
they are requested to do so. 
 
Professional Responsibilities 
 
All HCWs have an ethical and legal duty to protect the health and safety of themselves 
and of others. Therefore, all HCWs must meet the requirements for EPP health clearance 
(screening for HBV, HCV, and HIV) where they are undertaking roles which involve EPPs. 
 
At any time during your career, you have a professional duty to seek medical advice and 
request further testing if you may have been exposed to HIV, HBV, or HCV, occupationally 
or otherwise. 
 
In some circumstances ongoing monitoring will be required following the initial clearance 
and you will be required to attend for follow ups when arranged. 
 
If you do not attend for whatever reason your EPP clearance will expire, and you must 
cease immediately undertaking any EPP activity until such a time as clearance is re-
instated. It is therefore essential that you attend any appointments and keep a record of 
when your next serology review is due.

--- PDF page 35 ---
Page 35 of 36 
Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
APPENDIX 8 
 
Identity Validated Samples (IVS) requirements 
 
• 
Proof of identity with a photograph (for example trust identity badge, new driver’s 
licence, passport, or national identity card) at the time the sample is taken. 
• 
The sample of blood should be taken within the Occupational Health service 
(exceptions are where this would give rise to duplication of testing, local 
arrangements should be made between the treating physician and the 
Occupational Health service OR for example, there may be a local agreement 
between the OH team and the local phlebotomy service to support where an 
individual is difficult to bleed. This must only be undertaken if local training has 
been provided to the phlebotomy department with regards to IVS requirements and 
the OH service has reassurance of this competency. 
• 
Samples should be delivered to the laboratory in the usual manner; they must not 
be taken to the laboratory by the individual. 
• 
When results are received from the laboratory, the clinical notes should be checked 
to confirm that the sample was sent by the Occupational Health service or under 
local arrangements, at the correct date and time and the name and date of birth 
match. 
NB: Blood results used for EPP clearance (including those submitted at pre-placement) 
must be from 
 
a) A UK accredited laboratory and 
b) be IVS samples. 
Any immunisation history record e.g., from another NHS Trust containing blood results 
being used for EPP clearance must be on a professional document which can be verified 
has originated from the issuing OH department and clearly documents the results and IVS 
status. 
OH professionals must check that it is the correct report for the individual by confirming the 
correct spelling of the first name and surname, and date of birth. 
 
Any print outs or reports received that do not contain clear information about the source of 
the report, (i.e., the originating NHS trust) will require the bloods to be repeated.

--- PDF page 36 ---
Page 36 of 36 
Version number: 5 
Trust-wide PPS title: Management of Health Care Workers Living with and Working with Blood Borne Viruses Policy 
This Trust-wide PPS has been developed /reviewed in accordance with the Trust approved ‘Development & Management 
of Trust-wide Policies, Procedures and Strategies Procedure (Clinical and Non-clinical strategies, policies and procedures)’ 
 
 
Where an individual moves between NHS Trusts and with the consent of the individual the 
Occupational Health department from where the individual is leaving should share EPP 
serology results with the new NHS Occupational Health department.

--------------------------------------------------------------------------------
ATTACHMENT: 23_1.pdf
TEXT_FILE: 23_1.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 15
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--- PDF page 1 ---
Screening and Management of Sepsis in Adults 
 
 
 
E-Library Reference 
CG 47 
 
 
Version 
V6 
Approving forum (QIPS or equivalent): 
Sepsis Steering Meeting Group 
Specialty Clinical Guideline Lead: 
Kate Prevc – Lead Nurse for Infection 
Prevention and Control, Decontamination 
and Sepsis 
Kate.prevc@uhcw.nhs.uk 
Contributing Author(s) and reviewer(s): 
Sarah Bailey- Sepsis Nurse 
sarah.bailey@uhcw.nhs.uk 
Emma Evans- Sepsis Nurse 
emma.evans@uhcw.nhs.uk 
Ramesh Ingalagi- Sepsis Nurse 
Ramesh.Ingalagi@uhcw.nhs.uk 
Lucinda Smart- Sepsis Nurse 
Lucinda.Smart@uhcw.nhs.uk 
Fiona Wells- Infection Prevention and 
Control Nurse and Sepsis Nurse 
fiona.wells@uhcw.nhs.uk 
Gorana Kovacevic- Consultant in Infectious 
Diseases and Sepsis Lead 
Gorana.Kovacevic@uhcw.nhs.uk 
 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE If Registered Nurses or 
Student Nurses will be undertaking a role, or carry out procedures in your area, you will now need to consider 
the role/input/restrictions for Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice Facilitator 
karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk> 
Department(s) / Primary Speciality: 
Infection Prevention and Control 
 
Approval Date: 
 
Expiry Date: 
31/3/22 
Target Audience: 
All clinical staff that have direct contact 
with patients. 
 
 
Superseded UHCW 
Clinical Guideline(s): 
(if applicable) 
Management and Screening of Sepsis in 
Adults CG47 version V5

--- PDF page 2 ---
UHCW Associated Records: 
 
Keywords: 
Sepsis 
 
 
 
Clinical Operating Procedures relating to this guidance (please 
list) 
 
- Arterial Blood Gas Sampling (COP 512) 
- Obtaining a blood culture sample – 
guideline and competency (COP 573) 
- Hand Decontamination Policy (OPER-
POL-002-10) 
Summary version available 
☐

--- PDF page 3 ---
Screening and Management of Sepsis in 
Adults 
Introduction 
Sepsis is a medical emergency and should be 
defined as life-threatening organ dysfunction 
caused by a dysregulated host response to 
infection (Singer et al 2016). Sepsis is a time 
critical condition and therefore timely and accurate 
diagnosis and management is priority. Each year in 
the UK there are more cases of sepsis deaths than 
bowel, breast and prostate cancer, HIV and AIDs 
combined (The UK Sepsis Trust 2019). Early 
intervention with the use of sepsis six pathways can 
make a difference in patient’s outcomes. (Levy et al 
2018). 
Who does it affect? 
This guideline applies to all non-pregnant 
adults over the age of 16 years and excluding 
neutropenic patients. 
Purpose of guidance 
To enable a face to face evaluation of the 
recognition of sepsis, early assessment 
using a structured set of observations, 
diagnosis and prompt management of 
sepsis with appropriate escalation of care, 
initial treatment and timely identification of 
the source of sepsis. 
Summary 
 
 
Sepsis is a time critical condition and therefore timely and accurate diagnosis and management is priority. 
 
Suspicion of RED FLAG sepsis must be treated with Intravenous (IV) Antibiotics within 1 hour of 
recognition unless de-escalated by a clinician and deemed as not sepsis. 
 
All parts of the Sepsis 6 must be completed in one hour of recognition of RED FLAG sepsis unless de-
escalated by a clinician and deemed as not sepsis. 
 
All clinical staff in the Trust must arrange their own sepsis training on the use of the sepsis screening tool 
by either a sepsis cascade trainer trained by the sepsis team; or a member of the sepsis team. 
 
All clinical staff in the Trust must make themselves aware of the sepsis protocol within the Trust and the 
relevant paperwork required to be filled in the event of caring for a septic patient. 
 
All clinical staff in the Trust must be familiar with the significant morbidity associated with sepsis. 
 
All clinical staff in the Trust should give patient information leaflets to patients who have experienced sepsis 
and signpost them if required to a local post sepsis support group; or to empower the patients to know how 
to look for signs and symptoms of sepsis and know where to find patient information leaflets. 
 
Please note, all text highlighted blue are hyperlinks to the procedure or guideline listed. 
Appendices 
 
Adult Sepsis Screening Tool (Appendix 1)

--- PDF page 4 ---
Guideline clinical content 
Clinical Guidelines assist in decision-making; they do not replace clinical judgement. Regardless of 
the strength of evidence, it remains the responsibility of the clinician to interpret the application of 
the clinical guidance to local circumstances and the needs and wishes of the individual patient. 
Where variations of any kind do occur, it is important to document the variations and justification for 
them in the patient’s health record. If in doubt, seek senior advice. 
 
Introduction 
What is sepsis? 
Sepsis is a time critical condition that can lead to organ damage, multi-organ failure septic shock and 
eventual death if left untreated. Life-threatening organ dysfunction is due to a dysregulated host 
response to an infection. (NICE 2017) 
 
When to screen a patient for sepsis? 
People with suspected sepsis require face-to-face assessment to determine whether they need 
urgent intervention. Using a structured set of observations for assessing physiological symptoms 
should ensure that people at risk of severe illness or death from sepsis receive timely and 
appropriate treatment (NICE 2016). Patients MUST be screened using the locally adjusted Adult 
Sepsis Screening Tool for patients who are non-pregnant adults over 16 years who are clearly 
unwell with any abnormal observations and signs of infection. (Appendix 1) 
It is important to remember that if there is an Individual Plan of Care for the Dying Person 
pathway in place or there is clinical guidance on specific interventions that may or may not 
be wanted or clinically appropriate, including being taken or admitted to hospital +/- receiving 
life support, there may be restrictions to treatment. 
If an Individual Plan of Care for the Dying Person is in place then the sepsis screening tool needs to 
be de-escalated. Please refer to the Individual Plan of the Care for Dying Person for the 
management plan. 
 
For further supporting information - West Midlands Palliative Care Guidelines 
Screening for sepsis 
A diagnosis of sepsis should be considered if a patient presents with a National Early Warning Score 
2 (NEWS 2) of 3 in any individual parameter or an aggregate score 5≥ or looks sick, combined with 
a presumed source of infection (The UK Sepsis Trust 2019) either acutely unwell within the hospital 
or as a new admission (NICE 2017). 
 
AND 
If the patient fits the criteria laid out in 1) Please see the criteria for screening. Consider question 2) 
Could this be due to an infection? The infections to consider are: 
 
Yes, but source unclear at present 
 
Pneumonia 
 
Urinary Tract Infection 
 
Abdominal pain or distension 
 
Cellulitis/ septic arthritis/ infected wound

--- PDF page 5 ---
 
Device-related infection 
 
Meningitis 
 
Other (please specify): 
If the answer is no to either 1) or 2) then there is no need to complete the pathway; document in 
patients’ medical notes and de-escalate the pathway. If the answer is yes to 1) and 2) then continue 
to screen for sepsis. 
 
Sepsis is a medical emergency which can be caused by a variety of organisms that we come into 
contact with every day; however they do not always make us ill. Sepsis is the body’s dysregulated 
reaction to these infections and sepsis is a time critical condition and therefore timely and accurate 
diagnosis and management is a priority. 
 
RED FLAG SEPSIS 
RED FLAG SEPSIS is considered present if a patient has NEWS 2 of 3 in any individual parameter 
or an aggregate score of 5≥ (Royal College of Physicians 2017, The UK Sepsis Trust 2019) with a 
proven or highly suspected site of infection and one or more of the following criteria. If you 
suspect sepsis and/ or your patient has any signs and symptoms below, they are at a high risk of 
severe illness or death from sepsis (NICE 2017): 
 
Responds only to voice/ new confusion/ pain/ unresponsive. 
 
Systolic Blood pressure ≤ 90mmHg (or drop ≥40 from normal). 
 
Heart rate ≥ 130 beats per minute. 
 
Respiratory Rate ≥ 25 per minute. 
 
Needs oxygen to keep SpO2 ≥ 92% (or 88- 92% in hypercapnic respiratory failure patients – 
only use scale 2 on NEWS 2 under the direction of qualified clinician) 
 
Non-blanching rash, mottled/ ashen/ cyanotic skin. 
 
Not passed urine in last 18 hours. 
 
Urine output less than 0.5ml/kg/hr if catheterised 
 
Lactate ≥ 2 mmol/L. 
 
Recent Chemotherapy – use neutropenic sepsis pathway. 
If any one of the above is present then the patient is considered to have RED FLAG SEPSIS unless 
de-escalated by a clinician. Sepsis is a medical emergency. Time is critical and immediate 
action is required. 
 
The Sepsis 6 treatment must be commenced and completed within ONE HOUR of 
suspicion of sepsis. 
 
Sepsis 6 treatment: 
 
The following treatment is based on NICE recommendations - Sepsis: recognition, diagnosis 
and early management NICE guideline [NG51] 
 
SEPSIS 6 treatment is the following: 
1) Administer oxygen: 
Aim to keep saturations ≥ 94% or new need for 40% oxygen or more to keep sPo2 ≥92%

--- PDF page 6 ---
(88 – 92% if on NEWS 2 scale 2). 
 
See Trust clinical guideline for administering of oxygen - The prescription, 
administration and weaning of oxygen therapy for the management of hypoxia in 
adults (CG 1682).(click on guideline here to open) 
 
British Thoracic Society Emergency Oxygen Guideline - BTS Guideline for oxygen 
use in adults in healthcare and emergency settings 
 
2) Take Blood cultures 
At least two sets of blood cultures should be taken when the source of infection is unknown. 
Consider sending samples of CSF, urine, sputum and CXR if indicated. Think source 
Control. Consider sending FBC’s, CRP, U+Es, LFTs and clotting. 
 
See Trust clinical operating procedure for appropriate taking of blood cultures - 
Obtaining a blood culture sample-guideline and competency package (COP 573). 
 
See Trust clinical guideline for suitable for specimen taking - Adult Antibiotic 
Guidelines (CG 1168) 
 
See Trust clinical guideline if you have a suspicion of contagious infection – Isolation 
Guideline (CG334) (click on guideline here to open) 
 
See Trust operating procedure for hand decontamination – Hand Decontamination 
Policy (OPER-POL-002-10) 
 
3) Give IV antibiotics 
Please use Trust antibiotic guidelines and consider allergies. 
 
See guidelines here for appropriate antibiotic administration - Adult Antibiotic 
Guidelines 
 
See Public Health England guidelines – Start Smart Then Focus 
 
4) Give IV fluids 
(use with caution in renal and heart failure) 
If patients need IV fluid resuscitation, use crystalloids that contain sodium in the range 130–
154 mmol/l, with a bolus of 500 ml within 15 minutes. Do not exceed 30mls/kg. 
If applicable call the Acute Team now if ≥ 2.5L fluid administered with no improvement 
– Acute Team contact details below. 
 
See NICE recommendations - Intravenous fluid therapy in adults in hospital Clinical 
guideline [CG174] 
 
5) Check serial blood gas lactates 
 
Carry out a venous blood test for the following; blood gas including glucose and lactate 
measurement. (NICE 2017) 
Monitor the lactate to see if the value is reduced by more than 20% of initial value within 
1 hour. 
 
If suspected sepsis and any high risk criteria and lactate over 4mmol/litre, or systolic 
blood pressure less than 90 mmHg, call the Acute Team, recheck after each 10ml/kg 
fluid challenge. 
 
See guidelines for blood gas sampling – Arterial Blood Gas Sampling (COP 512) 
 
6) Measure urine output 
Commence strict fluid balance monitoring and complete hourly.

--- PDF page 7 ---
Is a catheter required? Yes or No? 
 
See Trust clinical guidelines for management of AKI – Acute Kidney Injury (CG 2006) 
and Acute Kidney Injury Bundle (CB 5) 
 
See NICE recommendations – Acute Kidney Injury NICE guidelines 
 
PATIENT NOT RESPONDING TO TREATMENT 
SEPTIC SHOCK is persisting hypotension requiring vasopressors to maintain a mean arterial 
pressure (MAP) of 65 mmHg or more and having a serum lactate level of greater than 2 mmol/l 
despite adequate volume resuscitation. (NICE 2017) After the Sepsis 6 treatment has been 
delivered and your patient is still experiencing any of the following outlined below; escalation is 
required to the Acute Team. 
 
Systolic Blood pressure ≤ 90mmHg (or drop ≥40 from normal). 
 
Reduced level of consciousness despite resuscitation. 
 
Respiratory rate over 25 breaths per minute 
 
Any high risk criteria and lactate over 4 mmol/litre, or systolic blood pressure less than 
90 mmHg 
 
The following treatment is based on NICE 2016 recommendations - Sepsis: recognition, 
diagnosis and early management NICE guideline [NG51] 
 
Royal College of Physicians recommendations - National Early Warning Score 2 
 
See NICE recommendations - Acutely Ill Patients in Hospital 
If the patient is clearly critically ill immediately contact one of the ACUTE TEAM. 
 
ACUTE TEAM: 
 
Critical Care outreach bleep 2909. 
 
Hospital at Night (after 20:00hrs) via HaNbleep. 
 
ITU registrar bleep 1684. 
 
For St Cross Rugby SHO bleep 4127. 
 
AMBER FLAG SEPSIS 
AMBER FLAG SEPSIS is considered present if a patient has a NEWS 2 of 3 in one parameter or 5 
≥ combined with a proven or highly suspected site of infection. (Royal College of Physicians 
2017, The UK Sepsis Trust 2019). If you suspect sepsis and your patient has any of the signs and 
symptoms below, they are high risk of severe illness or death from sepsis (NICE 2017): 
 
Relatives concerned about mental status. 
 
Acute deterioration if functional ability. 
 
Immunosuppressed. 
 
Trauma/ surgery/ procedure in the last 6 weeks. 
 
Respiratory rate 21 – 24 breaths per minute or breathing hard. 
 
Heart rate 91 – 130 beats per minute or new arrhythmia. 
 
Systolic Blood Pressure 91 – 100mmHg (or drop ≥40 from normal). 
 
Not passed urine in the last 12 – 18 hours. 
 
Urine output less than 0.5 – 1ml/kg/hr if catheterised 
 
Temperature 36◦C. 
 
Clinical signs of wound, device or skin infection.

--- PDF page 8 ---
If two or more of the amber flag criteria are met the patient must be reviewed within 1 hour by a 
doctor and have a lactate taken and bloods sent to identify the presence of AKI. 
 
Send bloods (FBC, U&E’s, CRP, and LFT’s clotting and lactate and blood cultures). 
If the lactate is ≥ 2 or an AKI is present; the patient MUST be escalated to RED FLAG SEPSIS. 
If lactate ≤ 2 and no AKI is present, repeated structured assessments must be completed hourly and 
a senior clinical review within 3 hours of initial identification and are required to make an 
antimicrobial prescribing decision upon recognition of deterioration. (NICE 2016) 
 
LOW RISK SEPSIS 
If patients with suspected sepsis have no red flag or amber flag criteria met; is displaying normal 
behaviour and no non-blanching rash, arrange clinical assessments and manage according to 
clinical judgement. If applicable; discharge patient with safety netting advice and patient information 
leaflets. (NICE 2016) 
 
De-escalation 
If a patient has been screened for sepsis using the Adult sepsis screening tool and is deemed by a 
medical clinician to not be septic at that point, the patient must be de-escalated from the Adult sepsis 
screening tool. The medical clinician should cross through the pathway, sign and date and write ‘not 
septic’ – or fill out the de-escalation box on the bottom of page 2. The pathway then to be filed in the 
patients’ medical notes. 
 
A suitable plan for treatment should be written in the medical notes for differential diagnosis. 
 
If the patient was to deteriorate further; they MUST be screened for sepsis again using the Adult 
sepsis screening tool. 
 
**It is not necessary to re-screen a patient if the patient is receiving the sepsis 6 treatment and is 
not responding to treatment. Escalation of care if appropriate is the main priority at this point. 
 
See NHS England information regarding coding - Improving outcomes for patients with 
sepsis - A cross-system action plan 
 
Documentation 
Once any Sepsis Screening tool has been commenced this must follow the patient’s journey into the 
Emergency Department and filed into the patient’s medical notes upon completion. 
 
Summary 
 
Algorithm for managing suspected sepsis in children and young people aged 12 to 17 years 
in an acute hospital setting 
 
Algorithm for managing suspected sepsis in adults and young people aged 18 years and 
over in an acute hospital setting 
 
Risk stratification tool for adults, children and young people aged 12 years and over with

--- PDF page 9 ---
suspected sepsis 
Definitions 
Infection: An infection is where a microorganism such as a bacteria, virus, and parasite that is not 
normally present within the body invades the body and multiplies. This may cause no symptoms 
and be subclinical; occasionally this may be clinically apparent. (Medicine 2018) 
Sepsis: Sepsis should be defined as life-threatening organ dysfunction caused by a dysregulated 
host response to infection (Shankar-Hari et al 2016). 
Septic Shock: Septic shock as persisting hypotension requiring vasopressors to maintain a mean 
arterial pressure (MAP) of 65 mmHg or more and having a serum lactate level of greater than 2 
mmol/l despite adequate volume resuscitation. (NICE 2016) 
Senior Decision Maker: A 'senior clinical decision maker' for people aged 18 years or over should 
be someone who is authorised to prescribe antibiotics, such as a doctor of grade CT3/ST3 or above 
or equivalent, such as an advanced nurse practitioner with antibiotic prescribing responsibilities, 
depending on local arrangements. A 'senior decision maker' for people aged 12–17 years is a 
paediatric or emergency care qualified doctor of grade ST4 or above or equivalent. (NICE 2016) 
Appropriate Consultant: Appropriate consultant may be the consultant under whom the patient is 
admitted or a consultant covering acute medicine, general internal medicine or anaesthetics. (NICE 
2016) 
Suspected sepsis: Suspected sepsis is used to indicate people who might have sepsis and require 
face to face assessment and consideration of urgent intervention. (NICE 2016) 
Clinician: A 'clinician' should be a medically qualified practitioner or equivalent who has antibiotic 
prescribing responsibilities. (NICE 2016) 
 
Guideline details 
 
 
End of clinical content 
 
 
Guideline Governance 
 
Implementation 
 
See above 
Training 
Clinical and non-clinical staff are able to book sepsis training via ESR on the Trust Intranet. 
 
‘Sepsis Awareness’ is for people who would like to know more about sepsis and the management 
of this – any discipline can attend. 
 
‘Sepsis Cascade Trainers Training’ for people who would like to become a cascade trainer and 
disseminate sepsis information to their fellow colleagues – any discipline can attend. 
 
‘Link Nurse Meetings’ are available to update sepsis cascade trainers with the most up to date 
information with regards to sepsis within the Trust. These meetings should be attended by all link 
nurses to be able to provide and disseminate the vital information to their fellow colleagues. 
 
Adhoc training is available on request from the sepsis team for teams/ staff who are unable to attend 
the teaching sessions provided; or who would like more specific training to do with their areas and

--- PDF page 10 ---
sepsis. Please make requests via the sepsis team on sepsisnurses@uhcw.nhs.uk 
 
Other useful training – ANTT, AIM course, ILS training, preceptorship training. 
Patient Information 
Ensure people and their families and carers if appropriate have been informed that they have had 
sepsis. Ensure discharge notifications to GPs include the diagnosis of sepsis. (NICE 2016) 
 
Patient information is available to download from the Trust Intranet e-library. 
 
Sepsis: General Information 
 
Sepsis: A Guide for Patients and Relatives 
‘Sepsis: General Information’ should be given to patients as safety netting advice to raise 
awareness of sepsis and alert people who may be at risk of developing sepsis to the possible signs 
and symptoms of sepsis. These signposts patients and their relatives to connect directly with the 
best appropriate source of help or advice if they suspect sepsis. It also provides links to sepsis 
information and post sepsis support groups which are available if needed. 
‘Sepsis: A Guide for Patients and Relatives’ should be given to patients and relatives for 
information purposes. The leaflet discusses what sepsis is and how they may have been more at 
risk than others developing it. It discusses how sepsis affects the body, how they may feel after and 
what the treatment is for sepsis. It also provides links for sepsis information and post sepsis support 
groups, which are available if they are needed. 
 
All leaflets given to patients should be discussed with the patients and/ or relatives to enable 
questions to be answered and the correct information to be given at the right time. 
More information is available from NICE for - Rehabilitation after critical illness in adults 
 
Audit & Monitoring 
Aspect being monitored 
Monitoring 
method 
Responsible 
department(s) 
Frequency 
Group / committee 
receiving report & 
responsible for actions 
Screening adult patients for 
sepsis 
Audit 
Sepsis team 
Quarterly 
ED QIPS, CCG, IPCC, 
PPMO, Sepsis Steering 
Group, Patient Safety 
Committee, Medicines 
Management 
Committee 
 
Appropriate time to treatment in 
adult patients for sepsis 
Audit 
Sepsis team 
Quarterly 
ED QIPS, CCG, IPCC, 
PPMO, Sepsis Steering 
Group, Patient Safety 
Committee, Medicines 
Management 
Committee 
 
End of Governance content 
 
 
 
Guideline References

--- PDF page 11 ---
CEBIS Evidence Summary 
NICE Evidence 
TRIP Database 
Google Advanced Search 
PubMed 
Cochrane Library 
References cited in guideline 
Grade* 
 
Levy, M. Evans, L. Rhodes, A (2018) ‘The Surviving Sepsis Campaign Bundle: 2018 
update’ Intensive Care Medicine [online] available from < 
https://link.springer.com/article/10.1007/s00134-018-5085-0> [2 March 2020] 
 
 
MedicinNet (2018) Medical Definition of Infection [online] available from 
<https://www.medicinenet.com/script/main/art.asp?articlekey=12923> [1 March 2019] 
 
 
National Institute for Health and Care Excellence (2009) Rehabilitation after critical 
illness in adults [online] available from <https://www.nice.org.uk/guidance/cg83> [2 
April 2019] 
 
National Institute for Health and Care Excellence (2017) Intravenous fluid therapy in 
adults in hospital Clinical guideline [CG174] [online] available from 
<https://www.nice.org.uk/guidance/cg174> [1 April 2019] 
 
National Institute for Health and Care Excellence (2017) Sepsis: recognition, diagnosis 
and early management NICE guideline [NG51] [online] available from 
<https://www.nice.org.uk/guidance/ng51> [1 April 2019] 
 
National Institute for Health and Care Excellence (2017) Quality statement 2: Senior 
review and antibiotic treatment [online] available from 
<https://www.nice.org.uk/guidance/qs161/chapter/Quality-statement-2-Senior-review-
and-antibiotic-treatment> [2 April 2019] 
 
 
 
National Institute for Health and Care Excellence (2018) Acute Kidney Injury [online] 
available from <https://cks.nice.org.uk/acute-kidney-injury> [15 April 2019] 
 
 
 
National Institute for Health and Care Excellence (2019) Acutely Ill Patients in Hospital 
[online] available from <https://pathways.nice.org.uk/pathways/acutely-ill-patients-in-
hospital#content=view-node%3Anodes-initial-assessment-and-monitoring> [1 April 
2019] 
 
 
 
NHS England (2015) Improving outcomes for patients with sepsis A cross-system 
action 
plan 
2015 
[online] 
available 
from 
<https://www.england.nhs.uk/wp-
content/uploads/2015/08/Sepsis-Action-Plan-23.12.15-v1.pdf> [1 April 2019] 
 
 
 
O’Driscoll, B et al (2017) ‘BTS Guideline For Oxygen Use In Adults In Healthcare and 
Emergency Setting’ Thorax An International Journal of Respiratory Medicine [online] 
available from <https://www.brit-thoracic.org.uk/document-
library/guidelines/emergency-oxygen/bts-guideline-for-oxygen-use-in-adults-in-
healthcare-and-emergency-settings/> [3 April 2019] 
 
 
Public Health England (2015) Start Smart-Then Focus Antimicrobial Stewardship

--- PDF page 12 ---
Toolkit for English Hospitals [online] available from < 
 
 
 
[1 April 2019] 
 
Royal College of physicians (2017) National Early Warning Score (NEWS) 2 [online] 
available from <https://www.rcplondon.ac.uk/projects/outputs/national-early-warning-
score-news-2> [30 March 2019] 
 
 
 
Shankar-Hari et al (2016) ‘Developing a New Definition and Assessing New Clinical 
Criteria for Septic Shock’. JAMA [online] 315 (8) 775-787 available from 
<https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4910392/> [1 April 2019] 
 
 
 
Singer, M et al (2016) ‘The Third International Consensus Definitions for Sepsis and 
Septic Shock (Sepsis-3)’. JAMA [online] 315 (8) 801-810 available from < 
https://www.ncbi.nlm.nih.gov/pubmed/26903338> [1 April 2019] 
 
 
Steinmo, S et al (2015) ‘Characterising an implementation intervention in terms of 
behaviour change techniques and theory: the ‘Sepsis Six’ clinical care bundle’. 
Implementation Science [online]10:111 available from 
<https://implementationscience.biomedcentral.com/articles/10.1186/s13012-015-0300-
7?report=reader> [1 March 2019] 
 
The UK Sepsis Trust (2019) Clinical [online] available from < 
https://sepsistrust.org/professional-resources/clinical/> [1 April 2019] 
 
 
West Midlands Palliative Care Physicians (2019) Guidelines for the use of drugs in 
symptom control [online] available from <http://www.wmcares.org.uk/wmpcp/guide/> [3 
April 2019] 
 
 
 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment
_data/file/417032/Start_Smart_Then_Focus_FINAL.PDF

--- PDF page 13 ---
*Grade:- The references are graded through the CEBIS process according to the criteria 
outlined below. 
 
Grade of 
evidence 
Based on 
1 
Systematic review or meta-analysis 
2 
Randomised controlled trial/s 
3 
Controlled study without randomisation (e.g. case controlled) or quasi-experimental 
study, such as a cohort study 
4 
Descriptive studies such as case series and reports. 
5 
Expert opinion, narrative review 
Add any Appendices below 
(Please use a “Page Break” before each appendix, and list each clearly in the section on the title 
page. Appendices may include a summary, a flowchart, a proforma, or other materials, but its 
purpose must be clearly identified)

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Appendix 1

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1 
 
 
 
 
 
 
 
 
 
 
 
University Hospitals Coventry & Warwickshire NHS Trust 
Vancomycin Resistant Enterococci Guidelines 
E- Library Reference 
CG 888 
 
Version 
9 
Approving forum (QIPS or equivalent): 
Infection Prevention Control Committee 
Specialty Clinical Guideline Lead: 
Dr Natasha Ratnaraja 
Contributing Author(s) and reviewer(s): 
Dr Natasha Ratnaraja Consultant Microbiologist , 
Natasha.Ratnaraja@uhcw.nhs.uk 
Melanie Gallo Infection Prevention and Control Nurse; 
Melanie.Gallo@uhcw.nhs.uk 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE If Registered Nurses 
or Student Nurses will be undertaking a role, or carry out procedures in your area, you will now need to 
consider the role/input/restrictions for Trainee Nursing Associates/Nursing Associates and refer to them 
within your document. If you require any further information please contact Karen Mogan Practice Facilitator 
karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk> 
Department(s) / Primary Speciality: 
Infection Prevention and Control 
 
Approval Date: 
May 2020 
Review date: 
October 2023 
Expiry Date: 
April 2024 
Target Audience: 
All employees of the University Hospitals Coventry and 
Warwickshire (UHCW) NHS Trust and all those visiting 
UHCW premises such as contractors, agency/bank/locum 
staff, students and volunteers where patients are cared 
for. 
 
 
Superseded UHCW 
Clinical Guideline(s): 
(if applicable) 
V8 
UHCW Associated Records: 
Hand Decontamination Policy (2020) University Hospitals 
Coventry and Warwickshire NHS Trust 
Cleaning and Disinfection of Non Invasive Equipment 
(2019) University Hospitals Coventry and Warwickshire 
NHS Trust 
Standard Infection Control Precautions (2018) University 
Hospitals Coventry and Warwickshire NHS Trust 
Isolation Guideline (2020) University Hospitals Coventry 
and Warwickshire NHS Trust 
Adult Antibiotic Guideline (2017) University Hospitals 
Coventry and Warwickshire NHS Trust

--- PDF page 2 ---
2 
 
Antibiotic Prophylaxis in Surgery Guidelines for Adults 
(2016) University Hospitals Coventry and Warwickshire 
NHS Trust 
Trust Waste Policy (2019) University Hospitals Coventry 
& Warwickshire NHS Trust 
Procedure for the laundering of Soiled Patients clothing in 
the home setting guideline (2019) University Hospitals 
Coventry & Warwickshire NHS Trust 
Keywords: 
VRE 
Colonisation 
 
 
Clinical Operating Procedures relating to this 
guidance (please list) 
None 
Summary Version Available

--- PDF page 3 ---
Summary 
•
Enterococci are an increasingly common cause of healthcare associated infections caused by Vancomycin- Resistant Enterococci (VRE). 
•
Although VRE colonisation appears to be more frequent than true infection, it is essential that transmission of these bacteria is controlled as colonisation 
frequently precedes infection. 
These organisms can spread within healthcare facilities if standard infection control precautions (SICPs) and transmission based precaution (TBPs) are not 
followed. Treatment options may be limited if the patient requires antibiotic therapy. VRE infection may prolong patients’ hospital stay. 
•
Acquisition of VRE in hospital is often associated with use of antibiotics and cross transmission via the environment and/or contaminated 
hands of healthcare workers 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Clinical Guideline Vancomycin Resistant Enterocci Guidelines 
Appendices 
Appendix 1 VRE Quick Action Guide 
Appendix 2 Isolation Risk Assessment 
3 
Purpose of Guidance 
Acquisition of VRE in hospital is often 
associated with use of antibiotics and cross 
transmission via the environment and/or 
contaminated hands of healthcare workers. 
The purpose of this guideline is to provide 
details on how to reduce the risk of 
transmission of VRE within healthcare 
settings. 
 
Introduction 
Enterococci are a group of bacteria that are 
naturally present in the intestinal tract of humans 
and normally cause no harm (colonisation). 
However, sometimes enterococci can cause 
infections in wounds, urine and in more serious 
infections in blood. VRE (Vancomycin Resistant 
Enterococci) are enterococci that are resistant to an 
antibiotic called Vancomycin. VRE are often 
resistant to other types of antibiotics and this can 
make them more difficult to treat. VRE will not 
cause more serious infections than other 
enterococci. 
 
Who Does it Affect? 
This Guidance Applies to: 
This guideline is applicable to all staff Trust wide. It is a staff members’ responsibility to make 
themselves aware of the contents of this guideline and to put the guidance into practice. This is 
necessary to ensure the safety of patients / clients, all employees and those who visit the care 
environment. 
NHS providers are required under the Health and Social Care Act 2008 (revised 2015) to ensure that 
preventable healthcare associated infections do not occur, as part of maintaining patient quality and 
safety. Compliance with this code is a statutory requirement for all healthcare workers and is measured 
by the CQC (Care Quality Commission) as part of their inspection process.

--- PDF page 4 ---
4 
 
Guideline clinical content 
Clinical Guidelines assist in decision-making; they do not replace clinical judgement. Regardless of the strength of 
evidence, it remains the responsibility of the clinician to interpret the application of the clinical guidance to local 
circumstances and the needs and wishes of the individual patient. Where variations of any kind do occur, it is important 
to document the variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
EPR update 2023 
Please note: The following systems have been replaced by the trust Electronic Patient Record system 
(EPR). If any of these systems are identified within the document, please substitute them for the 
appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text and 
replaced with the relevant EPR system and process. 
 
Introduction 
Enterococci are a group of bacteria that are naturally present in the intestinal tract of humans and normally cause no 
harm (colonisation). However, sometimes enterococci can cause infections in wounds, urine and in more serious 
infections in blood. 
VRE (Vancomycin Resistant Enterococci) are enterococci that are resistant to an antibiotic called Vancomycin. VRE 
are often resistant to other types of antibiotics and this can make them more difficult to treat. VRE will not cause more 
serious infections than other enterococci. 
This guideline is necessary to help guide staff on how to prevent transmission of VRE. 
Summary

--- PDF page 5 ---
5 
 
Enterococci are an increasingly common cause of healthcare associated infections caused by Vancomycin- Resistant 
Enterococci (VRE). 
Although VRE colonisation appears to be more frequent than true infection, it is essential that transmission of these 
bacteria is controlled as colonisation frequently precedes infection. 
 
VRE colonisation can progress to infection. These organisms can spread within healthcare facilities if standard 
infection control precautions (SICPs) and transmission based precaution (TBPs) are not followed. Treatment options 
may be limited if the patient requires antibiotic therapy. VRE infection may prolong patients’ hospital stay. 
Acquisition of VRE in hospital is often associated with use of antibiotics and cross transmission via the environment 
and/or contaminated hands of healthcare workers 
Definitions 
VRE 
Vancomycin Resistant Enterococci 
VRE Colonisation 
When a person carries VRE but it does not cause them any 
harm. This is more common than infection. People who are 
colonised do not require treatment. 
Colonisation 
The presence of micro-organisms without causing signs and 
symptoms of infection. 
HCW 
Health care worker 
IPCT 
Infection Prevention and Control Team 
Guideline details 
What infections can be caused by VRE? 
• 
Urinary Tract Infections 
• 
Bacteraemia 
• 
Wound Infections 
• 
Endocarditis 
• 
Intravenous device associated infection

--- PDF page 6 ---
6 
 
• 
Cholangitis 
• 
Meningitis 
 
Which patients are at risk of VRE colonisation/infection? 
 
• 
Patients who are immuno-compromised such as renal patients, patients in intensive care and neonates. 
• 
Patients who had previous treatment with vancomycin or combinations of other antibiotics. 
• 
Patients who had surgical procedures or has invasive medical devices e.g. central venous catheter (CVC) etc. 
• 
Inpatient stay within Intensive Care Unit 
Although this organism is not particularly virulent usually colonising individuals rather than causing infection, 
compromised patients can be at risk. 
 
How is VRE spread? 
 
VRE are most commonly spread 
• 
through direct contact with the patient e.g contaminated hands of HCW or 
• 
Indirectly from the patient’s care environment e.g. frequently touched surfaces such as lockers or bed tables. 
As enterococci including VRE are found in the bowel and passed as faeces, particular care is required if the 
patient has loose stools or invasive devices. 
 
Screening for VRE 
 
Currently there is no national requirement to screen for VRE. 
VRE is identified in routine clinical specimen where VRE is present e.g. urine, wound swab, blood culture, line tip etc. 
The isolation of VRE if present is part of the routine culture and sensitivity process. 
 
Identification of VRE 
 
When identified as VRE, Microbiology Laboratory will inform the Infection Prevention and Control Team (IPCT) during 
normal working hours of any positive VRE specimens via the Trust Red Box system. 
Out of hours on call Medical Microbiologist will contact the clinical area directly. 
 
Treatment 
 
Clinical judgement is required as to whether the VRE is causing infection. In many instances antibiotic therapy is not 
required. Where treatment is indicated, options may be limited. 
If patients are showing signs of infection, guidance on antimicrobial management 
should be sought from Duty Microbiologist / on call Microbiologist, available via switchboard. 
No antibiotic treatment is required for colonisation. 
 
These organisms are part of the faecal flora and, as such, are of particular risk to people with indwelling urinary 
catheters and in areas where faecally contaminated items are handled. 
Transmission occurs due to poor hand hygiene and following contact with contaminated items in the clinical setting. 
 
In all cases of a positive VRE results, an alert will be placed on CRRS. This will ensure on all future admissions staff in 
the Trust are aware of the increased risk in caring for this patient, both in terms of patient placement and in antibiotic 
prescribing 
 
 
Prevention Of The Transmission Of VRE 
 
Please refer to Appendix 1 VRE Quick Action Guide

--- PDF page 7 ---
7 
 
STANDARD PRECAUTIONS APPLY AT ALL TIMES 
 
• 
Meticulous attention to hand hygiene and adherence to the 5 moments of hand hygiene is of paramount 
importance . Hand gel is effective against VRE except when there has been exposure to bodily fluids, faeces 
etc in which case hand hygiene with soap and water is required. 
 
• 
Patients found to be positive for VRE should ideally be isolated in a side room to assist in the prevention of 
transmission. (Isolation Guidelines 2020). 
 
Where this is not possible, a risk assessment of the patients in the side rooms 
must be completed, and documented in the patients nursing notes. If the 
patient is considered the lowest risk of transmission on the ward, or the patient 
is of high risk of falls, source isolation in a bay can be implemented, taking all 
appropriate precautions whilst maintaining patient confidentiality and dignity. Please refer to the isolation 
priority system in appendix 2 
• 
In all cases of a positive VRE result, an alert will be placed on CRRS. This will 
ensure on all future admissions staff in the Trust are aware of the increased risk in caring for this patient, both 
in terms of patient placement and in antibiotic prescribing. 
 
• 
The use of Personal Protective Equipment (PPE) should be implemented as directed in Standard Infection 
Prevention and Control Precautions Guideline (2018). 
• 
Education of staff 
 
• 
Educate patients on hand hygiene and good skin care. (Handwashing Decontamination Policy 2020) 
 
• 
Antibiotic prescription needs to be reviewed in conjunction with the Medical Microbiologist. If treatment is 
required please consult with the duty Microbiologist as the antibiotics used for treatment are on approval by 
microbiology only. 
 
Isolation of VRE within the Trust is uncommon but is increasing. It is important that it is taken seriously, and that all 
staff maintains best practice to prevent cross infection. 
 
Clinical Investigations 
 
Patients with VRE can undergo investigations in any hospital department, provided the department has been informed 
directly in advance by the ward staff. 
It is the responsibly of the nurse looking after the patient on the transferring ward to do this. 
Patients should be seen promptly, and the time spent waiting in communal areas should be kept to a minimum. 
 
Standard precautions, including adherence to the “WHO five moments” 
should be used at all times, by ALL staff. 
Equipment, including trolleys, should be decontaminated with Tristel by the member of staff using them before being 
used on the next patient. 
 
Theatres 
 
VRE patients undergoing surgery may need different antimicrobial prophylaxis to non-carriers. Please discuss with 
Duty Microbiologist (available via Switchboard). 
Theatres must be informed directly in advance of the patients VRE status. 
This is the responsibility of the transferring ward staff. 
 
Cleaning of theatre surfaces, should be carried out using Tristel after every 
case.

--- PDF page 8 ---
8 
 
Air exchanges in theatre are of a sufficient standard no “rest” period is 
required between cases 
Cleaning 
 
VRE can survive for long periods in dust, so special attention should be paid to 
ensuring the cleanliness of horizontal surfaces and dust collecting areas, e.g. beds, bed linen, curtain rails, tables, 
sinks, door handles, and ventilators. 
Strict attention to cleaning of commodes, using Tristel is to be paid. Disposable bedpans and urinals should be used 
or non-disposable, reprocessed in washer/disinfector (Cleaning and Disinfection of Non Invasive Equipment 2019). 
 
Cleaning services personnel should be made aware that the patient is receiving 
special precautions so that they can provide the necessary additional cleaning 
equipment and fulfil cleaning requirements. 
A terminal clean of the side room is required when a VRE patient is discharged or 
transferred. If this is from a bay, terminal cleaning of the bed space is sufficient. 
 
Outpatients department, including eye clinic 
 
Strict adherence to the WHO five moments of hand hygiene is required. 
 
Wounds should be covered with a dressing whilst waiting in communal 
waiting areas. 
There is no need to remove furniture or equipment from consulting rooms. 
Surfaces that the patient has been in direct physical contact with, e.g. the 
Couch and surfaces the healthcare worker has touched while caring for the patient, should be wiped down with 
chlorine dioxide solution (e.g. Tristel) 
 
Equipment 
 
Equipment must be kept to an absolute minimum and designated for the sole use of 
the patient in isolation. This includes blood pressure monitoring equipment, tympanic 
thermometer, dressing trolley and commode. Equipment may only be used on other 
patients after it has received thorough decontamination with chlorine dioxide solution 
(e.g. Tristel). 
 
Mattresses 
 
After a patient is discharged the mattress must be thoroughly checked and 
decontaminated using chlorine dioxide solution (e.g. Tristel). Dynamic mattresses 
should be sent to the mattress library. 
 
Transferring of Patients 
 
Infection Prevention and Control measures should not compromise the patients care 
and should not affect the patients freedom to be mobilised or attend other departments for health care related visits. 
It is the responsibility of the nursing staff on the transferring ward to make direct 
contact with staff on the receiving ward or department (e.g. radiology) to make sure 
that they are aware of the patients VRE status in advance of the transfer. 
Following a procedure or investigation the area and equipment will require a 
decontamination using a chloride dioxide solution (e.g.Tristel). 
Porters

--- PDF page 9 ---
9 
 
Transporting a patient with VRE in the hospital on a bed, trolley or in a wheelchair 
is a low risk activity. There is no requirement for porters to wear gloves, aprons or 
other PPE on transferring patients. 
It is of paramount importance however that hand decontamination is performed after contact. 
Cleaning of bed, trolley, wheelchair must be performed after the 
transportation is complete. Chlorine Dioxide (Tristel) can be found on all 
wards and should be utilised. 
 
Laundry 
 
All laundry must be considered contaminated and placed in a red alginate bag inside 
a white outer bag. If patients are wearing their own clothing and sent home for laundering then please refer to 
Procedure for the laundering of Soiled Patients clothing in the home setting guideline (2019). 
 
Cutlery and Crockery 
 
Ordinary cutlery and crockery can be used, provided that these are washed in an 
automated dish-washer after use. Disposable crockery and cutlery are not required. 
Under no circumstances should any crockery or cutlery be washed by hand. 
 
Visitors 
 
Visitors are not required to wear protective clothing unless involved in the patient’s 
personnel care, when an apron should be worn. Visitors should wash their hands 
immediately prior to leaving the isolation room. 
 
Discharge from hospital 
 
Patients with VRE should be discharged promptly from hospital when they are 
considered clinically fit. A positive VRE status alone is not a reason to keep the 
patient in hospital. 
 
Staff at nursing, convalescent or residential homes should be informed in advance of 
discharge of the VRE result but no special measures are required. 
In the patient’s own home there are no special measures required by family. 
 
On discharge the General Practitioner (GP) and any other community services 
utilised by the patient must be informed of the positive VRE result. 
Transportation by Ambulance or Car 
 
Those carriers of VRE when travelling by ambulance or car may be transported 
with other individuals as long as all wounds are dressed and they are continent of 
urine and faeces. The ambulance crew must be informed and maintain good IPC 
standards. 
Last offices 
 
No special precautions are needed for VRE positive patients. 
 
Screening staff 
 
Routine screening of staff for carriage of VRE is not required. The IPCT and DIPC in co-ordination with Occupational 
Health may implement screening for staff based on the epidemiological pattern of increased isolates within a clinical 
area

--- PDF page 10 ---
10 
 
END OF CLINICAL CONTENT 
 
 
Clinical Guideline Governance 
Implementation 
Managers are responsible for ensuring that all staff are familiar with this guideline. This can be achieved by 
ensuring all staff are aware of the guideline on induction. 
Employees are responsible for attending induction training and compliance with Infection Prevention & Control training 
in accordance with the trust training needs analysis. They must also know how to access all policies and guidelines 
and comply with them. 
Training 
All Trust staff must complete IPC mandatory training annually. 
Patient Information 
The VRE patient information leaflet can be located on e-Library 
 
 
 
EQUALITY & DIVERSITY STATEMENT 
 
Throughout its activities, the Trust will seek to treat all people equally and fairly. This includes those seeking and

--- PDF page 11 ---
11 
 
using the services, employees and potential employees. No-one will receive less favourable treatment on the grounds 
of sex/gender (including Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, 
age, social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be disadvantaged 
by conditions or requirements which cannot be shown to be justifiable. All staff, whether part time, full-time, 
temporary, job share or volunteer; service users and partners will be treated fairly and with dignity and respect. 
 
 
 
 
Audit & Monitoring 
Aspect being 
monitored 
Monitoring method 
Responsible 
department(s) 
Frequency 
Group / committee 
receiving report & 
responsible for 
actions 
Prompt isolation of 
patients with VRE 
positive patients 
IPC Datix 
IPC & Individual 
Departments 
As and when 
required from datix 
IPCC 
Quarterly 5 moments 
Hand Hygiene Audits 
Direct Observation 
IPCT 
Quarterly 
IPCC 
END OF GOVERNANCE CONTENT 
 
 
Guideline References 
CEBIS Evidence Summary 
References Cited in Guideline 
Grade* 
Cookson et al (2006) Guidelines for the Control of Glycopeptide Resistant Enterococci 
in Hospitals. A report of the combined working party of the Hospital Infection Society, 
Infection Control Nurses Association and British Society for Antimicrobial 
Chemotherapy, Journal of Hospital Infection, Vol 62 No 1 Pg 621. 
5 
Department of Health (2015) The Health and Social Care Act 2008, Code of Practice 
on the prevention and control of infection and related guidance Available at: 
https://www.gov.uk/dh 
Loveday, H.P. Wilson J,A. Pratt,M. Golsokhi, A. Tingle, A. Bak, J. Browne, J. PrietoJ. 
Wilcoc M. (2014). Epic 3: National Evidence- Based Guidelines for 
Preventing Healthcare Associated Infections in NHS Hospitals in England . Journal of 
Hospital Infection. 86S1 (2014) S1-S70. 
2 
Public Health England (2013) Antimicrobial Prescribing and Stewardship Comptencies 
Siegel Jane D; Rhinehart Emily; Jackson Marguerite; Chiarello Linda (2007) Guideline 
for Isolation Precautions: Preventing Transmission of Infectious Agents in Healthcare 
Settings. The Healthcare Infection Control Practices Advisory Committee. 
Last updated July 2019 
3, 5 
 
 
*Grade:- The references are graded through the CEBIS process according to the criteria outlined below.

--- PDF page 12 ---
12 
 
Grade of 
evidence 
Based on 
1 
Systematic review or meta-analysis 
2 
Randomised controlled trial/s 
3 
Controlled study without randomisation (e.g. case controlled) or quasi-experimental study, such as 
a cohort study 
4 
Descriptive studies such as case series and reports. 
5 
Expert opinion, narrative review 
Add any Appendices below 
(Please use a “Page Break” before each appendix, and list each clearly in the section on the title page. Appendices 
may include a summary, a flowchart, a proforma, or other materials, but its purpose must be clearly identified)

--- PDF page 13 ---
13

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14

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1 
 
 
 
Management of a Healthcare Infection Outbreak or Incident 
 
Related National 
Guidance 
UKHSA managing outbreaks and incidents 13th February 2023 
E-library number 
CG 337 
Version number 
V10 
Purpose 
The purpose of this policy is to ensure a rapid, well-coordinated 
response to an outbreak, verify that there is an outbreak of infection to 
investigate the extent and to identify the source. Making efficient use 
of all health service resources in order to contain the outbreak, limit 
the spread of infection and minimise the disruption of clinical services, 
ultimately stopping the outbreak and preventing where possible a 
recurrence. 
Primary Specialty 
Infection Prevention Control and Sepsis 
Related 
Specialties 
Trust Wide 
Specialty Clinical 
Guideline Lead 
Fiona Wells Lead Nurse Infection Prevention and Control and Sepsis 
Authors 
Lead Author: 
Ragbinder Mahal Infection Prevention and Control 
and Sepsis Nurse 
Mahal.ragbinder@uhcw.nhs.uk 
Reviewer(s): 
Fiona Wells Infection Prevention and Control and 
Sepsis Lead 
Fiona.Wells@uhcw.nhs.uk 
Approving Forums Infection Prevention Control Committee 
Approval Dates 
QIPS 
August 2023 
MMC 
Not required 
Other (specify) 
Review Date 
June 2026 
Keywords 
Infection, isolation, guideline, outbreak, Incident, IPCT, PII, period of 
increased incidence, Endemic, Epidemic, Pandemic. 
 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be

--- PDF page 2 ---
2 
 
 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect. 
Rationale 
Sources of Evidence 
NICE Evidence 
Google Advanced Search 
Cochrane Library 
PubMed 
Dissemination and related guidance 
This will be on e-library to for all staff to access. 
 
Training 
• Donning and Doffing Training – with cascade trainers and IPC 
• Ready to Care Session – with IPC 
• Fit testing- with cascade trainers and IPC 
Patient Information 
 
Infection Control – Isolation and Barrier Nursing Patient Information Leaflet 
e-Library (uhcw.nhs.uk) 
 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring method 
and frequency 
Committee responsible 
National 
Standards of 
Cleanliness 
ISS team and 
clinical area 
 As per ISS timetable 
 
5 moment hand 
hygiene audit 
Ward manager/ 
modern matron 
Observational hand 
hygiene audit 
 
Changes from previous version 
Date 
Updated information 
01/08/2023 
New template 
01/08/2023 
Page 3-8 definitions added, further information added to all sections 
from previous guideline. 
01/08/2023 
New information added: 
Page 9 HIATT Tool added, Page 10 assessment and action plan, 
Page 11 reporting structure, Page 12 Water system maintenance, 
Page 14 Ventilation system maintenance. 
01/08/2023 
New appendices Page 15-18

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3 
 
 
Contents 
 
Definitions ............................................................................................................................. 3 
Introduction .......................................................................................................................... 6 
Scope ................................................................................................................................... 6 
Roles and Responsibilities .................................................................................................... 7 
Clinical guidance ................................................................................................................ 10 
Appendices ....................................................................................................................... 155 
References ....................................................................................................................... 278 
 
 
Definitions/Abbreviations 
 
Case 
A person (infant to adult) exhibiting symptoms consistent 
with the outbreak case definition. This may be a patient or 
employee 
Cluster 
A 
cluster 
is 
a 
collection 
of 
cases 
occurring 
contemporaneously. 
There 
is 
not 
necessarily 
any 
connection between the cases and, if they are not linked, 
outbreak control measures may not be appropriate. 
Contact 
An exposed individual who might be at risk of developing 
the infection. 
Exceptional infection 
episode 
A single case of an infection that has severe outcomes for 
an individual patient OR has major implications for others 
patients, staff and/or visitors, the organisation or wider 
public health. 
Incident 
A single case of infection, serious illness or adverse event 
resulting in, or having potential for harm from an infectious 
agent. 
Incidence 
The number of cases of a disease (or event) occurring in a 
specified time 
POU filter 
Point of Use filter 
HCAI 
Healthcare Associated Infections (HCAI) is an infection 
which is associated with medical care, or treatment, in any 
healthcare setting arising. The time frame for attributing an 
infection as healthcare associated will vary depending upon

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4 
 
 
the infectious agent and its incubation period. 
Index case 
The first case of infection to be recognised. 
IPCT/IPC 
Infection Prevention and Control Team. Infection Prevention 
Control 
UKHSA 
UK Health Security Agency 
PII 
Period of increased incidence 
ICB 
Intergrated Care Board 
DIPC 
Deputy Infection Prevention and Control Nurse 
Surveillance 
Systematic collection, analysis, and interpretation of data on 
specific events and disease, followed by dissemination of 
that information to those who can improve the outcomes 
TBP 
Transmission Based Precautions 
WSG 
Water Safety Group 
Severe or significant 
outbreak 
 
Patients linked across multiple bays or wards, prolonged 
outbreak with ongoing transmission identified. This also 
includes outbreaks which impact on capacity and the 
ability to admit or discharge patients into the provider 
organisation. 
XDR-TB 
extensively drug resistant tuberculosis 
ALBs 
Arm’s Length Bodies 
This includes ICB, UKHSA and NHSE regional teams, 
where indicated 
Mandatory reporting 
This column relates to reporting through to UKHSA either 
through data capture system or through Notifications of 
Infectious Diseases reporting systems 
Duty of Candour 
Formal regulatory duty of candour as outlined in Health and 
Social Care Act 2008 (regulated activities) Regulations 
2014: Regulation 20 (CQC regulation 20) 
Trusts/providers are still expected to be open and honest 
with patients, regardless of whether the legal/regulatory 
aspects of DOC are met, this is covered within the patient 
communication section of the table. 
Incident Reporting 
System 
This would be your internal incident reporting system, such 
as Datix, incident reporting system (IR1) Ulysses etc. The 
purpose of reporting IPC incidents through this way is to 
support with thematic reviews and provide evidence and 
assurance of actions 
Patient Safety 
These investigations will be automatically carried out where

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5 
 
 
Incident 
Investigations (PSII) 
there are concerns raised following mortality review. Where 
significant concerns are noted during an Infection Control 
Review cases will be discussed with Patient Safety Team 
for consideration into further investigation. 
PSII’s will be reported via the agreed Trust governance 
processes, and a copy of any PSII is expected to be shared 
at the IPC Committee/Assurance Group. Learning from 
these incidents should be shared across the system through 
whole health economy/system meetings. 
ICR 
Infection Control Review 
 
 
A healthcare infection incident: 
• A healthcare associated infection outbreak, defined as two or more linked cases 
associated with the same infectious agent, within the same healthcare setting, 
over a specified time period; or a higher-than-expected number of cases in each 
healthcare area over a specified time period. 
• An exceptional infection episode, defined as a single case of an infection that 
has severe outcomes for an individual patient OR has major infection 
control/public health implications e.g., infectious diseases of high consequence 
such as extensively drug resistant tuberculosis (XDR-TB), botulism, viral 
haemorrhagic fever, polio, rabies, diphtheria. 
• A healthcare infection if there is a high likelihood of exposure of a population to 
a hazard (e.g., a chemical, food, water or infectious agent) at levels sufficient 
to cause illness. 
• A healthcare infection near miss incident, which had the potential to expose 
patients to an infectious agent but did not e.g., decontamination failure. 
• A healthcare infection exposure incident, defined as an exposure of patients, 
staff or the public to a possible infectious agent e.g., via ventilation systems, 
water systems or decontamination failure or failure to isolate an infectious 
patient. 
 
Outbreak: 
The general definition of what constitutes an outbreak in practice is an episode/s of 
infection in which there is evidence of spread (clinically, microbiologically, or 
epidemiologically) in time or space. This demands immediate action; the Infection 
Prevention and Control Team (IPCT) will liaise with other disciplinaries and declare an 
outbreak of infection after the evidence has been collected and assessed.

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6 
 
 
 
Outbreak patterns of occurrence are: 
• Endemic: communicable disease such as influenza, diarrhoea and vomiting, 
measles, mumps, pneumonia which is characteristic of a particular place, or 
among a particular group, or area of interest or activity 
• Epidemics: the disease is found to infect a significantly larger number of people 
at the same time than is common at that time, and among that population, may 
spread through one or several communities (can affect a region in a country or 
a group of countries) 
• Pandemics: describe global disease outbreaks when epidemics spread 
worldwide 
 
Period of Increased Incident: 
Period of increased incidence (PII) of infection: two or more cases (at least one of 
which occurs ≥48 hours post admission in a 28-day period on one ward). A PII will be 
escalated to an outbreak e.g., Clostridiodes difficile infection outbreak, if there are two 
or more cases caused by the same strain/typing result related in time and place over 
a defined period that is based on the date of onset of the first case (UKHSA 2022). 
 
 
Introduction 
 
The Trust has an obligation to manage any outbreak of infection or significant incident 
to prevent spread and protect patients, staff and visitors. The impact of outbreaks on 
the NHS is extensive and it is important that measures to reduce transmission and 
control outbreaks do not have a negative impact on patients and their visitors. 
 
The purpose of this policy is to ensure a rapid, well-coordinated response to an 
outbreak or incident of any infection (confirmed or suspected), verify that there is an 
outbreak of infection, to investigate the extent and to identify the source. Making 
efficient use of all health service resources in order to contain the outbreak, limit the 
spread of infection and minimise the disruption of clinical services, ultimately stopping 
the outbreak and preventing where possible a recurrence. 
 
Scope 
 
The guidance applies to all staff employed by the Trust, including agency, locum and

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7 
 
 
bank staff contracted by the Trust. 
 
Roles and Responsibilities 
 
Early recognition of a potential outbreak or incident is critical to its effective 
management and control. This will minimise the impact on patients, visitors, staff, 
wider organisation, and public health. 
 
The Chief Executive and the Board of Directors are responsible for: 
• Ensuring there are effective and adequately resourced arrangements for 
IPC within the organisation, including outbreak management within the 
Trust. 
 
The DIPC/ deputy DIPC is responsible for: 
• Providing support and continuity of strategic leadership for IPC. 
• Ensuring that clinical responsibility for IPC is effectively devolved to: 
- 
All professional clinical groups in the Trust 
- 
Clinical specialties and divisions and, where appropriate, support 
services and other similar units 
• Notify the Chief Executive and Board. Act as a link between IPC, the 
outbreak team and Executives. 
• Agree the strategy for communication with the media, including information 
to be released. 
 
Infection Prevention & Control Team are responsible for: 
• Verifying that there is an outbreak of infection. 
• Determining the extent of the outbreak and initiate measures to determine the 
source and cause. 
• Notifying microbiology and/or Virology team, clinical areas, site team and 
specialist teams as required. 
• Reporting the outbreak to the DIPC and relevant clinical groups and operational 
teams. 
• Performing a baseline observational audit of the affected area at an early stage 
where appropriate. 
• Collection of relevant information on affected patients.

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8 
 
 
• Carry out contact tracing as required per infectious agent, advising actions for 
patient contacts identified and referring staff contact tracing to occupational 
health. 
• Advice on control measures to be used for affected patients. 
• Regular communication with appropriate staff and external agencies including 
NHSE, UKHSA and the ICB. 
• Monitoring of agreed control measures. 
• Giving adequate notice to Soft FM Service Provider when final clean is required. 
• Alerting staff to the need to implement additional actions to contain an outbreak. 
• Supporting Ward/Departmental Sister/Charge Nurse with the management of 
an outbreak and associated actions. 
• Lead Nurse/ Deputy lead: tabling final report as an agenda item at a future 
Infection Prevention and Control Committee and others as requested by the 
Trust. 
 
Reporting structure: 
• 
For the majority of incidents/outbreaks the IPCT will coordinate the 
outbreak/incident locally 
• 
IPCT will communicate the result to appropriate staff and make them aware of 
the actions being taken. 
• 
IPCT will ensure senior management including Chief Nursing Officer, and 
contracted service managers e.g., ISS and Vinci Estates and Trust 
Communications Team are aware. 
• 
IPCT will inform outside agencies and individuals as appropriate i.e. UKHSA, 
ICB team etc. 
• 
Upwardly reporting with control room/site team involvement (appendix 1) 
• 
An Incident meeting will be arranged, and relevant internal and external 
parties/teams invited, draft meeting agenda (appendix 2). 
• 
Datix to be completed. 
 
Group triumvirate and IPC Medical leads are responsible for: 
• Attending the outbreak/ incident meeting if their clinical area is affected. 
• Overseeing implementation of advice given by IPCT and/or outbreak/ incident 
group. 
• Making contingency arrangements as required to maintain activity during 
outbreaks.

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9 
 
 
• Liaison with appropriate staff within the directorate to ensure control measures 
are carried out. 
Matrons are responsible for: 
• Attending the outbreak/ incident meeting if their clinical area is affected. 
• Overseeing implementation of advice given by IPCT and/or outbreak/ incident 
group 
• Managing staffing levels on wards 
• Ensuring adequate supplies of equipment are available. 
• Ensuring ward staff receive appropriate support. 
• Oversight of cleaning of the area prior to re-opening 
• Supporting staff on ward/department 
• Reporting any breaches to this guidance via the Trust incident reporting and 
directly to the IPCT 
 
Clinical ward staff are responsible for: 
• Early identification of patients that may have an infection and ensuring 
appropriate management, including prompt isolation where required and 
adherence to the transmission-based precautions (TBPs). 
• Informing the IPCT, Microbiology and Virology of suspected outbreaks. Out of 
hours the Duty Matron and clinical site team must also be informed. 
• Attending the outbreak/ incident meeting if their clinical area is affected. 
• Overseeing implementation of advice given by IPCT and/or outbreak/ incident 
group. 
• Daily review of bays / wards with outbreak restrictions in their area, and 
ensuring the precautions detailed in this guideline are in place, including 
checking that there are adequate cleaning staff on the ward. 
• Facilitating cleaning of the area prior to re-opening e.g., Signing off a terminal 
clean be completed by the performance team, ward manager/nurse in charge 
or ISS supervisor for infectious agents that requires a signed off terminal clean. 
Nurse equipment clean. 
• Out of hours, assessing wards with suspected outbreaks and contacting all 
relevant teams (as described above). 
• Safe discharges – patients identified with a HCAI, or notifiable disease please 
add details to discharge letter/transfer letter to fully inform external facilities (this 
could include discharges to adult social care provider or to another hospital).

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10 
 
 
Occupational Health is responsible for: 
• Identifying staff contacts 
• Confirming suitability of individual members of staff to work in affected areas. 
• Liaison with staff members GP were appropriate. 
• Alerting the IPCT of any infectious conditions amongst Trust employees that 
could be transmitted during the course of their work. 
• Participating in the contract tracing of staff exposed to infectious conditions as 
applicable. 
 
Communications Team 
• Advise and assist in the preparation of communications for the media. 
• Liaise closely with Press/Public Relations Officers of partner organisations as 
appropriate to ensure that all information is agreed and consistent. 
 
 
 
 
 
 
 
 
 
Clinical guidance 
 
Recognition of an outbreak or incident 
An outbreak or incident may be identified by several routes depending on its nature 
and presentation e.g. 
• Ward staff may alert the IPCT to an outbreak of presumptive viral gastroenteritis 
or other specific symptoms in patients or staff related to specific infection e.g., 
C. difficile, COVID-19, flu or other respiratory viral infections, scabies. 
• Laboratory staff may highlight an outbreak of an organism that exhibits a 
specific antimicrobial resistance or whole genome sequence. 
• IPCT may notice links between patients with ‘alert’ organisms or healthcare 
epidemiologists may identify increases in cases from routine surveillance within 
the Trust. 
• A national alert about a product or medical device may lead to case finding.

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11 
 
 
• A national alert about a significant infection may trigger case finding or cases 
linked to an outbreak outside of the Trust. 
• An outbreak may present as either related to a single ‘point source’ e.g., a 
contaminated piece of equipment or food or exposure to an infected case or as 
a pattern of ongoing transmission. 
• If the outbreak or incident involves a notifiable disease or organism (see 
Gov.uk) the treating physician or laboratory must notify: 
 
UKHSA West Midlands Health protection Team 
If the disease is notifiable by law please click the link http://trustnav/infection-
prevention-control/notification-of-infectious-disease-or-contamination/ 
Telephone: (In hours) 0344 225 3560 and (Out of hours) 01384 679 031 
 
During a period of increased incidence of disease locally or nationally e.g., Influenza, 
measles or norovirus all clinical staff should be alerted to the need to have increased 
suspicion of symptoms of the infection and act promptly to report their concerns to 
minimise onward transmission. 
 
On suspicion/ confirmation of an outbreak 
Staff who suspect two or more people experiencing similar illness who are linked in 
time or place, or an increase in background rate of infection will: 
• Take immediate action to reduce the risk of cross infection. 
• Isolate or cohort patients with similar symptoms based on risk assessment. 
• Implement relevant transmission-based precautions (these are additional 
measures required to standard precautions). 
• Take appropriate samples for laboratory processing. 
• Wherever possible, distribute staff to affected and non-affected areas. 
• Ensure clear communication to staff on duty regarding their responsibilities. 
• Inform senior staff members on duty (person in-charge for that shift). 
• Inform the medic responsible for the care of the affected patients. 
• Contact the IPCT at the earliest opportunity to enable a risk assessment of the 
severity of the situation. 
 
UHCW IPC Team 
Telephone: (Mon-Fri 8-6) extension 24791 or bleep 2171 
Out of IPCT office hours and during weekends and bank holidays – Please contact the 
on-call microbiologist via switchboard.

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12 
 
 
 
Infection Control Review (ICR) 
Suspected outbreaks or incidents are initially investigated by the IPC team and 
reported back to the DIPC and relevant clinical groups. 
Once alerted to an apparent increase in cases, or other markers of a possible outbreak 
or incident, the IPCT will assess the situation. This will include information regarding: 
• The number of individuals affected. 
• Symptoms/ date commenced/ samples taken. 
• Likely source 
• Mode of spread 
• Healthcare cleaning (National Standards of Cleanliness audit etc) 
• Hand hygiene/ PPE/ commode etc. 
Based on information gathered: 
• No outbreak or incident – increased vigilance in the area, low threshold to 
review again where new information becomes available. 
• Outbreak or incident that can be managed by the IPCT and multidisciplinary 
team (MDT) colleagues within the organisation without the need for a formal 
outbreak group - this may include a period of increased incidence (PII). 
• Severe or significant outbreak/ incident (including outbreaks which impact on 
capacity and the ability to admit or discharge patients into the provider 
organisation) require a formal incident management team (IMT). 
N.B. It is not possible to be prescriptive about what constitutes the need for a formal 
IMT as the variety of potential scenarios is extremely diverse and will be affected by 
local factors including the physical environment and resources, the likely transmission 
route, the pathogenicity and virulence of spread and the likely impact on patients 
related to mortality, morbidity and provision of care. External groups invited to join 
the IMT will be UKHSA, NHSE and ICB. 
 
As part of the outbreak or incident management (irrespective of an IMT being formed) 
the following methods may be used to facilitate quality improvement. 
 
 
Thematic Review 
A themed review may be useful in understanding common links, themes or issues 
within a cluster of investigations or incidents. It will seek to understand key barriers or 
facilitators to safety using reference cases (e.g., individual datix incidents or previous 
investigations). The IPCT maintains a database of infections that can be used for data

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13 
 
 
comparison to assist with this review, as well as learning derived from the ICR. A 
thematic review will be undertaken when an outbreak or cluster of incidents takes 
place. Where lessons learnt are identified these will be upwardly reported to 
 
Patient Safety Incident Investigation (PSII) 
A PSII offers an in-depth review of a single patient safety incident or cluster of incidents 
to understand what happened and how. 
 
After Action Review 
AAR is a structured facilitated discussion of an event, the outcome of which gives 
individuals involved in the event understanding of why the outcome differed from that 
expected and the learning to assist improvement. AAR generates insight from the 
various perspectives of the MDT and can be used to discuss both positive outcomes 
as well as incidents. It is based around four questions: 
 
• What was the expected outcome? / What was expected to happen? 
• What was the actual outcome? / What happened? 
• What was the difference between the expected outcome and the event? 
• What is the learning? 
 
Process of IMT 
See Appendix 2 for Draft Agenda 
 
• At the first meeting, the Chair will ascertain the facts to date and actions 
undertaken. 
• The Chairperson will lead the discussion and direct and co-ordinate the 
management of the outbreak. Options will be fully discussed, using the 
expertise of the IMT and decisions taken. 
• The nominated administrator will ensure that all discussions and decisions are 
accurately recorded and will prepare notes for circulation before the next 
meeting, identifying the person(s) responsible for any action agreed. 
• At each meeting it will be the responsibility of all full and co-opted members to 
provide an update of the situation in their ward or department to form the basis 
for further decisions. Members who will be unavoidably absent must ensure that 
a senior member of their staff attends the meeting in their place and is fully 
briefed beforehand.

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14 
 
 
• All full and co-opted members of the IMT will act in accordance with the 
decisions taken at the meetings. They will keep notes of their part in the 
management of the outbreak and the actions that they and their staff take. 
• Formal consideration throughout the outbreak will be given to the need to 
involve the regional or national resources of UKHSA, or to obtain help from 
other outside sources, such as NHSEI and the ICB. 
• The dissemination of information from the meetings is the responsibility of the 
members of the IMT. They should remind their staff not to discuss the outbreak 
outside the clinical situation and that patient and staff confidentiality must be 
always maintained. The medical and nursing staff on the wards will keep 
patients’ relatives informed in the usual way. 
• Media enquiries should be referred to the Trust communication team and who 
will, if necessary, refer them to the Chief Executive. No information concerning 
the outbreak will be released to the media or public from wards or departments, 
or by other members of the IMT. 
• At the end of each meeting, the date and time of the next meeting will be fixed. 
 
Bed and or Ward Closure 
• Beds and/or ward closures may be required where the risk of infection to new 
admissions is high and the risk cannot be reduced by routine IPC measures 
e.g., hand washing, isolation nursing or cohort isolation nursing. 
• The IPC team in consultation with the Consultant Microbiologist or Virologist, 
with oversight and awareness of the DIPC will advise when beds and or ward 
closures are to be observed. 
• A bay/ward/department closure means this area is unable to accept new 
admissions or inter ward/ hospital transfers; neither can it discharge patients to 
other health or social care premises. Should this occur a Datix must be 
completed and rationale for decision taken if this has not been discussed with 
the IPC team and/or on-call Microbiologist. 
• There is evidence that outbreaks due to norovirus and Clostridiodes difficile can 
be controlled by containment in bays/rooms with doors closed and adherence 
with IPC procedures rather than entire ward closures. With these organisms it 
is likely that the IPC team will recommend bay closures rather than whole ward 
closure unless the symptomatic patients are distributed throughout the ward. 
• Ongoing review for the need for closure will be undertaken by the IPC team and 
will advise when beds and or wards can reopen as soon as it is appropriate.

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15 
 
 
• Once reopening is sanctioned, arrangements for terminal cleaning of the area 
will be delegated to the relevant manager and undertaken in advance of 
reopening. 
 
Closure of incident/outbreak: 
The length of time an outbreak will remain open will depend on several factors 
including incubation period of the organism. 
 
Areas for improvement/actions 
Where areas for improvement are identified either during Infection Control Review 
(ICR) or Patient Safety Incident Investigations (PSII) these will be documented on the 
IPC Patient Safety Incident Framework Response Improvement Plan or annual 
programme of work which will be monitored through the IPC Committee/Assurance 
Group 
 
 
 
 
 
Appendices

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16 
 
 
Appendix 1 Outbreak update 
Date outbreak 
suspected 
 
Index case hospital 
number 
 
Date of symptom 
onset of index case 
 
Infection suspected 
(i.e. norovirus, 
respiratory illness) 
 
Infection confirmed 
(date infection 
confiremd) by lab) 
 
Ward(s) affected 
 
 
Date Areas 
affected 
Total 
number of 
symptomatic 
patients to 
date 
Number of 
patients 
symptomatic 
today 
Total 
number 
of 
patient 
samples 
positive* 
Number 
of 
samples 
pending 
results 
Number of 
staff 
symptomatic 
Number 
of staff 
samples 
positive** 
Number 
of 
discharges 
due today 
Bays 
closed to 
new 
admissions 
*** 
Number 
of 
closed 
beds 
*** 
Comments 
Day 0 
 
 
 
 
 
 
 
 
 
 
 
Day 1 
 
 
 
 
 
 
 
 
 
 
 
Day 2 
 
 
 
 
 
 
 
 
 
 
 
Day 3

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17 
 
 
Appendix 2 Draft agenda 
 
1 
Introductions and Apologies 
 
2 
Summary of Outbreak 
 
 
2.1 IPC Team: 
a. background 
b. ward layout/specialty 
c. microbiology results 
d. audit results and summary of findings 
e. service improvement plans 
f. areas of good practice 
g. epidemic curve 
 
 
2.2 Ward: 
a. Background 
b. patient issues 
c. staffing issues 
d. recent IPC audit compliance/service improvement 
plans 
e. hand hygiene audit results 
 
3 
Domestic Staff Issues 
 
4 
IPC Recommendations 
 
5 
Conclusion 
 
6 
Management of Future Outbreaks and Lessons 
Learned 
 
7 
Any Other Business

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18

--- PDF page 19 ---
19 
 
 
Appendix 3 PSIRF Actions per organism (DRAFT) 
 
 
Incident 
HCAI Attribution 
(HOHA /COHA) 
Mandatory 
Reporting 
(UKHSA) 
Incident 
Reporting 
System 
Infection 
Control 
Review 
(ICR) 
Regulatory 
Duty of 
Candor 
Patient 
Communication 
Patient Safety 
Incident 
Investigation 
(PSII) 
 
Individual 
complex incident 
Internal (Provider) 
Governance 
External 
reported 
governance 
processes 
ICB 
governance 
 
Outbreak 
 
No 
HOHA/COHA 
Deaths. 
 
N/A 
 
Dependent 
on 
causative 
organism 
 
Yes 
 
Case by 
case 
 
No 
Patients 
advised of 
outbreak on 
declaration. 
 
Discussion/ 
disclosure to 
patients if 
admitting to 
an 
open/ongoing 
outbreak 
 
Not routinely 
IPC Team 
 
Only if lessons learnt: 
• Clinical teams 
• IPC operational 
Group 
• Themes to IPC 
Committee 
All outbreaks 
updated via 
Trust Sit rep to 
ALBs* 
 
If severe 
/significant 
outbreak*** 
IMT expected 
with invite to 
ALBs 
 
 
 
Sitrep 
shared for 
operational 
support 
purposes 
 
Assurances 
to be gained 
through IPC 
Committee 
 
 
 
Outbreak 
 
HOHA/COHA 
Deaths 
 
 
N/A 
Dependent 
on 
causative 
organism 
Yes 
 
Yes 
 
Yes 
N/A 
 
Not routinely 
 
Unless Part 1 on 
death certificate 
and Medical 
Examiner (ME)) 
review deems 
avoidable 
 
• Clinical teams 
• Patient safety team 
• IPC team 
• IPC Committee 
Via Trust Sit 
rep to ALBs 
 
If severe 
/significant 
outbreak*** 
IMT expected 
with invite to 
ALBs 
Assurances 
to be gained 
through IPC 
Committee 
 
C. difficile 
Toxin 
positive 
 
All cases 
 
UKHSA 
HCAI DCS 
Yes 
 
Yes 
 
Not 
routinely 
 
Yes - if 
CDI result to 
be 
communicated 
to the patient 
by clinician 
Not routinely 
 
Unless resulting in 
death (part 1 on 
death certificate), 
• Clinical teams 
• Bi-weekly HCAI 
• IPC Committee 
 
PIIs/Outbreaks 
to be reported 
via Sit Rep to 
ALBs 
Thematic 
reviews of 
community 
cases where 
indicated

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20 
 
 
Incident 
HCAI Attribution 
(HOHA /COHA) 
Mandatory 
Reporting 
(UKHSA) 
Incident 
Reporting 
System 
Infection 
Control 
Review 
(ICR) 
Regulatory 
Duty of 
Candor 
Patient 
Communication 
Patient Safety 
Incident 
Investigation 
(PSII) 
 
Individual 
complex incident 
Internal (Provider) 
Governance 
External 
reported 
governance 
processes 
ICB 
governance 
 
death or 
harm 
colectomy, Toxic 
Mega Colon, 
pseudomembranous 
colitis 
 
 
GP to be 
informed of 
results, 
through 
pathology 
system or 
through 
discharge 
letters if 
inpatient. 
can be led 
by ICBs and 
reported 
through 
system 
governance. 
 
Assurances 
to be gained 
through IPC 
Committee 
 
Invasive 
Group A 
Strep 
 
Healthcare 
Associated 
 
 
 
 
Yes – 
notifiable 
to UKHSA 
(NOIDS) 
Yes – if 
multiple 
cases 
 
Yes 
 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result to be 
communicated 
to the patient 
by clinician 
 
Not routinely 
 
Severe/significant 
harm or death 
reviewed by 
Medical examiner 
(ME) deems 
avoidable. 
Only if lessons learnt: 
• Clinical teams 
• Bi-weekly HCAI 
• IPC Committee 
 
 
If outbreak or 
suspected 
outbreak – 
report to ALBs 
 
If linked to 
care home, 
community 
healthcare 
setting as part 
of follow up 
actions 
Assurances 
to be gained 
through IPC 
Committee 
 
All other 
NOIDS 
No 
Care 
home 
outbreak 
Primary 
care 
related 
outbreak 
No 
Result to be 
communicated 
to the patient 
by clinician 
Not routinely 
N/A 
As above

--- PDF page 21 ---
21 
 
 
Incident 
HCAI Attribution 
(HOHA /COHA) 
Mandatory 
Reporting 
(UKHSA) 
Incident 
Reporting 
System 
Infection 
Control 
Review 
(ICR) 
Regulatory 
Duty of 
Candor 
Patient 
Communication 
Patient Safety 
Incident 
Investigation 
(PSII) 
 
Individual 
complex incident 
Internal (Provider) 
Governance 
External 
reported 
governance 
processes 
ICB 
governance 
 
Gram-
Negative 
Bloodstream 
Infection 
(GNBSI) 
 
 
HOHA and COHA 
 
 
 
 
 
UKHSA 
HCAI DCS 
Yes 
 
Yes 
 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result 
communicated 
to patients 
 
Not routinely 
 
Only if lessons learnt: 
• Clinical teams 
• Bi-weekly HCAI 
• IPC Committee 
 
 
 
ICB via the 
NOF/DCS 
Assurances 
to be gained 
through IPC 
Committee 
 
All other 
UKHSA 
HCAI DCS 
No 
Thematic 
review 
desirable 
– ICB led 
decision 
No 
Results 
communicated 
to patients – 
clinical 
team/clinician 
Not routinely 
N/A 
ICB via DCS 
 
GP to be 
informed of 
results 
(discharge 
letters) 
 
Thematic 
reviews of 
community 
cases where 
indicated 
can be led 
by ICBs and 
reported 
through 
system 
governance. 
 
 
MRSA 
Bacteraemia 
 
 
HOHA COHA 
 
 
 
 
UKHSA 
HCAI DCS 
Yes 
 
Yes 
 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result to be 
communicated 
to the patient 
by clinician 
Death – recorded 
as Part 1 on death 
certificate or 
deemed 
avoidable by ME. 
Harm – for 
example limb 
amputation 
• Clinical teams 
• Bi-weekly HCAI 
• IPC Committee 
 
 
 
ICB via the 
NOF/DCS 
Assurances 
to be gained 
through IPC 
Committee 
 
COIA 
COCA 
UKHSA 
HCAI DCS 
No 
Yes 
No 
Result to be 
communicated 
to the patient 
by clinician 
Harm 
Death 
N/A 
ICB via DCS 
 
GP to be 
informed of 
results 
Thematic 
reviews of 
community 
cases where 
indicated

--- PDF page 22 ---
22 
 
 
Incident 
HCAI Attribution 
(HOHA /COHA) 
Mandatory 
Reporting 
(UKHSA) 
Incident 
Reporting 
System 
Infection 
Control 
Review 
(ICR) 
Regulatory 
Duty of 
Candor 
Patient 
Communication 
Patient Safety 
Incident 
Investigation 
(PSII) 
 
Individual 
complex incident 
Internal (Provider) 
Governance 
External 
reported 
governance 
processes 
ICB 
governance 
(discharge 
letters) 
can be led 
by ICBs and 
reported 
through 
system 
governance. 
 
 
MSSA 
Bacteraemia 
 
 
HOHA 
COHA 
 
 
 
 
UKHSA 
HCAI DCS 
Yes 
 
Yes 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result to be 
communicated 
to the patient 
by clinician 
MSSA PVL 
bacteraemia – Yes 
 
Death – recorded 
as Part 1 on death 
certificate or 
deemed 
avoidable by ME. 
Harm – for 
example limb 
amputation 
Only if lessons learnt: 
• Clinical teams 
• Bi-weekly HCAI 
• IPC Committee 
 
 
ICB via DCS 
Assurances 
to be gained 
through IPC 
Committee 
 
COIA 
COCA 
UKHSA 
HCAI DCS 
No 
Thematic 
review 
desirable 
– ICB led 
decision 
No 
Result to be 
communicated 
to the patient 
by clinician 
Not routinely 
unless identified 
through thematic 
reviews 
N/A 
ICB via DCS 
 
GP to be 
informed of 
results 
(discharge 
letters) 
Thematic 
reviews of 
community 
cases where 
indicated 
can be led 
by ICBs and 
reported 
through 
system 
governance. 
 
HCID 
N/A 
UKHSA 
Yes 
YES 
Not 
Result to be 
If processes not 
IPC Committee 
UKHSA

--- PDF page 23 ---
23 
 
 
Incident 
HCAI Attribution 
(HOHA /COHA) 
Mandatory 
Reporting 
(UKHSA) 
Incident 
Reporting 
System 
Infection 
Control 
Review 
(ICR) 
Regulatory 
Duty of 
Candor 
Patient 
Communication 
Patient Safety 
Incident 
Investigation 
(PSII) 
 
Individual 
complex incident 
Internal (Provider) 
Governance 
External 
reported 
governance 
processes 
ICB 
governance 
NHSE 
routinely 
communicated 
to the patient 
by clinician 
followed and 
patient not 
identified exposes 
others etc 
assurance report with 
review of HCID 
protocols 
 
• Clinical teams 
• IPC/HCAI 
operational groups 
 
ICB 
NHSE 
 
Notification 
through 
System 
Oversight 
and 
Assurance 
Group 
(SOAG) 
 
Legionnaires 
disease 
Hospital/ 
healthcare 
exposure/source 
for infection. 
UKHSA 
Yes 
YES 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result to be 
communicated 
to the patient 
by clinician 
YES 
• Clinical teams 
• Water Safety Group 
• IPC Assurance 
Committee 
 
UKHSA 
ICB 
NHSE 
Assurances 
to be gained 
through IPC 
Committee 
 
TB exposure 
N/A 
UKHSA 
Yes, if 
healthcare 
related. i.e. 
patients 
exposed on 
a ward 
 
No if 
community 
case 
Yes 
Not 
routinely 
 
Yes - if 
death or 
harm 
Result to be 
communicated 
to the patient 
by clinician 
If incorrect 
processes result 
in the exposure of 
others. 
Incident to be 
managed with an IMT 
 
Review with Clinical 
teams 
 
• IPC Committee 
 
If healthcare 
exposure (i.e. 
HCW) - IMT to 
include 
UKHSA, ICB, 
NHSE 
 
GP to be 
informed of 
exposure via 
discharge 
letters 
 
TB team 
notification 
and follow up 
Assurances 
to be gained 
through IPC 
Committee

--- PDF page 24 ---
24

--- PDF page 25 ---
25 
 
 
Appendix 4 Outbreak report template 
 
Hospital site and Ward 
 
Report completed by 
 
 
Date 
 
 
Outbreak declared on 
Insert date 
 
Outbreak declared over 
Insert date 
 
If applicable – 
Number of bed closures and 
dates 
 
If applicable – 
External bodies informed? 
Date 
Delete as required 
UKHSA/ ICB/ NHSE 
 
 
 
Brief description of incident 
 
 
 
 
 
Action immediately taken. 
 
 
 
 
 
 
Recommendations and outcomes following ICR 
 
 
 
 
 
Compliance with IPC Practices 
National Cleaning Standards audit % 
 
Hand hygiene % 
 
Other audit (insert) 
 
 
Themes identified.

--- PDF page 26 ---
26 
 
 
 
 
 
 
 
Service improvement

--- PDF page 27 ---
27 
 
 
 
 
 
 
 
 
 
 
References 
 
 
National Infection Prevention and Control Manual, Available at: 
https://www.nipcm.hps.scot.nhs.uk/media/1883/2022-06-10-healthcare-infection-
incidents-and-outbreaks-in-scotland-v-20.pdf 
 
 
Department of Health (2022) The Health and Social Care Act 2008 Code of Practice 
on the prevention and control of infections and related guidance. Available at: 
Health and Social Care Act 2008: code of practice on the prevention and control of infections - 
GOV.UK (www.gov.uk)

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1 
National Infection Prevention and Control Manual for England 
Related National 
Guidance 
This document is the national guidance 
E-library number 
CG 2425 
Version number 
V1 
Purpose 
This manual applies to all staff working at UHCW. It outlines 
principals in order to prevent infection and avoid transmission of 
pathogens within a healthcare setting. 
Primary Specialty 
Infection Prevention and Control 
Related 
Specialties 
All specialties 
Specialty Clinical 
Guideline Lead 
Tracey Brigstock, Director of Infection Prevention and Control and 
Chief Nursing Officer 
Authors 
Lead Author: 
Document produced by NHSE 
Document reviewed and amended by: 
Katie Jones, 
Katie.Jones@uhcw.nhs.uk 
Clinical Scientist, Infection Prevention and Control 
Reviewer(s): 
Fiona Wells, 
Fiona.Wells@uhcw.nhs.uk 
Lead Nurse, Infection Prevention and Control 
Approving 
Forums 
Infection Prevention and Control Committee 
Approval Dates 
QIPS 
22/05/2024 
MPPC 
N/A 
Other 
(specify) 
 
Review Date 
30 January 2026 
Keywords 
Infection Prevention 
Infection Control 
Hand washing 
Infection manual 
Face mask 
Infection policy 
IPC 
Standard infection prevention and control precautions 
Transmission based precautions 
Isolation 
Hand hygiene 
PPE 
Personal protective equipment 
Linen

--- PDF page 2 ---
2 
Spillage 
Waste 
AGP 
Aerosol generating procedures 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect.

--- PDF page 3 ---
3 
Rationale 
This NHSE manual for England applies to all staff working at UHCW. It outlines principals 
in order to prevent infection and avoid transmission of pathogens within a healthcare 
setting. 
Dissemination and related guidance 
This relates to all existing IPC documents. It will be available on e-library and 
communications will share the message to staff groups. 
Training 
IPC and hand hygiene training mandatory for all clinical staff. 
Patient Information 
Isolation and Barrier Nursing, VRE, MRSA, ESBL, C. difficile and CPE Patient Information 
Leaflets 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring method 
and frequency 
Committee responsible 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Changes from previous version 
Date 
Updated information 
N/A

--- PDF page 4 ---
4 
Introduction 
 
This guidance is necessary to provide staff with the principals of infection prevention and 
control in a healthcare setting. This is imperative in order to prevent and control infection at 
UHCW. Adherence to this guideline will ensure patient safety relating to infection. Health care 
associated infections should be avoided. 
 
Document Link 
 
NHS England » National infection prevention and control 
 
Please explain any deviations from linked guidance in detail: 
 
There are some parts of the guidance where application differs at UHCW. These are outlined 
below: 
 
1. Section 1.1 and 2.1: Not all patients in outpatients settings are able to be isolated if 
they may have an infection. This is based on local risk assessment due to facilities 
available and clinical need. 
 
2. Section 1.3. There is reference to using ‘warm’ water in the document for washing 
hands and making up detergent solutions. Cold water can be used to wash hands, 
and may be required during boiler breakdowns. Also, at UHCW we use a combined 
detergent/disinfectant product called Tristel which must be made up with cold water. 
 
3. Appendix 1 and 2 will not be used at UHCW. These posters do not show a step to 
wash the wrist. NHSE are undertaking a literature review to ascertain if there is 
sufficient evidence for this to be included. In the interim period we will continue to use 
the existing hand wash posters. 
 
4. Appendix 6: UHCW use different posters for donning and doffing which are available 
on the IPC web page. 
 
5. Appendix 7: Even if equipment is not contaminated with blood or body fluids, at 
UHCW we still recommend cleaning with Tristel rather than a detergent only solution. 
 
6. Appendix 11a: Disseminated shingles. At UHCW we recommend staff wear an FFP3 
mask rather than a FRSM when treating a patient with disseminated shingles. Also, 
patients who are immunocompromised with shingles should be isolated in a side room 
(despite the rash being able to be covered). 
 
References 
 
 NHS England » National infection prevention and control

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1 
 
 
 
 
 
Respiratory Viral Infections Guideline 
 
Related National 
Guidance 
Infection prevention and control manual for England – NHSE (2023) 
UKHSA Covid-19: Information and advice for health and care 
professionals (2023) 
 
E-library number 
CG 2032 
Version number 
4 
Purpose 
Understand and apply the principles of Respiratory Infections 
prevention and control by maintaining competence, skills and 
knowledge in Infection prevention and Control (IPC). 
To reduce the number of patients acquiring Respiratory Infections 
and to ensure the correct management of those affected. 
Primary Specialty 
Infection prevention and control 
Related 
Specialties 
Respiratory 
Virology 
Specialty Clinical 
Guideline Lead 
Fiona Wells 
Lead Nurse Infection Prevention and Control and Sepsis Team 
fiona.wells@uhcw.nhs.uk 
 
Authors 
Lead Author: 
Fiona Wells 
Lead Nurse Infection Prevention and Control and 
Sepsis Team 
fiona.wells@uhcw.nhs.uk 
Reviewer(s): 
Lisa Berry 
Consultant Virologist 
Lisa.berry@uhcw.nhs.uk 
Katie Jones 
Clinical Scientist 
Dr. Judith Drought 
Respiratory consultant 
Approving 
Forums 
Infection Prevention Control Committee 
Respiratory QUIPS 
Approval Dates 
QIPS 
16/10/2023 
MMC 
n/a 
Other (specify) n/a 
Review Date 
September 2025 
.

--- PDF page 2 ---
2 
 
 
Keywords 
Influenza 
Flu 
Respiratory Virus 
Covid–19 
SARS-CoV-2 
Standard Precautions 
Transmission based precautions 
AGP 
RSV 
FFP3 
Droplet precautions 
Contact precautions 
Airborne precautions 
 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect. 
Rationale 
To help to identify, diagnose and manage patients with suspected and confirmed viral 
respiratory infections. 
Dissemination and related guidance 
Available on e-library 
Training 
Mandatory Infection Prevention and Control Training 
Fit testing training 
Hand Hygiene training 
Donning and doffing 
Patient Information 
Respiratory Viruses, Isolation and Barrier Nursing, reducing the risk of infection whilst in 
hospital and clean hands are caring hands – all patient leaflets available on e-library

--- PDF page 3 ---
3 
 
 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring method 
and frequency 
Committee responsible 
5 Moments for 
Hand hygiene 
Carolyn Dawson 
Quarterly 
IPCC 
Changes from previous version 
Date 
Updated information 
August 2023 
Corrected some typographical errors and punctuation. 
Updated version to number 5. 
Definitions: Added in reference for list of AGP’s in case of issues with 
the hyperlink provided. 
Added information on page 7 about the requirement to be fit tested on 
masks that are currently available and the option to use a powered 
hood if FIT testing fails. 
Took out tables of symptoms and made a list (page 8) 
Added information on how to take a sample if the patient has a complex 
airway. 
Changed isolation periods according to national guidance. 
Updates appendix 3 to reflect how we manage respiratory infections 
according to EMS level. 
Changed the references 
Changed the title to include ‘viral’

--- PDF page 4 ---
4 
 
 
 
Contents 
 
Definitions .............................................................................................................................................. 4 
Introduction ............................................................................................................................................ 6 
Scope ..................................................................................................................................................... 6 
Roles and Responsibilities .................................................................................................................. 6 
Clinical guidance .................................................................................................................................. 7 
References ............................................................................................................................................ 22 
 
 
Definitions 
 
AGP (Aerosol 
Generating Procedure 
Certain medical and patient care activities that can result in 
the release of airborne particles (aerosols). 
For an up-to-date list see here 
The up to date list can also be viewed on the NHSE IPC manual 
for England. 
AGP’S can increase the risk of transmission of infections. 
Incubation Period 
The incubation period is the interval between exposure to a 
pathogen and the appearance of symptoms. 
Infectious Period 
The infectious period (or period of communicability) is the 
time period over which an infected person can spread the 
infection to someone else. This varies by pathogen and 
individual 
Hierarchy of Controls 
The hierarchy of control are used to identify the appropriate 
controls with elimination, substitution, engineering controls, 
administrative controls and PPE 
Routes of transmission 
Aerosol 
Aerosol transmission occurs through very small infectious 
particles being dispersed into the air through breathing, 
talking, or coughing. These particles can travel distances >2 
metres and hang in the air for prolonged periods of time. 
Aerosols may also occur due to AGPs being performed (see 
above)

--- PDF page 5 ---
5 
 
 
Droplet 
Droplets may be generated from the respiratory tract during 
coughing, sneezing, or talking. If droplets from an infected 
person come into contact with the mucous membranes 
(mouth or nose) or surface of the eye of a recipient, they can 
transmit infection. These droplets remain in the air for a 
short period and travel 1−2 metres, so physical closeness is 
required for transmission. 
Direct Contact 
Infectious agents can be inadvertently passed directly from 
an infected person (for example after coughing into their 
hands) to a recipient who, in the absence of correct hand 
hygiene, may then transfer the organism to the mucous 
membranes of their mouth, nose or eyes. 
Indirect Contact 
Transmission takes place when a recipient has contact with 
a contaminated object, such as furniture or equipment that 
an infected person may have coughed or sneezed on. In the 
absence of correct hand hygiene, the recipient may transfer 
organisms from the contaminated object to the mucous 
membranes of their mouth, nose or eyes. 
Standard infection 
control precautions 
(SICPS) 
SICPs are the basic IPC measures necessary to reduce the 
risk of transmitting infectious agents from both recognised 
and unrecognised sources of infection. Sources of infection 
include blood, body fluids secretions or excretions 
(excluding sweat), non-intact skin or mucous membranes 
and any equipment or items in the care environment that 
could be contaminated. 
Transmission based 
precautions (TBP) 
Additional precautions to be used in addition to SICPs when 
caring for patients with suspected or confirmed infection or 
colonisation 
Staff Cohorting 
When staff care for one specific group of patients and do not 
move between different patient cohorts. Patient cohorts 
may include for example symptomatic, asymptomatic and 
exposed, or asymptomatic and unexposed patient groups

--- PDF page 6 ---
6 
 
 
Introduction 
 
Respiratory infections are common and can spread easily between both adults and 
children. There are a wide variety of viral causes of respiratory infection including 
rhinoviruses, respiratory syncytial virus (RSV), influenza viruses, para-influenza 
viruses, and coronaviruses. 
 
The symptoms of respiratory infections are very similar, and it is not always possible 
to tell if a patient has COVID-19, Influenza or another respiratory infection based on 
symptoms alone. 
 
Most people with respiratory infections will have a relatively mild illness although these 
can progress and cause more severe infections and even death. 
 
Scope 
 
This guidance is applicable to all staff that work at UHCW. This will include off site 
departments such as Renal Satellite areas, Rugby St Cross and outpatient 
departments such as Coventry Urgent Care. This will also include staff that are 
employed by Vinci and ISS. This list is not exhaustive. 
 
Viral Respiratory Tract Infections that this guidance is applicable to 
 
• COVID-19 (sars-Cov-2) 
• Influenza 
• Human parainfluenza viruses (HPIVs) 
• Respiratory Syncytial Virus (RSV) 
• Coronaviruses 
• Human rhinoviruses (HRVs) and enteroviruses (HEVs) 
• Human adenoviruses 
• Human bocavirus 1 (HBoV1) 
• Human Metapneumo Virus (hMPV) 
 
Roles and Responsibilities 
 
Healthcare Workers (HCWs) must: 
• Follow this guidance adhere to and follow the principles of Infection 
Prevention and Control actions that are outlined in this guideline.

--- PDF page 7 ---
7 
 
 
• Inform a member of the Infection Prevention and Control Team 
(IPCT) if this guidance cannot be followed. 
• Ensure they are aware how to use respiratory protection and ensure they are 
fit tested for FFP3 masks within the last 2 years. Ensure that the mask that you 
have been fit tested on is available for use. If it is not available, the staff member 
will require a repeat test on masks that are available at the trust. If a staff 
member fails their fit test, they must then receive training to use a powered 
hood by contacting the sterile services department. 
Infection Prevention and Control Teams (IPCTs) must: 
• Keep this guidance up-to-date 
• Support the clinical team to undertake a risk assessment where this guidance 
cannot be followed. 
• Provide education opportunities on this guidance. 
Occupational Health must: 
• Plan and promote the uptake of staff seasonal influenza and other necessary 
vaccinations. 
• Provide opportunity for staff to receive their vaccinations during working hours 
and support the peer vaccinator programme. 
• Provide advise to staff following an exposure incident and returning to work 
queries. 
 
Clinical guidance 
 
This guideline outlines the infection prevention and control principles required to 
prevent transmission of COVID–19 and other respiratory viruses and minimize 
disruption to patient care. 
 
When to take a sample 
 
Symptoms of COVID-19, flu and common respiratory infections include: 
• Cough 
• Coryzal symptoms 
• Fever 
• Headache 
• Shortness of breath 
• Feeling tired or exhausted 
• Aches and pains 
• Loss of appetite

--- PDF page 8 ---
8 
 
 
• Diarrhoea, nausea and/or vomiting 
• A loss to your sense of smell or taste. 
• Acute exacerbation of a chronic lung disease 
• Signs and symptoms of lower respiratory infection 
• If there is a history of foreign travel, isolate and investigate in line with infections 
in the returning traveller. Discuss the case with infectious diseases. 
 
 
 
How to take a sample 
 
Request a respiratory viral PCR on the electronic ordering system. Use a sterile dry 
swab. See diagram below for how to take a nose and throat swab. 
 
For patients with complex airways (for example, tracheostomy), please ensure 
swabs are taken from airway site utilised by patient (for example, tracheostomy site) 
instead of sites not involved in air entry. For example, a patient who is fully reliant on 
tracheostomy for gas exchange should be swabbed at their tracheostomy site, not 
their nose.

--- PDF page 9 ---
9 
 
 
 
 
 
4. Either place the swab back into the viral transport media 
provided (fluid supplied with the swab) or cut swabs into 
a single sterile universal container (white topped clear 
specimen bottle) using sterile disposable scissors. 
 
5. DO NOT put swab back into agar provided for bacterial 
swabs (e.g. charcoal agar). 
 
6. Ensure the sample and request forms are fully labelled. 
 
7. If a lower respiratory tract infection is being considered 
also send a sputum sample to the laboratory a full viral 
respiratory screen if clinically indicated. 
 
1. Rub the tonsils with the 
fabric tip of the swab over 
both tonsils. Do this with 
good contact on each side 4 
times. Carefully remove the 
swab so that you don’t 
touch the teeth, gums, 
tongue or cheeks. 
2. Put the same swab gently 
into 1 nostril until you feel a 
slight resistance (about 
2.5cm for adults). 
3. Gently wipe the swab 
around the inside of the 
nostril making 10 complete 
circles. No force is needed. 
It may feel uncomfortable 
but should not be painful.

--- PDF page 10 ---
10 
 
 
8. Place specimen(s) in a standard 
microbiology bag while with the patient. 
 
9. Samples are to then be double bagged and sent to 
pathology. 
 
 
Results 
 
Results will be available on the electronic results system. 
 
 
Treatment 
National guidance for ‘COVID-19 antibody and antiviral treatment’ 
can be found via this link: Overview | COVID-19 rapid guideline: 
managing COVID-19 | Guidance | NICE 
 
National guidance for ‘Influenza: treatment and prophylaxis using 
anti-viral agents can be found via this link: 
 
Scenario: Treating influenza | Management | Influenza - seasonal | CKS | 
NICE Advice regarding complex cases can be sought from Virology. 
Hand Hygiene 
 
Hand hygiene is part of standard infection control precautions and is 
the most effective way to prevent transmission by direct contact. 
Hand hygiene must be performed as per the WHO Five Moments: 
• 
before touching a patient 
• 
before a clean / aseptic procedure 
• 
after exposure to body fluids 
• 
after touching a patient 
• 
after touching the patient’s surroundings 
 
For further information click link for the hand decontamination policy 
e-Library (uhcw.nhs.uk) 
 
Respiratory 
hygiene and 
cough etiquette 
(Catch it, Bin it, Kill 
it) 
 
 
 
Patients should be instructed to follow the recommendations for 
respiratory hygiene / and cough etiquette: 
• 
use a disposable, single use tissue to cover mouth and nose 
when coughing, sneezing, wiping or blowing nose 
• 
dispose of tissues promptly in a bin 
• 
practice hand hygiene by washing hands with soap and 
water, and drying them thoroughly after coughing, sneezing 
or using tissues. Antibacterial hand rub may also be used. 
• 
Patients with suspected or confirmed respiratory infection 
should be provided with a FRSM that should be worn in multi 
bedded bays and communal areas if this can be tolerated. 
FRSM are not required for patients in side rooms unless 
another person enters or the room door is required to remain

--- PDF page 11 ---
11 
 
 
open. If a patient suspected of having a viral respiratory 
infection refuses or cannot wear a mask, this must be 
documented in their medical notes. 
• 
All patients transferring to another care area should wear a 
surgical face mask (if tolerated) to minimise the dispersal of 
respiratory secretions and reduce environmental 
contamination. 
• 
Patients should be provided with a new surgical mask at least 
daily or when soiled or damaged. The requirement for 
patients to wear a FRSM must never compromise their 
clinical care, such as when oxygen therapy is required. 
• 
Some patients, such as older people or children may require 
assistance to contain respiratory secretions. 
Patient Movement 
 
Limit the movement of patients outside their isolation room or cohort 
area to those necessary for patient management. 
 
If patient movement is necessary, then the patient should, if possible, 
wear a fluid resistant surgical face mask to minimise the dispersal of 
respiratory secretions and reduce environmental contamination 
Safe Management 
of Care Equipment 
 
 
 
• 
Equipment in an isolation or cohort area should be kept to a 
minimum. 
• 
Equipment should, as far as possible, be allocated to each 
individual patient or cohort of patients. 
• 
Disposable, single-use equipment should be utilised where 
possible. 
• 
Reusable equipment must be decontaminated immediately 
after patient use and between each patient with Tristel 
• 
Follow UHCW decontamination policy and equipment specific 
manufacturers’ instructions 
• 
No equipment should be taken out of the room without 
decontamination. 
• 
If advice is required, contact Infection Prevention and Control 
Team on extension 24791. 
Safe Management 
of the Care 
Environment 
Inc. linen 
 
 
 
 
• 
The patient environment should be kept clean, clutter-free and 
in a good state of repair 
• 
Ensure that the rooms of patients with infection are cleaned 
daily with Tristel, and are prioritised for frequently touched 
surface cleaning (e.g. over-bed tables, lockers, lavatory 
surfaces in patient bathrooms, door handles and equipment in 
the immediate vicinity of the patient). 
• 
Touch point cleaning rota is available via the Infection 
Prevention and Control Web site. RCA documents and audit 
forms | University Hospitals Coventry and Warwickshire NHS Trust

--- PDF page 12 ---
12 
 
 
• 
Linen used for an infectious patient should be bagged 
immediately in an alginate liner bag and then placed in a white 
plastic linen bag. 
• 
Terminal clean of all isolation or cohort rooms once patients 
are discharged or no longer in isolation. 
• 
It is essential that all frequently touched surfaces and all 
horizontal surfaces are decontaminated after any AGP. 
Clearance of infectious particles after AGP is dependent on the 
ventilation and air exchange in the room (wait a minimum of 20 
minutes after an AGP before cleaning). 
• 
Ensure weekly / daily cleaning tasks are documented in the 
ward cleaning book. 
• 
If patient was in bay when respiratory virus suspected or 
confirmed the bay and bathroom must have a terminal clean 
once the patient has placed into isolation 
Safe Disposal of 
Waste 
All waste generated from patients with a confirmed or 
suspected respiratory virus should be placed into clinical waste 
(orange bag) 
Visitors 
 
Visits from patient’s relatives and or/ carers should be encouraged 
and supported. If visitors are attending a care area with infectious 
patients, they should be made aware of any infection risks and 
offered appropriate PPE. This would routinely be a FRSM. Gloves 
and aprons are not routinely required unless providing direct patient 
care. 
 
Visitors should be instructed on effective hand hygiene. 
 
Visitors should not be present during AGP on infectious patients 
unless considered essential following a risk assessment, for example 
parent / guardian. 
 
It may be considered appropriate to restrict visiting because of 
outbreaks of respiratory infection - this decision will be made on an 
individual basis in conjunction with IPC, Clinical Virology, Modern 
Matron and the control room. Compassionate visiting will usually 
remain in place. 
 
Visitors with respiratory symptoms should not be permitted to enter a 
care area. However, if the visit is considered essential for 
compassionate (end of life) or other café reasons (for example 
parent / child) a risk assessment should be undertaken, and 
mitigations put in place to support visiting wherever possible. 
 
PPE required 
when caring for 
Risk Assessment For PPE

--- PDF page 13 ---
13 
 
 
patients with a 
confirmed or 
suspected 
respiratory virus 
 
Before undertaking any procedure, staff should assess any likely 
blood and bodily fluid exposure risk and ensure PPE worn that 
provides adequate protection against the risks associated with the 
procedure or task being undertaken. 
 
See appendix 4 for full PPE guidance 
 
Donning and 
Doffing of PPE 
 
Click link for correct order of donning and doffing of PPE 
National infection prevention and control manual for England 
 
Fit testing for 
FFP3 respirator 
It is a legal requirement that any HCW required to wear an FFP3 
respirator should have undertaken respirator fit testing test prior to 
using it. 
 
Where FFP3 respirators are used, it must be able to provide 
adequate protection for all individual wearers. A major cause of 
leaks is a poor fit. As people come in all sorts of shapes and sizes it 
is unlikely that one size of FFP3 respirator will fit everyone. 
 
Fit testing will ensure the equipment selected is suitable for the 
wearer and offers the protection that is required. 
 
Every time a FFP3 respirator is donned a fit check must be 
undertaken to ensure an adequate seal has been achieved. 
 
Refer to donning FFP3 respirator video and poster link below 
which demonstrates how don an FFP3 respirator and how to do 
a fit check 
https://books.hse.gov.uk/Posters/?DISPLAY=PF&DI=652757 
 
https://www.hse.gov.uk/pubns/disposable-respirator.pdf 
 
In the event of a breach in IPC procedures, such as incorrectly worn 
FFP3 respirators during an AGP, staff should be reviewed by 
Occupational Health.

--- PDF page 14 ---
14 
 
 
Duration of 
Respiratory 
Precautions 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
As a general rule, the duration of isolation precautions for 
hospitalised patients should be continued until resolution of fever 
and respiratory symptoms. For prolonged illness, infection 
prevention and control measures should be used during the duration 
of acute illness until symptoms and signs of respiratory disease have 
resolved. 
 
Immunosuppressed/ immunocompromised patients may remain 
infectious for a longer period of time than immunocompetent 
patients. The decision to discontinue isolation should be based on 
clinical assessment of the patient’s condition, and a repeat viral 
respiratory swab should be sent to test for on-going viral shedding. 
Please discuss step-down of isolation requirements with Virology 
and IPCT if required. 
 
The decision to de –escalate a patient from isolation must be 
documented in the patient’s notes by the clinician documenting the 
reasons why. 
Contact Tracing 
Depending upon the virus causing an infection, contact tracing may 
be required. 
 
For Influenza specific information, please see this link - 
https://assets.publishing.service.gov.uk/government/uploads/system/
uploads/attachment_data/file/1058443/ukhsa-guidance-antivirals-
influenza-11v4.pdf 
 
COVID-19 contacts will be noted on CRRS handover and verbally 
communicated, however no follow up is required unless the patient 
becomes symptomatic. 
 
Environmental 
ventilation 
(Hierarchy of 
controls) 
 
Open windows for 10 minutes every hour 
 
In the event of a respiratory virus outbreak IPC will ask for the 
estates department to check that all ventilation in the outbreak area 
is working as it should 
Isolation for 
patients with 
suspected or 
confirmed 
respiratory virus 
Single side room 
 
Patients with a known or suspected respiratory tract infection should 
be placed in a single side room, ideally with ensuite facilities. 
 
The door to the room should be kept shut at all times.

--- PDF page 15 ---
15 
 
 
The area must be clearly labelled as an isolation area, a purple hand 
must be used to signify a patient with a respiratory viral illness. 
 
Staff entering the room should be kept to a minimum. 
 
Strict attention to standard and respiratory precautions should be 
exercised always. 
 
 
Cohorting of patients with a Respiratory Tract Infection (RTI) 
 
If a single room is not available and the respiratory pathogen is 
known, then patients can be cohorted with other patients with a 
confirmed RTI caused by the same pathogen, after a documented 
risk assessment considering the possibility of co-infection with other 
pathogens. Risk based decisions should be made with clinical teams 
alongside site management, infection prevention and virology 
colleagues. 
 
If single rooms are in short supply and laboratory confirmation of 
the pathogen is awaited, after a documented risk assessment, it 
may be feasible to prioritise patients with cough and sputum 
production for single room placement. 
 
Please refer to isolation priority system located in UHCW Isolation 
guideline (2022) on e - library to free up a side room if required. 
 
https://uhwebapps.uhcw.nhs.uk/eLibrary/filecon/download.aspx?Doc
=121230&DocReturn=/elibrary/&VERI=6jjprqf3 
 
When undertaking a local risk assessment to decide the best patient 
placement to reduce cross-transmission, it may be reasonable to 
assume that patients admitted with complications of influenza, i.e. who 
have 
had 
symptoms 
for 
3−4 
days, 
and 
who 
are 
not 
immunocompromised, are less infectious than those who are admitted 
with new influenza-like symptoms. 
 
If respiratory patients are cohorted together, ensure patients are at 
least two metres apart from each other. 
 
Discharge 
Discharge to own home 
 
If patient is deemed medically fit for discharge by the medical team 
then patients can be discharged to their home even if they are still in 
the infectious period of their infection. 
 
Discharge home with a package of care

--- PDF page 16 ---
16 
 
 
 
If a patient is deemed medically fit for discharge by the medical team 
then patients can be discharged to their own home with a package of 
care as long as the infectious status is communicated to the care 
team prior to discharge 
 
Discharge to care facility such as nursing home / residential 
home 
 
The decision to discharge a medically fit patient to a care facility 
must be made in conjunction with the care facility and whether they 
can facilitate isolation until the patient is no longer deemed 
infectious. 
 
 
 
 
De-escalating patients following a confirmed respiratory virus 
1. COVID-19: de-escalating isolation precautions in non-immunocompromised 
patients 
 
For inpatients with COVID-19, isolation should continue for 5 days after the onset of 
symptoms (or their first positive COVID-19 test if they do not have any symptoms), 
provided the clinical criteria below have been met. 
Clinical criteria: 
• 
Clinical improvement with at least some respiratory recovery 
• 
Absence of fever (temperature greater than 37.8°C) for 48 hours without the 
use of medication 
• 
no underlying severe immunosuppression 
A cough or a loss of, or change in, normal sense of smell or taste (anosmia), may 
persist in some individuals for several weeks, and are not considered an indication of 
ongoing infection when other symptoms have resolved. 
Before stepping down isolation of the patient, ensure there are no other 
infections for which This guidance does not apply if there are any additional 
indications for ongoing isolation and transmission-based precautions (for 
example MRSA carriage, C. difficile etc).

--- PDF page 17 ---
17 
 
 
COVID-19: de-escalating isolation precautions in severely 
immunocompromised patients 
It is possible for severely immunocompromised patients to remain infectious for 
prolonged periods, even if they do not display any symptoms. The isolation period for 
these patients whilst in hospital should be at least 10 days. 
In severely immunocompromised patients’ resolution of symptoms should not be 
used as a marker of decreased infectiousness and these patients should be isolated 
in side rooms, cubicles or cohorted until until they have: 
- 
Completed a full 10 days of isolation. 
- 
Been afebrile for at least 48 hours. 
- 
A negative COVID-19 PCR result, taken no less than 10 days after symptom 
onset. If the patient did not have any symptoms, then the PCR swab should 
be done at least 10 days after their first positive Covid-19 test. If this swab 
returns positive or indeterminate for COVID or any other respiratory viruses, 
please discuss with clinical virology prior to step down ext. 25471. 
2. Influenza 
For patients who are not immunocompromised: 
Patients can be removed from isolation/cohort areas after 5 days of Tamiflu if 
asymptomatic and they have been apyrexial for 48 hours. 
For patients who are immunocompromised: 
Immunocompromised patients require a negative Influenxa PCR prior to de-
escalation. If any further advice is required, please discuss with the clinical virology 
team. 
3. Other respiratory viruses 
Patients should be isolated until symptom resolution. 
4. Exceptions to isolation durations 
In extremis, a risk assessment can be carried out to remove patients from isolation 
earlier if required after discussion with virology (see appendix 3).

--- PDF page 18 ---
18 
 
 
Appendix 1 
 
Isolation door signage 
 
Signage should be displayed to control entry into isolation or cohort areas; this should be 
done by using the coloured hands system: 
 
• 
The red hand is used to indicate that the patient has an infection and extra 
precautions are required 
• 
The blue hand is used for neutropenic patients who require protective isolation 
• 
The purple hand is used for patients who have a respiratory viral infection 
 
 
 
Examples of signage:

--- PDF page 19 ---
19 
 
 
Appendix 2 
Requirements for PPE use for respiratory and non-respiratory patients, including when 
carrying out AGPs, are shown in the table below. If an area is under outbreak control 
measures, universal wearing of FRSM will be required.

--- PDF page 20 ---
20 
 
 
Appendix 3: Bed management on identifying a symptomatic case in a bay. NB At all EMS levels CEV patients should be prioritized for side room capacity
 
Inpatient symptomatic in a bay 
EMS Level 
1 and 2 
• 
Move patient to side room 
• 
Close beds to new admissions into the bay until results return from the index case. 
• 
Terminal clean 
• 
If positive for FLU A, FLU B, COVID or RSV assess contacts as per their risk of developing severe influenza and (if relevant) offer prophylaxis 
for Flu A. Screen any patients who display symptoms. 
• 
If the PCR is negative, clinically review if isolation is still required. Open beds once terminal clean has happened. 
EMS Level 
3 
• 
Move to a side room if possible and ask for a terminal clean of the bay. 
• 
If moving to a side room is not possible, the patient can remain in the bay. Request all patients wear a mask if they are able. Close beds to 
new admissions in bay until PCR results return. 
• 
Open windows and air scrubber to be used where possible. 
• 
If positive for FLU A, FLU B, COVID, RSV assess contacts for immunosuppression and (if relevant) offer prophylaxis for Flu. Screen any 
patients who display symptoms. 
• 
Open beds 
• 
Patients with a confirmed respiratory viral infection can be managed in a respiratory cohorted bay (same virus) or side room. If the patient is 
immunocompromised, they require a side room. 
• 
If the PCR is negative, clinically review if isolation is still required. 
• 
If EMS level 3 and position is deteriorating – on call manager/ site can discuss with IPC and virology to look at other actions to support 
capacity and flow on a case by case basis. 
EMS Level 
4 
• 
Move to a side room if possible and ask for a terminal clean of the bay. 
• 
Patient remains in the bay if no side room available. Request all patients wear a mask if they are able. 
• 
Beds remain open to new admission into the bay. 
• 
Windows to be open and air scrubbers to be used where possible 
• 
If positive for FLU A, FLU B, COVID, RSV assess contacts for immunosuppression and (if relevant) offer prophylaxis. Screen any patients 
who display symptoms. 
• 
Index case can be managed in a respiratory cohorted bay (same virus) or side room. If immunocompromised, they require a side room. 
• 
If negative, clinical review to decide if isolation is required. 
• 
On call manager/ site discuss with IPC/ virology regarding levels of risk and other actions to support (i.e. moving Influenza patients before day 
5 case by case basis)

--- PDF page 21 ---
21 
 
 
 
 
 
 
 
 
 
 
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--- PDF page 22 ---
22 
 
 
 
 
References 
 
 
 
Guideline References 
 
CEBIS Evidence Summary 
(NICE Guidelines, and other National Guidance. Other national guidance may include those issued 
by speciality college, patient safety agency, monitoring agencies, or other external governing 
bodies ) 
 
References Cited in Guideline 
Grade* 
 
 
Infection Control Manual for England: NHS England » National infection prevention 
and control 
 
UKHSA (2021) Seasonal influenza: guidance, data and analysis - Seasonal 
influenza: guidance, data and analysis - GOV.UK (www.gov.uk) 
 
UKHSA (2021) guidance on use of antiviral agents for the treatment and 
prophylaxis of seasonal influenza 
Influenza: treatment and prophylaxis using anti-viral agents - GOV.UK (www.gov.uk) 
 
UKHSA (2019) Seasonal influenza: guidance for adult critical care units 
https://www.gov.uk/government/publications/seasonal-influenza-managing-cases-in-
critical-care-units 
 
COVID-19 advice for health care professionals (2023). COVID-19: information and 
advice for health and care professionals - GOV.UK (www.gov.uk) 
 
UKHSA Covid – 19: Personal protective equipment use for aerosol generating 
procedure 10th January 2020 updated 27th May 2022 
 
 
https://www.gov.uk/government/publications/covid-19-personal-protective-
equipment-use-for-aerosol-generating-procedures 
 
 
 
UKHSA Covid -19: Personal Protective equipment use for non aerosol generating 
procedure 10th January 2020 updated May 2022 
 
 
https://www.gov.uk/government/publications/covid-19-personal-protective-
equipment-use-for-non-aerosol-generating-procedures

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1 
 
 
 
Guidelines For Screening, Prevention of and Management of Meticillin – 
Resistant Staphylococcus aureus (MRSA) in adult, paediatric and neonatal 
patients 
Related National 
Guidance 
Health and Social Care Act 2008- Code of practice on the prevention 
and control of infections and related guidance 
E-library number 
CG 1583 
Version number 
V9 
Purpose 
The purpose of this guideline is to minimise the risk to patients of 
infection or colonisation with MRSA. 
 
Primary Specialty 
Infection Prevention and Control 
Related Specialties N/A 
Specialty Clinical 
Guideline Lead 
Fiona Wells, 
Infection Prevention Control and Sepsis 
Fiona.Wells@uhcw.nhs.uk 
Authors 
Lead Author: 
Emma Evans 
Sepsis Nurse 
Emma.evans@uhcw.nhs.uk 
Reviewer(s): 
Maddy Winterton, 
Antibiotic Pharmacist 
Madeleine.winterton@uhcw.nhs.uk 
Approving Forums Infection Prevention Control Committee 
Medicines Management Committee 
Approval Dates 
QIPS 
12/07/2023 
MMC 
03/10/2023 
Other (specify) 
Review Date 
16/11/2025 
Keywords 
MRSA 
Bacteraemia 
Decolonisation 
Hibiscrub 
Octenisan 
Clinical guideline content: Clinical Guidelines assist in decision-making; they do not replace clinical 
judgement. Regardless of the strength of evidence, it remains the responsibility of the clinician to 
interpret the application of the clinical guidance to local circumstances and the needs and wishes 
of the individual patient. Where variations of any kind do occur, it is important to document the 
variations and the reason for them in the patient’s health record. If in doubt, seek senior advice. 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record 
system (EPR). If any of these systems are identified within the document, please substitute them 
for the appropriate EPR alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack

--- PDF page 2 ---
2 
 
 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the systems 
listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the text 
and replaced with the relevant EPR system and process. 
Equality and Diversity Statement: Throughout its activities, the Trust will seek to treat all people 
equally and fairly. This includes those seeking and using the services, employees and potential 
employees. No-one will receive less favourable treatment on the grounds of sex/gender (including 
Trans People), disability, marital status, race/colour/ethnicity/nationally, sexual orientation, age, 
social status, their trade union activities, religion/beliefs or caring responsibilities nor will they be 
disadvantaged by conditions or requirements which cannot be shown to be justifiable. All staff, 
whether part time, full-time, temporary, job share or volunteer; service users and partners will be 
treated fairly and with dignity and respect. 
Rationale 
The rationale for screening for MRSA colonisation is: 
• 
To identify colonised individuals from the time of admission 
• 
To minimise transmission to other patients 
• 
To enable decolonisation treatment to be prescribed promptly 
• 
To ensure that they receive appropriate empirical treatment for infection, taking into 
account of patient’s MRSA carriage 
• 
To ensure, where indicated, that they receive appropriate surgical prophylaxis 
• 
This guideline provides a local implementation of the national guidance set out in 
“Implementation of modified admission MRSA screening guidance for NHS (2014)” 
(Department of Health 2014) 
Dissemination and related guidance 
This guideline has been discussed at Infection Prevention Control Committee. This has 
also be added to e-library. 
 
 
 
Training 
Training will be provided to trust staff by the IPCT and IPC link nurses via ward-based 
training sessions. Education is also offered at preceptorship and medical student training 
sessions. Mandatory training is provided via the ESR system. 
 
Patient Information 
Meticillin-Resistant Staphylococcus aureus (M R S A) Information for patients and relatives 
 
 
 
Audit & Monitoring 
Audit title 
Audit Lead 
Monitoring method 
and frequency 
Committee responsible 
MRSA 
Elective/emergency 
IPC 
Comparing Elective and 
emergency admission 
Nursing and Midwifery

--- PDF page 3 ---
3 
 
 
screening 
compliance 
data with microbiology 
lab screening results 
Ward compliance 
with MRSA QAG 
IPC 
IPC review the QAG on 
commencement and 
then weekly 
Infection Prevention and 
Control Committee 
 
 
 
 
 
 
 
 
 
 
Changes from previous version 
Date 
Updated information 
November 2023 
All of the document has been placed into the new format guidelines. 
 
November 2023 
Page 6, table 1.1 – changes to the text to ensure clarity. 
 
 
November 2023 
There has been references added to refer staff to the relevant 
documents throughout the guideline. 
November 2023 
Page 8, table 1.3 refers staff to appendix 10 – the UHCW high risk 
areas. 
November 2023 
Page 11, this text has been added. For patients with eczema, 
dermatitis or other skin conditions, attempts should be made to treat 
the underlying skin condition. Advice on suitable eradication protocols 
for these individuals should be sought from a consultant 
dermatologist. Consider alternatives (e.g. octenidine) where mupirocin 
and chlorhexidine are not feasible. 
November 2023 
Page 11, added. On NNU a patient in an incubator is deemed as in 
isolation. 
November 2023 
Page 14, added. 1.6.7 MRSA decolonisation upon discharge: 
Decolonisation is not usually required when the patient is discharged 
unless clinically indicated. 
 
 
 
Contents 
 
Definitions ............................................................................................................................................... 4 
Introduction ............................................................................................................................................ 4 
Scope ....................................................................................................................................................... 5 
Roles and Responsibilities ....................................................................................................................... 5 
Clinical guidance ..................................................................................................................................... 6 
Appendices ............................................................................................................................................ 17 
References ............................................................................................................................................ 17

--- PDF page 4 ---
4 
 
 
 
Definitions 
 
 
Introduction 
 
 
Meticillin Resistant Staphylococcus aureus (MRSA) is a strain of Staphylococcus aureus that is 
resistant to all penicillin and its derivatives e.g. flucloxacillin, amoxicillin, co-amoxiclav, piperacillin –
tazobactam (Tazocin) as well as cephalosporins and carbapenem antibiotics. Many strains of MRSA 
are also resistant to quinolones e.g. ciprofloxacin, macrolides e.g. erythromycin, clarithromycin and 
clindamycin. This resistance makes infection with MRSA difficult to treat and significantly increases 
the risk to patients. 
 
Clinical infection with MRSA (including MRSA bacteraemia/blood infection) occurs either from the 
persons own resident MRSA colonisation or by cross-infection from another person. It is important 
to identify if an individual is colonised with MRSA on admission to hospital to minimise the risk and 
spread of infection to themselves and other patients. 
 
The zero-tolerance approach to MRSA was reiterated in Everyone Counts: Planning for patients 
2014 / 2015 to 2018/ 2019 and this approach remains a priority for the NHS. Before April 2018 all 
MRSA blood stream infections (BSI) cases underwent a formal post – infection review. From April 
2018 this requirement will be modified so that formal reviews must only be undertaken for 
organisations with the highest rates of infections. UHCW is excluded from undertaking a formal PIR, 
however all MRSA BSI should still be subject to a robust clinical review, regardless of the 
requirement for PIR. Trusts must continue to undertake patient safety reviews on all cases to identify 
best practice and areas for improvement / learning (NHS improvement 2018). 
MRSA 
Meticillin Resistant Staphylococcus aureus 
Bacteraemia 
The presence of bacteria in the blood 
HCAI 
Healthcare Acquired Infection 
Colonised 
Individual carries the bacteria on their skin or in their nose but have 
no signs of symptoms of infection. 
Screening 
A test that looks solely for the presence of an organism – 
 in this case MRSA. 
Transient carriage 
Presence of bacteria on a person without infection for a short period of 
time e.g. on hands before washing. 
IPC 
Infection Prevention Control 
UKHSA 
UK Health Security Agency 
PIR 
Post Infection Review 
QIPS 
Quality Improvement and Patient Safety 
NICU 
Neonatal Intensive Care Unit 
TC 
Transitional Care 
IPCT 
Infection Prevention Control Team 
IPCN 
Infection Prevention Control Nurse 
BSI 
Blood stream infection 
QAG 
Quick Action Guide 
CRRS 
Clinical Results Reporting System 
EPR 
Electronic Patient Record System

--- PDF page 5 ---
5 
 
 
 
MRSA bacteraemia is considered by the Government as unacceptable for a patient to acquire MRSA 
bloodstream infection within a healthcare setting. UHCW has adopted this zero-tolerance approach 
through a combination of good hygienic practice, appropriate use of antibiotics, improved techniques 
in the care and use of medical devices as well as adherence to best practice guidance (NHS England 
2014). 
 
 
 
Scope 
 
The guidance applies to all staff (temporary or permanent) working in all locations managed by 
University Hospital Coventry and Warwickshire NHS Trust. This includes volunteers, contractors, 
students and/or trainees. 
 
Roles and Responsibilities 
 
What are the duties and responsibilities of the staff that will be utilising this guidance: 
 
1. Doctors: To prescribe correct decolonisation where appropriate for the patients identified as 
requiring this treatment. 
2. Staff who screen the patients: To ensure that the correct process is undertaken in order to 
collect accurate samples and ensure safe delivery to the laboratory for testing. 
3. Nurses and Doctors: To ensure the correct decolonisation is prescribed and given to the 
patient. To ensure that the patient is aware of the clinical diagnosis and has been given 
relevant information with regards to MRSA. Nurses to escalate any issues that arise 
appropriately. 
4. Pharmacists: To ensure prescriptions are in line with clinical guidance and supply the 
medication in a timely manner.

--- PDF page 6 ---
6 
 
 
Clinical guidance 
 
 
Type 
Process 
All emergency adult admissions to high-risk areas 
(see ‘High Risk Areas – appendix 10 and Sample 
Sites’). Patients must be swabbed in this category 
when they are moved onto a high-risk area. 
 
And 
 
All previously known positive for MRSA for any 
admission areas 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
MRSA screen within 48hours of admission. 
 
 
 And if 
 
 
 
previously known MRSA positive only, completion 
of the Infection Prevention and Control Quick 
Action Guide – Appendix 2. 
 
Elective patients attending Pre-Operative 
Assessment Clinic (POAC) to be assessed using 
appendix 1 for screening requirements. 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
MRSA screening monitoring is undertaken from at 
least 18 weeks before the surgery is performed. 
 
Regular / repeat attendees to be screened as per 
local guidance. 
Renal, oncology or haematology outpatients clinics 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
 
MRSA screen within 48hours of admission. 
 
 And if 
 
previously known MRSA positive only, completion 
of the Infection Prevention and Control Quick 
Action Guide – Appendix 2. 
Standard Infection Prevention and Control Precautions must be adopted on all patients 
regardless of their diagnosis. 
 
 
MRSA positive patients 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
All patients will be informed of the result. Inpatients 
will be informed via ward staff. Outpatient team, 
GP’s, patient and the consultant caring for the 
patient will be informed by the IPC team (Appendix 
4 - 8). The Consultant performing surgery will also 
be informed. 
 
These patients will be treated with appropriate 
decolonising agents. Patients presenting with a 
MRSA positive screen alerted on CRRS should be 
started on decolonisation on admission, irrelevant 
of any negative screen results or the year it was 
taken and a Quick Action Guide Commenced 
(QAG) (Appendix 2&3) 
 
MRSA positive patients must only be transferred to 
wards/departments when adequate arrangements 
have been made to cater for these patients in the 
receiving ward and an appropriate risk assessment 
has been documented. 
1.1

--- PDF page 7 ---
7 
 
 
 
1.2 Who to Screen: 
 
Adult Patients 
Emergency Admissions 
(including transfers from other healthcare 
providers) 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
All emergency adult inpatient admissions to high-
risk areas. Any patient transfers to high-risk areas 
will be screened as soon as possible, within 48 
hours of admission (see ‘High Risk Areas – 
appendix 10 and Sample Sites’). Patients must be 
swabbed in this category when they are moved 
onto a high-risk area. 
Elective Admissions 
(including day cases) 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
MRSA screening in advance of surgery allows 
decolonisation treatment to be started before the 
operation and greatly reduces the risk of MRSA 
infection of the wound. 
 
The screen will be taken when the patient attends 
for their pre-operative assessment appointment. 
If an elective high-risk patient fails to have their 
screen taken during the pre-admission phase, they 
should follow the same protocol as emergency 
admissions. 
Regular Outpatient Attendees 
Including but not limited to: 
• 
Dialysis patients 
• 
Oncology patients 
• 
Haematology patients 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
Will require MRSA screens to be performed on a 
regular basis which has been deemed by the 
respective specialities due to the presence of 
invasive devices and increased healthcare 
interventions/attendances. 
General Critical Care (GCC) 
Cardiothoracic Critical Care (CTCC) 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
All patients admitted to these areas will be 
screened on admission, either being transferred 
internally within the trust or transferred from 
another hospital, and then at weekly intervals until 
discharge. GCC and CTCC routinely decolonise all 
of their patients during their stay. 
Paediatric Admissions (Excluding Neonates) 
Emergency and Elective Admissions 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
Paediatric admissions are excluded from routine 
screening unless they fulfil any of the following 
criteria in which case they should be screened as 
soon as practical on admission (or prior to 
admission if an elective case) 
• 
Are known to have been infected or 
colonised with MRSA in the past 
• 
Have been transferred from another 
hospital 
Neonates 
Neonates 
 
(Include any patient that has been an inpatient in 
any other hospital, include episodes in hospital or 
clinical setting abroad) 
All neonates admitted to Neonatal Intensive Care 
Unit (NICU) or Transitional Care (TC) will be 
screened on admission to the ward area, including 
on transfer from another hospital, and then at 
weekly intervals until discharge. See appendix 3.

--- PDF page 8 ---
8 
 
 
1.3 High risk areas and sample sites 
 
High Risk Areas 
Adults 
 
• 
Please see appendix 10 for high-risk areas 
 
Nose and Groin 
 
(Other samples to be screened. 
Any open wound, ulcer, area of broken skin, 
Sputum if patient has productive cough) 
 
High Risk Areas 
Neonates 
 
• 
Neonates see appendix 3 for management 
 
Nose 
Umbilical 
Groin 
 
 
Urine and Sputum Samples: 
• 
Routine screening of urine for MRSA is not required. 
MRSA isolated from urine or from sputum may represent colonisation, however if infection is 
clinically indicated, treatment with antibiotics maybe required – please see Side Room Priority 
Isolation Guidance in Isolation Guideline CG 334 for management. 
• 
Advice can be sought from the on call/Duty Microbiologist. 
 
1.4 How to screen a patient 
 
When swabs are taken from dry parts of the body (e.g. the nose), the swab must be moistened prior to 
sampling using the sterile water or sterile saline. 
A minimum of 2 swabs should be taken for recommended MRSA screening specimens. 1 swab to be used 
for each site (nose, throat, axilla, groin (or perineum) and rectum). 
Swabs taken from wounds with high levels of exudate do not need to be moistened first. 
 
1.Gain patient consent 
A full explanation must be given to the 
patient/carers and consent obtained for 
screening 
2. Decontaminate hands 
To prevent cross contamination 
3. Moisten swabs using sterile water or Saline 
For patient comfort and improved 
technique 
4. Rub and rotate the swab on the skin, one swab is sufficient 
to use in both nostrils. Swabs should be taken from the 
following sites: 
To ensure surface area coverage

--- PDF page 9 ---
9 
 
 
• 
nose: carefully place swab into nasal vestibule (not the 
middle nor back of the nose) and rotate around 5 times 
(5 seconds). One swab can be used for both nostrils. 
• 
groin: in the fold between the perineum and the thigh, 
swab should be rolled around several times 
• 
any skin lesions / PEG (percutaneous endoscopic 
gastrostomy) sites / catheter sites/ drain sites 
• 
consider the throat, especially in suspicion of prolonged 
carriage 
 
 
5. Place swab back in charcoal tube and label with patient 
details 
For correct transportation of media 
6. Decontaminate hands 
To prevent cross contamination 
7. Using the clinical results reporting system (CRRS) print e-
request and document in nursing notes 
CRRS/ EPR is the Trust result 
reporting system. Documentation 
assists communication and 
accountability. 
 
• 
Please note: when swabs are sent as an “MRSA screen”, the laboratory places the swabs together. 
This means that it will not be possible to determine precisely which site was positive. 
 
Therefore, if a patient has a lesion or wound which looks clinically infected, a separate swab for 
culture and sensitivity must be sent to the laboratory in addition to screening the site for MRSA. 
 
• 
Wound Swabs - If a patient presents with a wound which is clinically indicative of infection, a swab 
may be taken to test for MRSA infection. The wound swab must be taken after the wound has been 
cleaned. 
 
If a wound swab is positive for MRSA, a nasal and groin swab (if not already done on admission) 
should be taken at this time to test for colonisation. 
 
MRSA isolated from non-inflamed skin or ulcers, or from other sites where there are no clinical indications 
of infection implies MRSA carriage/colonisation rather than infection and should be managed without 
systemic antibiotic treatment. 
 
Skin wounds that demonstrate signs of infection and from which MRSA is isolated on culture, may require a 
course of systemic antibiotic therapy. Advice should be sought from the on call/duty Microbiologist. 
 
For patients with eczema, dermatitis or other skin conditions, attempts should be made to treat the 
underlying skin condition. Advice on suitable eradication protocols for these individuals should be sought 
from a consultant dermatologist. Consider alternatives (e.g. octenidine) where mupirocin and chlorhexidine 
are not feasible.

--- PDF page 10 ---
10 
 
 
 
1.4.1 Patient Refusal of Procedure: 
 
A patient can decline to have an MRSA screen. If a patient initially refuses to be screened, they should be 
informed that it is UHCW policy and given the MRSA information leaflet. This can be found on the Trusts e-
Library. If the patient continues to refuse, this should be clearly documented in the patient’s clinical notes. 
However, the patient’s clinical management will not be compromised and they will need to have the same 
management as a MRSA carrier and decolonisation should be commenced. 
 
 
1.4.2 Results: 
 
Positive MRSA results are sent to the Infection Prevention and Control Team (IPC) daily. An alert will be 
placed the result on CRRS/ EPR if not previously alerted from another admission. If they are previously 
known the alert will be updated to reflect the new result. This will inform all future admissions of the 
patient’s MRSA status. 
 
1.4.3 Emergency Screens 
If the patient is an inpatient then the IPC will inform 
a trained nurse on the appropriate ward and the 
patient will be managed according to the QAG (see 
appendix 2). 
If the patient has been discharged home before 
result is known and is a new positive result the IPC 
will inform the General Practitioner (GP) and the 
patient of the result (see appendix 4 & 5) 
 
1.4.4 Elective Screens 
The IPC will inform the patient, their GP and the 
listed surgical Consultant of the positive result and 
advise on decolonisation and antibiotic prophylaxis 
if needed for the surgery. An FP10 completed with 
an approved MRSA decolonisation stamp on the 
prescription will be sent by post to the patient by 
the IPC if required for decolonisation. The 
prescription has been approved by MMC (appendix 
9) 
 
Negative MRSA screens prior to the surgical 
intervention are not required as long as 5 days of 
decolonisation has been completed prior to 
surgery. Day of surgery is counted as day 5. If the 
patient undergoes decolonisation therapy, use 
appendix 2 for patient management. Do not delay 
a surgical procedure if the patient still tests 
positive.

--- PDF page 11 ---
11 
 
 
1.5 Isolation: 
MRSA positive patients should be isolated in a side room, instructing them to stay in their room and keep 
the door closed. If the door cannot be kept closed document the reason for this on the QAG. An isolation 
notice should be attached to the side room door which can be found in Isolation Guideline V11 CG 334 
University Hospitals Coventry and Warwickshire NHS Trust as an appendix. 
 
On NNU a patient in an incubator is deemed as in isolation. 
 
If a side room not available, please risk assess the patient. Depending on where the MRSA is located, the 
patient can possibly be nursed in a bay using Standard Infection Control Precautions– please see Side 
Room Priority Isolation Guidance in Isolation Guideline CG 334 for management. 
1.6 Decolonisation: 
Any patient with a previously MRSA colonisation/infection should be treated in the same way as a patient 
with a new positive MRSA screen, regardless of any intervening screens or the time elapsed since the 
original positive. Products to be ordered through pharmacy or stock utilised on the ward and re-ordered 
accordingly. 
 
If the patient undergoes decolonisation therapy, use appendix 2 for patient management. Do not delay a 
surgical procedure if the patient still tests positive. 
 
The following products should be used for decolonisation: 
For adults/ paediatrics inpatients only 
Site 
First Line Treatment 
Second Line Treatment (first 
line in patients who are pre-op 
and requiring decolonisation) 
Nasal 
Mupirocin 2% (Bactroban) nasal 
ointment 
Three times a day to both nostrils 
 (For 5 days, stop for 2 days and 
then rescreen as per appendix 
2). Please follow the guidance 
on this appendix for further 
treatment, dependant on results. 
* if Bactroban is out of stock then 
please use second line 
treatment. 
** If Bactroban and Octenisan 
are not suitable for the patient, 
please speak to IPC or 
Microbiology. 
Octenidine (Octenisan MD) nasal 
gel 
Twice a day to both nostrils 
(For 5 days, stop for 2 days and 
then rescreen as per appendix 
2). Please follow the guidance on 
this appendix for further 
treatment, dependant on results. 
Antimicrobial Body Wash 
Chlorhexidine 4% (Hibiscrub) 
once a day applied all over the 
body. Twice a week to the hair. 
Positive and negative screen 
result continue 
*Hibiscrub/Octenisan until patient 
discharged. 
Octenisan once a day applied all 
over the body. Twice a week to 
the hair. Positive and negative 
screen result continue 
*Hibiscrub/Octenisan until patient 
discharged.

--- PDF page 12 ---
12 
 
 
 
For neonatal inpatients only 
Site 
First Line Treatment 
Second Line Treatment 
Nasal 
Mupirocin 2% (Bactroban) nasal 
ointment 3 times a day to both 
nostrils as per BNFc. 
(For 5 days, stop for 2 days and 
then rescreen as per appendix 3. 
Please follow the guidance on 
this appendix for further 
treatment, dependant on results.) 
 
Please speak to 
Microbiology/IPC for second line 
alternative, if patient unable to 
tolerate Bactroban or if 
Bactroban not available. 
 
 
Antimicrobial Body Wash 
Octenisan once a day applied all 
over the body. Twice a week to 
the hair. Positive and negative 
screen result - continue. 
*Octenisan continued until 
patient discharged. 
 
Care and consideration should be given where patients are pre-term. Where further advice is required, 
microbiology/IPC team should be consulted about this. Patient information leaflets should be given to 
either the patient if able or the respective next of kin or carer/ parent. 
 
1.6.1 Nasal products: Apply to the end of a finger or cotton wool bud and position inside both nostrils. 
Gently squeeze the nostril to ensure coverage. Nasal decolonisation should be used according to the 
instructions of the particular agent. The suppliers of Octenisan nasal gel and Octenisan wash can be 
obtained from General Stores at UHCW. 
*NB If patient self applies ask them to wash hands afterwards 
 
1.6.2 Antimicrobial body wash: Apply to a dry disposable cloth and rub onto damp skin. Do not dilute. 
Wash off Hibiscrub after 2-3 minutes or Octenisan after 1 minute 
 
• 
For patients with skin disorders, e.g. psoriasis or eczema, dermatology advice should be sought 
before prescribing treatment. 
• 
For patients with known hypersensitivity to chlorhexidine (Hibiscrub), Octenisan may be used as an 
alternative. 
• 
For patients with Mupirocin resistance use Octenisan nasal gel. 
• 
For neonates please see instructions illustrated in appendix 3. 
 
1.6.3 Elective admissions 
An initial period of decolonisation should commence as soon as the positive result is known and should 
continue for five days. A second period of decolonisation should commence four days prior to admission. 
Use of an antimicrobial body wash should continue until discharge. Use of the nasal product should be 
limited to two five-day cycles, with a two day break, as set out in the QAG (appendix 2).

--- PDF page 13 ---
13 
 
 
 
1.6.4 Emergency admissions 
Decolonisation should commence immediately upon admission. Use of an antimicrobial body wash should 
continue until discharge. Use of the nasal product should be limited to two five day cycles, with a two day 
break, as set out in the QAG (Appendix 2). 
 
1.6.5 MRSA decolonisation in General Critical Care: All patients require decolonisation regimen started 
on admission and documented on the drug kardex. 
 
1.6.6 MRSA decolonisation in Renal Haemodialysis: Renal haemodialysis patients who are currently an 
outpatient follow a local regimen for MRSA decolonisation and re-screening based on their patient need. 
Please refer to the Renal Unit MRSA screening guideline. 
 
1.6.7 MRSA decolonisation upon discharge: Decolonisation is not usually required when the patient is 
discharged unless clinically indicated. 
 
1.7 Antimicrobial Prescribing 
 
Appropriate and responsible antimicrobial prescribing is an essential element of any programme attempting 
to control MRSA. 
 
Advice should be sought from the duty Microbiologist before systemic treatment is prescribed. Please see 
the Trust ‘Adult Antibiotic Guideline’ CG 1168 and ‘Antibiotic Prophylaxis in Surgery Guidelines 2022’ CG 
1935 for further information. 
 
Duration of therapy will vary depending on source of infection and clinical response. Advice on duration 
should be sought from the Duty Microbiologists. 
 
1.7.1 Theatres: MRSA patients undergoing surgery may need different antimicrobial prophylaxis to non-
carriers, refer to Trust ‘Antibiotic Prophylaxis in Surgery Guidelines 2022 CG 1935’ or discuss with Duty 
Microbiologist.

--- PDF page 14 ---
14 
 
 
1.8 The MRSA Quick Action Guide (QAG) 
 
The MRSA QAG is a checklist that provides evidence that the decolonisation regime has been followed. In 
addition to this is provides advice on re-screening after days 1 to 5 have been completed, and 
recommencement of decolonisation. Versions are available for: 
Adults/ Paediatrics (appendix 2) 
Neonates (appendix 3) 
 
The MRSA QAG must be used whenever a patient has a positive or presumptive positive MRSA screen or 
is admitted having previously had a positive screen. 
 
If the patient self-administers, or / carers use the wash, they can complete the form. 
 
• 
Adults/ Paediatrics (appendix 2) 
• 
Neonates (appendix 3) 
 
If patients are self-caring with the decolonisation, education must be provided by the nurse in order to 
ensure they are aware of correct decolonisation and rationale. Patients must be provided with patient 
leaflets. 
 
1.9 Transmission and Prevention 
 
Clinical infection with MRSA (including MRSA bacteraemia/ blood infection) occurs either from the persons 
own resident MRSA colonisation or by cross-infection from another person. Transmission may occur due 
to poor hand hygiene, or following contact with contaminated items in the clinical setting. 
 
Hand hygiene is of paramount importance. Adherence to the World Health Organisations (WHO) 5 
moments for Hand Hygiene and use of the correct hand decontamination procedure (Ayliffe technique) is 
vital to reduce transmission (Hand Decontamination Policy 2018). 
 
Alcohol hand gel is effective against MRSA. When there has been exposure to bodily fluids, hand hygiene 
with soap and water is required. 
 
1.10 Personal Protective Equipment (PPE)

--- PDF page 15 ---
15 
 
 
 
The use of PPE should be implemented as directed in ‘Standard Infection Prevention and Control 
Precautions’ (2018) Guideline. 
 
For appropriate PPE for porters please see ‘Transferring of Patients’ section. 
 
1.10.1 Visitors wearing PPE: Visitors are not required to wear protective clothing unless involved in the 
patient’s personal care, when an apron should be worn. Visitors should wash their hands immediately prior 
to entering the room and prior to leaving the isolation room or bed space if the patient is in the bay. 
 
1.11 Environmental Cleaning 
 
MRSA can survive for long periods in dust, so special attention should be paid to ensuring the cleanliness 
of horizontal surfaces and dust collecting areas, e.g. beds, curtain rails, tables, sinks, door handles and 
ventilators and incubators. Incubators are to be cleaned in accordance with COP ‘The Incubator and the 
Preterm baby Procedure’ V8. 
 
Cleaning services personnel should be made aware that the patient is receiving special precautions so that 
they can provide the necessary additional cleaning equipment and fulfil cleaning requirements. The patient 
isolation/ cohort bay must be decontaminated at least daily with Tristel. 
 
A terminal clean of the side room is required when an MRSA patient is discharged or transferred. If the 
patient is transferred from a bay, a terminal clean of the bed space is sufficient. 
 
It is the responsibility of the nursing staff to clean items such as blood pressure equipment, drip stands and 
pumps prior to removal from the room or bed area. Tristel should be used for this. 
 
Following a procedure or investigation, the area and equipment will require a decontamination using a 
chloride dioxide solution (e.g. Tristel). 
 
Theatres: cleaning of theatre surfaces should be carried out using chlorine dioxide solution (e.g. Tristel) 
after every case.

--- PDF page 16 ---
16 
 
 
1.12 Transferring of Patients 
 
Screening 
 
Infection Prevention Control measures should not compromise the patient’s care and should not affect the 
patient’s freedom to be mobilised or attend other departments for health care related visits. 
 
It is the responsibility of the nursing staff on the transferring ward to make direct contact with staff on the 
receiving ward or department (e.g. radiology) to make sure that they are aware of the patients MRSA status 
in advance of the transfer. 
 
1.12.1 Porters transferring a patient: Transporting a patient with MRSA in the hospital on a bed, trolley 
or wheelchair is a low-risk activity. There is no requirement for porters or staff to wear gloves, aprons or 
other PPE on transferring patients. It is of paramount importance however that hand decontamination is 
performed after contact. 
 
1.12.2 Theatre: theatres must be informed of the patients MRSA status immediately prior to transfer. This 
is the responsibility of the transferring ward staff. Patients with MRSA can be nursed in recovery post-
surgery. The trolley and bed space should be cleaned thoroughly with chlorine dioxide solution (e.g. 
Tristel) following the patients return to the ward. 
 
1.12.3 Travelling by vehicle: 
 
MRSA carriers requiring transport by ambulance (e.g. between UHCW and St Cross) may be transported 
with other patients so long as any wounds, ulcers etc are covered securely with an occlusive dressing and 
the ambulance crew adhere to standard infection prevention control precautions. 
Outpatients may be transported in cars without posing a risk to the driver or other passengers as long as 
such wounds are covered. 
 
1.13 Laundry: 
 
All laundry must be considered contaminated and placed in a red alginate bag inside a white outer bag. 
For patients/ relatives that wish to take home soiled clothing, please refer to the COP ‘Guidance for the 
laundering of Patient’s Soiled Clothing in the Home Setting’ V8 which is located on the e-library.

--- PDF page 17 ---
17 
 
 
 
1.14 Cutlery and Crockery: 
 
Ordinary cutlery and crockery can be used, provided that these are washed in an automated dishwasher 
after use. Disposable crockery and cutlery are not required. Under no circumstances should any crockery 
or cutlery be washed by hand. 
 
1.15 Staff screening: 
 
The decision whether staff should be screened will be made at the discretion of the Director of Infection 
Prevention Control (DIPC) and IPCS team, in conjunction with Occupational Health. This is a decision 
made on clinical judgement and risk assessment, if there is a MRSA outbreak or clusters of cases within 
their clinical areas. 
 
Swabs should be taken at the beginning of the work shift. Do not take swabs immediately after the staff 
member has come off duty as they may be transiently colonised in a number of sites. 
 
Appendices 
 
• 
Guidance for the laundering of Patient’s Soiled Clothing in the Home Setting COP 63 V9 University 
Hospitals Coventry and Warwickshire NHS Trust 
• 
Adult Antibiotic Guideline CG 1168 V17.1 University Hospitals Coventry and Warwickshire NHS 
Trust 
 
• 
Antibiotic Prophylaxis in Surgery Guidelines 2022 CG 1935 V4 University Hospitals Coventry and 
Warwickshire NHS Trust 
 
• 
Standard Infection Control Precautions CG 885 V11 University Hospitals Coventry and 
Warwickshire NHS Trust 
 
 
 
References 
 
CEBIS Evidence Summary 
(NICE Guidelines, and other National Guidance. Other national guidance may include those issued by speciality 
college, patient safety agency, monitoring agencies, or other external governing bodies ) 
 
Referral ID: Q 12558 completed on 26/06/2023

--- PDF page 18 ---
18 
 
 
 
References Cited in Guideline 
Grade* 
 
UK Standards for Microbiology Investigations | Issued by the Standards Unit, Public Health 
England Bacteriology | B 29 | Issue no: 7 | Issue date: 26.05.20 | Page: 7 of 18 
https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file
/887595/B_29i7.pdf 
 
 
Surgical site infections: prevention and treatment, NICE guideline [NG125] 
https://www.nice.org.uk/guidance/ng125/chapter/Recommendations#nasal-decolonisation 
 
 
Coia JE et al. Working Party Report (2006). Guidelines for the control and prevention of meticillin 
resistant Staphylococcus aureus (MRSA) in healthcare facilities. Journal of Hospital Infection 63S 
S1-S44. 
 
 
epic3 National Evidence-Based Guidelines for Preventing Healthcare Associated Infections in 
NHS Hospitals in England Journal of Hospital Infection 2014 86: supplement 1 
 
1 
Health and Social Care Act 2008- Code of practice on the prevention and control of infections and 
related guidance (DH 2010). 
 
5 
Department of Health (2006). Screening for Meticillin-resistant staphylococcus aureus (MRSA) 
colonisation. A strategy for NHS trusts: a summary of best practice. London: Department of 
Health 
 
5 
Implementation of modified admission MRSA screening guidance for NHS (2014) 
Department of Health expert advisory committee on Antimicrobial Resistance and Healthcare 
Associated Infection (ARHAI) 
 
 
 
NHS England (2014) Guidance on the reporting and monitoring arrangements and post 
infection review process for MRSA bloodstream infections from April 
2014 version 2 
 
 
 
The Journal of Hospital Infection (2021) Joint Healthcare Infection Society (HIS) and Infection 
Prevention Society (IPS) guidelines for the prevention and control of meticillin-resistant 
Staphylococcus aureus (MRSA) in healthcare facilities 
https://www.journalofhospitalinfection.com/article/S0195-6701(21)00360-1/fulltext 
 
 
NHS Improvement (2018) Update on the reporting and monitoring arrangements and post –
infection review process for MRSA bloodstream infections 
 
 
 
National Health Service (2022) National infection prevention and control manual for England V2 
 
 
 
*Grade:- The references are graded through the CEBIS process according to the criteria outlined below. 
 
Grade of 
evidence 
Based on 
1 
Systematic review or meta-analysis 
2 
Randomised controlled trial/s 
3 
Controlled study without randomisation (e.g. case controlled) or quasi-experimental study, such 
as a cohort study

--- PDF page 19 ---
19 
 
 
4 
Descriptive studies such as case series and reports. 
5 
Expert opinion, narrative review 
 
Add any Appendices below 
 
• 
Guidance for the laundering of Patient’s Soiled Clothing in the Home Setting COP 63 V9 University 
Hospitals Coventry and Warwickshire NHS Trust 
• 
Adult Antibiotic Guideline CG 1168 V17.1 University Hospitals Coventry and Warwickshire NHS 
Trust 
 
• 
Antibiotic Prophylaxis in Surgery Guidelines 2022 CG 1935 V4 University Hospitals Coventry and 
Warwickshire NHS Trust 
 
• 
Standard Infection Control Precautions CG 885 V11 University Hospitals Coventry and 
Warwickshire NHS Trust

--- PDF page 20 ---
20 
 
 
Appendix 1 Pre-operative assessment tool 
Version 2- June 2023 
 
Patient attends Pre-op 
assessment (POAS) 
POAS nurse checks alert 
status on CRRS 
POAS provides decolonisation 
products 
POAS screens patient for 
MRSA (within 18 weeks of 
surgery) if outside of this time 
period – assess patient for risk 
factors for MRSA 
POAS screens patient for 
MRSA 
Previously alerted 
Not previously alerted 
Prescription for decolonisation 
products sent by IPCN, with 
letter informing of result 
Positive screen 
Decolonisation for 5 days after 
receiving regime, and a further 
5 days up to and including day 
of surgery 
No action required 
Negative screen

--- PDF page 21 ---
21

--- PDF page 22 ---
22

--- PDF page 23 ---
23

--- PDF page 24 ---
24

--- PDF page 25 ---
25 
 
Appendix 4 Elective letter to the patient 
Date 
 
Name 
Address 
 
Dear, 
 
Whilst attending the clinic for your pre-operative 
assessment swabs were taken to check for 
MRSA. 
Your swabs results have shown that you are MRSA positive. Do not be alarmed by 
this finding as many people are MRSA positive and come to no harm. 
 
We are sending you enclosed with this letter, a prescription of the required 
treatments which can be taken to any local pharmacy for dispensing. 
Please apply a 5 day course of treatment (hair and body washes and nose 
ointment) on the receipt of the therapy. It is best that this happens as soon as 
practicably possible. 
Please start a further treatment 4 days prior to the surgery date and take 
the products to hospital to be used on the day of surgery as well. 
(You should have enough of both drugs to use for both treatments. Please 
check the date of expiry of the drugs before use) 
When you attend the hospital for your surgery or procedure please inform the nurse in 
charge on the day that you were/ are MRSA positive. On admission it would be helpful 
if you could bring your completed decolonisation record with you to show the nursing 
team. The decolonisation record is enclosed with this letter. 
Should you need to discuss this matter any further you can contact the Infection 
Prevention and Control Team on 02476 964791. 
Yours sincerely

--- PDF page 26 ---
26 
Infection Prevention & Control 
University Hospital Coventry & Warwickshire 
Clifford Bridge Road, 
Coventry 
CV2 2DX

--- PDF page 27 ---
27 
 
Appendix 5 Elective letter to the GP 
Date 
 
 
Dr 
Address 
 
 
 
 
Dear Dr xxx 
 
Re: …………… PID ……………. DOB …………….. NHS no ………………. 
This is just to inform you that this patient, who we believe to be registered with your practice, 
has recently been found to be MRSA positive on a routine screen done at the pre-operative 
assessment clinic. We have sent a letter to the patient informing the MRSA result and 
advising on decolonisation regimen (see below). Patient has also been sent a FP10 
prescription for decolonisation therapy (body wash and a nasal ointment) which can be taken 
to any Pharmacy for dispensing. 
Decolonisation treatment regime: 
As soon as result known 
Octenisan body wash once a 
day for 5 days (twice a week 
wash the hair also) 
 
Octenisan 
nasal ointment twice a 
day for 5 days 
5 days before and 
including day of scheduled 
elective procedure 
Octenisan body wash once a 
day for 5 days (twice a week 
wash the hair also) 
 
Octenisan 
nasal ointment twice a 
day for 5 days 
Please could you make a note of this patient’s MRSA status on your records?

--- PDF page 28 ---
28 
If they do present with an infection after surgery, or at some time in the future, which might 
be staphylococcal in origin, please take this into account when prescribing treatment. 
As you know, MRSA is a variant of S. aureus which is resistant to meticillin, one of the fore-
runners, a narrow spectrum penicillin used in susceptibility testing as a surrogate marker for 
flucloxacillin. 
MRSA is always resistant to: 
• 
Flucloxacillin 
• 
Amoxicillin and co-amoxiclav (Augmentin) 
• 
The cephalosporins, including cephalexin. 
 
It is nearly always resistant to the macrolides including erythromycin and clarithromycin 
and quinolones such as ciprofloxacin. Please discuss with on duty Microbiologist on 
02476965446/5487 for advice on antibiotic therapy if needed. If patient needs hospital 
admission, particularly to one of the higher risk areas, including to a general or more 
specialist surgical ward, they may be put into a side room. 
 
Should you need to discuss this matter any further you can contact the Infection Prevention 
and Control team on 02476 96 4791. 
 
Yours sincerely 
Infection Prevention & Control 
University Hospital Coventry & Warwickshire, 
Clifford Bridge Road, 
Coventry 
CV2 2DX

--- PDF page 29 ---
29 
Appendix 6 Elective letter to UHCW Trust Consultant in charge of patients 
care 
 
 
Date 
Dear Colleague 
 
 
 
Re: 
 
 PID DOB 
NHS no 
 
 
In accordance with DH policy this patient was screened for MRSA and found to be 
positive. 
This patient should now have at least a 5 day course of MRSA decolonisation. (Octenisan 
nasal gel and Octenisan body wash) 
Additionally 5 days prior to and including the day of surgery the patient should re-start the 
same decolonisation regimen. 
A letter advising decolonisation therapy with the regime and a prescription for the therapy 
has been sent to the patient. The patient’s GP has also been made aware of this. 
Please follow the relevant Trust Guidelines or contact the Medical Microbiologist for further 
advice if required. 
MRSA is thought to be no more likely to cause an infection than a sensitive strain of 
Staphylococcus aureus. Thus for operations / procedures that would not normally require 
antibiotic prophylaxis, this should still be the case, even if the patient is MRSA positive. 
Where the infective risk for a surgical procedure routinely requires antibiotic prophylaxis 
then the antibiotic cover should be extended to include MRSA (see surgical prophylaxis 
guidelines to support this). 
If the above measures are implemented (decolonisation and antibiotic prophylaxis where 
indicated) then the risk to the individual patient of acquiring a MRSA infection is minimal and 
the overall rate of infection should be no higher than the expected rate for that procedure / 
operation. However the risk cannot be completely removed- sensitive Staphylococcus 
aureus infections can occur despite antibiotic prophylaxis and the same holds true for 
MRSA.

--- PDF page 30 ---
30 
Thank you for your assistance in the matter. 
Yours sincerely 
Infection Prevention & Control 
University Hospital Coventry & Warwickshire 
Clifford Bridge Road 
Coventry 
CV2 2DX 
Tel: 02476 964791

--- PDF page 31 ---
31 
Appendix 7 Emergency letter to the patient 
 
 
Date 
 
Name 
Address 
 
 
Dear 
 
 
 
 
 
 
 
During your recent admission to UHCW NHS Trust you were 
screened for MRSA in accordance with Department of Health 
requirements. Please be aware that you have been found to be MRSA positive but you 
were discharged before this information was available. We have also told your GP directly 
about this result. 
MRSA stands for Meticillin-Resistant Staphylococcus Aureus. Staphylococcus aureus is a 
type of germ carried on the skin and in the nose or throat of about one third of the population; 
MRSA is just one kind of this germ which is resistant to some antibiotics. 
Should you ever need a course of antibiotics to treat what might be a Staphylococcus aureus 
infection; your doctor will need to take this into account. 
When you go to your doctor, please can you make sure that you tell him/her that you are a 
MRSA carrier so they can ensure you receive the right treatment. 
If you are worried, please call the Infection Prevention and Control Team at University Hospital 
Coventry and Warwickshire for advice on 02476 96 4791. 
There is also some good information on the NHS Choices website- please see: 
http://www.nhs.uk/Conditions/MRSA/Pages/Introduction.aspx 
 
Yours sincerely 
 
Infection Prevention & Control 
University Hospital Coventry & Warwickshire 
Clifford Bridge Road 
Coventry 
CV2 2DX 
02476 964791

--- PDF page 32 ---
32 
Appendix 8 Emergency letter to the GP 
 
 
Date 
 
Dr 
Address 
 
 
Dear, 
Re: DOB HOSP NO , NHS No 
608 490 1905 
Your patient was screened for MRSA on admission to UHCW in accordance with the current 
Department of Health requirements, and was found to be positive. 
The patient has also been informed directly of this result. 
If this patient presents to you with an infection which is likely to be caused by Staphylococcus 
aureus, please can you take this into account. 
MRSA will definitely not be sensitive to commonly used drugs including flucloxacillin, co-
amoxiclav (augmentin), cephalexin, and is usually also resistant to ciprofloxacin and 
erythromycin and other macrolides. 
There are usually other oral options available, depending on the situation. Please call the duty 
clinical microbiology team via the UHCW switchboard if a discussion would be helpful about 
an individual case 
Yours sincerely 
 
Infection Prevention & Control 
University Hospital Coventry & Warwickshire 
Clifford Bridge Road 
Coventry 
CV2 2DX 
02476 964791

--- PDF page 33 ---
33 
Appendix 9 Approved MRSA decolonisation stamp

--- PDF page 34 ---
34 
Appendix 10 UHCW high risk areas 
UHCW High Risk Areas 
MRSA screening compliance will now *only* be reported against the following HIGH RISK 
areas/ unit: 
Speciality 
IPM Ward 
Code 
Ward 
Description 
Emergenc
y 
Admission
s 
Elective 
Inpatient 
Admissio
n 
Elective 
Day Case 
Admission
s 
All Intensive 
Care Units 
and High 
Dependency 
Units (adult/ 
paediatric 
ICUs, 
Neonatal 
units, 
Coronary 
Care Units) 
CTCC 
Cardiothoracic 
Critical 
Care 
(Ward 11a) 
Yes 
Yes 
NA 
GCC 
General 
Critical 
Care 
Unit 
Yes 
Yes 
NA 
CCU 
Coronary 
Care Unit 
Yes 
Yes 
NA 
NNU 
Neonatal Unit 
Yes 
Yes 
NA 
Haematology
/ Oncology/ 
Bone Marrow 
Transplant 
ACRC 
Arden Cancer 
Centre 
NA 
Yes 
Yes 
ACC 
Chemotherap
y Suite 
Yes 
Yes 
Yes 
34 
Haematology 
Yes 
Yes 
NA 
34DC 
Haematology 
Day Unit 
NA 
Yes 
Yes 
35 
Oncology 
(Cancer) 
Yes 
Yes 
NA 
Neurology 
43 
Neurosurgery 
Yes 
Yes 
NA 
43NECU 
Neuro 
Enhanced 
Care Unit 
Yes 
Yes 
NA 
Renal/ 
Dialysis 
50 
Renal Ward 
Yes 
Yes 
NA 
50DU 
Renal Day 
Unit 
Yes 
Yes 
Yes 
Cardiac 
10ECU 
Cardiology 
Enhanced 
Care Unit 
Yes 
Yes 
NA 
11 
Cardiothoracic Yes 
Yes 
Yes 
Vascular 
22a 
Vascular 
Yes 
Yes 
NA 
Orthopaedics
/ Trauma 
52 
Orthopaedics 
Yes 
Yes 
NA 
53 
Major trauma 
Yes 
Yes 
NA 
53MTEC
U 
Major trauma 
Enhanced 
Care unit 
Yes 
Yes 
NA 
CEDM 
Cedar Trauma Yes 
Yes 
No

--------------------------------------------------------------------------------
ATTACHMENT: 7.pdf
TEXT_FILE: 7.pdf.txt
METHOD: pdf_native
OCR_USED: False
PAGES: 14
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--- PDF page 1 ---
1 
 
 
 
 
 
Clinical Operating Procedure 
 
 
 
Procedure Title: 
Clinical operating procedure for the cleaning and disinfection of 
non-invasive equipment and computers 
 
Procedure Ref No: 
COP 96 
 
 
Expiry date: 
October 2022 
 
Version Number: 
V9 
 
 
Summary statement /scope of the procedure: 
Clinical operating procedure for the cleaning and disinfection of non-invasive 
equipment and computers. 
Recommendations for procedure content: 
Clinical operating procedures should detail clear and explicit recommendations for practice 
and behaviour specific instructions; what, who, when, where and how. This will increase the 
likelihood of adoption of the procedure. 
 
1. SCOPE 
These guidelines set out what is meant by cleaning, disinfection, and sterilisation and the level 
of decontamination that is required for specific equipment before and after use, prior to service 
and repair, and for assessment prior to equipment being condemned. 
Care equipment can be categorised into different groups 
 
Re-useable 
 
Single patient use 
 
Single use 
 
IT equipment 
This document will look at the cleaning and disinfecting of the above equipment 
 
 
2. INTRODUCTION 
. 
Current evidence suggests that a contaminated environment plays an important role in the 
spread of microorganisms and if the environment is not decontaminated on a regular basis it 
may act as a reservoir for potential pathogens (Weber et al 2010) The National Patient Safety 
Agency (NPSA) (2009) suggested that risk and cleaning frequencies should be established for 
all equipment. 
 
Decontamination is a process which reduces, removes, or destroys contamination to ensure 
that infectious agents or other contaminants cannot reach a susceptible site in sufficient 
quantities to cause infection or any other harmful response. 
Decontamination can involve cleaning, disinfection and/or sterilisation as required and 
according to the infection risk. 
 
• Cleaning is defined as ‘a process which physically removes infectious agents and the organic 
matter on which they thrive but does not necessarily destroy infectious agents”. MHRA (2010)

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2 
 
 • Disinfection is defined as a process used to reduce the number of viable microorganisms but 
which may not necessarily inactivate some infectious agents. (MHRA 2010) 
 
• Sterilisation is defined as a process to make an object free from viable micro-organisms. The 
processes for sterilisation are specified in BS EN ISO 14937:2009. 
 
Decontamination should take place 
 
At regular pre planned times as per cleaning schedule 
 
Between each patient use 
 
After exposure to bodily fluids 
 
Before service or repair 
 
Before disposal 
 
There should be safe systems in place to ensure that any risks associated with 
decontamination facilities and processes are adequately managed. 
 
 
3. STATEMENT OF INTENT 
In line with the Health and Social Care Act 2008 code of practice (DOH 2009), all healthcare 
organisations must provide and maintain a clean and appropriate environment for equipment to 
be stored and cleaned/decontaminated. This will: 
 
Raise public and patient confidence that cleanliness standards continue to rise 
 
Assist in reducing the risk of healthcare associated infection (HCAI) cross 
contamination. 
 
Make cleaning a part of everyday work on the ward/unit. 
 
 
4. DEFINITIONS 
 
EQUIPMENT 
Any device or machine which is used in the treatment, care, or diagnosis of patients 
(Note: equipment may contain disposable items or consumables which need to be regarded as 
potentially contaminated and should be treated accordingly) 
 
CORRECTIVE WORK 
Servicing activity which is required to restore equipment to a safe and fully functional status 
 
INVESTIGATIVE WORK 
Any inspection or test that is required to verify a performance factor that ensures the 
equipment meets the required criteria 
 
SCHEDULED MAINTENANCE 
The maintenance or medical equipment that is conducted on an area by area basis by prior 
arrangement with equipment users, and where such services activity is planned within a 
regular time cycle. 
 
PLANNED MAINTENANCE 
Maintenance of medical equipment where individual equipment items are assigned an 
identified time and functional check based on a maintenance schedule. 
 
HAZARDOUS SUBSTANCES 
A full definition is given in the Control of Substances Hazardous to Health (COSHH) and the 
Dangerous Substances and Explosive Atmosphere regulations (DSEAR). The user should also 
consult the trust Health and Safety Policy. Briefly, a hazardous substance in terms of this policy 
includes.

--- PDF page 3 ---
3 
 
 
Biological agents likely to cause disease of harm in humans (e.g. viruses, bacteria, 
toxins directly arising from biological agents etc.) 
 
Hazardous chemical agents (e.g. harmful, irritant, corrosive, toxic, flammable, 
carcinogens etc.) 
 
Hazardous substances that are not necessarily chemicals (e.g. santisers) 
 
Radioactive substances 
 
HAZARD ROUTE 
The main route of entry into the body which can include but is not limited to: 
 
Inhalation skin contact (superficial reactions) 
 
Skin absorption (systemic reactions) 
 
Mucus membrane absorption (nose, mouth) and sensitive areas (eyes) 
 
Puncture or laceration with accompanying contamination 
 
Ingestion (mainly via contamination of hands which then contact mucus membrane) 
 
 
5. DUTIES/RESPONSIBILTIES 
 
RESPONSIBILTIES 
It is the responsibility of the user of the equipment to ensure it is decontaminated after each 
use. 
 
MANAGEMENT RESPONSIBILTIES 
It is the responsibility of the ward manager to ensure all staff has received the appropriate 
training on how to use the disinfectants and detergents. 
All wards should have an infection control link nurse who will keep up to date with the current 
products being used and will be able to cascade this information. 
A nominated person will also be a cascade trainer for the Dekomed machine and will complete 
competency checklists for each member of staff to be kept by the ward manager. 
 
STAFF RESPONSIBILITIES All staff have a responsibility to be up to date with all Infection 
Prevention and Control mandatory training, it is the staff member’s responsibility to be 
competent to use all disinfectants and detergents and to know how to appropriately load and 
check the Dekomed. 
 
 
6. DETAILS OF THE DOCUMENTCLEANING 
Cleaning is the primary method of decontamination; it removes dirt using soap and water to 
remove a high proportion of all micro-organisms and the organic material which they thrive on. 
A poor cleaning technique can cause a negative effect and may spread the micro-organisms 
over a larger area therefore increasing contamination risk. 
Cleaning uses friction to remove the dirt from surfaces and is a pre-requisite to any disinfection 
process (Booth 2000) 
A surface should be visibly clean and all soiling removed before disinfection can take place. 
Equipment (e.g. BP cuffs, pulse oximeters) requires cleaning between each patient use. 
DISINFECTION 
Disinfection reduces the number of vegetative bacteria, viruses and fungi to a level that is 
unlikely to cause infection. It does not remove or destroy all bacterial spores. 
Disinfection will only be effective once all visible signs of soiling have been removed by 
cleaning. 
Disinfection of equipment or the environment is required if a patient is in isolation or in an 
outbreak situation. 
 
 
DETERGENTS

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4 
 
Detergents are surface active agents that are characterised by frothing caused by ionic and 
non-ionic components. They are used to break down organic matter. The appropriate type of 
detergent should be selected for the equipment to be cleaned. 
 
DISINFECTANTS 
Disinfectants are substances which are capable of killing micro-organisms. The use of 
disinfectant is to reduce the number of micro- organisms on a surface, thereby decreasing the 
risk of contamination. Disinfectants are ineffective against soil. 
 
Disinfection and detergent solutions must be made up according to company guidelines; they 
must be fresh and appropriately diluted. Incorrect mixing can lead to the ineffectiveness of the 
product. 
NB Never mix different products 
 
 
THEMAL DECONTAMINATION 
The Dekomed machine uses thermal disinfection which allows a high-level disinfection. The 
internal water and steam process prevents unpleasant odours and bacterial growth inside the 
machine. All internal services are washed and the water tank, piping, outlet chamber and 
articles being processed are disinfected in each cycle. The temperature of the machine will be 
over 90 degrees Celsius for 3 minutes or more. The efficiency of the machine is thought to be 
better than human decontamination. However the machine requires correct loading in order for 
optimum decontamination. 
 
 
 
IMPORTANT INFORMATION REGARDING DISINFECTANTS AND DETERGENTS 
 
Do not use chlorine releasing agents such as Haz Tabs granules or tablets, on acidic 
bodily fluids such as vomit or urine as this can cause a rapid release of a toxic level of 
chlorine. 
 
Always refer to COSHH instructions displayed on product label 
 
Use appropriate personal protective equipment (PPE) when using these products and 
the use of a visor is recommended if there is a risk of splash (UHCW Standard 
Precautions Policy 2018) 
 
In the event of a splash into the eyes or onto the skin, rinse immediately with running 
water, inform your line manager. Complete on-line datix form and attend Occupational 
health between the hours of 9-5 Monday to Friday and ED at all other times. 
 
All disinfectants should be stored in a locked cupboard. 
 
For further advice please contact the infection prevention and control team on 
extension 24791

--- PDF page 5 ---
5 
 
 
The following table provides details of the usages of cleaning and disinfectant 
products. 
PRODUCTS USED 
AT UHCW 
DILUTION 
INDICATION FOR USE 
Sani Cloth Active 
Per wipe 
To be used on medical devices e.g. bladder scanner 
probe 
Detergent Wipes 
Per wipe 
To clean small surfaces areas. e.g. dressing trolleys, 
PDA, computer key board and mouse 
Disinfectant 
Haz Tab Tablets 
10,000p.p.m Chlorine solution 
 
Add four Haz – Tab tablets to 
the small 1 litre diluter bottle 
provided and fill to the line with 
cold water. 
Disinfection of dried blood spillages. 
Disinfection of small wet blood spillages 
 
Use PPE Leave on spillage for minimum of 2 minutes. 
Wipe up with paper towels and dispose of directly into 
non-infectious waste or clinical waste if from an isolation 
room 
Blood stained computer key boards and mouse must be 
decontaminated with Haz tab prior to cleaning with 
detergent wipe 
DO NOT USE DIRECTLY ON URINE / VOMIT SPILLS. 
Disinfectant 
Haz Tab granules 
(can only be used 
on wet blood 
spillage) 
Sprinkle over neat spill until all 
moisture is completely 
absorbed. 
Disinfection of large blood spillages i.e. more than 30mls. 
 
Use PPE -Leave on spill for minimum of two minutes until 
gel like substance is formed. Wipe up with paper towels 
and dispose of directly into non-infectious waste or clinical 
waste if from an isolation room 
 
DO NOT USE DIRECTLY ON URINE / VOMIT SPILLS. 
Detergent and 
chlorine 
disinfection. 
 
Tristel Jet (chlorine 
dioxide ) 
 
 
 
Tristel Fuse 
(solution) One fuse 
sachet for surfaces 
marked 5 or 1 litre/s 
to produce 5 or 1 
litre/s of working 
solution. 
1,000 ppm chlorine solution 
(Tristel) 
 
 
 
Spray directly onto surface or 
onto a damp cloth and use a 
damp cloth to spread. Contact 
time is 1 minute. 
 
Fold the sachet in half and 
hold away from the body. 
Squeeze one side of the 
sachet to burst contents 
through centre seal. Contents 
will start to turn yellow, which 
confirms that solution is being 
activated. Prepare dilutor 
container with 5 litres of cold 
water. Cut a corner of the 
sachet. Pour the contents of 
the sachet into five litres of 
cold water. 
Use dosette bottle and wipe to 
clean surfaces. Contact time 1 
mintue 
Cleaning and disinfection for daily barrier cleans, terminal 
cleans, and outbreak cleans. 
 
 
 
 
Examples of usage Tristel Jet/Fuse: 
Whole bed spaces including: 
Bed and mattress covers, lockers, bed tables (Tristel fuse 
only) 
Couches 
Commodes 
Work surfaces 
Sterile dressing trolleys 
IV poles 
Pulse oximeters 
Keyboards Operating theatre tables and environment 
Incubators. 
This is not an exhaustive list. 
Disinfectant 
(Alcohol Wipes) 
70% Isopropyl alcohol solution 
Disinfection of dressing trolley after cleaning with 
detergent. 
Radiological probes- These wipes must not be used for 
general environmental cleaning 
Sani- cloth CHG 
2% 
70% alcohol + 2% 
Chlorhexidine (CHG) 
Cleaning and disinfection of mobile electronic devices e.g. 
vital pack iPod

--- PDF page 6 ---
6 
 
 
 
 
 
DECONTAMINATION OF NON INVASIVE EQUIPMENT 
 
All equipment should be risk assessed to ensure adequate decontamination takes place; the 
NPSA has identified four risk categories 
 
Very high 
 
High 
 
Significant 
 
Low 
And cleaning frequencies should be matched accordingly. 
 
Cleaning alone is often an adequate method of decontamination for a wide range of non- 
invasive items Wilson (2001). As stated previously equipment should be cleaned between 
patient use Smith et al (2008) and prior to storage. Once cleaned these items should be have a 
signed and dated label attached, this is in line with High Impact Intervention N8 (DOH 2010). 
UHCW advocates the use of “green means clean” tape which should be signed, dated and 
labelled as to where the equipment was cleaned and by whom. 
 
Where possible decontaminated equipment should be stored separately from used items and 
away from areas where cleaning is taking place to reduce risks of contamination (DOH2009) 
 
 
EQUIPMENT BEING RETURNED FOR SERVICE 
Employees and external contractors can be exposed to transmission of infection or varying 
degrees of chemical contamination, therefore it is essential all equipment due for repair or 
replacement is decontaminated. 
 
Equipment being returned for service or repair to any of the hospital departments must be 
decontaminated, and any exposure to hazardous material a formal decontamination procedure 
should take place. 
 
The procedure must be recorded on the equipment decontamination certificate (appendix 1). 
The certificate must be authorised by the ward/unit manager and attached to the piece of 
equipment prior to being released to the person who will undertake the work with an estimation 
of the likelihood of contamination remaining after the decontamination process. (These 
certificates will be kept for 5 years) 
Failure to supply a decontamination certificate will result in suspension of repair or service of 
said item until the decontamination process has been identified. 
 
ITEMS SUBJECT TO SCHEDULED MAINTENANCE 
At times a department will service or undertake a scheduled maintenance of a piece of 
equipment in a clinical environment. A permit to work form (appendix 2) is required to 
safeguard the personnel undertaking the work. 
 
 
RISK ASSESMENT AND SERVICING 
Persons, who undertake work on residually contaminated equipment such as blood gas 
equipment will be responsible for their own risk assessment, however trust staff has a 
responsibility to ensure that: 
 
They are aware of action to be taken if a hazard were to be released 
 
They know the parts of equipment that can pose a greater contamination risk 
 
They know the mode of transmission if a hazard were to be released – e.g. blood 
borne, droplets.

--- PDF page 7 ---
7 
 
 
They are aware of the nature of any residual hazard and the harm that this may cause 
The hazard may be either biological or chemical. 
 
On receipt of the information the engineer will be responsible for his/her own health and safety 
using the above information to undertake his/her own risk assessment. 
If risk cannot be mitigated or sufficiently controlled they reserve the right to suspend work until 
the equipment is appropriately decontaminated, or a satisfactory method of work can be 
established. 
 
 
TYPES OF EQUIPMENT 
Equipment can be classified as reusable, single patient use and single use. 
Reusable- This means that the equipment may be reused subject to appropriate 
decontamination. 
Single patient use- This means the equipment may be used more than once for the same 
patient, however, manufacturers’ instructions must be adhered to regarding suitability of 
decontamination. 
Single use- This means that the equipment may be used once only and then disposed of. 
Items labelled single use can be identified by this sign. 
 
 
 
Single use items must not be reused, or decontaminated because of the following; 
•Cannot guarantee effective decontamination. 
•Lack of knowledge of the suitability of cleaning and disinfection process. 
•Absorption of the cleaning or disinfection agents into the single use item, which may then 
transfer to the patient during use. 
•Absence of quality assurance procedures to confirm that reprocessed devices have not 
deteriorated during reprocessing e.g. plastic materials may become brittle, lose flexibility or 
crack. 
 
The reprocessing of single use items can lead to patient’s infection, injury or unnecessary 
exposure to harmful substances, which has serious implications for the trust. 
All staff should make sure they adhere to the manufacturer’s guidelines on decontamination 
and all of the instructions should be filed and all staff involved in decontamination should have 
access. 
 
IT equipment - All computer equipment including PC’s, screens, workstations on wheels, 
printers, faxes and IPODS, should be clean and dust free at all times, this is the responsibility 
of the staff using the equipment, and cleaning should take place with a detergent wipe. 
 
 
Consequences to the user and the Trust If Single use items are reprocessed: 
•Prosecution for a criminal offence under the Health and Safety at Work Act 1974 
•If products are found to be defective/exposure to civil liability to pay damages for any injuries 
caused under the Consumer Protection Act 1987 
 
 
Acquisition and Procurement 
Any items of new equipment to be purchased must: 
 
 Be fit for intended purpose 
 
 Be compatible with existing equipment 
 
 Easy to clean. 
 
 Have complete and clear instructions for decontamination from the manufacturer

--- PDF page 8 ---
8 
 
 
 
Table 2. Equipment Required for Decontamination of Non-Invasive Equipment 
ACTION 
RATIONALE 
A. Always refer to manufacturers’ instructions for 
decontaminating the equipment 
To ensure appropriate use and compatibility of 
product to equipment and ensure integrity of 
equipment. 
B. Identify piece of equipment to be 
decontaminated and put on personal protective 
equipment, i.e. gloves, and plastic apron. (Full-
face visor if splashing is anticipated). 
To protect uniform, face and hands from 
contamination and minimise the potential risk for 
cross infection. 
C.Select a 5 litre Tristel container and fill with cold 
water to the fill line. Using a Tristel fuse sachet, 
fold the sachet in half and at arm’s length 
squeeze the sachet until an audible pop sound is 
heard. Mix components of the sachet together by 
squeezing the sachet from hand to hand. Then 
locate the perforated edge and tear, empty the 
contents of the sachet into the water contained 
within the 5 litre container. The 5 litre solution i.e. 
water and fuse is now viable for 24 hours after 
which time it must be discarded and fresh 
solutions made up. NB ensure all containers are 
labelled and dated. Decant required amount of 
prepared solution into a blue bowl for cleaning 
Or 
Using Tristel jet solution moisten a damp 
disposable cloth, squirt jet solution onto the cloth 
and then apply directly to the piece of equipment 
Allow equipment to dry for at least 1 minute 
For terminal or discharge cleans as detergent and 
a disinfectant solution is required 
To ensure product has had sufficient contact time 
with equipment in order to be effective 
 
Please note no electrical equipment should be put through the Dekomed washer 
 
EXEMPTIONS TO THE EQUIPMENT DECONTAMINATION POLICY 
In certain situations there may be occasions when procedures outlined in the policy may cause 
delays or practical difficulties in operating an efficient maintenance service for example: 
Fixed radiological or radiotherapy equipment may require continuous adjustment by a 
maintenance engineer during a session, therefore it may not be practical to issue a new 
certificate every time the engineer touches the equipment 
Equipment may fail whilst connected to a patient, under this situation it is permissible not to 
operate the decontamination system providing: 
There is prior agreement between the departmental/ward manager or the user and the 
maintenance department/repair/service company 
 
The department /ward manager must inform the service engineer prior to the handling of the 
equipment of any hazard that may prevail whilst working on the equipment. The service 
engineer must take all possible precautions whilst maintaining, servicing and repairing the 
equipment, which can include the wearing of PPE. 
 
 
REPORTING OF EQUIPMENT DEFECTS OR HAZARDS 
Accidents or defects relating to medical equipment be reported to the Medical & Healthcare 
Products Regulatory Agency (MHRA) at the DOH in accordance with must DB2010 (01) where 
they involve products and materials which could put individuals at risk. This will allow 
appropriate Hazard notices and safety notices to be issued on a national basis. 
Reports should be channelled through the appropriate department:

--- PDF page 9 ---
9 
 
 
Non-medical equipment -The Director of Estates 
 
Medical equipment -MEBS department 
 
Computer equipment- ICT services 
 
NHS supplies based at UHCW for consumables 
 
Consumable medical supplies, if not able to be decontaminated, must be contained within a 
sealable bag available for HSDU and kept on the ward with the completed certificate. The 
supplies department at UHCW must then be contacted prior to the item being dispatched. 
 It is illegal to send contaminated items through the post 
 
Where contamination may damage the article, prior notification and agreement with the carrier 
may be required before dispatch. The packaging should be sufficiently robust to withstand 
transport and should ensure the contents of the inner pack cannot contaminate the outer one. 
i.e. by direct contact or leakage. The package should be labelled with a notice “Danger of 
Infection” 
 
All dangerous goods sent by road must comply with the ARD2009 and The Carriage of 
Dangerous Goods and use the transportable pressure Equipment Regulations 2009. Any 
dangerous goods to be sent by road or courier must be consigned or approved for 
consignment by the Trust’s Dangerous Goods Safety Advisor (DGSA) 
 
 
 
 
 
 
 
7. DISSEMINATION AND IMPLEMENTATION 
These revised guidelines are available to review on the E-Library and will be disseminated via 
training. 
 
8. TRAINING 
 
The revised guidelines are part of mandatory Infection prevention & control training. All staff 
must complete this update on a yearly basis booking via ESR. It is an individual staff member’s 
responsibility to maintain their own mandatory updates. 
Link Nurses will be able to cascade training to staff and if more in-depth training is required 
please contact the IPC team. 
 
 
9. MONITORING COMPLIANCE 
 
Aspect of 
compliance 
or effective 
ness being 
monitored 
Monitoring 
method 
Individual 
department 
responsible 
for the 
monitoring 
Frequency 
of the 
monitoring 
activity 
Group/committee 
which will receive 
the 
findings/monitoring 
report 
Group/ 
committee/individual 
responsible for 
ensuring that the 
actions are 
completed. 
The process 
of delivery of 
standard 
infection 
prevention & 
control 
precautions 
to all staff 
within the 
Standard Infection Prevention & control precautions are monitored in line with 
the mandatory training policy.

--- PDF page 10 ---
10 
 
trust and 
follow up of 
non-
attendance 
The process 
for ensuring 
staff are 
aware of the 
need to 
practice 
standard 
infection, 
prevention & 
control 
precaution’s 
is that 
training is 
given to all 
trust staff 
groups and 
follow up of 
non- 
attendance 
is followed 
Review of 
the local 
audits 
Infection 
prevention 
and control 
team 
Annual 
Infection 
prevention 
&control 
committee trust 
board 
Infection prevention 
& control committee 
 
10. APPENDICES 
APPENDICES 
 APPENDIX 1 
 
UNIVERSITY HOSPITALS COVENTRY AND WARWICKSHIRE NHS TRUST 
 
Equipment Decontamination Certificate 
Hospital: 
Ward/Dept: 
Location: 
Equipment No. 
Job No. 
 
Description of Equipment and area contaminated: 
 
 
 
 
 
ALL EQUIPMENT MUST BE SOCIALLY CLEAN BEFORE RETURN FOR 
SERVICE / REPAIR 
 
Has the equipment been exposed internally or externally to? 
 
Blood, body fluids, and or, pathological samples? 
YES 
NO 
Other Biohazards? 
YES 
NO 
Chemicals or other substances hazardous to health? 
YES 
NO

--- PDF page 11 ---
11 
 
 
Are there any inaccessible parts likely to be contaminated? 
 
Give details here: 
e.g. Internal filters etc. 
 
 
 
 
Has the Equipment been cleaned & decontaminated? 
YES 
NO 
 
 
I declare that I have taken all reasonable steps to ensure the accuracy of this 
information: 
 
Signature 
Print name 
Date 
(Ward / Dept Authorised Signatory) 
 
 
APPENDIX II 
 
UNIVERSITY HOSPITALS COVENTRY AND WARWICKSHIRE NHS TRUST 
 
AREA PERMIT TO WORK CERTIFICATE 
SCHEDULED MAINTENANCE ACTIVITY 
 
Hospital 
 
 
Ward Department 
 
 
Dates Activity Planned 
 
 
Service Organisation 
 
 
Service Engineers 
 
 
Specific Area(s) where 
maintenance activity to take place 
 
 
 
 
 
 
 
Description of equipment types 
and models etc.

--- PDF page 12 ---
12 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
If the Reviewer and Author is the same person please tick box 
 
If the Reviewer and Author is not the same person please provide the Reviewer 
details below 
 
Reviewer Name: 
Martha Bird 
Reviewer Job Title: 
Infection Prevention and Control Nurse 
Reviewer email address: 
Martha.bird@uhcw.nhs.uk 
 
Approved by: 
Simon Lambert 
Date Approved: 
28/10/2019 
 
Primary Specialty: 
To be allocated by Quality & Effectiveness Department upon 
 
 
 
This is to indicate that equipment within the designated area(s) is in an appropriate condition 
and state of cleanliness for scheduled maintenance to be undertaken. Equipment identified for 
repair within MEBS facilities will be subject to separate ‘Permit to Work’ policy as applied to 
individual items of equipment. 
 
Signature 
Print name 
Date 
 
 
 
Ward/department Authorised Signatory 
 
 
 
 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No Yes 
(if Yes, please detail ) 
 
Author Name: 
Fiona Wells 
Author Job Title: 
Fiona Wells Infection prevention and Control Nurse 
Author email address: 
 
Fiona.wells@uhcw.nhs.uk 
 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>

--- PDF page 13 ---
13 
 
receipt 
Secondary Specialty: 
To be allocated by Quality & Effectiveness Department upon 
receipt 
Other Specialty: 
To be allocated by Quality & Effectiveness Department upon 
receipt 
 
Are there any UHCW documents related to this topic area Yes
 
No
 
 
 
 
University Hospitals Coventry and Warwickshire NHS Trust (2018) Standard Precautions 
 
 
 
 
References 
Provide full references for any literature utilised in the development of this clinical operating 
procedure, if applicable 
 
Category of 
evidence 
(See Table 1.) 
Booth, C (2000) The Principles of Decontamination. Nursing Times Vol. 96(38):2. 
 
D 
Clarkson D, Scheduled maintenance of Medical Equipment IDP89 
 
Department of Health (2009) The Health and Social Care 2008: Code of Practice for the 
NHS on the prevention and control of healthcare associated infections and related 
guidance. London: Crown Copyright. 
D 
Department of Health (2009) High Impact Intervention No.8. Care Bundle to improve 
the cleaning and decontamination of clinical equipment. Saving Lives: reducing 
infection, delivering clean and safe care. London: Crown Copyright. 
 
D 
Fleming, M (2000) New Standards for Cleanliness. Nursing Times Supplement. Vol. 96 
(38): 10-11. 
 
D 
Great Britain, (2004), Control of Substances Hazardous to Health (COSHH) regulations 
statutory Instruments 2004 3386, London Stationary Office. 
 
 
 Great Britain (2002) The dangerous substances and explosive Atmospheres (DSEAR) 
Regulations statutory Instruments 2002 2776, London Stationary Office 
 
 
Great Britain (1974) Health & Safety at Work Act Chapter 37 ( 1074), London Stationary 
Office 
 
 
Great Britain (1987) Consumer Protection Act , London Stationary Office 
 
 
 
Great Britain (2010) Reporting Adverse Incidents and Disseminating Medical Device 
Alert- DB2010 (01), Medicines and Healthcare Products Regulatory Agency 
 
 
Great Britain (2009) The carriage of Dangerous Goods and use of transportable 
pressure Equipment regulations 2009, Statutory Instruments 2009 1348 , London, the 
Stationary Office 
 
 
 
Medicines and Healthcare Regulatory Agency (2006) SN 2001 (28) – Compatability of

--- PDF page 14 ---
14 
 
Medical Devices and Reprocessing Equipment with Decontamination Agents. 
www.mhra.gov.uk/Publications/Safetywarnings/MedicalDevicesAlerts/Safety 
Notices/con2025047. 
National Patient Safety Agency (2009) Nation Reporting and Learning Service. The 
Revised Healthcare-Cleaning Manual. National Audit Office (2000) The Management 
and Control of Hospital Acquired Infection in Acute NHS Trusts in England. London: 
The Stationary Office. 
D 
Medicines and Healthcare products Regulatory Agency. Sterilization, disinfection and 
cleaning of medical equipment: guidance on decontamination from the Microbiology 
Advisory Committee (the MAC manual): Part 1 principles. London: MHRA; 2010. 
D 
Smith, R. C; Robinson, C; Darlington, N. P; Infection Prevention and Control Team 
(2008) Policy on Medical and Computer Equipment Decontamination Prior To service 
and Repair. 
D 
Wilson, J. (2001) Infection Control In Clinical Practice. London: Bailliere Tindall. 
 
D 
Weber DJ, Rutala WA. The role of the environment in transmission of clostridium 
difficile infection in healthcare facilities. Infection control and hospital epidemiology 
2011; 32(3):207-9 
 
 
D

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1 
 
 
 
 
 
Clinical Operating Procedure 
 
A Clinical Operating Procedure is defined as: 
 
A set of instructions that describe the method for carrying out clinical tasks or 
activities to ensure efficiency, consistency and safety. 
 
 
 
Procedure Ref 
No: 
COP 222 
 
Review date: 
October 2023 
Expiry date: 
April 2024 
 
Version 
Number: 
V9 
 
 
 
 
 
 
 
 
 
 
 
 
 
Procedure 
Title: 
Bed And Mattress Cleaning Procedure 
Summary statement /scope of the procedure: 
All patients admitted to University Hospitals Coventry and Warwickshire NHS 
Trust have the right to be admitted into a clean bed space and trust employees 
have a responsibility to deliver this. All parts of the bed (including mattresses 
such as static or dynamic) and bed frame, wheels and castors should be visibly 
clean with no blood or body substances, dust, dirt, debris, adhesive tape or 
spillages (National Patient Safety Agency 2007). They must be cleaned and 
checked between each patient episode. It is the responsibility of all employees 
to ensure that no bed or mattress leaves their area that has not been cleaned. 
 
Recommendations for procedure content:

--- PDF page 2 ---
2 
 
 
Please note: The following systems have been replaced by the trust Electronic Patient Record system (EPR). If 
any of these systems are identified within the document, please substitute them for the appropriate EPR 
alternative system and refer to relevant corresponding EPR procedures. 
1. Opera (theatres) 
2. Centricity (Critical Care) 
3. Wardview 
4. Extramed 
5. CRRS 
6. VitalPack 
7. Adastra (CUTC) 
8. K2 (maternity portal replaced by PPUK) 
9. i.PM 
10. Athena (Maternity) 
11. SCIT App (replaced by camera capture) 
Please contact EPREnquiries@uhcw.nhs.uk if you have any questions about the 
systems listed or the EPR system introduced in their place. 
On review of this document please ensure the systems listed are removed from the 
text and replaced with the relevant EPR system and process. 
All patients admitted to University Hospitals Coventry and Warwickshire NHS Trust 
have the right to be admitted into a clean bed space and trust employees have a 
responsibility to deliver this. All parts of the bed (including mattresses such as static 
or dynamic) and bed frame, wheels and castors should be visibly clean with no blood 
or body substances, dust, dirt, debris, adhesive tape or spillages (National Patient 
Safety Agency 2007). They must be cleaned and checked between each patient 
episode. It is the responsibility of all employees to ensure that no bed or mattress 
leaves their area that has not been cleaned. 
 
The purpose of this procedure is to identify a process for ensuring beds and 
mattresses are decontaminated appropriately following the discharge of a patient and 
prior to it being used for the next patient. 
It is the responsibility of the ward manager and modern matron to ensure that this 
standard is achieved. The use of the word bed also refers to cots, trolleys and 
couches. This procedure seeks to implement a coordinated approach to 
decontamination of vacant bed spaces, beds, mattresses, trolleys etc. This Clinical 
Operating Procedure does not apply to theatres bed/ trolleys or emergency admission 
trolleys. 
 
1.1 Cleaning of the Mattresses: 
 
In order to clean the mattress effectively; whether the mattress is static or dynamic.

--- PDF page 3 ---
3 
 
The mattress needs to be examined to see if the integrity of the mattress is in 
accordance with manufacturer’s guidance and Medicines & Healthcare products 
Regulatory Agency. Please see ‘Mattress Integrity’ section for guidance on what to 
look for. 
The mattress needs to be cleared of all equipment and bed linen in order to effectively 
decontaminate it. The mattress should be cleaned with chlorine dioxide disinfectant 
solution (Tristel) by applying the solution to a cloth and wiping the product over the 
equipment (appendix 4). The product must not be directly added to the equipment as 
this can destroy/harm the equipment. If the mattress is not staying with the bed frame 
then a separate cleaning tape is to be applied to the mattress once completed. Stating 
when and who cleaned the bed and mattress so this is ready for the next patient to 
use. 
 
 
1.1.2 Pressure Relieving Cushions: 
The same cleaning process should be applied to pressure relieving cushions as 
mattress decontamination. 
 
• 
Ward areas will socially clean PR Mattresses with ‘Tristel’. 
• 
Roll-up and place PR Mattresses inside the plastic bag. 
• 
Attach decontamination certificate to the outside of the bag so it is: clearly visible. 
• 
Boxes (Pumps) again need to be fully cleaned with ‘Tristel’ and then placed on 
top of the bag or by its side (Not inside the bag). 
 
The mattress should then be left in the back service delivery corridor not on the main 
street for collection. 
1.1.3 Cleaning of the Bed Frame and Rails: 
 
Bed frames and rails also need to be examined to see if the integrity of the equipment 
is in accordance with manufacturer’s guidance and Medicines & Healthcare products 
Regulatory Agency and that the product is not faulty. Please see ‘Bed Frame/ Rails

--- PDF page 4 ---
4 
 
Integrity’ section for guidance on what to look for. 
 
The bed frame and rails should also be cleaned with chlorine dioxide disinfectant 
solution (Tristel) by applying the solution to a cloth and wiping the product over the 
equipment. The product must not be directly added to the equipment as this can 
destroy/harm the equipment. The bed frame must be raised in order to clean 
underneath the bed also, including the base, wheels and head and foot of the frame. 
 
Once effectively decontaminated, cleaning tape is to be applied to the bed frame once 
completed stating when and who cleaned the bed and mattress so this is ready for the 
next patient to use.

--- PDF page 5 ---
5 
 
1.2 Mattress Integrity: 
 
Checking the beds integrity prior to decontamination: Mattress covers can become 
damaged at any time during use or storage, for example from: needle stick; strike-through; 
damage from sharp objects; abrasion during handling, transport or movement; 
inappropriate cleaning and decontamination procedures. The same process should be 
applied to pressure relieving cushions when looking at the integrity of the equipment. 
Foam mattresses after a period of time of compression and moisture can cause serious 
infections for our patients. There is a known documented connection between damaged, 
contaminated mattresses and outbreaks of bacterial infections. Infections can complicate 
illnesses, cause distress for patients and their families and lead to death. 
 
In accordance with Medicines & Healthcare products Regulatory Agency Ref: 
MDA/2010/002. Bed mattresses need to comply with this regulation to check the 
following: 
 
• Inspect the exterior surface of each mattress cover for signs of damage, such as 
holes or cuts. 
• Remove the cover and inspect its inside surface and the mattress core for staining 
or contamination. 
• Safely dispose of any covers showing signs of damage or staining. 
• Arrange for contaminated mattress cores to be either: cleaned and decontaminated 
in accordance with the manufacturer’s instructions; or safely disposed of. 
• Ensure that a frequent inspection regime is established for all mattresses before 
and during use. 
• Distribute the attached poster within your organisation. (appendix 1) 
 
1.3 Bed Frame/ Rails Integrity: 
 
Manufacturers should specify what bed and bed rail devices should be used, cleaned and 
maintained so that they remain in good working order and continue to be safe to use. Medicines 
& Healthcare products Regulatory Agency (2021). 
 
Bed rails should be maintained in accordance with the manufacturer’s recommendations in the 
instructions for use. Examples of common types of damage include: 
 
• Adjusters, clamps and fixings can wear, work loose, crack, deform or be missing 
completely, giving rise to unwanted free play which can increase important gaps. 
• Material fatigue can also occur. Bed occupants who rattle the bed rails can exacerbate 
this tendency. 
• Telescopic components can become loose or jammed, discouraging correct 
adjustment. 
• Plastic components can degrade due to age, exposure to light and some cleaning

--- PDF page 6 ---
6 
 
chemicals. 
• Poor transport and storage can also cause damage to components. 
• Duvets, blankets, sheets and valances may need to be removed to check these areas 
properly. 
All bed frames should be examined for any corrosion 
 
1.4 Additional cleaning: 
 
In addition to the bed space clean, all isolation rooms, bays and all equipment associated with 
the discharge/transfer of patients with alert organisms must also undergo disinfection with chlorine 
dioxide solution (Tristel). This will be requested as a terminal clean and will include changing of 
soft furnishings such as curtains. This is requested via the help desk and is a responsibility of 
both ISS and healthcare staff. 
NB A terminal clean will be carried out to the same standard whether or not patients are in the 
area. If a bay area is to be terminally cleaned, it may not be reasonable or practicable to vacate 
the area. 
 
1.5 Glossary 
 
 
Discharge clean – When a patient vacates a bed space. This is undertaken by the Trust 
staff. 
 
Barrier Clean – Routine cleaning of a room that has an infected or reverse – barrier 
nursed patient(s). This is undertaken by ISS under the right instruction from Trust staff. 
If the room has had a patient with an infection that requires barrier nursing then disposable 
cloths are to be used with Tristel. If the patient is not barrier nursed due to infection then 
microfiber cloths are to be used with Tristel and placed into a bag for laundering ready for 
the next use. 
 
Terminal Clean – Clean required when a barrier room (or cohort bay) is vacated or when 
an infected patient is no longer infected. This may also follow the opening of a ward when 
an outbreak is over, or a bay if a patient has been transferred out into a side room for 
reasons of Infection Prevention and Control. 
 
Hydrogen Peroxide Vapour (Fogging Clean). Carried out by the Performance team & 
requested as a pre-fogging terminal clean via the Help desk Ext 25555 & then by 
contacting the Performance team (Bleeps 2129/4723/2635/1840). 
 
Fogging cleans are to be used in the following situations:- 
• To disinfect rooms when a patient with Clostridium difficile becomes
48 hours asymptomatic. 
• To disinfect side rooms when there is evidence of an outbreak of Clostridium

--- PDF page 7 ---
7 
 
difficile or with other organisms 
• When a patient with a multi resistant organism has vacated a room 
• This service is available seven days a week Monday-Friday 8-2pm & Weekends 8-
12pm. Outside these hours, if the fogging cannot be completed then a terminal 
clean should be requested and signed off by a senior staff member. If a room can 
be kept vacant then fogging can be completed the following day. 
• Note that once fogging has been commenced the room will be out of action for 3 hours 
 
** Please note: If the patient is moved to a different bed space and remains an inpatient, in 
order to have a ‘Fogging Clean’ – please ensure the bed is changed for the patient. This 
is to ensure the bed is decontaminated effectively from spores for future use.** 
 
 
The bed space checklist for each type of clean can double as an audit tool and as an aid to Private 
Finance Initiative (PFI) collaboration. It is intended to be used to reassure the next patient that a 
clean has taken place of the bed and space before they occupy the bed. It can be laminated and 
used as a checklist and if the department choose to this can be documented in any admission 
paperwork. It will also be used as an aide memoire for all staff. 
 
 
1.6 Mattress Audit (appendix 2) 
 
To ensure that mattresses are fit for purpose and clinically effective for the patient; it is 
recommended that mattresses are checked between 6 and 12 monthly. 
 
Audit Protocol 
How do you check your mattresses in accordance with Invacare Mattress Auditing Criteria? Use 
the points below to record your findings in Appendix 2. 
 
Column 3: Mattress Type 
 
It is important to identify the type of mattress in use, and whether or not the mattress has specific 
features that may affect the outcome of the audit. Also take note if the mattress has an installation 
date or batch number. 
 
Column 4: Mattress Depth 
 
Measure the depth of the mattress at the edge with a ruler. The foam mattresses (not including 
foam overlays) should be at least 5”/13cm in depth. 
 
 
Column 5: Cover Condition 
The tester should scrutinize the general appearance of the mattress cover, both internally and 
externally, looking for visible evidence of wear and tear. 
 
This might include: 
I. 
Damage – for example splits, tears or punctures 
II. 
Cover breakdown 
III. 
Broken seams 
IV. 
Staining along zip lines (zip leakage) 
V. 
Staining of the interior cover or foam * 
VI. 
Staining of exterior of cover 
VII. 
Noting whether the cover is appropriate for the type of mattress

--- PDF page 8 ---
8 
 
 
 
• 
Selected mattresses have inner surfaces light in colour to facilitate audit inspection and to 
help clearly identify any staining or bacterial growth. HOWEVER remember to take extra care 
when looking for stains on dark or patterned mattress covers. 
 
In the event of the cover failing the audit on points VI) or VII), only the cover needs to be replaced. 
To avoid significant risk of pressure damage or friction to the patient, it is imperative that the new 
mattress cover fits correctly. Selected mattress manufacturers produce mattress covers that are 
fully detachable which helps aid inspection. It also allows ease of removal for laundering in cases 
of heavy contamination, whilst offering a cost benefit of allowing the replacement of individual 
parts rather than the whole mattress. 
 
Mattresses should be marked accordingly to indicate that only the cover needs replacing. This 
should be marked on the mattress using the code ‘RC’ indicating Replace Cover. 
 
Column 6: Foam Condition 
 
a) 
Mattress Contamination 
Unzip the mattress cover and examine the inner foam core for evidence of the following: 
 
I. 
Dampness, together with staining of the interior cover 
II. 
Staining 
III. 
Malodour, other than the foam smell that accompanies a new mattress 
IV. 
Foam exposed 
 
b) 
Bottoming Out 
In line with RCN Guidelines for mattress auditing protocols, the ‘Fist Test’ is used to determine 
whether the foam core of the mattress has ‘bottomed out’. This is where the base of the bed can 
be felt through the mattress during testing. This procedure should be carefully followed to ensure 
that all mattresses that do not comply with the recommended depth and foam condition are 
identified. This will potentially prevent further use where their pressure reducing capabilities may 
be compromised due to the present condition of the mattress. 
 
To undertake the ‘Fist Test’: 
I. 
Make sure the top of the mattress is level with the tester’s greater trochanter; 
II. 
With the mattress cover in situ; 
III. 
Stand at the side of the bed; 
IV. 
Link hands to form a fist, keep elbows straight 
V. 
Lean forward with body weight and push the fist into the mattress along the seven points 
below

--- PDF page 9 ---
9 
 
 
 
 
The mattress should be marked accordingly to indicate whether the whole mattress needs 
replacing or just the cover/inserts. If the cover and 1 insert require replacing, ‘RC1’ should be 
marked on the mattress. Should the cover and 2 inserts require replacing, ‘RC2’ should be marked 
on the mattress. If the mattress is condemned and requires complete replacement, the code ‘C’ 
should be marked on the mattress. These codes are then also used in the final mattress audit 
report to provide consistent analysis and results. 
 
POINTS TO REMEMBER 
1. 
Every new mattress should be allocated a number and a note made of the day it was put 
into service – selected mattress manufacturers have audit boxes printed on their mattress covers 
to aid this protocol. 
2. 
The date is usually located on the cover and also on the foam near the zip opening. 
It is found to be unnecessary to condemn the whole mattress, only the contaminated individual 
parts of the mattress need to be replaced. 
 
Column 7: Audit Recommendation/ Report: 
Please use the codes in the chart below, Code for recommendation: Audit outcome 
 
 
Code 
Recommendation 
RC 
Replace cover 
RC1 
Replace cover and 1 insert 
RC2 
Replace cover and 2 inserts 
C 
Condemn 
U 
Untested

--- PDF page 10 ---
10 
 
Bed space checklist for discharge cleans. 
 
Ward 
Room number 
Bay 
Side room 
 
Dear Patient 
 
Infection Prevention and Control is taken very seriously by UHCW NHS Trust and we aim to ensure that 
your bed and surrounding area has been thoroughly cleaned 
 
 
 
 
Action. 
Responsibility 
Tick as cleaned or 
reason for omission. 
Locker empty and checked. Including wash bowl 
Trust staff 
Suction checked and replaced as necessary 
Trust staff 
O2 supply checked and replaced as necessary 
Trust staff 
Bed frame cleaned with chlorine dioxide disinfectant 
(Tristel) 
Trust staff 
Mattress to be cleaned and checked for ingress and 
bottoming out on the static mattresses. Replace as 
necessary (refer to pg 6 & 8) Place UHCW nurses 
green and white cleaning tape on 
zip tie when cleaned, sign and date clearly 
Trust staff 
Check and clean pillows ensure all seams of pillow are 
secure. Dispose of any with integrity breaches. 
Trust staff 
All items cleared from bedside locker/ trolley. 
Trust staff 
Locker/bedside trolley all surfaces inside and out , 
patient line equipment etc to be washed with chlorine 
releasing agents 
Trust staff 
Bed rails, head and base, patient call bell cleaned with 
chlorine dioxide disinfectant (Tristel) 
Trust staff 
Clean bedside chair, check integrity of cushion by 
unzipping. Clean with chlorine dioxide disinfectant 
(Tristel). 
Trust staff 
Wash bowls to be put through deko med bed pan 
washer, washbowls not to be stored in dirty utility when 
clean 
Trust staff 
Alcohol gel supplies checked and replenished. 
Trust staff 
Put green and white nursing cleaning tape with name 
and date clearly on bed frame as well as the mattress. 
Trust staff 
Form left for next patient / relative to complete. 
Trust staff 
Cleaned by 
PRINT NAME 
 
 
 
I am happy with the standard of cleanliness of my bed and space □ 
 
 I am not happy with the standard of cleanliness of my bed and space □ 
 
 
 Comments:

--- PDF page 11 ---
11 
 
 
Bed/Bay space checklist for terminal cleans. 
Unoccupied Room 
Ward 
Room number 
Bay 
Side room 
UHCW NHS Trust takes infection Prevention and Control very seriously and we aim to ensure that your bed 
and surrounding area has been thoroughly cleaned. 
For a terminal clean washing should be undertaken using chlorine dioxide) releasing cleaning agents Tristel. 
It may not be possible for all patients to leave the room for all terminal cleans e.g. post Noro virus or MRAB 
or if a patient develops diarrhoea in a bay. The same standard of clean is expected 
NB Cleaning of a terminal room and barrier clean requires single use items for each area. 
 
Action. 
Responsibility Completed if not why not? 
Locker empty and checked. Including washbowl. 
 
Trust staff 
Wash bowls put through deko med bedpan washer. 
Wash bowls not to be stored in dirty utility 
 
Trust staff 
Suction checked and replaced as necessary 
 
Trust staff 
O2 supply checked (unconnected) replaced as necessary 
and cleaned 
 
Trust staff 
Alcohol gel supplies checked and replenished. 
 
Trust Staff 
Bed frame cleaned with chlorine dioxide disinfectant 
(Tristel) 
 
Trust Staff 
Mattress to be cleaned and checked for ingress and 
bottoming out. Replace as necessary (refer to pg 6 & 8) 
Place UHCW nurses green and white cleaning tape on 
zip tie when cleaned, sign and date clearly 
 
Trust Staff 
Check and clean pillows ensure all seams of pillow are 
secure. Dispose of any with integrity breaches. 
Trust staff 
Clean pressure relieving cushion and check integrity, 
replace if required 
 
Trust Staff 
Replace headphones on bedside entertainment system 
 
Trust staff 
Replace fire blanket under the mattress. 
 
Trust Staff 
Ensure alcohol gel is at the base of the bed 
 
Trust Staff 
Form left for next patient/relative or performance 
management team to complete. 
 
Trust staff 
Cleaned by 
PRINT NAME 
 
I am happy with the standard of cleaning □ 
 
I am not happy with the standard of cleaning □ 
 
 
 Comments:

--- PDF page 12 ---
12 
 
Bed/Bay space checklist for terminal cleans 
Occupied Room 
Ward 
Room number 
Bay 
Side room 
 
 
UHCW NHS Trust takes Infection Prevention and Control very seriously and we aim to ensure that your bed 
and surrounding area has been thoroughly cleaned. For a terminal clean washing should be undertaken 
using chlorine releasing cleaning agent, Tristel. It may not be possible for all patients to leave the room for 
all terminal cleans e.g. post Noro virus or MRAB. The same standard of clean is expected. 
NB Cleaning of a terminal room and barrier clean requires single use items for each area. 
 
 
Action. 
Responsibility 
Completed if not why not? 
Locker cleared and checked. 
 
Trust staff 
Wash bowls put through deko med bedpan washer. 
Wash bowls not to be stored in dirty utility. 
 
Trust staff 
Suction checked and replaced as necessary BP cuffs etc 
removed or replaced 
 
Trust staff 
O2 supply cleaned, checked (unconnected) and replaced 
as necessary 
 
Trust staff 
Alcohol gel supplies checked and replenished. 
 
Trust Staff 
Bed frame cleaned with chlorine dioxide disinfectant 
(Tristel) 
 
Trust Staff 
Mattress to be cleaned and checked for ingress and 
bottoming out. Replace as necessary (refer to pg 8 & 9) 
Clean with chlorine dioxide disinfectant (Tristel) Place 
UHCW nurses green and white cleaning tape on zip tie 
when cleaned, sign 
and date clearly 
 
Trust Staff 
Check and clean pillows ensure all seams of pillow are 
secure. Dispose of any with integrity breaches. 
 
Trust staff 
Clean propad cushion and check integrity, replace if 
required 
 
Trust Staff 
Replace headphones on bedside entertainment system 
 
Trust staff 
Replace bed linen and change patients clothing. 
 
Trust Staff 
Replace fire blanket under the mattress. 
 
Trust Staff 
Ensure alcohol gel is at the base of the bed 
 
Trust Staff 
Cleaned by 
PRINT NAME 
 
 I am happy with the standard of cleaning □ 
 
I am not happy with the standard of cleaning □ 
 
Comments:

--- PDF page 13 ---
Ward/ Department staff to check mattress on 
discharge of patients 
OR 
When Patient Transferred onto an Alternative Type of 
Mattress 
 
 
 
 
If Mattress and pressure relieving cushion 
intact/ not damaged and/or stained and no 
ingress, continue use after cleaning with 
chlorine dioxide disinfectant (Tristel). If soft 
form mattress not required place UHCW nurses 
green and white tape on zip tie and store safely 
for use at a later date. 
If stains/ damage noted, inform equipment store on Ext 
25041 or bleep 2976. Clean mattress (static or 
dynamic) with Tristel, place decontamination certificate 
on mattress. 
Log call on ISS help desk and porters will bring 
mattress to equipment store 
Make this request explicit when calling the FM help 
desk 
 
 
 
Cover and Foam Damaged and/or 
Stained 
Action: Dispose of both items in 
designated bag as clinical waste and 
equipment store will replace both. 
 
 
 
 
 
Contact 25555 Helpdesk, to obtain yellow and 
black striped, clinical waste mattress/curtain 
bag, take to waste hold.
All parts of Mattress or pressure 
relieving cushion. Damaged Stained 
and or ingress Action: condemn whole 
mattress or pressure relieving cushion 
and equipment store will issue a new 
replacement 
Cover Damaged and/ or stained with 
ingress. 
Action: Dispose of cover in designated 
bag as clinical waste and equipment 
store will replace cover with a new one.

--- PDF page 14 ---
Bed needs repair or is surplus to requirements 
Repair 
Surplus to requirements 
 
 
 
 
 
Yes 
Clean bed frame with Tristel. Place completed decontamination 
notice on the bed frame. Log call on help desk. 
Mattress to be cleaned with Tristel jet or fuse, it must be 
checked for ingress, if none found follow procedure above. 
Clean mattress and bed frame with Tristel jet or fuse. 
Place UHCW nurses green and white cleaning tape on the 
bed frame and the Mattress zip tie. 
Store mattress safely for use at later date. 
 
 
 
 
 
Cover and Foam Damaged and/or 
Stained 
Action: Dispose of both items in 
designated bag as clinical waste and 
equipment store will replace both. 
Cover Damaged and/ or stained with 
ingress. 
Action: Dispose of cover in designated 
bag as clinical waste and equipment 
store will replace cover with a new one. 
All parts of Mattress or pressure 
relieving cushion. Damaged Stained 
and or ingress Action: condemn whole 
mattress or pro pad and equipment 
store will issue a new replacement 
 
 
 
 
Contact 25555 Helpdesk, to obtain yellow and 
black striped bag, clinical waste 
mattress/curtain bag, take to waste hold. 
NB Any bed that is to be stored within the trust should be properly decontaminated following use. Once this bed is required, again it may 
need to be cleaned using chlorine dioxide disinfectant (Tristel). Cleanliness is the responsibility of all staff.

--- PDF page 15 ---
If the Reviewer and Author is the same person please tick box 
 
If the Reviewer and Author is not the same person please provide the Reviewer 
details below 
 
Reviewer Name: 
Emma Evans 
Reviewer Job Title: 
Infection Prevention Control and Sepsis Nurse 
Reviewer email address: 
Emma.evans@uhcw.nhs.uk 
 
Approved by: 
Infection Prevention and Control Committee 
Date Approved: 
April 2021 
 
Primary Specialty: 
IPCC 
Secondary Specialty: 
N/A 
Other Specialty: 
N/A 
 
Are there any UHCW documents related to this topic area Yes
 
No
 
 
If yes please provide Title 
 
 
 
References 
National Patient Safety Agency (2007) The national specifications for cleanliness in the NHS: a 
framework for setting and measuring performance outcomes 
 
Medicines & Healthcare products Regulatory Agency (2010) Medical Device Alert, Ref: 
MDA/2010/002 
 
Medicines & Healthcare products Regulatory Agency (2014) All types of bed mattresses - 
contamination through damaged mattresses or covers https://www.gov.uk/drug-device-
alerts/medical-device-alert-all-types-of-bed-mattresses-contamination-through-damaged-
mattresses-or-covers 
 
Medicines & Healthcare products Regulatory Agency (2021) Bed rails: management and safe 
use https://www.gov.uk/guidance/bed-rails-management-and-safe-use 
 
 
 
 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No Yes 
(if Yes, please detail ) 
 
Author Name: 
Fiona Well 
Author Job Title: 
Modern Matron Infection Prevention & Control 
Author email address: 
Fiona,wells@uhcw.nhs.uk 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>

--- PDF page 16 ---
Appendix 1: 
MHRA poster

--- PDF page 17 ---
Appendix 2 
Mattress Audit form 
 
1 
2 
3 
4 
5 
6 
7 
Date 
Ward area/ 
bay and bed 
number 
Mattress 
Type 
Mattress 
Depth 
Cover 
Condition 
Foam 
Condition 
Audit 
Recommend
ation/ Report: 
Place Code 
Below

--- PDF page 18 ---
Appendix 3

--- PDF page 21 ---
Appendix 4

--- PDF page 22 ---
Appendix 5

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1 
 
 
Clinical Operating Procedure 
 
 
Procedure Title: 
Management 
of 
Multi-Resistant 
Organisms, 
Carbapenemase 
Producing Enterobacteriaceae (CPE), Multi Resistant Acinetobacter 
baumanni (MRAB) and Extended Spectrum Beta-Lactamases (ESBL) 
 
Procedure Ref No: 
COP 915 
 
Review date: 
October 2023 
Expiry date: 
April 2024 
 
Version Number: 
V1 
 
 
Summary statement /scope of the procedure: 
 
Multi-drug Resistant Organisms (MRO) are now endemic in healthcare facilities in many countries. 
The prevalence of MRO is increasing and there are areas in the UK in which MRO are considered 
widespread. 
 
The ability of these organisms to acquire resistance to virtually all antimicrobial agents presents 
both a therapeutic problem and a hazard of cross infection in the healthcare setting. 
 
It is therefore important to identify patients who are at risk of colonisation and infection of MRO, and 
to ensure strict Infection Prevention and Control (IPC) precautions are in place. 
Gram negative bacteria are a large, heterogeneous group of organisms. This document will 
consider MRO 
• 
Carbapenemase Producing Enterobacteriaceae (CPE) 
• 
Multi Resistant Acinetobacter baumanni (MRAB) and 
• 
Extended Spectrum Beta-Lactamases (ESBL) 
 
 
 
Guiding Principles of MRO management 
 
1.Transmission and Prevention 
MRO can be spread by person-to-person contact, contact with contaminated surfaces, or exposure 
in the environment (by colonised medical equipment). 
 
Careful attention to infection control procedures, such as, hand hygiene and environmental 
cleaning, can reduce the risk of transmission. 
 
Once this organism becomes established in a unit, it can be extremely difficult to eradicate, so 
preventing it from becoming established is very important.

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Patients colonised with MRO and experiencing diarrhoea are at 
particularly high risk of transmitting the organisms to others and/or contaminating the environment. 
 
2.Patient Risk Group 
Known risk factors for colonisation and/or infection with MRO include: 
 
Patients with underlying medical conditions 
 
Elderly patients 
 
Patients who have taken antibiotics 
 
Previously hospitalised individuals 
Those who are most susceptible are 
 
Immunosuppressed 
 
In intensive care 
3.Staff working with MRO patients 
Staff caring for patients with confirmed or suspected MRO should do so with strict adherence to 
standard infection prevention control precautions and use of PPE must be maintained. 
 
Where practically possible see all other patients prior to those with confirmed or suspected MRO. 
 
Transporting a patient with a MRO in the hospital on a bed, trolley or in a wheelchair is a low risk 
activity. There is no requirement for porters to wear gloves, aprons or other PPE on transferring 
patients. 
 
4.Mattresses 
After a patient is discharged the mattress must be thoroughly checked and decontaminated using 
chlorine dioxide solution (e.g. Tristel) Dynamic mattresses should be sent to the mattress library. 
 
5.Transferring of Patients 
Infection Prevention and Control measures should not compromise the patients care and should not 
affect the patient’s freedom to be mobilised or attend other departments for health care related 
visits. 
 
It is the responsibility of the nursing staff on the transferring ward to make direct contact with staff on 
the receiving ward or department (e.g. radiology) to make sure that they are aware of the patients 
MRO status in advance of the transfer. 
 
6.Laundry 
All laundry must be considered contaminated and placed in a red alginate bag inside a white outer 
bag. Please refer to Procedure for the laundering of Soiled Patients Clothing in the Home Setting 
Guideline (2016) for further details. 
 
7.Cutlery and Crockery 
Ordinary cutlery and crockery can be used. Disposable crockery and cutlery are not required. 
Under no circumstances should any crockery or cutlery be washed by hand. 
 
8.Visitors 
Visitors are not required to wear protective clothing unless involved in the patient’s personnel care, 
when an apron should be worn. Visitors should wash their hands immediately prior to leaving the 
isolation room and should not wander around the ward and visit other patients. 
 
9.Last offices 
No special precautions are needed for MRO positive patients.

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Management of Extended Spectrum Beta Lactamase (ESBL) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Patient previously known ESBL positive OR Newly diagnosed with ESBL 
Outpatients department, including eye clinic 
Inpatient 
 
Strict adherence to the WHO five moments of 
hand hygiene is required 
 
Wounds should be covered with a dressing whilst 
waiting in communal waiting areas 
 
There is no need to remove furniture or 
equipment from consulting rooms 
 
Surfaces that the patient has been in direct 
physical contact with, e.g. the couch, should be 
wiped down with chlorine dioxide solution (e.g. 
Tristel) 
Appendix A 
Theatres 
 
May need different antimicrobial 
prophylaxis to non-carriers 
 
Cleaning of theatre surfaces, should be 
carried out using Tristel after every case 
 
Air exchanges in theatre are of a 
sufficient standard no “rest” period is 
required between cases 
 
If clinically appropriate place at the end of 
the list

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Management of Multi Resistant Acinetobacter baumanni (MRAB) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Patient previously known MRAB positive OR Newly diagnosed with MRAB 
Outpatients department, including eye clinic 
Inpatient 
 
Strict adherence to the WHO five moments of 
hand hygiene is required 
 
Wounds should be covered with a dressing whilst 
waiting in communal waiting areas 
 
There is no need to remove furniture or 
equipment from consulting rooms 
 
Surfaces that the patient has been in direct 
physical contact with, e.g. the couch, should be 
wiped down with chlorine dioxide solution (e.g. 
Tristel) 
Appendix B 
Theatres 
 
Appendix D 
 
May need different antimicrobial 
prophylaxis to non-carriers 
 
Cleaning of theatre surfaces, should be 
carried out using Tristel after every case 
 
Air exchanges in theatre are of a 
sufficient standard no “rest” period is 
required between cases 
 
If clinically appropriate place at the end of 
the list 
 
Hydrogen Peroxide Vapour (Fog)

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Management of Carbapenemase Producing Enterobacteriaceae (CPE) 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Patient suspicion of CPE, previously known CPE positive OR Newly diagnosed with CPE 
Outpatients department, including eye clinic 
Inpatient 
 
 
Strict adherence to the WHO five moments of 
hand hygiene is required 
 
Wounds should be covered with a dressing whilst 
waiting in communal waiting areas 
 
There is no need to remove furniture or 
equipment from consulting rooms 
 
Surfaces that the patient has been in direct 
physical contact with, e.g. the couch, should be 
wiped down with chlorine dioxide solution (e.g. 
Tristel) 
For Pre-Operative Assessment Service please refer to 
POAS CPE Clinical Operating Procedure (2020) 
 
Appendix C 
 
Appendix E 
Theatres 
 
Appendix D 
 
Appendix E 
 
May need different antimicrobial 
prophylaxis to non-carriers 
 
If clinically appropriate place at the end of 
the list 
 
Air exchanges in theatre are of a 
sufficient standard no “rest” period is 
required between cases

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Appendix D 
Theatre Management Guidance for MRAB and CPE 
 
 
 
 
1 
 
• Remove all non-essential equipment from theatre 
 
2 
• Bleeps and personal items will not to be taken into theatre 
3 
• Bring airway essentials and anaesthesia drugs into theatre 
4 
• Designate outside circulator to avoid contamination of outside area 
5 
• If involved in direct patient contact don a long sleeved gown. Apron sufficent for non-
direct contact 
6 
• Medium/ High indiviuduals prepare for recovery in theatre 
• Low risk individuals can be managed as per normal practice 
7 
• Instruments and devices should be decontaminated in the normal manner in accordance 
with the manufacturer’s advice 
8 
• Trays sent to SSD in normal way 
9 
 
• All clinical waste to be dealt with in the normal manner

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Appendix E

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If the Reviewer and Author is the same person please tick box 
 
If the Reviewer and Author is not the same person please provide the Reviewer details below 
 
Reviewer Name: 
Dr. Steve Laird 
Reviewer Job Title: 
Consultant Microbiologist 
Reviewer email address: 
Steve.Laird@uhcw.nhs.uk 
 
Approved by: 
Infection Prevention and Control 
Date Approved: 
April 2021 
 
Primary Specialty: 
Infection Prevention and Control 
Secondary Specialty: 
N/A 
Other Specialty: 
N/A 
 
Are there any UHCW documents related to this topic area Yes
 
No
 
 
If yes please provide Title 
 
 
 
Does this Clinical 
Operating Procedure relate 
to a Clinical Guideline? 
No Yes 
(if Yes, please detail ) 
 
Author Name: 
Fiona Wells 
Author Job Title: 
Infection Prevention and Control 
Author email address: 
Fiona.Wells@uhcw.nhs.uk 
TRAINEE NURSING ASSOCIATES or NURSING ASSOCIATES - A NEW NURSING ROLE 
If Registered Nurses or Student Nurses will be undertaking a role, or carry out 
procedures in your area, you will now need to consider the role/input/restrictions for 
Trainee Nursing Associates/Nursing Associates and refer to them within your 
document. If you require any further information please contact Karen Mogan Practice 
Facilitator karen.mogan@uhcw.nhs.uk<mailto:karen.mogan@uhcw.nhs.uk>